Transcriptional coactivators, also known as mediators or adapters, are required for transcriptional activation. Coactivators are distinct from GTFs in that they are dispensable for basal-level transcription in vitro and distinct from activators in that most do not directly bind DNA and none appears to bind DNA in a sequence-specific manner. In some cases, coactivators appear to bridge the interaction between gene-specific activator proteins and GTFs, whereas in other cases, coactivators facilitate chromatin remodeling. Several functionally distinct classes of coactivators have been described. These include the TAF components of TFIID, the SRB/mediator complex that associates with RNA pol II, TFIIA, SAGA and related complexes that catalyze nucleosomal histone acetylation, and the SWI/SNF and related chromatin-remodeling complexes. Additional coactivators have been described in mammalian systems, including the general cofactor designated USA (upstream stimulatory activity). Each of these classes of coactivators is reviewed here. A schematic summary of coactivators and their functions is presented in Fig. .
TBP-Associated Factors
TBP is a universal transcription factor, required by all three RNA polymerases (reviewed in reference
198). In each case, TBP is associated with a distinct set of factors, which are defined by either copurification or coimmunoprecipitation with TBP. Four distinct TBP complexes have been described in metazoan systems. TFIID is specific for RNA pol II and includes TBP plus 8 to 11 polypeptides. SL1 (human) is specific for RNA pol I and consists of TBP plus three TAFs. TFIIIB is specific for RNA pol III and is composed of TBP plus at least two additional polypeptides. SNAP
C is another RNA pol III TBP complex, required for transcription of certain small nuclear RNA (snRNA) genes. This section is restricted to RNA pol II-specific TAFs, with emphasis on the yeast system. An excellent review of the biochemistry and structural biology of TFIID was published recently (
50).
Although TBP is sufficient for promoter recognition and subsequent assembly of other factors into a functional PIC (
43), transcriptional activation in metazoan systems is observed only when the PIC is assembled with the multisubunit TFIID complex (
204,
379). This observation led to the discovery of the TAFs and the hypothesis that TAFs are requisite mediators of transcriptional activation (reviewed in reference
378). Consistent with this hypothesis, certain TAFs directly contact activator proteins whereas other TAFs directly bind either GTFs or promoter DNA (
48,
71,
161,
203,
486,
507). Thus, TAFs were proposed to function in transcriptional activation by relaying information from activators to the core transcriptional machinery.
In contrast to human and
Drosophila TBP, yeast TBP was initially thought to exist in a monomeric form, resulting in interchangeable use of the terms “TBP” and “TFIID” (
43,
211). However, mutations in the class of
SPT genes that includes
SPT15 (TBP) confer a related set of pleiotropic phenotypes and the product of one of these genes,
SPT3, physically interacts with TBP (
123). These results suggested that at least a portion of TBP is complexed with other factors in vivo. Indeed, under native conditions, the majority of cellular TBP chromatographed as a large complex and immunoprecipitation of TBP resulted in copurification of nine polypeptides (
373). One of these proteins was identified as Brf1, a subunit of the RNA pol III-specific factor TFIIIB, and the purified complex contains TFIIIB activity in vitro (
373). Another protein was identified as Mot1, which functions in RNA pol II transcription, apparently by displacing TBP from DNA (
372). These results established the existence of yeast TAFs, defined simply as proteins stably associated with TBP.
The polypeptide composition of an immunopurified TBP-TAF preparation suggested that in addition to TFIIIB and Mot1, the yeast counterpart of TFIID was included. Indeed, the TBP-TAF complex functioned as a coactivator, conferring transcriptional activation by RNA pol II in vitro (
371). The genes encoding three of these TAFs,
TAF130,
TAF90, and
TAF60, were cloned based on partial sequence of the purified proteins; a fourth gene,
TSM1, had been cloned previously based on physical linkage to the
MAT locus (
385). Sequence analysis revealed that all four proteins are homologous to
Drosophila and/or human TFIID components.
Yeast TFIID was also identified by affinity chromatography with TBP as the ligand (
388). Consistent with metazoan TFIID, and similar to the immunopurified TBP-TAF preparation described above (
371), this complex was required for activated transcription in vitro. The genes for two components of this complex,
TAF145 and
TAF90, encode homologs of higher eukaryote TAF
II250 and TAF
II80, respectively, and are identical to yeast
TAF130 and
TAF90, described independently (
371). These studies established that yeast TBP exists in distinct complexes that are the counterparts of higher eukaryote TFIID and TFIIIB and in a complex with Mot1. In a separate study, yeast TBP was found in a distinct complex (TBP-Rrn6-Rrn7-Rrn11) that is functionally related to the mammalian RNA pol I transcription factor SL1, although there are no obvious sequence similarities between the RRN proteins and SL1 subunits (
287).
A computer search of the yeast genome database identified additional
TAF genes based on sequence similarity to known human and
Drosophila TAFs (
329). Each of these proteins coimmunoprecipitates with TBP, establishing that they are bona fide TAFs. Furthermore, all are present in a complex with TAF
II145/TAF
II130, which is thought to be the scaffold for TFIID assembly. In total, 12 TAF subunits of yeast TFIID have been identified (
255,
256,
329,
371,
388,
517). With the exception of
TFG3, all of the genes encoding these subunits are essential for cell viability. Also, with only one exception, all metazoan TAFs have a homolog in yeast. The exception is TAF
II110, which is required for activation by the glutamine-rich activator Sp1; interestingly, glutamine-rich activators do not function in yeast, perhaps due to the absence of a TAF
II110 homolog (
329). A summary of yeast TFIID subunits is presented in Table .
Immunodepletion of yeast TFIID by TAF-specific antibodies blocks in vitro transcription by RNA pol II but not by RNA pol I or RNA pol III (
255). Furthermore, the degree of inhibition parallels the degree of TAF depletion. These results confirm that TFIID is indeed RNA pol II specific and that TFIID is the principal, if not sole, TBP-TAF complex specific to RNA pol II in yeast. As noted above, TAF
II30 is identical to the Tfg3 subunit of TFIIF and to the Swp29 subunit of SWI/SNF and is a component of the RNA pol II holoenzyme (
55,
196). The
TFG3-encoded TAF
II30 subunit therefore establishes a connection between the core and coactivator components of the transcriptional machinery.
It is interesting that none of the genes encoding TAF subunits of TFIID was uncovered in any of the extensive genetic selection schemes designed to identify transcription factors. Only
TAF30/TFG3/SWP29/ANC1 turned up in a genetic selection, in this case based on a search for cytoskeletal components that interact with actin (actin noncomplementing) (
531). Although
MOT1 was identified genetically (
105,
364) and the Mot1 protein exists in a complex with TBP (
372), the Mot1-TBP complex is distinct from TFIID (see the Mot1 section, below). Thus, yeast genetics provided no insight into TFIID function.
The structural and functional conservation of TFIID in human,
Drosophila and yeast and the essential nature of the yeast genes encoding yeast TFIID clearly point to a critical role for TAFs in cell physiology. Nonetheless, the function of TAFs remains unclear. It had generally been assumed that TAFs were requisite coactivators of transcription, acting as the targets of gene-specific activator proteins (reviewed in reference
378). The identification of the yeast genes encoding TFIID allowed that premise to be tested directly. Quite unexpectedly, depletion or inactivation of several TAFs, including TAF
II145/TAF
II130, the scaffold for TFIID assembly and the only TAF known to directly bind TBP, did not compromise transcriptional activation in vivo (
328,
517). The only exception was reduced activation from promoters lacking canonical TATA elements (
328). This result cannot be explained by functional redundancy, since the yeast genome includes only a single homolog for each of the metazoan TFIID subunits (
329). Thus, in stark contrast to the TFIID requirement for activation in metazoan in vitro transcription systems, TAFs are not generally required for activation in yeast (reviewed in references
183 and
479).
What, then, is the essential function of TAFs? One possibility is that TAFs are in fact essential coactivators but only for transcription of a subset of genes. This possibility is supported by the failure of a
taf90(Ts) mutant to progress through the G
2/M phase of the cell cycle at the restrictive temperature (
5). Furthermore, a
taf145(Ts) mutation blocks transcription of G
1/S cyclin genes at the restrictive temperature (
518). A specialized role for TAFs in transcription of cell cycle-specific genes is further supported by diminished levels of TAFs in the stationary (G
0) phase whereas GTF levels are unaffected (
518). Indeed, a role for TAFs in the regulation of cell cycle-specific genes was suggested by the identification of mammalian TAF
II250 as the product of the
CCG1 gene, which is required for passage through the G
1 phase of the cell cycle (
406). Consistent with this observation, a
CCG1 mutant is defective in transcriptional activation of the cell cycle-regulated cyclin A promoter but not the
c-fos promoter (
519). The effects of TAF mutations have also been described in
Drosophila, where altered forms of TAF
II60 and TAF
II110 diminished the transcription of Bicoid-dependent genes in the developing embryo (
417). Taken together, TAFs appear to be critical coactivators of a subset of genes but are not required for the activation of all, or even most, RNA pol II-dependent genes.
The mechanism by which TAFs facilitate expression of specific genes is unknown. The TAF
II250-dependent transcription of cyclin A is dependent upon the ATF activator protein (
520). However, yeast TAF
II145/TAF
II130 (TAF
II250 homolog) was found to be a core promoter selectivity factor, indicating that TAF
II145/TAF
II130 facilitates expression of specific genes through the core promoter, rather than by activator-TAF
II145/TAF
II130 interaction (
434). This discrepancy between might be accounted for by different mechanisms of TAF
II145- and TAF
II250-mediated transcriptional activation in yeast and metazoan systems. It is intriguing, however, that TAF
II250-dependent promoters lack canonical TATA boxes (
520), and core promoter elements that confers TAF
II145/TAF
II130 dependence do not include the TATA box (
434). These results support a role for TAF
II250 and TAF
II145/TAF
II130 in mediating activation from promoters lacking consensus TATA sequences, a conclusion consistent with the earlier observation that TAF
II145/TAF
II130 is important for transcription from promoters lacking consensus TATA sequences (
328).
Enzymatic activities have been reported for one subunit of TFIID. Human TAF
II250 is a bipartite protein kinase with specificity for the RAP74 subunit of TFIIF (
112). TAF
II250 is also a histone acetyltransferase (HAT) (
327). Thus, TAF
II250 appears to play multiple roles in transcriptional activation, including phosphorylation of TFIIF and acetylation of histones. The yeast homolog of TAF
II250, TAF
II145/TAF
II130, also has HAT activity (
327). Sequence alignment between human TAF
II250 and yeast TAF
II145/TAF
II130 revealed that neither the kinase domain nor TFIIF interaction domain is conserved in the yeast protein, suggesting that the TAF
II250 kinase plays a promoter-specific role in transcriptional activation in higher eukaryotes (
112).
Recent insights have been made into the structural organization of TFIID (reviewed in reference
206). Sequence analysis of TAFs revealed structural similarity to histones:
Drosophila TAF
II42 (dTAF
II42) and human TAF
II31 (hTAF
II31) resemble histone H3; dTAF
II62 and hTAF
II80 resemble H4; and dTAF
II30α and hTAF
II20 resemble H2B (an H2A homolog has not been identified) (
50). These similarities in primary structure extend to the tertiary and quaternary structures. The N-terminal portions of dTAF
II42 and dTAF
II62 form canonical histone folds that mediate the formation of a heterotetrameric (dTAF
II42-dTAF
II62)
2 complex resembling the (H3-H4)
2 tetrameric core of the histone octamer (
545). Moreover, the structural relevance of the octamer-like structure is supported by biochemical studies (
205,
333). These results establish the existence of a histone octamer-like structure within TFIID. However, the recent crystal structure of the nucleosome core particle defined arginine side chains as a predominant feature of the histone-fold-DNA interaction, yet these arginine residues are not conserved in the TAFs (
296). Apparently, if these TAFs do bind DNA, the mode of interaction is likely to be different from that in the nucleosome (
296). Whether an octamer-like structure is a component of TFIID in yeast is not known. However, yeast homologs of dTAF
II62/hTAF
II80 (TAF
II60), dTAF
II42/hTAF
II31 (TAF
II17) and dTAF
II30α/hTAF
II20 (TAF
II61/TAF
II67) have been identified (Table ). In each case, the sequence similarity includes the histone-fold motif.
SRB/Mediator
SRB/mediator is a multisubunit complex isolated from yeast based on its requirement for transcriptional activation by RNA pol II in a purified system (reviewed in reference
28). Evidence for a transcriptional mediator came from squelching experiments, defined by the ability of one activator to inhibit transcription by another activator (
138,
244). This effect could not be rescued by excess GTFs but was reversed by a partially purified yeast fraction. These results were interpreted as evidence for an intermediary molecule that would mediate the interaction between activators and components of the core machinery. Purified SRB/mediator is functionally defined by three activities: (i) stimulation of basal transcription in a highly purified system; (ii) response to transcriptional activators in vitro; and (iii) stimulation of phosphorylation of the RNA pol II CTD by the TFIIH kinase (
252,
330). In contrast to TAFs, which appear to function as coactivators in a gene-specific manner, SRB/mediator appears to play a more general role in transcriptional activation.
Unlike the TAF components of TFIID, many of the SRB/mediator components were identified in genetic selections for mutations that affect transcription. One selection was based on suppression of the cold-sensitive growth phenotype associated with truncations of the RNA pol II CTD (
345). Mutations in nine different genes, designated
SRB2 and
SRB4 to
SRB11 (suppressor of RNA polymerase B) were identified. The products of the
SRB2,
SRB4,
SRB5,
SRB6, and
SRB7 genes were found to be mediator subunits. This result suggested that SRB/mediator function is manifest through the CTD. The other SRB/mediator subunits include the products of the
GAL11,
SIN4,
RGR1, and
ROX3 genes, all identified based on mutations that affect transcription, and the products of the
MED genes, most encoding novel SRB/mediator components. These factors are reviewed below and summarized in Table .
The
SRB2 gene is not essential for cell viability, although
srb2 deletion mutants exhibit the same phenotypes as CTD truncations, including slow growth, inositol auxotrophy, and heat and cold sensitivity (
260). Furthermore, the dominant
SRB2-1 mutation exhibited allele-specific suppression of CTD truncation mutations. Srb2 physically associates with the PIC and directly binds TBP. These results established the potential for suppressors of CTD defects to identify novel transcription factors. Moreover, Srb2 revealed a functional link between the CTD and TBP (
260).
The
SRB4 and
SRB6 genes are essential for cell viability (
483). Like
SRB2,
SRB5 is not essential for cell viability, but deletion of
SRB5 confers slow growth, as well as heat and cold sensitivity. Srb5 is a component of the PIC and is required for efficient transcription initiation. Srb2, Srb4, Srb5, and Srb6 physically associate with RNA pol II as components of a 1.2-MDa holoenzyme complex (
483).
Not all of the cellular RNA pol II is found in the holoenzyme form (
252,
261). This raised the question whether holoenzyme is a general requirement for transcription initiation. This was addressed in vivo by using a conditional
srb4 mutant. A temperature shift to 37°C caused rapid growth arrest of the
srb4 and
srb6 temperature-sensitive mutants. Concomitant with the temperature shift, the levels of total mRNA, as well as of specific mRNAs, rapidly declined. These results established a general requirement for SRB proteins in RNA pol II transcription and implied that the holoenzyme is the form of RNA pol II recruited to most promoters in vivo (
484).
The
SRB7 to
SRB11 genes have also been defined. Like mutations in
SRB2,
SRB4,
SRB5, and
SRB6, the suppressor mutations in
SRB7 to
SRB11 specifically compensate for the conditional phenotypes associated with the CTD truncation mutation but not for other
rpb1 alleles, implying that all nine
SRB gene products are functionally related to the CTD.
SRB7,
SRB8, and
SRB9 are novel genes (
194).
SRB7 is essential for cell viability, whereas deletion of
SRB8 and
SRB9 confers similar heat- and cold-sensitive growth defects as well as cell flocculation.
SRB10 and
SRB11 encode a kinase-cyclin pair (
285). All nine SRB proteins are reported to be components of one form of the holoenzyme and can be dissociated from the holoenzyme as a complex that also includes TFIIF and Gal11 (
194). This complex stimulates transcriptional activation, confirming its mediator function. The SWI/SNF chromatin remodeling complex has also been found as a component of the holoenzyme (
535). On the other hand, an independent holoenzyme preparation includes neither Srb8 to Srb11 nor SWI/SNF components (
283,
330). Perhaps more than one form of the SRB/mediator complex exists in yeast cells.
A mutant lacking the
SRB10-SRB11-encoded kinase-cyclin pair is defective in response to galactose induction and is deficient in CTD phosphorylation (
285). This suggests that the Srb10 kinase is involved in CTD phosphorylation and that CTD phosphorylation is regulated in a cell cycle-dependent manner and plays a role in the response to transcriptional regulators in vivo (
285).
The Gal11 component of the RNA pol II holoenzyme was identified in a genetic selection for factors required for full expression of galactose-inducible genes (
344). Although not essential for cell viability,
gal11 mutants are pleiotropic, indicating that Gal11 function is not limited to
GAL gene expression (
343). Indeed,
gal11 was also identified in genetic selections for the
spt (
spt13) and
snf genes (
130,
500) and in a screen for factors (
sds4) that affect transcriptional silencing at the
HMR mating-type locus (
462). A
GAL11 mutation,
GAL11P, was also identified as a potentiator of the Gal4-AH weak activator (
200). These results suggested that Gal11 is a general coactivator of transcription (
343), although Gal11 (Spt13/Sds4) has also been implicated in transcriptional repression (
130,
462). Gal11 was found subsequently to copurify as an SRB/mediator component of the holoenzyme (
252).
In a reconstituted transcription system Gal11 enhances basal transcription and facilitates activation by many, but not all, gene-specific activators (
408). The gene-specific function of Gal11 appears to be defined by the core promoter. TATA-containing genes are under control of Gal11, whereas genes with noncanonical TATA elements are unaffected (
410). Moreover, the gene-specific function of Gal11 is dependent upon TFIIE (
407,
409), which also affects transcription in a promoter-dependent manner (
266,
411,
487). A role for Gal11 as a TATA element-specific factor implies that transcription initiation at TATA-containing and TATA-less promoters is mechanistically distinct (
410). By contrast, transcription directed by the
HIS3 T
R (TATA containing) and T
C (TATA-less) promoter elements does not appear to be mechanistically distinct; rather, differential utilization of T
R and T
C appears to be a function of the overall level of transcription (
223).
The
GAL11P allele encodes a derivative of Gal11 with a single amino acid change (N342I); it has enhanced affinity for the dimerization domain, rather than the activation domain, of Gal4. This result suggests that N342I creates an artificial target for the Gal4 dimerization domain and that a single activator-holoenzyme contact is sufficient to recruit the holoenzyme to the promoter, resulting in activation (
20). This conclusion is consistent with TBP tethering experiments, demonstrating that artificial recruitment of TBP to the promoter is sufficient for activation, bypassing the need for an activation domain (
70,
254,
544). Experiments involving artificial recruitment of Gal11 were extended to determine the effect of holoenzyme recruitment on chromatin remodeling. Recruitment of the holoenzyme to the
PHO5 promoter by fusing the DNA binding domain of the Pho4 activator to either Gal11 or Srb2, both holoenzyme components, resulted in displacement of four positioned nucleosomes from the
PHO5 promoter (
150). This result demonstrated that recruitment of the RNA pol II holoenzyme is sufficient for chromatin remodeling.
The phenotypes of
gal11 mutants are similar to those of
sin4 and
rgr1 mutants, including diminished transcription of the
GAL,
Ty, and
MATα genes. These results suggested that Sin4 and Rgr1 might be SRB/mediator components. Indeed, the presence of Sin4 and Rgr1 in the holoenzyme was confirmed by immunoblot analysis and microsequencing, respectively (
282). Furthermore, Gal11, Sin4, Rgr1, and a 50-kDa polypeptide were found in a subcomplex of the SRB/mediator, thereby accounting for the similar phenotypes associated with
gal11,
sin4, and
rgr1 mutations. Recently, the 50-kDa polypeptide was defined as Med3, the product of the
HRS1/PGD1 gene (
330). Mutation in
HRS1/PGD1 causes transcriptional defects similar to mutations in
GAL11 and
SIN4 (
368). Moreover, all four genes can exert both positive and negative effects on gene expression (
129,
230,
232,
368,
463).
Several of the SRB/mediator components were also identified in a genetic selection designed to uncover factors that function in glucose repression (reviewed in reference
62). Mutations in the
SSN family of genes were isolated as suppressors of mutations in
SNF1, which encodes a protein kinase required for release from glucose repression. Accordingly, at least some
SSN genes should encode transcriptional repressors. Indeed, Ssn1 is identical to Mig1 (
501), which mediates glucose repression, and Ssn6, in association with Tup1, is a general transcriptional repressor (
243). A link between the
SSN and
SRB genetics systems came from the characterization of
SSN3 and
SSN8, which are identical to
SRB10 and
SRB11, respectively (
265,
285).
SSN3/SRB10 and
SSN8/SRB11 are also identical to
UME5 and
UME3, respectively, which encode important regulators of meiosis-specific genes (
98,
461). Four other
SSN genes are also identical to genes variously reported to encode SRB/mediator components:
SSN2 = SRB9,
SSN4 = SIN4,
SSN5 = SRB8, and
SSN7 = ROX3 (
443). Despite the discrepancies regarding the composition of SRB/mediator in different laboratories (
57,
194,
252,
261,
285,
330,
535), both complexes include transcriptional repressors: Srb8 to Srb11 in one case (
194) and Sin4, Rgr1 and Rox3 in the other (
170,
282). Thus, SRB/mediator components appear to confer both positive and negative effects on gene expression, suggesting that the SRB/mediator of “activation” might be more appropriately termed the SRB/mediator of transcriptional “regulation” (
282).
In addition to the SRB proteins and the Gal11 subcomplex, SRB/mediator includes polypeptides designated MED proteins (
283). Most of these proteins have now been identified (
330). As mentioned above, Med3 is encoded by the previously identified
HRS1/PGD1 genes (
34,
415); is found in a subcomplex of the mediator that includes Gal11, Sin4, and Rgr1 (
330); and functions as both a positive and negative regulator of transcription (
368).
Med6 is a novel protein encoded by the essential
MED6 gene (
278). In contrast to TAFs, which are required for activation of only a subset of genes, Med6 is required for the activation of many, although not all, genes. Consistent with a general role for Med6 in transcription, a
med6(Ts) mutant displays a broad array of phenotypes. Med6 has no effect on uninduced transcription. In this sense, Med6 is different from the SRB proteins, which can affect uninduced transcription, and different from the Gal11 subcomplex, which affects both activation and repression of transcription (
278). Homologs of Med6 have been identified in
Caenorhabditis elegans and humans, suggesting that Med6 is a universal transcription factor.
Med8 was initially reported to be identical to Rox3 (
170). Subsequent analysis of Med8 revealed two distinct polypeptides, one of which is Rox3; Med8 now refers to the other polypeptide (
330). Accordingly, Rox3 and Med8 are distinct polypeptides, both of which are components of SRB/mediator. Like components of the Gal11 subcomplex, Rox3 has been implicated in both activation and repression of transcription in vivo (reviewed in reference
170). Thus, Rox3, like the Gal11 subcomplex, offers strong support for the premise that the SRB/mediator affects transcriptional regulation in vivo.
TFIIA
TFIIA was initially identified as a GTF based on its requirement for specific transcription in vitro (
311,
389). More recent studies established that TFIIA is dispensable for TBP-directed initiation but stimulates transcription in a TFIID-directed system (
100,
106,
187,
353,
420,
458,
551). This differential effect has been attributed to TFIIA-mediated displacement of transcriptional repressors such as Dr1-DRAP1/NC2, PC3/Dr2 (topoisomerase I), HMG1, and Mot1 from the TFIID complex (
14,
152,
221,
320,
324). TFIIA associates with the PIC through interactions with TBP (
42) and stabilizes TBP-TATA box binding (
219). TFIIA also interacts with specific transcriptional activators (
353,
551), TAF
II110 (
550), and the coactivators PC4 and HMG2 (
153,
438). Moreover, TFIIA is required to overcome a rate-limiting step during formation of an open promoter complex (
525). Thus, TFIIA is dispensable for accurate initiation but plays an important role in transcriptional activation, functioning as either an antirepressor or a coactivator (
238,
298).
The yeast homolog of metazoan TFIIA was identified by complementation of a mammalian in vitro transcription system (
176). Yeast TFIIA activity copurified as two polypeptides with apparent molecular masses of 32 and 13.5 kDa (
383). The genes encoding both subunits were cloned based on partial sequence of the purified subunits and designated
TOA1 and
TOA2 (
384). Both
TOA1 and
TOA2 are essential for cell viability, underscoring the functional importance of TFIIA. Structural analysis of Toa1 and Toa2 defined domains of the two subunits that are required for subunit association, TBP-DNA interactions, and transcriptional activity (
238). Neither
TOA1 nor
TOA2 has been identified in a genetic selection or screen.
Similar to the TAF subunits of TFIID, TFIIA is dispensable for activated transcription in vitro (
252,
261). However, TBP mutants defective in TFIIA binding are activation-defective in vivo (
447). This apparent discrepancy might be explained if TBP-TFIIA interaction blocks the effects of general transcriptional repressors, absent from the in vitro systems, that either promote TBP-TATA dissociation (e.g., Mot1 [
13–
15]) or impair TBP-TATA association (e.g., Ydr1-Bur6 [
148,
163,
247,
375]).
Human TFIIA and
Drosophila TFIIA are composed of three subunits with apparent molecular masses of approximately 35/30, 19/20, and 12/13 kDa. In both organisms, the two larger subunits are encoded by the same gene and appear to be posttranslationally modified forms of a precursor protein (
107,
297,
550). The N-terminal 54 amino acids and the C-terminal 76 amino acids of the precursor protein exhibit structural similarity to the
TOA1-encoded subunit of yeast TFIIA. Furthermore, the nonconserved central region of Toa1 is dispensable for function (
238). The smallest subunit of human TFIIA is homologous to the
TOA2-encoded subunit of yeast TFIIA (
353,
458). Thus, the three subunits of metazoan TFIIA are encoded by two genes that are homologous to yeast
TOA1 and
TOA2.Crystal structures for two forms of yeast TFIIA-TBP-DNA ternary complexes have been solved (
155,
475). In both cases, the structures were determined with the smallest form of TFIIA that retained biological function. Accordingly, the largest subunit of TFIIA had the dispensable, central region of the polypeptide deleted. Two major structural elements were identified: a six-stranded β-sandwich and a four-helix bundle. The C termini of both subunits contribute three strands to the β-sandwich, and the N termini of each subunit contribute two helices to each helical bundle. TFIIA associates with the side of TBP-DNA opposite to TFIIB (Figure ). Unlike TFIIB, which binds both upstream and downstream of the TATA box, TFIIA is located exclusively upstream of TATA and is unlikely to contact other general factors that bind downstream of TATA.
Histone Acetyltransferases
Based on selective inhibition of activated, but not basal, transcription by the acidic activation domain of GAL4-VP16, the existence of transcriptional adapter molecules that would bridge the interaction between activators and the core transcriptional machinery was proposed (
25). The toxic effect of GAL4-VP16 overexpression was exploited to select for adapter-defective mutants (
26). Five genes,
ADA1 to
ADA3,
GCN5, and
ADA5, were identified (
26,
213,
308,
309,
365,
394).
GCN5 was initially identified based on its requirement for full activation by the Gcn4 transcriptional activator (
156).
ADA2,
ADA3, and
GCN5 were required for full activation by a subset of transcriptional activators, and Ada2 binds the activation domains of VP16 and Gcn4 (
23,
439). Presumably the ADA proteins and Gcn5 are directly recruited to promoter DNA by gene-specific activators.
Mutations in these genes cause a similar array of pleiotropic phenotypes, and double
ada gcn5 deletion mutants exhibit phenotypes no more severe than single mutants (
309,
365). These observations suggest that Gcn5 and the ADA proteins are functionally related, operating in a common pathway. Moreover, the Ada2, Ada3, and Gcn5 proteins physically interact with each other, both in vitro (
212) and in vivo (
58), suggesting the existence of an ADA-Gcn5 complex.
Although all of the evidence pointed to a role for the ADA and Gcn5 proteins in transcription, no specific function had been assigned to any of these proteins. A breakthrough occurred following purification of HAT from the
Tetrahymena (
37). Sequence analysis of the cloned HAT gene revealed homology to Gcn5, which was subsequently shown to have HAT activity (
38). This was a key discovery because, in addition to defining an activity for Gcn5, it provided a direct link between histone acetylation and transcriptional activation.
The
ADA5 gene is identical to
SPT20, an important discovery because it connects the
ADA and
SPT genetic systems (
308,
394). Furthermore, Spt20/Ada5 physically associates with Spt3, Spt7, and Spt8 (
165,
393). This suggested that Gcn5 functions within a large complex that includes both SPT and ADA proteins.
The existence of a Gcn5 HAT complex was also suggested by the ability of recombinant Gcn5 to acetylate free histones but not histones assembled into nucleosomes (
267,
548). Perhaps other components of the putative complex were required for recognition of nucleosomes. Consistent with this notion, both HAT activity and interaction with Ada2 are required for Gcn5 function in vivo (
59). A recent collaboration among several laboratories succeeded in identifying four distinct nucleosomal HAT complexes (
165). Two of these complexes, with apparent molecular masses of 1.8 and 0.8 MDa, included Gcn5 and Ada2. The genetic relationship among the
GCN5,
ADA, and
SPT genes provided a clue to the identity of the other components. Specifically, the 1.8-MDa complex copurified with Gcn5, Ada2, Spt3, Spt7, and Spt20/Ada5, and the integrity of the complex was dependent upon intact
GCN5,
ADA2,
ADA3,
SPT7, and
SPT20/ADA5 genes. This complex has been named SAGA (Spt-Ada-Gcn5-Acetyltransferase) and links nucleosomal histone acetylation with transcriptional activation associated with ADA and SPT proteins. SAGA is probably identical to two other ADA-containing complexes described recently (
213,
413). Other nucleosomal HAT complexes have been described, including a 200-kDa complex that is different from the four HAT complexes described above (
413), and a 170-kDa complex that includes Gcn5 (
404).
These results establish that one class of transcriptional coactivator functions by acetylation of nucleosomal histones. Presumably, acetylation weakens histone-DNA interactions, thereby relieving the repressive effects of chromatin (
540). This is a satisfying result because a correlation between histone acetylation and gene activation was recognized more than three decades ago (
4). However, the cause-and-effect relationship had not been established. Does histone acetylation facilitate transcriptional activation, or does activation promote acetylation? The initial identification of the Gcn5 HAT based on two distinct genetic selections for transcriptional coactivators strongly supports the premise that acetylation promotes activation. Thus, SAGA and related HAT complexes appear to function as transcriptional coactivators by facilitating the removal or repositioning of nucleosomes.
Chromatin-Remodeling Complexes
Other complexes that facilitate transcriptional activation by affecting nucleosome structure yet do not catalyze histone acetylation have been described. These include yeast, human, and
Drosophila SWI/SNF complexes and
Drosophila NURF. Each of these complexes promotes nucleosome disruption or displacement in an ATP-dependent manner. Reviews describing these complexes have been published recently (
51,
362). Here I review briefly the yeast complexes and discuss their relationship to the TFIID, SRB/mediator, and HAT complexes.
Yeast SWI/SNF is the most well-characterized of the remodeling complexes. The composition and function of the SWI/SNF complex was unraveled by linking disparate genetic systems (reviewed in reference
537). The initial set of
SWI genes were identified in a screen for defects in mating-type switching (
451), whereas
SNF genes were identified based on diminished expression of
SUC2 (
336). A connection between the
SNF and
SWI systems was made when
SNF2 and
SWI2 were found to be identical. The link to chromatin function was made by characterization of suppressors of
snf and
swi mutations, defining
ssn and
sin genes, respectively.
SSN20 and
SIN2 turned out to be identical to
SPT6 (
85,
338) and
HHT1 (
264), respectively. The connection to
SPT6 and
HHT1 was revealing because
SPT6, along with
SPT4,
SPT5,
SPT11/HTA1,
SPT12/HTB1, and
SPT16/CDC68, is a member of the
SPT class of genes that either encode histones or affect chromatin function, and
HHT1 encodes histone H3. The identities of these genes and their effects on gene expression led to a model for the function of the
SNF/SWI and
SPT/SIN genes. Accordingly, SPT/SIN proteins repress transcription by formation of inactive chromatin whereas SWI/SNF proteins overcome chromatin repression (
537). This model received direct support from defective chromatin remodeling at the
SUC2 promoter in
swi2/snf2 and
snf5 mutants (
201).
The SWI/SNF complex has been purified from yeast as a 2-MDa, 11-subunit complex (
56,
101). Subunits include Swi1, Swi2/Snf2, Swi3, Snf5, Snf6, Snf11, Swp29, Swp59, Swp61, Swp73, and Swp82 (
51). Swi2/Snf2 is the best-characterized component and, as a DNA-dependent ATPase, is the only subunit with known enzymatic activity. As noted above, the Swp29 subunit is identical to the Tfg3 subunit of TFIIF and to the TAF
II30 subunit of TFIID (
55). Thus, Swp29 is a functional link between the TFIID, TFIIF, and SWI/SNF complexes. The SWI/SNF complex has also been reported to be a component of the RNA pol II holoenzyme (
535). This could endow the holoenzyme with the ability to promote PIC assembly by disrupting nucleosomal DNA. Although an appealing concept, SWI/SNF is not found in an independent preparation of RNA pol II holoenzyme (
57,
330).
The yeast SWI/SNF complex has been extensively purified, and a number of its biochemical properties have been reported. SWI/SNF is a high-affinity DNA binding complex with properties similar to those of proteins containing HMG-box domains (
381). Interestingly, SWI/SNF binds synthetic four-way junction DNA, which mimics the structure where DNA enters and exits the nucleosome, a property that has implications for the mechanism of chromatin remodeling (
381).
In addition to
HO,
SUC2, and
Ty, activation of the
ADH1,
ADH2,
INO1, and
STA1 promoters is SWI/SNF dependent (
361,
554). However, many promoters are not SWI/SNF dependent for activation. As examples,
PHO5,
URA3,
LYS2,
CLN1,
CLN2,
CLN3, and
HSC26 are SWI/SNF independent (
361,
370). Why are some promoter SWI/SNF dependent while others are not? One possible explanation is that SWI/SNF is required only where critical promoter elements are contained within positioned nucleosomes. This would account for the effect of SWI/SNF on
SUC2 (
201). However, activation of
PHO5 involves displacement of four positioned nucleosomes from the promoter region, yet
PHO5 activation is SWI/SNF independent (
150). An alternative explanation for SWI/SNF-independent activation is dependence of those promoters on alternative chromatin remodeling complexes or other coactivators. Indeed, there is functional overlap between SWI/SNF, SAGA, and SRB/mediator complexes (
370,
393).
Functional overlap between coactivators is further supported by the identity of the
SWI7,
SWI8, and
SWI9 genes. Mutations in these genes were identified in a screen for mutants defective in
HO gene expression (
33) and are therefore related the
SWI genes encoding SWI/SNF components (
451). However,
SWI7,
SWI8, and
SWI9 do not encode SWI/SNF subunits but are identical to
ADA3,
ADA2, and
GCN5, respectively (
370). Moreover,
swi7,
swi8, and
swi9 mutants are phenotypically similar to
swi/snf mutants and are defective in the expression of a common set of genes (
370). These results suggest that SWI/SNF and SAGA complexes work in concert to alter chromatin structure.
Based on homology to components of the SWI/SNF complex, a second chromatin remodeling complex, termed RSC (remodels the structure of chromatin), was isolated from yeast (
57). Like SWI/SNF, RSC is a DNA-dependent ATPase whose activity is stimulated by both free and nucleosomal DNA. RSC is a 15-subunit complex that includes several SWI/SNF-related polypeptides: Sth1, Rsc6, and Rsc8 are homologous to Swi2/Snf2, Swp73, and Swi3, respectively (
57); and Sfh1 is homologous to Snf5 (
60). RSC is approximately 10-fold more abundant than SWI/SNF; it is present at several thousand molecules per cell, and, unlike SWI/SNF, at least certain genes encoding RSC subunits are essential for cell viability. However,
sth1 mutations do not affect
SUC2 and
GAL10 expression and are not suppressed by histone gene mutations (
117). Indeed, there is currently no evidence that RSC plays a direct role in transcription. Instead, mutations in
SFH1 (
60) and
STH1 (
117) cause cell cycle arrest in the G
2/M phase of the cell cycle and Sfh1 is specifically phosphorylated in G
1 (
60). These results suggest that RSC and SWI/SNF are functionally distinct, with RSC playing a role in cell cycle progression.
SWI/SNF- and RSC-mediated chromatin remodeling is not specific to yeast. A SWI/SNF-like complex has been isolated from human cells (
218,
268,
524,
526), and homologs of SWI/SNF components have been found in other organisms (
237). Human SWI/SNF can also affect transcriptional elongation, as demonstrated by the SWI/SNF requirement to overcome nucleosome-enhanced transcriptional pausing on the
hsp70 gene (
36).
Other nucleosome-remodeling factors have also been described. These include NURF and CHRAC, both isolated from
Drosophila (
492,
506). NURF was identified based on GAGA-dependent formation of nuclease hypersensitive sites within an array of nucleosomes in vitro (
492). NURF includes a SWI2/SNF2 homolog, ISWI (imitation SWI), but is otherwise distinct from SWI/SNF. A yeast complex homologous to NURF has not been described, but yeast homologs of the other NURF subunits have been found (
491). CHRAC includes the ISWI subunit of NURF and facilitates the accessibility of DNA in chromatin, as well as chromatin assembly (
506). Thus, eukaryotes contain multiple chromatin-remodeling complexes, some of which play a general role as transcriptional coactivators in organisms from yeast to humans.
Other Coactivators
As human GTFs were more extensively purified, in vitro transcription systems lost the ability to respond to transcriptional activators. This led to the identification of an additional class of cofactors, designated USA (upstream stimulatory activity) (
320). USA includes both positive and negative effectors of transcription, hence the designation “cofactor” rather than “coactivator.” These cofactors interact with the PIC to repress transcription in the absence of activators or to stimulate transcription in the presence of activators (
320). USA stimulates transcription in the presence of both TFIID and RNA pol II holoenzyme (
69). Thus, TAFs, USA, and SRB/mediator appear to have overlapping but distinct functions in transcriptional activation.
Several independent USA components have been identified (reviewed in reference
235). One of these, PC4, dramatically stimulates activation and interacts directly with various activator domains and DNA-TBP-TFIIA complexes, demonstrating that PC4 mediates functional interaction between upstream activators and the PIC (
154). However, the mechanism by which this interaction stimulates transcription has not been resolved.
Recently, a yeast homolog of human PC4 was found, both biochemically and genetically (
195,
258). During the purification of yeast TFIIF, a contaminating polypeptide, p43, diminished the response to activators when purified away (
195). When added back, p43 stimulated transcription, even in the presence of SRB/mediator. The gene encoding p43, designated
TSP1, was cloned and found to encode a homolog of human PC4. Like PC4, Tsp1 interacts with both a transcriptional activator and a GTF, in this case TFIIB. Furthermore, Tsp1 phosphorylation regulates these interactions.
TSP1 was also identified as the
SUB1 gene, in this case as a high-copy-number suppressor of a TFIIB defect (
258). Interestingly, high-copy-number
SUB1 is allele specific in its suppression of TFIIB defects, compensating for the growth defects associated with amino acid replacements at positions E62 and R78, two positions involved in start site selection (
258,
367). These results suggest functional overlap between the mechanisms affecting the accuracy and the rate of transcription initiation.
Other cofactors have also been defined. PC1 is poly(ADP-ribose) polymerase (
321). Transcriptional activation by poly(ADP-ribose) polymerase requires the amino-terminal DNA binding domain, but not the carboxyl-terminal catalytic region. PC3/Dr2 is topoisomerase I and functions in both repression of uninduced transcription and stimulation of activated transcription (
263,
324). The nonhistone chromosomal protein HMG2 was also identified as a transcriptional coactivator (
438). In this case, the HMG box alone is sufficient for coactivator function, leading to the proposal that this “architectural” protein functions as a coactivator by stabilizing an activated form of the PIC (
438). It is interesting that PC1, PC3, PC4, and HMG2 are all nonsequence-specific DNA binding proteins, suggesting that these cofactors function by affecting the accessibility of RNA pol II to chromatin (
235).
In summary, multiple, functionally distinct classes of transcriptional coactivators have been identified. Is there a functional relationship among these factors, or does each function independently at specific genes? Several results indicate functional overlap. First, many of the genes encoding these factors are not essential for cell viability. In some cases, this can be accounted for by more than one gene encoding a specific activity. However, analysis of the complete yeast genome sequence revealed that many of these factors are encoded by unique genes. Second, a search for mutations that confer lethality in combination with defects in subunits of the SAGA complex identified genes encoding components of the SWI/SNF complex and SRB/mediator (
393). Furthermore, a genetic selection similar to that which identified components of the SWI/SNF complex also uncovered components of the SAGA HAT complex (
370). These results suggest that SAGA, SWI/SNF, and SRB/mediator, although functionally distinct, overlap in their roles as coactivators of gene expression.