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PLoS One. 2017; 12(7): e0181146.
Published online 2017 July 27. doi:  10.1371/journal.pone.0181146
PMCID: PMC5531493

How does mandibular advancement with or without maxillary procedures affect pharyngeal airways? An overview of systematic reviews

Su Keng Tan, Conceptualization, Data curation, Formal analysis, Investigation, Methodology, Project administration, Resources, Visualization, Writing – original draft, Writing – review & editing,1,2 Wai Keung Leung, Data curation, Formal analysis, Investigation, Methodology, Supervision, Validation, Visualization, Writing – review & editing,3 Alexander Tin Hong Tang, Conceptualization, Formal analysis, Funding acquisition, Investigation, Methodology, Supervision, Validation, Visualization, Writing – review & editing,4 and Roger A. Zwahlen, Conceptualization, Data curation, Formal analysis, Funding acquisition, Investigation, Methodology, Project administration, Resources, Supervision, Validation, Visualization, Writing – original draft, Writing – review & editing2,*
Soroush Zaghi, Editor

Abstract

Background

Mandibular advancement surgery may positively affect pharyngeal airways and therefore potentially beneficial to obstructive sleep apnea (OSA).

Objective

To collect evidence from published systematic reviews that have evaluated pharyngeal airway changes related to mandibular advancement with or without maxillary procedures.

Methodology

PubMed, EMBASE, Web of Science, and Cochrane Library were searched without limiting language or timeline. Eligible systematic reviews evaluating changes in pharyngeal airway dimensions and respiratory parameters after mandibular advancement with or without maxillary surgery were identified and included.

Results

This overview has included eleven systematic reviews. Maxillomandibular advancement (MMA) increases linear, cross-sectional plane and volumetric measurements of pharyngeal airways significantly (p<0.0001), while reducing the apnea-hypopnea index (AHI) and the respiratory disturbance index (RDI) significantly (p<0.0001). Two systematic reviews included primary studies that have evaluated single-jaw mandibular advancement, but did not discuss their effect onto pharyngeal airways. Based on the included primary studies of those systematic reviews, single-jaw mandibular advancement was reported to significantly increase pharyngeal airway dimensions (p<0.05); however, conclusive long-term results were lacking.

Conclusion

MMA increases pharyngeal airway dimensions and is beneficial to patients suffering from OSA. However, more evidence is still needed to draw definite conclusion related to the effect of single-jaw mandibular advancement osteotomies on pharyngeal airways.

Introduction

Pharyngeal airway dimensions are inevitably affected by skeletal jaw movements during orthognathic surgery. Both one-jaw mandibular advancement[1, 2] and two-jaw maxillomandibular advancement (MMA)[2] have been reported to increase pharyngeal airway dimensions. The one-jaw approach is less popular because two-jaw osteotomy provides an overall more balanced post-surgical aesthetic outcome. Furthermore, aside from being used to treat certain dentofacial deformities, two-jaw osteotomies have also been reported to be effective in treating or reducing the severity of obstructive sleep apnea (OSA)[3].

Surgeons and orthodontists have gained increasing interest in pharyngeal airway evaluation, as it affects patients’ health and quality of life[3]. The effects of orthognathic procedures on pharyngeal airways were commonly assessed by analyzing cephalometric images[1, 4, 5]. Recently, 3-dimensional (3-D) imaging, i.e. cone-beam computed tomography (CBCT)[2, 6], computed tomography (CT)[7] and magnetic resonance imaging (MRI)[8] have become more and more important within this research field. To date, some systematic reviews[3, 918] reported on pharyngeal airway anatomical and/or respiratory parameter changes after mandibular advancement surgery and supported the benefit of mandibular advancement on OSA. However, the definite anatomical and physiological changes in pharyngeal airways after mandibular advancement are still not established. Therefore, an overview of systematic reviews in this topic is important to analyze and summarize the reported data, and to identify any weakness, inconsistency or research gaps in this particular field.

The aims of this overview were to examine systematic reviews for changes in pharyngeal airway dimensions and/or respiratory parameters related to mandibular advancement osteotomies with or without concomitant maxillary osteotomies, and to critically appraise the quality of the reported systematic reviews.

Methodology

The reporting of this systematic review adheres to the Cochrane’s recommendation on overview of systematic reviews[19] and the Preferred Reporting Items for Systematic Reviews and Meta-analyses (PRISMA) statement[20, 21] when relevant. A review protocol was developed and registered with PROSPERO; registration number: CRD42016046489 (https://www.crd.york.ac.uk/prospero/display_record.asp?ID=CRD42016046489).

Search method

The electronic databases PubMed, EMBASE, Web of Science, Scopus and Cochrane Library were searched using the search strategy outlined in Table 1. The Web of Science database search has included the search of both journals and proceedings. The last search was performed on 23rd April 2017. There was no search limitation set for publication language or dates. The search results were exported into Endnote X7 (Thomson Reuters, CA, USA) and duplicate articles were removed. Next, the title and abstract of all articles were screened for potential eligibility, and the full text of relevant articles was retrieved. Lastly, the reference lists of those relevant articles were manually searched to screen for further relevant articles. Both electronic and manual searches were performed independently by two authors (TSK and RAZ). Disagreement was resolved by discussion with the other authors.

Table 1
Electronic databases search strategy (refer to S1 Text for detailed search strategy).

Selection of reviews

This overview has included systematic reviews that have assessed changes of pharyngeal airways related to mandibular advancement osteotomies with or without concomitant maxillary osteotomies. Eligible systematic reviews had to report outcome measures of pharyngeal airway dimensions and their post-surgical changes, i.e. linear, cross-sectional plane or volumetric measurements. Furthermore, data from reviews reporting on respiratory parameter changes have also been evaluated and included.

Systematic reviews that have studied specific target group (i.e. edentulous patients and morbidly obese OSA patients), or pharyngeal airways in cleft lip and palate, syndromic or distraction osteogenesis patients have been excluded from this overview.

Data extraction and management

Data from included systematic reviews was extracted independently by two authors (TSK, RAZ) and inserted in pre-tabulated data sheets (Excel, Microsoft, New Mexico). Any disagreement related to data extraction was resolved by consensus in discussion with the other authors (LWK, TTH) to ensure consistency and reliability of extracted data. The data extraction included authors, publication year and title, methods of analyses, number and study design of included studies, sample population (number, age and gender of patients); type of interventions, outcome measures and main findings, follow up period and meta-analyses’ result when available.

Assessment of methodological quality of included reviews

The methodological quality of the included reviews was assessed independently by TSK and RAZ using the Assessment of Multiple Systematic Reviews (AMSTAR) tool[22]. On the other hand, quality of evidence of primary studies included in the systematic reviews was appraised based on the particular assessment technique being used by each systematic review. Discussion among all authors was used to resolve any disagreement.

Data synthesis and statistical analysis

A narrative overview is provided summarizing the data gathered from included systematic reviews. Meta-analyses have been performed whenever possible by pooling the data across different reviews using the software “Review Manager” (RevMan version 5.3; Copenhagen: Nordic Cochrane Center, Cochrane Collaboration; 2014). The heterogeneity of trial results was assessed with the χ2 test for heterogeneity (p = 0.1) and the Ι2 measure of inconsistency. A significant heterogeneity was considered when p< 0.1 for χ2 test or when Ι2> 50%. Treatment effects across the studies were combined using the fixed effect model when there was no heterogeneity observed (p> 0.1); in case of heterogeneity observed, the random effect model was applied. Funnel plot was used to assess publication bias, while Egger test for funnel plot asymmetry will be used when more than ten primary studies were included in an analysis[23, 24].

Results

Quantity of current evidence

An electronic search of the databases has generated an overall of 1642 articles. Titles and abstracts of 1211 articles were screened after removing the duplicates. The full texts of 23 relevant articles were retrieved and assessed for their eligibility of inclusion. No other relevant article was found while manually searching the reference lists of those 23 articles. Ultimately, 11 systematic reviews [3, 918] have been found to match both inclusion and exclusion criteria after eliminating 12 articles[2536]. The study selection process is summarized in Fig 1.

Fig 1
Study selection process.

Two systematic reviews[11, 16] have reported effects of various orthognathic surgical procedures onto pharyngeal airways, while eight others[9, 10, 1215, 17, 18] have focused on MMA and other procedures within the scope of OSA treatment. There was only one review[3] reported about the effect of MMA in both OSA and non-OSA studies. The characteristics of the included articles are highlighted in Table 2. There were two systematic reviews[11, 16] focused on pharyngeal airway analyses, four reviews[10, 12, 15, 17] only analyzed changes in respiratory parameters, and the others[3, 9, 13, 14, 18] evaluated both outcomes.

Table 2
Characteristics of included articles.

Quality of systematic reviews (AMSTAR)

The AMSTAR tool analysis revealed one systematic review[16]with a high score missing out only one item (Table 3). In general, systematic reviews[11, 16] assessing pharyngeal airways have the highest scores (mean = 9 “yes”), followed by reviews[3, 9, 13, 14, 18] assessed both pharyngeal airways and respiratory parameters (mean = 4.8 “yes). The systematic reviews[10, 12, 15, 17]analyzing only respiratory parameters have the lowest score (mean = 3.25 “yes”).

Table 3
Quality assessment of included systematic reviews with AMSTAR tool.

Although a self-declared no conflict of interest was found in eight systematic reviews[3, 913, 16, 18], none of them reported about the issue of conflict of interest of their included primary studies. Besides, only three reviews[3, 11, 16] reported a ‘priori’ design. While seven reviews[3, 911, 15, 16, 18] performed a comprehensive search of several databases, four[1214, 17] screened only one database. On the other hand, three reviews[10, 13, 15] did not assess the quality of their included primary studies. While eight out of eleven systematic reviews have performed meta-analyses, only two[16, 18] of them declared on their assessment of publication bias.

Quality of evidence from primary studies in included reviews

Eight out of eleven systematic reviews have analyzed the quality of evidence of their included primary studies. Three reviews[3, 9, 11] assessed the risk of bias; three others[14, 16, 18] evaluated the quality of methodology of their primary studies; and two reviews[12, 17] reported on the level of evidence (Table 4). Although the quality assessment of primary studies is an essential methodological step in systematic reviews, two reviews[13, 15] did not mention it, while another one[10] only performed group analysis based on the type of procedures. Not all primary studies have been analyzed quantitatively in the eight meta-analyses. Hence, only the primary studies involved in quantitative analyses in these papers have been evaluated in this section.

Table 4
Quality assessment for primary studies of included systematic reviews.

For the 38 primary studies that have been assessed based on risk of bias or methodology quality, only two were reported as low risk of bias or high methodological quality. Besides, half of them showed a moderate risk of bias or methodological quality. Zaghi et al[18] did not rate the quality of their primary papers, but have instead calculated the mean quality scores (5.11±1.43; range: 2–8).

Outcome measures

The narrative information from the included systematic reviews is elaborated below. The results of the meta-analyses of included systematic reviews are shown in Table 5.

Table 5
Results from multiple meta-analyses of MMA procedures reported by included systematic reviews.

Although two systematic reviews[11, 16] included five primary studies[1, 2, 46] that have assessed the effect of isolated mandibular advancement on pharyngeal airways, no further data elaboration was performed. Therefore, full articles for these five primary studies were retrieved and their findings were briefly summarized in Table 6.

Table 6
Summary from primary studies of isolated mandibular advancement osteotomies#.

Airway parameters

Meta-analyses of three systematic reviews showed a significant increase of minimum cross-sectional area (CSA)[11], pharyngeal airway volume[3, 11] and antero-posterior distance from the soft palate to the pharyngeal wall[16] after MMA (Table 5). Others[9, 18] reported an increased post-MMA pharyngeal airway volume as well as a minimum CSA when evaluating the data of their primary studies. Hsieh and Liao, 2013[14] revealed a significant increase of the posterior airway space at multiple measurement locations after MMA in all 14 primary studies, a finding that was supported elsewhere[13, 18].

Meta-analysis of pharyngeal airway volumetric changes after MMA was performed by pooling the primary studies of Christovam et al[11] and Rosario et al[3] (Fig 2). As the heterogeneity was low (I2 = 0%), the fixed effect model was used. The meta-analysis indicated that MMA with or without genioplasty or genial tubercle advancement (GTA) lead to a significantly increased total pharyngeal volume (mean = 7.89ml; 95% CI 6.26, 9.51) after the surgery (p<0.00001). Although there was no statistically significant different (p = 0.62) between the subgroups, MMA with genioplasty or GTA has higher increased total pharyngeal volume (mean = 8.73ml) in comparison with MMA alone (mean = 6.97ml; 7.68ml) after the surgery. A symmetry funnel plot was noted suggesting a low risk of publication bias (Fig 3)

Fig 2
Forest plot of total volumetric changes of pharyngeal airway after MMA.
Fig 3
Funnel plot for MMA studies.

Two primary studies reported by Butterfield et al[42, 43] were found to have potentially overlapping participants. A confirmation attempt with the corresponding author has failed. Although Rosario et al[3]did not report any suspicion on this matter and have included both studies in their meta-analysis, only one[42] of the articles has been included for the meta-analysis in this overview to avoid potential duplication. Besides, another primary study[44] meta-analyzed by Rosario et al[3] was not included in this meta-analysis performed here because the maxillary procedures of that study comprised of those with or without advancement movement. On the other hand, two primary studies[45, 46] included but not meta-analyzed by Christovam et al[11] were found eligible to be included in the meta-analysis of this meta-analysis. However, one of these two studies[45]was eventually not included in this meta-analysis, as they have only reported mean value without standard deviation. The attempt to get further information from the corresponding author was not successful.

Respiratory parameters

Meta-analyses of post-MMA data reported by included systematic reviews in this overview revealed a significant reduction of the AHI[13, 18], Respiratory Disturbance Index (RDI)[18] and lowest nocturnal oxyhaemoglobin (SpO2 nadir) values[13] (Table 5). Two meta-analyses[12, 13] revealed similar results with high success rate. Another systematic review[18] further reported an 85.5% surgical success rate and a 38.5% cure rate.

Two systematic reviews[13, 18] have performed subgroup analyses based on pre-operative AHI of less than 30/h, 30 to 59.9/h, 60–89.9/h, 90 and above/h. Holty et al[13] reported AHI success rates of 81.0%, 88.5%, 81.2% and 80.4%, respectively, whereas Zaghi et al[18] described rates of 34%, 88%, 45% and 8%. The latter[18] also demonstrated that patients with higher pre-operative AHI experienced the biggest improvement, however, presenting the lowest chance to achieve the end points of surgical success and cure.

Hsieh and Liao[14] did not perform meta-analysis for their included 12 case series with 330 patients, but presented a mean success rate (AHI/RDI <20/h) of 87.03% (range: 65–100%). Two of their included primary case series did not report on their patients’ BMI (body mass index), while others provided mean values ranging from 22 to 45[14].

Univariate analysis of Holty et al[13] suggested that younger age (p = 0.013), lower pre-operative AHI (p = 0.027) and greater degree of maxillary advancement (p = 0.029) to be surgical success predictors. Their multivariate analysis further identified a lower pre-operative BMI as an additional surgery success predictor[13]. These results were supported by Zaghi et al[18] who have found younger age (p = 0.03), lower pre-operative AHI (p<0.001) and lower SpO2 nadir (p = 0.04) to be associated with a higher post-MAA OSA cure rate (AHI<5/h).

Discussion

The here presented overview detected significantly reduced AHI after MMA with a relatively high treatment success rate (>85%) in OSA patients. This is comprehensible and in line with consistently increased post-MMA linear, cross-sectional area and volumetric pharyngeal airway measurements. The minimum CSA is one of the most commonly used airway measurements[9], and has been associated with the incidence of OSA[46]. A complete pharyngeal airway analysis should include linear, cross-sectional and volumetric analyses[14, 47] on various predefined areas to reveal the actual changes in all dimensions. Unfortunately, most articles did not assess all three aspects together. Additionally, to date, no specific guideline for standard assessment of pharyngeal airway evaluation exists, despite of its importance[11].

Mandibular advancement with bilateral sagittal split osteotomies (BSSO) is a well-established procedure in the treatment for patients with retrognathic mandible, with concomitant beneficial effect on pharyngeal airways.[4] However, vast majority of the included systematic reviews only focused on the effect of MMA onto pharyngeal airways and/or respiratory parameters. Although two reviews[11, 16] included a total of five primary studies[1, 2, 46] with isolated mandibular advancement osteotomies (BSSO), their findings and results were not elaborated in depth. This is most likely due to the small number and the heterogeneity of those primary studies. This overview of systematic reviews did not intend to study primary studies of included systematic reviews. Nevertheless, these five primary papers were retrieved and reported in this overview, yet without performing another electronic search for other primary articles of single-jaw mandibular advancement procedures. Those studies[1, 2, 46] reported significantly enlarged pharyngeal airway dimensions after isolated mandibular advancement osteotomies. However, this result was proved unstable during a long-term follow-up of 12 years, with lower parts of the pharyngeal airways relapsing to pre-operative values while upper and middle parts became significantly smaller than pre-operatively[4]. Future studies with longer follow-up periods are needed to verify those outcomes. Furthermore, still no evidence related to post-surgical pharyngeal airway changes after mandibular advancement combined with other concomitant maxillary osteotomies e.g. maxillary setback or maxillary impaction. Since those combined jaw movements are also commonly performed in orthognathic surgeries, future pharyngeal airway studies should also report on synergistic effects of those combined two jaws osteotomies.

Based on CBCT analysis, Hernandez-Alfaro et al[2]have reported that single-jaw mandibular advancement osteotomies lead to larger pharyngeal airway spaces (78.3%) in comparison with single-jaw maxillary advancement surgeries (37.7%). Interestingly, amore recent meta-analysis[13] of MMA considered the degree of maxillary instead of mandibular advancement to be a predictor of surgical success. Combined effects during two-jaw osteotomies might assert a different outcome on the attached musculature and soft tissue compared to single-jaw osteotomies. Two studies in the scope of MMA procedures for patients suffering from OSA stated that younger patients[13, 18] with lower pre-operative AHI[13, 18] and BMI[13]are associated with a higher surgery success[13] and OSA cure rate[18]. This clinical information would be helpful for surgeons in anticipating surgical outcome pre-surgically.

The maximum follow-up period varies across primary studies between 5 weeks to 12 years, with a vast majority of less than 5 years. Therefore, some of these follow-up periods were definitely too short since recurrence of OSA has been reported as late as 10 to 15 years after MMA[18]. A standardized period for long-term follow-up and the recording of pre-surgical BMI values in future studies might shall enhance the data comparison. Although some authors of primary studies have reported the amount of surgical jaw movements, many still neglected this important information in their report. As quite extensive evidence existed currently supporting the benefit of MMA on OSA patients, future studies should investigate the detailed correlations between pre-surgical clinical conditions, degree and direction of jaw movement and surgical success or cure rate. Nevertheless, other factor such as esthetic outcome after MMA especially in patients with normal pre-surgical skeletal pattern should also be assessed vigorously. These types of researches will generate valuable information for the pre-surgical planning to achieve optimum surgical and esthetic outcomes. An evidence-based clinical practical guideline with consideration of all those factors would probably the ultimate goal for MMA treatment in OSA patients.

Around one third of the included systematic reviews have performed electronic search in only one database and therefore posed a significant threat to selection bias. Moreover, none of the included systematic reviews has disclosed the ‘conflict of interest’ status of their included primary studies. Besides, four systematic reviews did not describe the characteristics of their included primary studies. As the quality of systematic reviews is affected directly by the quality of its included primary studies, a thorough investigation and reporting of each included study are mandatory.

Publication bias is another critical aspect to be investigated in the systematic reviews. Only two[16, 18] out of eight meta-analyses have assessed and reported the publication bias of their included primary studies. Christovam et al[11] suspected two groups of authors have reported on overlapping samples in different articles. However, their attempt to confirm with the authors has failed. Same issue came across during the process of this overview and ended up with same result too: attempt to contact the particular correspondent author was in vain. Beside the importance of avoiding duplicate publication, making a clear declaration for overlapping sample sizes in different papers is also very important to prevent future systematic reviews from reporting false results.

The following shortcomings of this overview have to be highlighted. Most primary studies of the included systematic reviews were of moderate and only a few of high quality, which might have affected the quality of those systematic reviews. Besides, seven of the included systematic reviews[9, 10, 1215, 17] have fulfilled less than half of the AMSTAR criteria. Therefore, the results of this overview shall be read with caution.

Conclusion

Maxillomandibular advancement (MMA) increases pharyngeal airway dimensions, providing positive post-surgical effects in patients suffering from OSA. However, still more evidence is needed to draw conclusions related to effect of single-jaw mandibular advancement osteotomies on pharyngeal airways.

Supporting information

S1 Text

Detailed search strategy.

(PDF)

S2 Text

Citation matrix.

(PDF)

S1 Table

PRISMA checklist.

(PDF)

Funding Statement

This review was supported by General Research Fund through the Research Grants Council of Hong Kong SAR (project number: HKU 17121915). The funder had no role in study design, data collection and analysis, decision to publish, or preparation of manuscript. The first author is partly funded by this grant to support her PhD study.

Data Availability

Data Availability

All relevant data are within the paper and its Supporting Information files.

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