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Case Rep Oncol. 2016 May-Aug; 9(2): 285–289.
Published online 2016 May 24. doi:  10.1159/000446209
PMCID: PMC4924447

Partial Response in an RRx-001-Primed Patient with Refractory Small-Cell Lung Cancer after a Third Introduction of Platinum Doublets


Small-cell lung cancer (SCLC), initially exquisitely sensitive to first-line cisplatin/etoposide, invariably relapses and acquires a multidrug chemoresistant phenotype that generally renders retreatment with first-line therapy both futile and counterproductive. This report presents the case of a 77-year-old Caucasian male with extensive-stage refractory SCLC who was restarted on platinum doublets as part of a clinical trial called TRIPLE THREAT (NCT02489903) involving pretreatment with the epi-immunotherapeutic agent RRx-001, and who achieved a partial response after only 4 cycles. The patient had received a platinum drug twice before, in 2009 for a diagnosis of non-small-cell lung cancer (squamous cell carcinoma) and in 2015 for SCLC, suggesting that RRx-001 pretreatment may sensitize or resensitize refractory SCLC patients to first-line chemotherapy.

Key Words: Partial response, RRx-001, Refractory small-cell lung cancer, Platinum doublets


Small-cell lung cancer (SCLC) is a particularly aggressive form of lung cancer characterized by rapid doubling time, high growth fraction, and early dissemination [1]. The staging system for the disease incorporates a binary classification: limited-stage SCLC is confined to one hemithorax while all other disease is categorized as extensive-stage SCLC [2]. Typically radio- and chemosensitive at the outset, the development of resistance even after initial response is practically a fait accompli for extensive-stage SCLC, usually within the first year from diagnosis [3]. The predicted probability of the efficacy of second-line chemotherapy is based on response to first-line treatment; ‘sensitive’ disease, that is relapse beyond 60 or 90 days after completion of first-line treatment, is associated with a better prognosis and survival outcome than ‘refractory’ disease, that is no response or relapse during ongoing first-line treatment, and ‘resistant’ disease, that is progression within 60 or 90 days following first-line response [4].

The topoisomerase I inhibitor topotecan is approved in the United States and European Union only for second-line therapy of sensitive SCLC [5], while the synthetic anthracycline amrubicin is approved in Japan [6]. For refractory or resistant SCLC, no standard therapy is available. The overall survival with topotecan in the resistant/refractory population ranges from 4.7 to 5.7 months [7] while the response rate is <10% [8]. In addition to topotecan and amrubicin, cyclophosphamide, Adriamycin and vincristine (CAV) has been investigated with similarly poor overall survival, progression-free survival and response rates [9]. RRx-001 is a first-in-class systemically non-toxic [10] epi-immunotherapeutic agent [11] which possesses both radiosensitizing and chemosensitizing activity as well as radioprotective and chemoprotective properties [12,13]; the molecule is under investigation as a tumor priming agent in an open-label phase II clinical trial called TRIPLE THREAT (NCT02489903), which involves treatment of SCLC, non-small-cell lung cancer (NSCLC) or platinum-refractory neuroendocrine tumors with RRx-001 until progression followed by sequential re-introduction of cisplatin or carboplatin and etoposide. In this report, the case of 77-year-old Caucasian male with extensive-stage refractory SCLC - so categorized because he initially relapsed during ongoing first-line treatment - who responded to retreatment with carboplatin/etoposide after progression on RRx-001 monotherapy is presented.

Case Presentation

A 77-year-old Caucasian male with a 30-pack-year smoking history was diagnosed with a medically operable stage 1 NSCLC (squamous cell carcinoma) in 2000 and 2007, resulting in left upper and right upper lobectomies. In 2009 a CT revealed a new pulmonary nodule for which he received radiation and 7 cycles of adjuvant carboplatin and taxol. In 2015 a new mass on CT scan, biopsied with fine needle aspiration and fiberoptic bronchoscopy, established a histological diagnosis of SCLC.

In May and July 2015 the patient completed 4 cycles of cisplatin-etoposide with response assessment every 2 cycles or 6 weeks. Despite a partial radiographic response at week 6, disease progression was observed on therapy during cycle 4 (week 12), which classified his disease as refractory. In November 2015 he was enrolled on the TRIPLE THREAT clinical trial and began weekly intravenous treatment with RRx-001. However, despite a marked symptomatic improvement, a restaging scan at week 6 demonstrated disease progression per RECIST v.1.1 which was suspicious for pseudoprogression [14], given the association of RRx-001 with transient tumor enlargement during initial scans followed by stabilization or shrinkage.

Nevertheless, on the basis of RECIST-defined progression, he was restarted on platinum doublets (carboplatin/etoposide) in December 2015. After 2 cycles of doublet therapy (week 6), which was much better tolerated on this occasion than the first time he received it, a CT scan demonstrated around 30% tumor shrinkage, which met the criteria for a partial response. By week 12 (4 cycles) he developed neutropenia and therapy was interrupted. However, the restaging scan demonstrated a 58% reduction in the size of his tumors, confirming the partial response (fig. (fig.11).

Fig. 1
CT scan images showing tumor shrinkage after re-exposure to platinum doublets. Left: At disease progression on the study drug RRx-001, prior to re-introduction of platinum (12/30/2015). Right: After 4 cycles of platinum therapy (carboplatin/etoposide) ...


In the pantheon of the most difficult to treat metastatic malignancies, SCLC is on par with ovarian, brain, liver and pancreatic cancer in terms of its multidrug resistance [15] and consequent intractability to second-line therapies, including so-called targeted agents. Stagnant for more than three decades, the standard treatment for extensive-stage SCLC remains cisplatin and etoposide (PE); the exquisite initial chemosensitivity to PE belies the very poor prognosis after treatment with subsequent therapies. Even though PD-1 checkpoint inhibitors may be poised to challenge the platinum hegemony and change the treatment landscape in SCLC as in NSCLC, the response rates to pembrolizumab in the phase Ib KEYNOTE-028 trial [16] as well as nivolumab and nivolumab/ipilimumab in the phase I/II CheckMate 032 trial are counterbalanced by concerns about increased autoimmune toxicities [17], given the association between SCLC and paraneoplastic disorders such as Lambert-Eaton myasthenic syndrome.

A key oncologic treatment goal is to reverse the inevitable death trajectory of metastatic tumors to one of long-term survival while minimizing adverse effects. The promising strategy of episensitization [18,19], a hybrid term coined by Oronsky, Carter, Scicinski and Reid, which involves priming with a systemically non-toxic epigenetic agent like RRx-001 followed by rechallenge with formerly tried chemotherapies, represents a literal comeback both for the patient if the strategy is successful and the re-introduced first-line treatment. To date, 2 out of 3 resistant/refractory SCLC patients enrolled in the TRIPLE THREAT trial have demonstrated responses to re-introduced platinum doublets, suggesting that the episensitization strategy may have the potential to yield promising clinical benefits.

Statement of Ethics

The patient described in this case report has given his informed consent as part of the TRIPLE THREAT clinical study (NCT02489903). This study protocol has been approved by the Walter Reed National Military Medical Center Institutional Review Board and the study conducted according to the Declaration of Helsinki principles. The patient gave written informed consent.

Disclosure Statement

B.O., J.S. and S.C. are employees of EpicentRx, Inc. EpicentRx, Inc. provided funding for the study.


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