Chart review and the computer monitor were both effective at capturing
large numbers of ADEs, while stimulated voluntary report detected only a small
number of these events. However, voluntary report was much more effective at
detecting potential ADEs than either chart review or the computer monitor.
There was surprisingly little overlap between events found by these detection
methods, especially between the computer monitor and chart review. The monitor
was particularly good at identifying events associated with quantitative
changes, such as renal failure, whereas chart review was better at identifying
events associated only with symptoms such as change in mental status. Adverse
drug events identified by the monitor tended to be more severe, whereas those
detected by chart review were more often preventable. The computer monitor
strategy was the most efficient, because it required substantially fewer hours
than chart review and detected many more ADEs than voluntary report.
Classen et al.
18
found a rate of 2.0 ADEs per 100 hospital admissions using their computer
monitor supplemented by voluntary report. Our ADE rate detected by the monitor
strategy was 4.1 ADEs per 100 admissions. The ADEs detected by Classen et al.
included few mild ADEs, whereas our ADE monitor found substantial numbers of
such events, which probably accounts for some of the difference in rates.
Another issue is the degree of overlap between methods, which was smaller
than expected. There is some precedent for finding relatively little overlap
in adverse events detected by different methodologies. O'Neil et
al.
25 compared
chart review with stimulated physician voluntary report for adverse events and
found that both strategies detected a similar number of events but that the
overlap was only 20 percent. These differences could be related to problems
with interrater reliability as to whether events are present for specific
incidents. However, using the same methodology as in this study, we previously
found that once incidents were identified, interrater reliability regarding
whether an ADE was present was high, with kappa values of 0.81 and
0.71.
2,17
Thus, it appears that disagreement about the presence of an ADE is not the
issue. Instead, the cause of the low overlap was that many events were missed
by each of the detection methodologies. To better understand this, we further
examined events that were found by one method but not by the others.
In these analyses, we found that chart review was more effective at
identifying events in which the patient had significant symptoms, but it was
much less so at identifying events in which the main effect was laboratory
abnormalities. Chart review missed many cases associated with laboratory
abnormalities because of lack of attribution or poor documentation. For
example, patients receiving a nephrotoxin in addition to many other
medications had rises in serum creatinine without another cause of renal
failure, but the events were not explicitly noted as changes in renal function
in the chart. Other patients received naloxone for narcotic overdose or
50-percent dextrose for hypoglycemia but had no progress notes related to
these events. Although chart review was more effective at identifying changes
in mental status due to benzodiazepines or narcotics when no antidote was
given, it often failed to capture changes in mental status due to toxic levels
of anti-epileptic medications. However, because of the laboratory
abnormalities associated with these events, the computer monitor's efficacy in
sifting through large amounts of clinical data enabled it to detect these
types of events.
Many ADEs detected by chart review were missed by the computer monitor. The
most common reason was lack of need for treatment or testing beyond cessation
of the medication. For example, patients given narcotics who become obtunded
often recover without requiring naloxone. Such ADEs, which are associated with
symptoms alone, currently could be detected by the computer monitor only if
physicians enter such events into the patient's computer database as an
allergy, intolerance, or adverse reaction. To our surprise, only 14 percent of
new drug allergic reactions (rash, hives, anaphylaxis) that were detected by
the chart review study were entered into the computer by physicians. It is
essential to improve this rate, because future allergic reactions cannot be
prevented if allergy data are not entered consistently into the computer. This
illustrates the point that computer-based checks are only as effective as the
data they contain.
Our ability to implement certain potential rules was limited by the
accessibility of the clinical data in our patient database. For example, the
rule editor was not able to easily access microbiology data, so results of
bacterial cultures or assays could not be obtained. Therefore, we could not
create a rule that looked for a positive Clostridium difficile toxin assay.
Fortunately, most of the patients thought to have pseudomembranous colitis are
treated with oral metronidazole or oral vancomycin, so we were able to capture
many of these events by a rule that detected orders for the oral
administration of either of these medications. Although the rule lacked the
specificity of a positive Clostridium difficile toxin assay, it nevertheless
allowed us to detect six ADEs during the study.
Because we are continually increasing the amount of clinical information
available in coded form, we were able to develop new rules during the study
period. For instance, we developed the ability to detect new patient allergies
entered into the computer system. Since patients normally have previous
medication allergies entered at the time of admission, we excluded all
allergies entered into the computer on the day of the patient's
hospitalization. Although this approach missed allergic reactions that occur
on the day of admission or that cause an admission, it allowed us to avoid
reviewing the large number of allergy orders that represented past allergic
events. During the 19 weeks that this rule was in effect, we were able to
detect 18 ADEs that otherwise would have been missed.
Developing the ADE monitor required substantial effort to refine previously
published rules. We found that continuous monitoring and improvement of the
rules was vital to maintaining efficient and sensitive rules. With the
addition of more coded medical information, further improvement in the
positive predictive value and sensitivity of the rules should increase the
efficiency of computer-based strategies. Specifically, the ability to evaluate
electronic provider notes should substantially improve the effectiveness of
the computer monitor; according to D. Classen (personal communication; August
1997), the current version of the LDS computer monitor identifies many events
using these data. As clinical practices change, with the introduction of new
drugs and changes in the use of existing ones, the computer monitor will have
to be updated continuously to remain effective. It will be essential to have
computer rule editors that allow the rules to be maintained with minimal
programming effort.
The ADE monitor-based strategy required substantially fewer person-hours
than did chart review. Thus, we feel it is the most practical method for
ongoing quality assessment. It can be supplemented by encouraged voluntary
report (possibly facilitated by online data entry), which identifies many
potential ADEs. An effective strategy for ADE detection might entail a
pharmacist reviewing all records of patients with computer-generated alerts
and voluntarily reported events, as is done at LDS
Hospital.
18 To
cover our entire 726-bed hospital, such a strategy would require 33
person-hours per week, a substantial but not unreasonable commitment. Few
hospitals currently devote this great an effort to the detection of ADEs, but
given the magnitude of the problem, we feel such effort is justified. The
Joint Commission on Accreditation of Healthcare Organizations asks hospitals
to monitor their rates of adverse events. Computer-based monitors are probably
the most practical tools for tracking ADEs with only modest resource
consumption.
This study has several limitations. First, since there is no independent
“gold standard,” we can only estimate the number of ADEs missed by
the monitor and how representative the detected events are of all the ADEs
that occurred on the study floors. Second, the results reported here represent
an undercount because certain features, such as the allergy-entry program,
became available only during the study period. Finally, because practice
patterns differ among institutions, the capture rate and positive predictive
value of specific rules may be, to some extent, idiosyncratic to our hospital.
As other institutions utilize ADE monitors, issues about generalizing these
data will have to be addressed.
We have presented the development and evaluation of a computer-based ADE
monitor, which was based on similar monitors created by others. The monitor
was effective at identifying ADEs and compared favorably with chart review and
voluntary report methods, particularly in terms of effort per event
identified. The types of events identified by the computer-based monitor
differed from those identified by chart review; many events could not be found
by the monitor given the current level of coding of information. These data
suggest that ADEs may be more common than indicated by previous studies,
including our own,
2
that used only one method for detecting events. As new clinical information
(drug administration records, vital signs) becomes available in coded form,
many of the events currently missed by the computer monitor should become
accessible. The development process required considerable attention to
optimize the positive predictive value, sensitivity, and specificity of the
rules. Changes to the monitor's rules will continue as more clinical
information becomes available. Since they represent a highly efficient
strategy for identifying ADEs, computer-based ADE monitors seem likely to
become the primary strategy for tracking these serious and costly events.