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Logo of nihpaAbout Author manuscriptsSubmit a manuscriptHHS Public Access; Author Manuscript; Accepted for publication in peer reviewed journal;
 
Anesth Analg. Author manuscript; available in PMC 2017 May 1.
Published in final edited form as:
PMCID: PMC4840070
NIHMSID: NIHMS749327

Prothrombin Complex Concentrates for Bleeding in the Perioperative Setting

Kamrouz Ghadimi, MD, Jerrold H. Levy, MD, FAHA, FCCM, and Ian J. Welsby, MB BS, FRCA

Abstract

Prothrombin complex concentrates (PCCs) contain vitamin K-dependent clotting factors (II, VII, IX and X) and are marketed as 3 or 4 factor-PCC formulations dependent on the concentrations of Factor VII. PCCs rapidly restore deficient coagulation factor concentrations to achieve hemostasis, but as with all procoagulants, the effect is balanced against thromboembolic risk. The latter is dependent on both the dose of PCCs and individual patient prothrombotic predisposition. PCCs are Food and Drug Administration approved for the reversal of vitamin K antagonists in the setting of coagulopathy or bleeding and therefore can be administered in these patients when urgent surgery is required. There is, however, a growing experience with the off-label use of PCCs to treat patients with surgical coagulopathic bleeding. Despite their increasing use, there are limited prospective data related to the safety, efficacy, and dosing of PCCs for this indication. PCC administration in the perioperative setting may be tailored to the individual patient based on laboratory and clinical variables, including point-of-care coagulation testing, in order to balance hemostatic benefits while minimizing prothrombotic risk. Importantly, in patients with perioperative bleeding, other considerations should include treating additional sources of coagulopathy such as hypofibrinogenemia, thrombocytopenia and platelet disorders, or surgical sources of bleeding. Thromboembolic risk from excessive PCC dosing may be present well into the postoperative period after hemostasis is achieved owing to the relatively long half-life of prothrombin (Factor II, 60 – 72 hours). The integration of PCCs into comprehensive perioperative coagulation treatment algorithms for refractory bleeding is increasingly reported, but further studies are needed to better evaluate the safe and effective administration of these factor concentrates.

INTRODUCTION

Prothrombin complex concentrates (PCCs) are isolated from fresh frozen plasma (FFP) which is fractionated into cryoprecipitate and cryoprecipitate-free plasma fractions through a process of slow thawing. PCCs (vitamin K-dependent factors II, VII, IX and X) are then eluted from cryoprecipitate-free plasma and single-factor concentrates are further derived by additional purification steps. Currently, the process of PCC production includes strict viral inactivation using solvents, detergents, pasteurization, nanofiltration, and vapor-heated treatment.1 Clinically available PCCs contain varying concentrations of constituent coagulation factors depending on the exact manufacturing process. PCCs are routinely defined as 3-Factor (that contain II, IX, and X) or 4-Factor (that contain II,VII, IX, and X) formulations as shown in Table 1.

Table 1
Common Commercially Available Formulations of Prothrombin Complex Concentrates

The development of PCCs emerged from the search for a purified Factor IX concentrate to treat hemophilia B.2 For this reason, each factor within individual formulations is communicated as international units (IU) per 100 IU of Factor IX (Table 1). The total dose administered is also conveyed using this standard language of IU of Factor IX (i.e., 500 IU of PCCs means 500 IU of Factor IX) but the clinician must be aware of the PCC formulation used in order to know the total dose of the other coagulation factors.

Hemophiliacs can develop alloantibodies or inhibitors to purified or recombinant Factor VIII (hemophilia A) or Factor IX (hemophilia B) and therefore do not have the capacity to generate Factor Xa via the intrinsic tenase (Xase) complex (Figure 1). As the only treatment option for hemophiliacs with inhibiting alloantibodies to Factor VIII and/or Factor IX, “bypassing agents” were introduced to enhance Factor Xa production via the extrinsic Xase complex of tissue factor (TF) and Factor VIIa, thereby restoring thrombin generation and hemostasis. Factor Eight Inhibitor Bypassing Activity (FEIBA®, Baxter Healthcare, Bloomington, Indiana, USA) is the only available activated PCCs (aPCCs) in the United States, containing varying levels of Factors VII (including appreciable amounts of Factor VIIa), II, IX, and X (including very small amounts of factor Xa)(Table 1). FEIBA® is Food and Drug Administration approved for the treatment of bleeding episodes in hemophiliacs with alloantibody inhibitors to individual factor concentrates.3 Successful use of FEIBA® stimulated the development of purified bypassing agents, including activated recombinant Factor VII (rFVIIa, NovoSeven®, Novo Nordisk, Denmark). The increased use of rFVIIa for this approved indication then spurred its off-label administration for the management of warfarin-related coagulopathy and refractory hemorrhage.4,5 Revisiting the mechanisms of action of these agents will provide an understanding of their clinical applications and limitations.

Figure 1
A depiction of the coagulation cascade with focus on factor-enzyme complexes (Tenase, Prothrombinase) and target locations for direct factor repletion by Prothrombin Complex Concentrates, Activated Prothrombin Complex Concentrates, Activated Recombinant ...

In this review, we examined the mechanism of action of PCCs and the importance of its individual factor components in promoting hemostasis and thrombosis. We further discuss the formulations of PCCs commercially available and their approved and off-label indications. Of note, localized thrombus formation is important for clinical hemostasis and clinicians are reminded that PCCs are only one component of multimodal therapy for coagulopathic bleeding.

MECHANISMS OF ACTION

Knowledge of the mechanism of the procoagulant effects of rFVIIa, aPCCs, and PCCs are important to understand the indications and limitations of their use in various clinical scenarios. The calcium-dependent reactions of vitamin K-dependent proteases (Factors IIa, VIIa, IXa, Xa) and their non-enzymatic cofactor proteins (TF, Factor VIIIa, Factor Va) are illustrated in a simplified model of hemostasis (Figure 1). The noted cofactors are localized to the site of coagulation by receptors on the surface of activated platelets forming anticoagulant resistant, enzymatic complexes. Briefly, TF-dependent generation of small quantities of Factor Xa by the extrinsic Xase complex (TF and Factor VIIa) initiates prothrombinase (Factors Va and Xa)-dependent thrombin (Factor IIa) generation. Thrombin activates platelets, Factors V, VIII, and XI, and catalyzes intrinsic Xase assembly, which efficiently accelerates the generation of factor Xa. Intrinsic Xase generates factor Xa by 100 times more than extrinsic Xase. Factor Xa supplies the prothrombinase complex, which is now 10,000 times more effective in the presence of Factor Va.6 Thrombin generation rapidly converts fibrinogen to fibrin and cross-linked fibrin monomers (via Factor XIIIa) into a dense, lysis-resistant thrombus (Figure 1). The loss of intrinsic Xase activity in hemophiliacs due to the presence of inhibitor alloantibodies minimizes Factor Xa production, depriving the prothrombinase complex of its thrombin generation capacity. Partial restoration of Factor Xa activity can occur with the administration of rFVIIa and possibly more so with aPCCs (containing variable amounts of both factors VIIa and Xa). Furthermore, the additional prothrombin (Factor II) provided by aPCCs may better restore thrombin generation, albeit at the expense of thromboembolic risk when repeat dosing excessively increases prothrombin concentrations.1

Non-activated PCCs, as previously mentioned, are categorized as 3- or 4-Factor (3F- or 4F-) on the basis of the presence or absence of appreciable concentrations of Factor VII. Table 1 outlines Factor VII concentrations in each PCC formulation. The values for formulations containing appreciable concentrations of Factor VII range from 30 to 100 IU per 100 IU of Factor IX. Of note, the concentrations of procoagulants (Factors II, IX, X, and VII when present) and anticoagulants (antithrombin III or heparin, Proteins C, S and Z) present are variable and dependent on the formulation (Table 1). These anticoagulants are present presumably to prevent activation of coagulation factors when the solute is diluted in sterile water. Three-Factor PCCs have also been used to acutely reverse the anticoagulant effects of warfarin7 but may be less effective in normalizing the prothrombin time (PT) or international normalized ratio (INR) due to the lack of Factor VII. Factor VII has a profound in vitro effect on the INR test.8,9 This notion is supported by the observation that clinically important hemostasis may be achieved when only 30% of normal Factor VII activity is present in the setting of elevated INR values.10 Furthermore, the rapid correction of INR shortly after the administration of rFVIIa may mask other coagulation deficiencies that may contribute to a prolonged INR value.

Non-activated, 4F-PCCs are FDA-approved for the urgent reversal of acquired coagulation factor deficiency induced by vitamin K antagonists in adult patients with acute major bleeding (Figure 2).11 Restoring depleted levels of Factors II, VII, IX, and X restores Factor Xa generation in warfarin-treated patients resulting in the replenishment of the prothrombinase complex and subsequent thrombin generation. Prothrombotic tendency and thromboembolic risk increase if excessive Factor II is formed. In contrast, rFVIIa may restore Factor Xa generation12,13 but it has a short half-life, does not restore Factor IX or Factor X concentrations (and thus Xase activity) to baseline, and it does not directly replenish Factor II or restore thrombin generation.12 Since Factor II levels are proportional to thrombin (Factor IIa) generation, Factor II is essential in preserving and promoting hemostatic efficacy.13 Inappropriate repeat dosing of rFVIIa may be used in an attempt to achieve hemostasis in the perioperative setting. However, once Factor II concentrations are subsequently restored (i.e., with plasma or PCCs), excessive, residual rFVIIa-related Factor Xa production may lead to pathologic thrombus formation. Although Factor II levels are considered most important, even mild Factor X deficiency (25–50% activity) can be associated with periprocedural bleeding complications in patients with acquired deficiencies.14 Therefore, initially replacing all depleted factors with PCCs is preferred to repeated dosing of rFVIIa from a mechanistic point of view.

Figure 2
Reduced concentrations of coagulation Factors II, VII, IX, and X as a result of administration of vitamin K antagonists and its impact on thrombin generation and fibrin polymerization (scanning electron micrographic image insert of weak fibrin cross-linkage). ...

Coagulopathy resulting from cardiopulmonary bypass (CPB) and trauma occur in part due to the hemodilution of additional components necessary for the coagulation cascade.1517 This occurs in trauma as a result of administering non-plasma intravascular volume expanders (e.g. crystalloid solutions, packed red blood cells, etc.) in the setting of hypotension during hemorrhage. During cardiac surgery, hemodilution is encountered upon initiation of CPB when patients’ whole blood volume is combined with non-plasma volume expanders primed in the CPB circuit. These scenarios may lead to a decrease in both procoagulant and anticoagulant factors. In addition, existing consumptive coagulopathy may lead to decreased procoagulant constituents. Factor concentrations initially maintain clinically important hemostasis, in order to generate thrombin, until critically low levels of procoagulant components are reached. Fibrinogen is the first constituent to reach these critical levels during acquired surgical bleeding18,19 and replenishing this alone has been sufficient for the correction of coagulopathy related to complex cardiac surgery.20 Cryoprecipitate will restore fibrinogen, Factors VIII and XIII, and von Willebrand Factor (Figure 1). When considering rFVIIa, aPCCs, or PCCs to restore thrombin generation, clinicians should keep in mind that only aPCCs and PCCs provide Factor II (prothrombin). These compounds, however, will be ineffective in correcting clinically important coagulopathy without adequate repletion of critical hemostatic components such as fibrinogen and platelets.21,22

While the potential for unopposed thrombin generation remains a concern with the administration of 4F- or 3F-PCCs, FFP contains both coagulation factors and naturally occurring anticoagulants. Furthermore, FFP administration should always be considered with ongoing intravascular volume resuscitation in the setting of active bleeding. With that said, large volumes of plasma only slowly normalize depleted factor levels when compared with the rapid correction that occurs with PCCs.11 Therefore, it is reasonable to consider the administration of FFP with PCCs in order to mitigate the prothrombotic risk.

As discussed, rFVIIa triggers extrinsic Xase complex-related generation of Factor Xa without directly providing Factor II substrate for thrombin generation, which is otherwise directly provided with PCCs. Initial administration of rFVIIa may therefore appear clinically inadequate for hemostasis, lead to repeated administration and eventual overcorrection of thrombin generation by indirectly increasing prothrombinase levels (Figure 1). Notably, the longer half-lives of Factor II (60 – 72 hours) and Factor X (40 – 45 hours) provided by PCCs either confer a longer duration of hemostasis than rFVIIa or a predisposition to thrombosis depending on the clinical circumstances.

SIGNIFICANCE OF THROMBIN GENERATION

The capacity to restore thrombin generation is critical to the mechanism of action of PCCs (Figure 1). The ability of PCCs to support the enzyme complexes that convert Factor II to IIa illustrates their efficacy as hemostatic agents as well as potentially contributing to prothrombotic risk. In vitro assays, such as the calibrated automated thrombogram (CAT®, Thrombinoscope, Inc., Parsippany, New Jersey, USA), provide a sensitive blood assay for thrombin generation.2325 CAT® is not yet FDA approved for clinical use and, thus, is limited to research. This assay promises clinically relevant insight into the management of hemostasis and thrombosis by risk stratifying patients according to thrombin generating ability during various clinical scenarios. These include hemophiliacs,26 other congenital factor deficiencies,27 cardiac surgery patients experiencing perioperative hemorrhage,2830 and the general population of patients for venous thromboembolic disease.3133 Determining thrombin generation capacity after the administration of hemostatic agents may be a worthwhile model of determining clinical response to treatment during vitamin K antagonist reversal.3436 Of note, in vivo thrombin generation may be inferred by increased serum levels of prothrombin F1.2 levels and thrombin-antithrombin complexes.37 Prothrombin F1.2 is a peptide with a 90-minute half-life, which is cleaved into circulation when prothrombin is transformed into thrombin.37 The assay for quantification of this fragment is currently unavailable in the clinical setting for acute decision-making.

Thrombin generation is impaired during CPB in a manner similar to that of consumptive coagulopathy. Interestingly, however, there is a > 50% reduction in antithrombin III levels secondary to hemodilution.38 Coagulation factor consumption after CPB may be associated with the coagulopathy set in motion during CPB and inadequate clot stabilization.37 Reduced preoperative thrombin-generating capacity has strongly correlated with increased postoperative bleeding (r = 0.7, p < 0.001), illustrating the predictive value of this assay.39 Low values of peak thrombin generation were predictive of blood loss after CPB in a study of 30 patients undergoing coronary artery bypass graft surgery, when thrombin generation was measured both before heparinization and after an appropriate dose of protamine had been administered.28 Similarly, during pediatric cardiac surgery, thrombin generation variables were uniformly improved after platelet and cryoprecipitate transfusions.29 Following administration of cryoprecipitate and platelets, the rate and peak of thrombin generation were modeled to increase with the in vitro addition of 3F-PCCs, but not with the addition of rFVIIa.29 This difference in thrombin generation curves between administration of PCCs and rFVIIa is consistent with the mechanism of generalized factor deficiency where PCCs provide Factor II but rFVIIa does not (Figure 1). In a cell-based model of coagulation, most factors display a threshold relationship with thrombin generation such that marked coagulation factor deficiency is required before thrombin generation is adversely affected.13 In contrast, Factor II levels are understandably in direct proportion to thrombin generation.13 This effect is relevant both for physiologic hemostasis and pathologic thrombosis. Even patients with congenital coagulation factor deficiency (e.g., hemophiliacs) have merely a mild bleeding phenotype if thrombin generation is maintained by compensatory increases in other factors.26,27 On the other hand, thromboembolic disease is associated with excessive prothrombin/FII levels1,40 and high levels of thrombin generation.3133 Once again, the long half-lives of administered Factor II and Factor X may persist after a period of coagulopathy, which may turn a bleeding tendency to a prothrombotic risk. In this setting, careful consideration should be paid to postoperative venous thromboembolism prophylaxis and that adequate levels of anticoagulants, such as antithrombin III, are present.

The promise of the ability to clinically determine thrombin generation during the perioperative period may provide a potential guide for targeted PCC administration while avoiding thromboembolic events. Efforts to develop readily available viscoelastic tests to also provide an estimate of thrombin generation are currently being evaluated in pediatric cardiac surgery.41

APPROVED AND OFF-LABEL USES FOR PCCs

As previously discussed, the FDA-approved indication for 4F-PCCs is for the urgent reversal of acquired coagulation factor deficiency induced by vitamin K antagonist therapy in adult patients with acute major bleeding (Table 2, Figure 2).36,4252 KCentra® (CSL Behring, Germany) is the only 4-Factor formulation approved for this indication in the United States. Vitamin K antagonists, such as warfarin, effectively prevent essential post-translational gamma-carboxylation of the hepatically synthesized coagulation factors (II, VII, IX, and X) (Figure 2) and anticoagulants (proteins C, S and Z).53 In the past, the administration of FFP was the only option for the urgent reversal of the effects of vitamin K antagonists, which included patients requiring urgent or emergent surgery. The use of PCCs for this purpose has several benefits over the administration of FFP. These advantages include a more rapid INR normalization, similar or improved hemostatic efficacy, less volume administered (e.g., 100 ml for 2500 IU KCentra® v 1000 ml of FFP), no need for cross matching, and no risk for complications directly related to transfusion particularly transfusion-related acute lung injury.11 In the setting of hypovolemia and bleeding, administration of FFP may be advantageous for managing both clinical issues. Even in such a clinical setting, PCCs will more rapidly correct coagulopathy and enable appropriate intravascular volume resuscitation using non-alloimmunogeneic solutions.54 Guidelines and consensus statements now recommend PCCs equally or in preference to FFP for urgent vitamin K antagonist reversal (Table 2).36,4252

Table 2
Guideline Recommendations for the Administration of Prothrombin Complex Concentrates

The pivotal trial in the FDA approval of 4F-PCCs was a prospectively randomized, plasma-controlled, study involving 202 patients enrolled at 36 centers demonstrating that 4F-PCCs were an effective alternative to FFP for the urgent reversal of vitamin K antagonist therapy.11 In that study, nonsurgical patients prescribed vitamin K antagonists were administered K-Centra® (also known as Beriplex P/N®, CSL Behring, Germany) (n=98) or FFP (n=102) after presenting with severe bleeding. The primary endpoints included 24-hour clinical hemostatic efficacy and INR correction (≤ 1.3) 30 minutes after end of infusion.11 Hemostasis was achieved in 71 patients (72.4%) receiving PCCs and 68 patients (65.4%) receiving FFP.11 Protocolized weight-based dosing of PCCs and FFP was determined by baseline INR.11 Coagulation factors and anticoagulants in 4F-PCCs achieved higher concentrations faster when compared with FFP infusion but eventually reached similar levels by 24 hours. Factors II, X, and Protein C levels were consistently higher at any given time point in the PCCs group (p < 0.0001). Not unexpectedly, INR corrected faster in the PCCs group (p < 0.0001), but both groups displayed statistically similar corrected INR values at 24 hours (INR ≤ 1.3, p = 0.08). Importantly, the safety profiles (adverse events, serious adverse events, thromboembolic episodes, and death) were similar between the groups.11

A consistent feature among studies evaluating the reversal of vitamin K antagonist-induced coagulopathy has been the reduction of an elevated pretreatment INR of > 2 – 6 to an INR of < 1.5 at approximately 15 – 60 minutes after administration of 4F-PCCs.11,5558 Concomitant administration of IV vitamin K is essential to promote the hepatic synthesis of procoagulant and anticoagulant factors for sustained normalization of coagulation and modulation of thrombosis. Intravenous vitamin K, however, often requires at least 12 hours before clinical efficacy is observed.59 Oral vitamin K is less reliably absorbed and timing is less clear.59 Although PCCs more rapidly correct coagulopathy related to vitamin K antagonists compared with FFP, current guidelines continue to recommend vitamin K administration along with PCCs. Restoration of endogenous thrombin generation after administration of 4F-PCCs (Beriplex P/N®) or rFVIIa (Novoseven®) for vitamin K antagonist reversal has been evaluated in animal and human subjects.12 Thrombin generation is only restored with 4F-PCCs but not rFVIIa (150 nM v 50 nM; p<0.05), although both drugs correct INR values. This observation reiterates the importance of prothrombin for thrombin generation and the significance of Factor VII simply for INR value normalization.12 Of note, aPCCs (FEIBA®) and rFVIIa have been described for the reversal of vitamin K antagonistss but their use is not approved for this indication.60,61

Lessons from Activated Recombinant Factor VII

Before embarking on extensive perioperative use of PCCs, there is an opportunity to learn from our over-enthusiastic initial adoption of rFVIIa, which was subsequently tempered by potential thromboembolic risk.4,5,62 The half-life of Factor VII is approximately 6 hours whereas that of Factor II is 60 – 72 hours.53 Moreover, the half-life of rFVIIa may be even shorter than 6 hours owing to the increased volume of distribution when compared with the longer plasma-derived Factor VII.63 This is an important fact, which merits caution against zealous PCC administration due to a far greater thromboembolic risk when compared with rFVIIa. The use of rFVIIa in high-risk cardiac surgical cases with refractory hemorrhage has been described in retrospective studies.21,64,65 Identified predictors of treatment failure included baseline INR > 2.0, platelet count < 80 × 109/L, fibrinogen levels < 100 mg/dL, and more than 15 units of packed red blood cell transfused prior to administration of rFVIIa.21 High thromboembolism rate (> 20%),22 a complication rate of 44%,21 and a mortality of 32%21 were also described.

Effective hemostasis with low dose rFVIIa (defined as ≤ 40 µg/kg) in cardiac surgery has been reported in prospective66 and retrospective64 studies. Reduced bleeding is observed in propensity-matched studies when cardiac surgery patients receive low dose rFVIIa compared with placebo.64,67 Intuitively, fewer adverse thromboembolic effects would be expected with lower doses of rFVIIa, and the higher doses (70 – 90 µg/kg) used for bypassing activity in hemophiliacs are unnecessary in the non-hemophiliac surgical patient because the intrinsic Xase enzyme complex is intact. Failure to address platelet, fibrinogen, Factors II, VIII, IX or X deficiencies in patients with severe hemorrhage will limit the effectiveness of rFVIIa to restore thrombin generation and fibrin clot formation (Figure 1, normal coagulation model). This assertion is supported by Karkouti, et al. who observed that hypofibrinogenemia (< 100 mg/dL) and thrombocytopenia (< 80 × 109/L) prior to and after rFVIIa administration are associated with hemostasis failure, as previously discussed.21

Administration of rFVIIa has profound effects on the INR, which is a test that is very sensitive to Factor VII levels.10 Therefore, failure to decrease INR below a value of 1.0 with low dose rFVIIa administration indicates profound pre-dose Factor VII deficiency.68 Similarly, a prolonged activated partial thromboplastin time (aPTT, a measure of the intrinsic and common coagulation pathways) is independently associated with failure of hemostasis after rFVIIa for refractory hemorrhage.69 Addressing concomitant deficiencies of other coagulation components prior to administering rFVIIa is therefore prudent. Conversely, the use of high-dose rFVIIa followed by correction of these deficiencies may lead to thromboembolic complications. With that said, rFVIIa as a general hemostatic agent remains unproven, in addition to concerns about thromboembolism.4,5,62 A 2011 Cochrane database review of 3500 patients across 25 randomized, controlled trials (nonsurgical as well as noncardiac and cardiac surgical patients) found modest blood loss after rFVIIa administration either for prophylactic and therapeutic means.4 Eleven of the 25 trials (n = 2,366) involving therapeutic use of rFVIIa found an increase in the thromboembolic events (RR 1.21; 95% C.I. 0.93 – 1.58). Thirteen trials (n = 1,137) assessing prophylactic use also found a trend towards thromboembolisms (RR 1.32; 95% CI 0.84 – 2.06).4 Interestingly, no differences were found in thromboembolic events when comparing all comers receiving low dose rFVIIa (defined as < 80 µg/kg) and standard/higher doses (≥ 80 µg/kg) but the authors of the Cochrane review indicated inadequate statistical power and variable definitions of high and low dosage levels as contributors to these statistically nonsignificant findings regarding thromboembolism.4

Preliminary observational reports support the use of PCCs for refractory high-risk cardiovascular surgical bleeding. This approach may be more mechanistically logical compared with rFVIIa administration as previously discussed and depicted (Figure 1).70,71 Investigators in one propensity-matched study administered 10 – 15 IU/kg of 4F-PCCs prior to low-dose rFVIIa (median: 18 mcg/kg, IQR: 9 – 16 mcg/kg) and found reduced bleeding after cardiac surgery.67 This combination of low dose rFVIIa and PCCs may confer advantages over the use of rFVIIa alone. There is insufficient evidence, however, to support this approach without using point-of-care and laboratory-guided testing within an algorithm for refractory bleeding, in order to help prevent thromboembolic disease.54,72,73

Cardiac Surgery and Cardiopulmonary Bypass

Determining the serum levels of Factors II, VII, IX, and X in individual patients before PCC administration in each clinical scenario may be helpful in order to guide appropriate PCC dosing assuming laboratory values may be reported in a timeframe to be clinically useful. This strategy may be especially helpful in order to account for the different concentrations of factor levels among various PCC formulations (Table 1). In a porcine model of dilutional coagulopathy, anesthetized pigs underwent CPB with hypothermia for 2 hours at 25°C followed by 1 hour of normothermia. After CPB, factor levels of II, VII, IX, and X were decreased from baseline by 32% – 48%. Approximately 1 hour after CPB, the pigs randomly received either isotonic saline (1ml/kg) or 30 IU/kg of 4F-PCCs (Beriplex P/N®).30 In that study, the administration of PCCs led to overcorrection of these coagulation factor concentrations, reduced bleeding, but did not display evidence of thromboembolism.30 Factor II levels have been shown to decrease to ~ 50% of normal after CPB in patients undergoing complex cardiac surgery.74 This is accompanied, however, by a similar decrease in anticoagulant factors (e.g., antithrombin III). Therefore administering a dose of 4F-PCCs to achieve a 50% increase in Factor II level may not be needed to ensure coagulation and could promote prothrombotic complications.74 Similar to the use of initial INR values dictating PCC dosage administration for vitamin K antagonist reversal,11 laboratory data-driven algorithms for bleeding will therefore guide therapy in the perioperative realm.

In addition to other etiologies of bleeding experienced during cardiac surgery, extracorporeal flow of blood within a CPB circuit induces coagulopathy by dilution of procoagulants with circuit prime volume and activation of inflammatory cascades triggered by the exposure of blood components to the surface of these artificial conduits, and other such diverse mechanisms.75,76 The resulting coagulopathy after CPB, thus, may be an amalgam of preexisting procoagulant deficiencies compounded by this extracorporeal membrane exposure, intravascular volume expansion, consequences of inflammation, and organ ischemia-reperfusion injury. This is a unique feature of cardiac surgery, which increases predilection towards bleeding when compared with other types of operations. Small, retrospective studies have described using PCCs to correct warfarin-related hemorrhage after CPB77 by using the same INR, weight-based dosing algorithm previously described by Sarode et al. in nonsurgical patients.11 In a randomized, prospective, single-center study of 40 cardiac surgical patients, the use of 4-F PCCs (Cofact®, Sanquin, The Netherlands) was shown to be more effective than the use of FFP in the timely correction of INR and led to less frequent bleeding after surgery with less increase in cardiac filling pressures.58 Additionally, in a retrospective, propensity-matched study of patients undergoing pulmonary thromboendarterectomy for chronic thromboembolic pulmonary hypertension, increased blood loss was seen 12 hours after intensive care unit admission in the group of patients receiving FFP compared with PCCs (median, IQR, 650 ml [325 – 1075] v 277 ml [175 – 608], p=0.008). No differences in clinical outcomes were noted.78

Point-of-Care Testing

Quantifying thrombin generation would likely provide the most accurate approach to determining the mechanism of post-CPB coagulopathy even before the onset of CPB28 but there are currently no clinically available thrombin generation assays. Several available point-of-care tests, however, provide an estimation of thrombin generation that may be used for goal-directed hemostatic treatment of perioperative bleeding. Although point-of-care testing is not yet available in many hospitals, the importance of this technology should be discussed as it pertains to perioperative coagulopathic management. Briefly, rotational thromboelastometry or ROTEM® (TEM International, Munich, Germany) and thromboelastography (TEG®, Haemonetics, Braintree, Massachusetts, USA) are both point-of-care devices that allow for the visual assessment of blood coagulation. The process of coagulation includes clot formation, propagation, stabilization, and clot dissolution. In the case of TEG®, PCCs are indicated if R time (clot formation time) is prolonged, K time (occurrence of clot firmness) is prolonged, or alpha angle (kinetics of clot formation) is reduced.79 The newer version of TEG® includes different assays which allow for determination of PCC indication by using the RapidTEG™ (intrinsic and extrinsic activated assay), the Kaolin TEG (intrinsic pathway activated assay), and Kaolin with Heparinase (used with Kaolin TEG and eliminates heparin effect). In the case of ROTEM®, there are multiple assays which provide information regarding factor deficiencies in the clinical setting and include INTEM® (information similar to aPTT), EXTEM® (information similar to PT/INR), and HEPTEM® (contains heparinase to neutralize unfractionated heparin and used in conjunction with the INTEM® reagent). When using these ROTEM® assays, PCCs are indicated if the clotting time (CT) or clot firmness time is prolonged, or if the alpha angle is reduced.79,80 The reader is directed to literature which comprehensively outlines the interpretation and technology regarding ROTEM® and TEG® forms of coagulation testing.79,80 The use of point-of-care based transfusion algorithms, that include PCCs, has been suggested to reduce allogeneic blood transfusions.54,72,73 Allogeneic blood transfusions have demonstrated increased morbidity and mortality in several trials involving surgical and nonsurgical patients.8185 Such an approach has been successfully implemented in the coagulation management related to cardiovascular surgery and reduced allogeneic blood transfusions, FFP, and cryoprecipitate have been observed along with an increase in the administration of fibrinogen concentrate and PCCs.54

More recently, an observational study of 25 patients found that the administration of aPCCs (FEIBA®) for refractory bleeding after complex cardiac surgery reduced the frequency of FFP and platelet transfusions.86 Point-of-care laboratory testing was performed after FFP administration and again after aPCCs. FEIBA® was more effective at normalizing INR compared with FFP without evidence for thromboembolism.86

In a single-center, retrospective analysis of cardiac surgical patients, implementation of a coagulation management algorithm based on point-of-care testing (ROTEM®) using first-line therapy with coagulation factor concentrates (including 4F-PCCs), was associated with reduced allogeneic blood transfusions and decreased thromboembolic events compared to historical controls.54 In this study, 20 – 25 IU/kg 4F-PCCs were administered in case of severe, diffuse bleeding after heparin reversal if EXTEM® CT was > 90 seconds and 35 – 40 IU/kg 4F-PCCs were administered if CT was > 100 seconds.54 Improved outcomes were not demonstrated after the institutional implementation of this algorithm but this study may have been limited by using historical controls which included fewer emergency cases and less complex procedures when compared with the contemporary cohort.54 Thoracic aortic operations requiring hypothermic circulatory arrest are a category of cardiothoracic surgery, which often require multiple transfusions of blood products, procoagulants, and factor concentrates following separation from CPB.87 The use of ROTEM® in a single-center, prospective, randomized trial (n = 56) was noted to reduce transfusion of allogeneic blood (9 units v 16 units; p = 0.02) when compared to standard management of coagulopathy in patients undergoing thoracic aortic surgery with hypothermic circulatory arrest.88 Improved outcomes and reduced transfusion of allogeneic blood products were found in another study using 20 – 30 IU/kg 4F-PCCs (PPSB®, CAF-DCF, Belgium) as part of another ROTEM®-directed transfusion algorithm.73

General Surgery, Hepatic Injury, and Liver Transplantation

Literature related to the administration of PCCs during noncardiac surgery for perioperative bleeding is mainly related to vitamin K antagonist reversal or supplementation of factors in the setting of liver failure. In a single-center, retrospective, observational study, use of 4F-PCCs (Beriplex®) was observed among two groups of patients: 1) those requiring reversal of warfarin for elevated INR or in preparation for urgent/emergent surgery, and 2) those needing treatment of severe diffuse perioperative bleeding but not on preoperative warfarin.89 The administration of 4F-PCCs resulted in correction of abnormal INR in the 12 nonsurgical patients (p < 0.001) and correction of diffuse bleeding was observed in 26 of 27 surgical patients (96%).89 No thromboembolic events were observed in either group.

There is a paucity of research regarding the impact of PCCs on perioperative and nonsurgical bleeding in patients with hepatic failure.90 Animal studies with bleeding after induced liver injury, however, have shown promise regarding the beneficial impact of PCCs. In a laboratory study using a porcine model of blunt liver injury, induced coagulopathy, and hemodynamic instability related to bleeding, 27 anesthetized pigs displayed improved hemodynamics, increased thrombin generation, and correction of abnormal INR and EXTEM® values (namely CT and clot firmness time) after 4F-PCCs (low dose group: 35 IU/kg) when compared with saline. Two animals in the saline group had a singular lung arteriole thromboembolus 1–2 mm in diameter whereas 3 animals from the lower PCC dosing group had several thromboemboli each measuring 1–2mm in diameter.91 Interestingly in those receiving higher doses of PCCs (50 IU/kg), disseminated intravascular coagulation was observed based on International Society of Thrombosis and Hemostasis criteria92 and all of these animals contained > 4 mm of multiple lung arteriole thromboembolisms on autopsy. Additionally, a net-like fibrinogen deposition was noted in the lung capillaries of the higher dosage group, which was present but not as well developed in the control and low-dosage animals.91 In an ongoing multicenter, randomized, controlled trial from the Netherlands, the utility of 4F-PCCs (Cofact®) is being studied with respect to reducing allogeneic red blood cell transfusions during orthotopic liver transplantation in cirrhotic patients with INR ≥ 1.5 (PROTON Trial; Netherlands Trial Register – 3174).93

Trauma-Related Bleeding and Intracranial Hemorrhage

There have been several reports on the use of PCCs in trauma patients.94,95 In a retrospective, observational single-center study of 45 trauma patients, 3F-PCCs (Profilnine®, Grifols Biologicals, Los Angeles, California) reversed clinical bleeding and INR to ≤ 1.5 at a mean dose of 25 IU/kg in both warfarin (n=25, p ≤ 0.001) and non-warfarin (n=20, p ≤ 0.001) groups.96 Both groups experienced refractory bleeding after receiving plasma.96 The primary anatomic site of injury was intracranial (68% of patients in the preoperative warfarin group and 40% in the non-warfarin group). Mortality was 28% among the preoperative warfarin group and 40% among those patients that did not receive warfarin before injury.96

Point-of-care coagulation testing has also been used in human studies related to bleeding in adult trauma patients requiring reversal of vitamin K antagonist-induced coagulopathy; improvement in hemostatic efficacy after PCC administration has been illustrated.9799 PCCs were administered in one retrospective analysis of 131 trauma patients who received ≥ 5 units of packed red blood cells within 24 hours as part of a factor concentrate-driven, multimodal, coagulation management algorithm using ROTEM® guidance. The survival benefit of this approach was determined by predicted mortality modeling in the population compared with actual observed mortality.98 In this study, fibrinogen concentrate was given if maximum clot firmness was low on FIBTEM®, which is the ROTEM® assay measure of fibrinogen activity. PCCs were then administered in case of recent warfarin intake or CT > 1.5 times normal on EXTEM®. Lack of improvement of maximum clot firmness on EXTEM® after fibrinogen concentrate and PCCs was an indication for platelet concentrate. The authors reported a 14% observed mortality compared with 28% predicted mortality (p = 0.0018).98 PCCs may be administered in trauma patients at varying doses based on CT prolongation.99,100 A prevailing theme has evolved whereby using initial INR and/or EXTEM® CT may provide a basis for initial dosing.11,54,72,73,100

Administration of PCCs has been used in the reversal of coagulopathy and control of intracranial hemorrhage. In a prospective, observational single-center study involving 33 patients, emergent reversal of coagulopathy was observed after administration of 4F-PCCs (Kcentra®). In that study, a mean dose of 2200 IU [range 1500 IU — 2500 IU]) of PCCs led to a faster correction of an abnormal INR (< 1.4) compared with FFP (65 minutes versus 256 minutes, p < 0.05).57 Kerebel et al. performed a phase III, prospective, randomized, open-label study of 59 patients with warfarin-associated intracranial hemorrhage involving 22 centers. The patients received either 25 IU/kg (n = 29) or 40 IU/kg (n = 30) of 4F-PCCs (Octaplex®, Octapharma, Austria).101 Despite a more rapid reversal of INR and normalization of Factors II, X, Proteins C and S concentrations, there was no difference in hematoma volume (p = 0.71), clinical (p = 0.73) or neurologic outcomes (p = 0.83), as well as thromboembolic events (p = 1.0) between the two groups.101 In contrast, use of rFVIIa in this patient population was associated with an increased incidence of thromboembolic events in the 80 mcg/kg treatment group without benefit in clinical outcomes.102106 There are no data to describe or support the use of PCCs in patients with normal coagulation profiles but similar thromboembolic complications may be anticipated.1

Three-Factor v Four-Factor PCCs

There are increasing reports comparing the safety and efficacy of both 3F- and 4F-PCCs that deserve particular attention. Special consideration to the importance of one composition containing appreciable amounts of anticoagulants may further contribute to the overall safety and efficacy of 4F-PCC solutions.107 In a case report, massive intracardiac and aortic thrombus formation was noted by emergency transesophageal echocardiography after administration of 50 IU/kg of 3F-PCCs (Profilnine®) for warfarin reversal (initial INR 5.5) prior to urgent spine surgery with an indwelling mechanical mitral valve.108 Thromboembolism was likely due to the higher dosage of PCCs, the higher concentration of Factor II present in Profilinine® compared with KCentra® (Table 1: 150 IU vs. 130 IU, respectively, per 100 IU of PCCs), as well as the absence of anticoagulants in Profilnine®, which may otherwise be present in FFP and to a certain degree in 4F-PCCs (KCentra®). In a meta-analysis of 18 studies (12 prospective and 6 retrospective) involving 654 elderly patients presenting for emergent warfarin reversal, INR was corrected in 75% of patients after 3F-PCC administration and in 92% of patients after 4F-PCCs.109 Eighty-one patients receiving either low-dose 3F-PCCs (Profilnine®, 25 IU/kg) or high-dose 3F-PCCs (50 IU/kg) were compared against patients who had received FFP for supratherapeutic INR and warfarin reversal. Administering FFP alone (3.6 units [range, 2 – 8 units]) corrected the initial INR from 9.4 (range 5.1 – 9.4) to 2.3 (range 1.2 – 5.0). Three-Factor PCCs were able to reduce initial INR in both the low-dose (Initial INR 9.0 [range, 5.2 – 15.0] to INR 4.6 [range, 1.4 – 15.0]) and high-dose (initial INR 8.6 [range, 5.3 – 15.0] to INR 4.7 [range, 1.4 – 15.0]) groups but complete correction to an INR < 1.5 was not achieved without additional FFP. Although these study results support the sensitivity of INR to Factor VII levels, INR values in this elevated range may also reflect clinically relevant bleeding or potential for bleeding, which were not evaluated in this study.9

PCCs for Reversal of Direct Oral Anticoagulants

There are increasing data regarding the use of PCCs for the management of bleeding related to direct oral anticoagulants, including the direct thrombin inhibitor dabigatran, (Pradaxa®, Boehringer Ingelheim, Ridgefield, Connecticut, USA) and Factor Xa inhibitors (e.g., rivaroxaban, apixaban, edoxaban).110,111 A recent volunteer study compared the effects of 3F-PCCs (Profilnine®) with 4F-PCCs (Beriplex P/N®) on PT, thrombin generation, aPTT, and anti-Factor Xa activity of rivaroxaban.112 Volunteers received 50 IU/kg of 3F- PCCs (n=12), 4F-PCCs (n=10), or saline (n=12). The better response of thrombin generation to 3F-PCCs was likely reflective of the higher Factor II concentration in Profilnine® compared with Beriplex® (Table 1). In another study, 50 IU/kg of 4F-PCCs (Cofact®) was given to healthy male volunteers treated with rivaroxaban (n=6) or dabigatran (n=6).113 Normalization of thrombin generation was seen in rivaroxaban-treated subjects but not those treated with dabigatran. This is consistent with in vitro, thromboelastographic (TEG®) evidence that PCCs are not able to reverse the coagulopathic effects of dabigatran in healthy volunteers.114

Observational studies evaluating the use of PCCs in the treatment of coagulopathy related to the direct Factor Xa inhibitors suggest these compounds are able to reverse the anticoagulant effects by increasing the production of prothrombinase, thereby leading to thrombin generation (Figure 3). On the other hand, direct thrombin inhibitors impact fibrin production downstream from where PCCs may have the most impact. This proposed mechanism is supported by available data, which suggest that PCCs may not be effective in treating direct thrombin inhibitor-related coagulopathy. aPCCs (FEIBA®), on the other hand, have shown efficacy in dabigatran-associated intracranial bleeding in a single case study.115 Safety concerns related to thrombotic risk in experimental models, however, persist regarding the fact that procoagulant effects of aPCCs (due to variable amounts of activated factors) (Table 1) may outlast the duration of action of dabigatran.116

Figure 3
Reduced coagulation factor concentrations due to direct oral anticoagulants: direct thrombin inhibitors and Factor Xa inhibitors. Factor Xa inhibitors directly reduce Factor Xa activity and indirectly reduce thrombin generation (downstream). Direct thrombin ...

Although PCCs are currently an important therapeutic consideration to reverse direct oral anticoagulant-related bleeding, discussion of additional therapeutic strategies for specific reversal is prudent. Reversal agents are relevant due to the longer half-life of PCCs compared with direct oral anticoagulants and the potential for thromboembolism should PCCs be administered for coagulopathy reversal. These reversal agents include idarucizumab (Praxbind®, Boehringer Ingelheim, Ridgefield, Connecticut, USA) for dabigatran,117 Andexanet alfa (Portola Pharmaceuticals, San Francisco, California, USA) for Factor Xa inhibitors,118,119 and Ciraparantag (PER977®, Perisphere Inc., Danbury, Connecticut, USA) for dabigatran and the Factor Xa inhibitors.120,121 Idarucizumab, a humanized monoclonal antibody fragment,122 binds dabigatran with an affinity 350 times that of thrombin and, therefore, binds to both free dabigatran and dabigatran bound to thrombin, rendering the drug inactive.123 Idarucizumab has recently received FDA approval for use in patients who are receiving dabigatran during emergency situations when there is a need to reverse coagulopathy related to the direct thrombin inhibitor (www.fda.gov, accessed October 16, 2015). Andexanet alfa is a recombinant protein analog of Factor Xa that binds to Factor Xa inhibitors and antithrombin, but does not trigger prothrombotic activity.119 This drug is in Phase 3 trials at the time of this writing (NCT02329327).111 Ciraparantag is a small synthetic molecule that competitively binds the direct oral anticoagulants, restoring activity of blocked coagulation factors. This agent is currently in Phase 2 studies evaluating its efficacy in healthy volunteers receiving edoxaban (NCT02207257). Despite the potential for future specific reversal agents, a multimodal approach to hemostatic resuscitation is still required during direct oral anticoagulant-related hemorrhage, which may include PCCs in order to restore deficient factor levels.

Thromboembolism and Off-Label Use of PCCs

Using PCCs beyond the approved use of vitamin K antagonist-reversal warrants emphasis regarding the potential for thromboembolism. Prothrombotic risk is increased with repeat or excessive dosing due to promotion of thrombin generation and therefore fibrin cross-linkage (Figure 1). Prothrombin/Factor II levels are directly related to thrombin generation and therefore increasing serum Factor II concentrations will lead to increased thrombin generation. The use of PCCs may be warranted in clinical scenarios in which Factor II concentrations are reduced such as from hemodilution or direct consumption from continuous bleeding. In other scenarios, activated factor concentrates (aPCCs or rFVIIa) may be required in order to bypass inhibitor activity despite normal Factor II levels, as seen in hemophiliacs. The higher-dose administration of PCCs (> 25 IU/kg) in the reversal of Factor Xa inhibitors may lead to thrombosis, as an example, since the duration of the effects of both apixaban and rivaroxaban dissipate in < 24 hours (assuming normal renal function) while Factor II levels will remain elevated for ≥ 48 hours. Close attention to mechanical and/or pharmacological thromboprophylaxis is warranted when these longer acting factor concentrates are used to treat a brief period of intraoperative or drug-related coagulopathy.

CONCLUSION

PCCs have recently entered the perioperative setting for the off-label indication of diffuse coagulopathy without a vascular source for bleeding. Evidence thus far for the safe and effective use of PCCs is limited to retrospective, observational studies and historical controls. Clinicians managing patients with perioperative bleeding should have an understanding of the mechanisms by which PCCs impact the coagulation cascade and the importance of a multimodal approach to the management of diffuse bleeding related to surgery. Correction of hypofibrinogenemia and thrombocytopenia prior to the administration of PCCs may be prudent in order to maximize the efficacy of lower PCC dosing and minimize the risk for adverse thromboembolic events. Lessons from the higher dosing of rFVIIa in non-hemophiliac surgical patients should be incorporated into the advent of perioperative PCC usage in order to help avoid such events. Administration should be based on clinically observed bleeding as well as laboratory and point-of-care data incorporated into an institutionally derived approach to coagulopathic management. Additionally, prospective, randomized controlled trials are needed in order to evaluate the off-label usage of PCCs in this setting.

Acknowledgments

Funding: NIH R01HL121232-01 (IJW), Departmental funding (KG, JHL).

Conflicts of Interest: KG is a Co-Investigator in a prospective, open-label study of Andexanet-Alfa in patients receiving Factor Xa inhibitors with acute major bleeding, sponsored by Portola Pharmaceuticals.

Conflicts of Interest: JHL serves on steering committees for Boehringer-Ingelheim, CSL Behring, Grifols, and Janssen; JHL is a consultant to Instrumentation Laboratories.

Conflicts of Interest: IJW is the Principal Investigator in a prospective, open-label study of Andexanet Alfa in patients receiving Factor Xa inhibitors with acute major bleeding, sponsored by Portola Pharmaceuticals and has recently received grant support from CSL Behring and Terumo BCT.

The authors would like to acknowledge Dr. Oluwatoyosi A. Onwuemene, M.D., Assistant Professor of Medicine, Division of Hematology, Duke University Medical Center for help in contributing to the schematic figures illustrated in this manuscript.

This manuscript was handled by: Charles W. Hogue, MD

Footnotes

Disclosures

Name: Kamrouz Ghadimi, MD

Attestation: This author approved the final manuscript.

Name: Jerrold H. Levy, MD, FAHA, FCCM

Attestation: This author approved the final manuscript.

Name: Ian J. Welsby, MB BS, FRCA

Attestation: This author approved the final manuscript.

Contribution: This author helped perform the literature search and prepare the manuscript.

Contribution: This author helped prepare the manuscript.

Contribution: This author helped perform the literature search and prepare the manuscript.

Contributor Information

Kamrouz Ghadimi, Divisions of Cardiothoracic Anesthesiology & Critical Care Medicine, Duke University Medical Center, Durham, North Carolina.

Jerrold H. Levy, Divisions of Cardiothoracic Anesthesiology & Critical Care Medicine, Duke University Medical Center, Durham, North Carolina.

Ian J. Welsby, Divisions of Cardiothoracic Anesthesiology & Critical Care Medicine, Duke University Medical Center, Durham, North Carolina.

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