Structural similarities shared by the RNA polymerases (Pols) of bacteria, archaea, and eukarya reflect a deep-rooted common ancestry of transcription systems in all organisms on earth. Archaea and eukaryotes exhibit greater similarity to each other in their Pol subunits, accessory transcription factors (TFs), and promoter elements than either does to bacteria (
36). In eukaryotes, Pol I synthesizes large rRNA (35S to 45S, depending on the species); Pol II synthesizes mRNAs and some small nuclear (sn) RNAs, such as U1 to U5; and Pol III synthesizes mostly tRNAs and 5S rRNA, as well as U6 snRNA and a few other transcripts (
53).
The core promoter orchestrates polymerase recruitment, promoter activity, and response to regulatory input (
59,
66). In eukaryotes, TATA promoter elements direct transcription by Pol II of a large subset of (but not all) protein-encoding genes, but often not the far fewer snRNA genes that are transcribed by Pol II. While TATA elements are found in a minute fraction of Pol III genes, they are generally not found in the core promoter regions of Pol I genes (
53). Intriguingly, despite the lack of TATA promoter elements, Pols I, II, and III all require TATA-binding protein (TBP) for initiation (
17). Archaea use widespread TATA-like promoters and a TBP ortholog to direct transcription by a single Pol of all gene types, those encoding tRNA, rRNA, and mRNAs (reviewed in reference
67). Orthologs of another central initiation factor, TFIIB, cooperate with TBPs in promoter recognition in archaea and eukarya (
35,
36). While TBP is shared by the three eukaryotic Pols, TFIIB and related factors exhibit polymerase and promoter specificity, such that TFIIB is used by Pol II, TFIIB-related factor (Brf) is used by Pol III for tRNA and 5S rRNA genes, and a distinct variant, BRFU/TFIIIB50, is used by Pol III for human U6 and related type 3 genes (
63,
70). The TFIIB-related proteins bind adjacent to TBP on the promoter, recruit the corresponding polymerase to the transcription start site, and participate in promoter melting, an intermediate step in initiation (
27,
30,
51,
58). Unlike archaeal and the eukaryal Pol II and Pol III systems, there is no apparent TFIIB homolog in the Pol I machinery (
11,
84). Instead, the factor known as Rrn3p/TIF-IA bridges the core promoter-associated factors and Pol I (
2,
44,
54).
Pol III promoters have historically been categorized into three major types. 5S rRNA (type 1) and tRNA (type 2) genes utilize internal TATA-less promoters, whereas U6 snRNA (type 3) promoters contain upstream TATA elements (
7,
15,
28,
53,
80). For TATA-containing genes such as U6, TBP-TFIIIB can recognize the upstream DNA directly (
46,
78). The tRNA promoter is composed of a proximal A box element located 10 to 20 bp downstream of the start site of transcription and a B box element at various distances farther downstream. Although the regions upstream of eukaryotic tRNA genes are generally AT rich, the sequence in this region is not conserved (
33). Rather, the sequence information used to assemble a tRNA transcription complex resides in the internal promoter, which is recognized by TFIIIC. Once bound, TFIIIC recruits the initiation factor Brf and its associated TFIIIB components to the TATA-less upstream DNA (
7,
28,
80). TFIIIB is an entity composed of three polypeptides, TBP, Brf, and B" (
7,
28). TBP is brought to the upstream region of the tRNA gene by Brf (designated BRF/hTFIIIB90 in the human system) via stable protein-protein interactions that occur in the absence of DNA (
22,
31,
75). Therefore, association with Brf provides TBP access to the TATA-less tRNA promoter (
31,
40,
41,
77). In this setting, TATA is not required and the TBP in TFIIIB can bind to upstream DNA that contains stretches of only G and C residues (
25).
We discovered that TATA motifs reside upstream of nearly all Schizosaccharomyces pombe tRNA and 5S rRNA genes. Here we demonstrate an obligatory role for TATA in homologous 5S rRNA and tRNA expression in S. pombe. We demonstrate differences in the mechanisms of Pol III transcription complex formation in S. pombe and Saccharomyces cerevisiae using in vitro transcription systems. Furthermore, S. pombe Brf associates with TFIIIC and Pol III in vivo, while TBP is conspicuously absent from these complexes, consistent with a TATA-dependent mechanism of TBP recruitment. The cumulative data fit a model of obligatory recruitment of TBP by the TATA element, precluding a stringent need for Brf-mediated recruitment of TBP, and lead to the proposal that this may reflect an ancient Pol III system.
Widening our search revealed TATA elements upstream of the S. pombe genes for U1 to U5 snRNAs and ≈37S rRNA genes, which do not use TATA elements in several other species. Mutation of the TATA element in the Pol I core promoter abolishes rRNA expression in vivo. The data indicate that all three Pols require TATA promoter elements for efficient expression in fission yeast. These results suggest that S. pombe may represent an ancient eukaryotic transcription system that was intermediate between that in archaea and the more diversified eukaryotic model systems that are described in textbooks.