Nuclear pre-mRNA splicing proceeds via a two-step mechanism. In the first step, the pre-mRNA is hydrolyzed at the 5′ splice site and the 5′ end of the intron interacts concomitantly with an adenosine at the so-called branch point. The splicing intermediates thus generated include exon 1 and a lariat structure comprised of the intron and exon 2. In the second step, hydrolysis at the 3′ splice site and the concomitant ligation of exons 1 and 2 give rise to the mRNA and the excised intron in the form of a lariat. Both reactions are catalyzed by the spliceosome, a large ribonucleoprotein complex formed by the ordered interaction of numerous splicing factors and the four small nuclear ribonucleoprotein particles (snRNPs), U1, U2, U5, and U4/U6, with conserved regions of the pre-mRNA (reviewed in references
19,
27, and
34). Spliceosome assembly is initiated by the interaction of the U1 and U2 snRNPs with the 5′ splice site and branch site, respectively, thereby generating the so-called prespliceosome, or complex A. Mature spliceosomes (i.e., complexes B and C) are ultimately formed by the subsequent interaction of the U4/U6 and U5 snRNPs, in the form of a preassembled U4/U6.U5 tri-snRNP complex (reviewed in references
19 and
34).
The assembly of a catalytically active spliceosome requires the formation of a network of RNA-RNA interactions which favorably position the chemically reactive groups of the pre-mRNA for catalysis (for reviews, see references
26 and
38). The U5 snRNP has been proposed to play a central role in recognizing and aligning the 5′ and 3′ splice sites for catalysis, and its function appears to be mediated, at least in part, by base pairing interactions between the U5 small nuclear RNA (snRNA) and the pre-mRNA. In particular, at least 3 of the 9 nucleotides (nt) present in its absolutely conserved loop 1 sequence (see Fig. A) were shown by several methods, including cross-linking and yeast genetic studies, to interact with exon nucleotides at the 5′ and/or 3′ splice site (
9,
28,
29,
30,
37,
45). The interaction of loop 1 with exon 1 is observed both prior and subsequent to the first step of splicing, whereas its interaction with exon 2 is detectable only after step 1 (
30,
37). Loop 1 was thus originally proposed to play an essential role in both catalytic steps of splicing in both higher and lower eukaryotes. Recent in vitro studies with yeast have demonstrated that the first, but not the second step of splicing can occur in its absence (
31). More detailed mutational analyses in vitro have also revealed that only large loop 1 deletions or insertions, as opposed to minor ones, affect the efficiency of the second step of splicing in yeast (
32). Loop 1 of the U5 snRNP is currently proposed to bind and favorably position excised exon 1 for its nucleophilic attack at the 3′ splice site during the second step of splicing (
31). However, since the interaction of loop 1 nucleotides with either exon is limited to 2 to 3 bp and these are often non-Watson-Crick in nature, other components of the U5 snRNP, in particular U5-specific proteins (see below), have been proposed to help stabilize U5 snRNP interactions at both the 5′ and 3′ splice site (
41).
In addition to a single U5 snRNA molecule, mammalian U5 snRNPs possess eight so-called Sm or core proteins (B, B′, D1, D2, D3, E, F, and G), common to all spliceosomal snRNP species, and nine U5-specific proteins (reviewed in reference
44). Three of these U5-specific proteins, with molecular masses of 116, 200, and 220 kDa, have been shown to be evolutionarily conserved and to carry out essential functions during splicing (
2,
12,
17,
23,
24). The human 220-kDa protein and its yeast homolog, Prp8p, have been shown by site-specific cross-linking experiments to interact with the 5′ and 3′ splice sites as well as the branch site and polypyrimidine tract (
8,
25,
35,
41,
42,
45). The interaction between Prp8p and the 5′ and 3′ splice sites was observed even in the absence of U5 loop 1 (
11). This protein has thus been proposed to partially mediate the interaction of the U5 snRNP with both splice sites and thereby help position reactive groups of the pre-mRNA for catalysis (
11,
41). The HeLa U5-specific 200-kDa protein and its yeast homolog, Snu246p, have been identified as members of the DEXH box family of putative RNA helicases (
23). Consistent with the idea that it catalyzes RNA conformational changes during splicing, this U5 snRNP protein has recently been shown to possess RNA duplex unwinding activity in vitro (
21,
33). Finally, the HeLa 116-kDa protein and its yeast homolog, Snu114p, were shown to possess all of the sequence motifs characteristic of GTP binding proteins, and, in the case of the human protein, to bind GTP (
12). This putative GTPase has thus been proposed to act as a molecular switch, modulating RNA conformational changes within the spliceosome (
12). Interestingly, these three proteins, together with the U5 40-kDa protein, interact in the absence of U5 RNA to form a stable heteromeric complex, suggesting that they associate concomitantly with U5 snRNPs during assembly (
1).
Comparison of the U5 snRNAs across evolution has revealed only limited regions of sequence conservation, which include loop 1, internal loop 2 (IL2), and the Sm protein binding site (
13,
14,
20). Despite this limited conservation, a general U5 snRNA secondary structure model can be generated (Fig. A). The Sm site, which is also present in the U1, U2, and U4 snRNAs, consists of a single-stranded uridylic acid-rich region typically flanked by two hairpin loops and serves as the primary binding site of the Sm proteins (
7). Whereas the interaction of the Sm proteins with the U5 snRNA has been investigated in detail, relatively little is known about the sites of interaction of the U5-specific proteins (
18). Based on chemical and nuclease accessibility studies, IL2 and its adjacent stems have been proposed to serve as binding sites for one or more U5-specific protein (
4,
6). Indeed, studies performed in vivo with human U5 snRNA mutants suggest that IL2, stems Ib and Ic, and loop 1 are either directly or indirectly involved in the interaction of the 220-kDa protein with the U5 snRNA (
16). More recent site-specific cross-linking experiments with yeast have also demonstrated that Prp8p (U5 220-kDa protein) interacts with multiple sites within the 5′ stem-loop of U5, including IL2 and loop 1 (
11). These studies also revealed an interaction between IL2 and the yeast homolog of the U5 116-kDa protein (Snu114p).
Detailed analyses of the contribution of the various U5 snRNA structural domains to U5 snRNP function during splicing have been limited to the yeast
Saccharomyces cerevisiae. A minimal U5 snRNA capable of complementing the lethal phenotype of a yeast U5 gene disruption was shown to require the presence of loop 1, IL2 plus an adjacent stem, and the Sm protein binding site (
13). In vitro studies with yeast have investigated in detail the role of loop 1 sequences in splicing and the functional effects of deletions in other regions of the U5 snRNA (
11,
31). Mutational analyses of the metazoan U5 snRNA have, on the other hand, focused on the involvement of its structural domains in the assembly of U5 snRNPs, U4/U6.U5 tri-snRNPs and the spliceosome (
16,
18). The effect of U5 snRNA mutations on pre-mRNA splicing has been limited to in vivo studies employing cotransfection assays which investigated the effect of loop 1 point mutations on splice site selection (
9). Here, we have investigated the function of conserved regions in the major stem-loop of the metazoan U5 snRNA in both splicing complex formation and splicing. To this end, we have reconstituted in vitro U5 snRNPs from human or
Xenopus U5 snRNA mutants and tested their ability to restore splicing to U5-depleted nuclear extracts. The data presented here demonstrate that two of the most highly conserved regions of the U5 snRNA (i.e., loop 1 and IL2) are surprisingly amenable to mutation. U5 snRNPs unexpectedly retained their ability to efficiently complement both steps of splicing even after complete deletion of loop 1. These results thus indicate that, in metazoans, the function of U5 loop 1 during the second step of splicing in vitro can be compensated for by other factors in its absence.