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Logo of nihpaAbout Author manuscriptsSubmit a manuscriptHHS Public Access; Author Manuscript; Accepted for publication in peer reviewed journal;
J Allergy Clin Immunol. Author manuscript; available in PMC 2014 February 27.
Published in final edited form as:
PMCID: PMC3936400

Novel Relationship of Serum Cholesterol with Asthma and Wheeze in the United States



Cholesterol exerts complex effects upon inflammation. There has been little investigation of whether serum cholesterol is associated with asthma, an inflammatory airways disease with great public health impact.


To determine relationships between levels of three serum cholesterol measures (total cholesterol [TC], high density lipoprotein-cholesterol [HDL-C], and non-HDL-C), and asthma/wheeze in a sample representative of the U.S. population.


Cross-sectional study of 7,005 participants aged ≥6 years from the 2005–2006 National Health and Nutrition Examination Survey.


Serum TC and non-HDL-C were lower in current asthmatics than in subjects without current asthma in the overall population (TC: 188.5 vs. 192.2 mg/dL; non-HDL-C: 133.9 vs. 137.7 mg/dL; p<.05 for both), whereas HDL-C was not different. Adjusted odds ratios (ORs) from multivariate logistic regression per 1-standard deviation increase of TC and non-HDL-C for current asthma were 0.92 (95% confidence interval [CI], 0.86–0.98) and 0.91 (95% CI, 0.85–0.98), respectively. Upon racial/ethnic stratification, these relationships reflect marked reductions unique to Mexican Americans (MAs)(TC: 171.4 vs. 189.3 mg/dL [p<.001], OR 0.62 [95% CI, 0.48–0.80]; non-HDL-C: 119.8 vs. 137.9 mg/dL [p<.001], OR 0.62 [95% CI, 0.48–0.79]). Among MAs, the adjusted OR for wheeze requiring medical attention was 0.57 (95% CI, 0.43–0.75) for TC and 0.53 (95% CI, 0.33–0.85) for non-HDL-C. Relationships between cholesterol and asthma/wheeze were independent of body mass index and serum C-reactive protein, and similar between atopic and non-atopic participants.


Serum TC and non-HDL-C are inversely related to asthma in the U.S. population, chiefly reflecting a relationship among MAs.

Keywords: Lung, Asthma, Wheeze, Cholesterol, Atopy, Hispanic


Complex interactions have been reported between cholesterol and inflammation. Both cholesterol loading and cholesterol depletion of leukocytes, including macrophages, neutrophils, and mast cells may trigger pro-inflammatory cellular responses.13 Dyslipidemia (i.e., elevated non-high density lipoprotein-cholesterol [HDL-C], reduced HDL-C) causes vascular inflammation through activation of innate immunity,4 though may also attenuate innate immunity and skew adaptive immunity toward a Th2 response in other settings,5 with differential effects depending on the genetic background of the host.6 Conversely, serum cholesterol declines during inflammation.7 Collectively, these reports suggest that bidirectional interactions between cholesterol and inflammation may impact disease differentially among human populations, and that cholesterol may influence inflammatory diseases other than atherosclerosis.

To date, relationships between cholesterol and inflammatory lung disease have been little studied, though emerging research indicates that cholesterol metabolism and inflammation are linked in the lung.810 Given the high prevalences in the U.S. of dyslipidemia and asthma, relationships between these disease entities may carry tremendous clinical implications. The few studies to date examining relationships between serum cholesterol and asthma have been limited in statistical power and demographic sampling. One group reported elevated serum total cholesterol (TC) to be associated with asthma,11 whereas two others found no association.12, 13 Significant inter-racial/ethnic differences exist not only in asthma prevalence,1417 but also in the prevalence and molecular features of dyslipidemia, and in the relationship between dyslipidemia and disease, such as atherosclerotic cardiovascular disease (CVD).1820 Mexican Americans (MAs), an understudied group, are distinguished by having an unexplained low prevalence of asthma,1417 as well as a relatively low prevalence of CVD despite increased rates of dyslipidemia and inflammation.1820 As with cholesterol and CVD, the relationship between cholesterol and asthma may be anticipated to differ among racial/ethnic backgrounds.

The National Health and Nutrition Examination Survey (NHANES) 2005–2006 measured serum cholesterol and characterized asthma and wheeze in a sample of subjects representative of the U.S. population. We hypothesized that serum TC and non-HDL-C would be directly associated with current asthma and wheeze requiring medical attention in the NHANES, and that these relationships would differ among racial/ethnic groups. Thus, stratification by race/ethnicity was prespecified. Our primary goal was to test for an independent relationship between serum cholesterol concentrations and asthma prevalence. Our secondary goal was to test for an independent relationship between serum cholesterol and wheeze requiring medical attention, a surrogate indicator of poorly controlled asthma and other obstructive lung disease. Given that cholesterol might have different relationships with allergic and non-allergic inflammation, we also tested for interactions of atopy with cholesterol in the outcomes.


Study Population

Data were obtained from the NHANES 2005–2006, which was designed to assess the health and nutritional status of the civilian, noninstitutionalized U.S. population. Details may be found online: The NHANES classifies participants into 5 main racial/ethnic groups: non-Hispanic White (NHW), non-Hispanic Black (NHB), MA, Other Hispanic, Other/Multi-race. Due to the heterogeneity of the Other Hispanic and Other/Multi-race categories (non-Mexican Hispanics, Asians, Native Americans, Multiracial), we included them in analysis of the overall population, but did not analyze them separately. Low density lipoprotein cholesterol (LDL-C) was measured only in participants who were asked to fast for ≥8.5 hours (n=3,026), of whom n=250 did not meet the fasting requirements. By contrast, TC and HDL-C were measured in fasting and non-fasting participants (n=7,360). Fasting time (time since consumption of anything other than water) was recorded in this combined study population, permitting assignment of fasting duration to individual cholesterol measurements. Non-HDL-C (i.e., TC minus HDL-C) has comparable or better predictive value than LDL-C for CVD,21, 22 and both fasting and non-fasting non-HDL-C are predictive of CVD.23 Thus, all analyses were based upon TC and HDL-C measured in a combined fasting and non-fasting study population.

Clinical Outcomes

Doctor-diagnosed current asthma was assessed by questionnaire. Current asthmatics were defined as participants who answered in the affirmative to the questions, “Has a doctor ever told you that you had asthma?” and “Do you still have asthma?” For assessment of wheezing, participants were first asked “Have you had wheezing or whistling in your chest at any time in the past 12 months?” If answering ‘yes’, they were then asked “In the past 12 months, how many times have you gone to the doctor’s office or the hospital emergency room for attacks of wheezing or whistling?” Wheezing requiring medical attention in the past 12 months (hereafter referred to as ‘medical wheeze’) was defined as one or more episodes in response to the second question.

Serum cholesterol measurement

Serum TC and HDL-C were measured using a Roche Hitachi 717 or 912. For TC, coupled enzymatic reactions were used involving cholesteryl ester hydrolase, cholesterol oxidase, and peroxidase, followed by phenazone absorbance detection. HDL-C measurement was by the Roche/Boehringer-Mannheim Diagnostics direct HDL method. Non-HDL-C was derived by subtracting HDL-C from TC.


Covariates were obtained from questionnaire, lab analyses (immunoglobulin E [IgE], serum cotinine, serum C-reactive protein [CRP]), and physical examination (height, weight). Atopy was defined as ≥1 detectable (≥0.35 kU/L) serum allergen-specific IgE to a panel of 19 allergens: Alternaria alternata, Apergillus fumigatus, Bermuda grass (Cynodon dactylon), birch (Betula verrucose), cat dander, cockroach (Blatella germanica), dog dander, dust mite (Dermatophagoides farinae, D. pteronyssinus), egg white, milk, mouse urine proteins, oak (Quercus alba), peanut (Arachis hypgaea), ragweed (Ambrosia elatior), rat urine proteins, Russian thistle (Salsola kali), rye grass (Lolium perenne), and shrimp (Pandalus borealis). IgE was measured with the Pharmacia Diagnostics ImmunoCAP 1000 System (Kalamazoo, Michigan). Cotinine was measured by isotope dilution-high performance liquid chromatography/atmospheric pressure chemical ionization tandem mass spectrometry. CRP was measured by latex-enhanced nephelometry. Body mass index (BMI) is weight in kilograms divided by height in meters squared (kg/m2).

Statistical analyses

Relationships between serum cholesterol and asthma/wheeze were examined in stratified bivariate and logistic regression analyses. For each outcome, mean cholesterol values were compared for participants with and without that outcome for the total population and by race/ethnicity using the t-test. Odds ratios (ORs) for the associations between serum cholesterol concentrations and current asthma (dependent variable) and medical wheeze (dependent variable) were estimated with logistic regression per 1-standard deviation (SD) increase of each cholesterol subtype. The weighted SD for TC (39.1 mg/dL), non-HDL-C (39.3 mg/dL), and HDL-C (14.4 mg/dL) were determined for the overall NHANES 2005–2006 population for which these values were available (n=7,360). Covariates in fully adjusted models included age, sex, race/ethnicity (total population only), householder education, BMI, log-transformed cotinine, CRP, and number of hours fasting before blood draw. Associations in participants with and without atopy were compared using multiplicative interaction terms in logistic models. Separate models were run by race/ethnicity and for each cholesterol subtype. Interaction between serum cholesterol and race in the outcomes was tested. All analyses were adjusted for the NHANES complex sampling design using SAS statistical software (Version 9.1.3, Cary, NC) survey procedures (SURVEYFREQ, SURVEYMEAN, SURVEYREG) according to NHANES analysis specifications. Statistical significance was p≤.05 (main effects) or ≤.10 (interactions).


Table I shows the features of 7,005 subjects aged ≥6 years in the NHANES 2005–2006 for whom data were available for the respiratory questionnaire, serum TC and HDL-C, and other covariates as shown. The mean (SE) prevalences of current asthma and medical wheeze were 8.7 (0.5) % and 6.6 (0.5) %. Of those participants reporting current asthma, 36.5% reported medical wheeze, and of those reporting medical wheeze, 48.6% reported current asthma (see Table E1 in the Online Repository). Among racial/ethnic groups, the mean prevalence of self-reported physician-diagnosed current asthma was lowest in MAs (4.5% in MAs, 9.9% in NHBs [p<.001], 9.1% in NHWs [p<.001]). The prevalence of wheeze episodes over the preceding 12 months requiring medical attention was also lowest in MAs (2.8% in MAs, 5.3% in NHBs [p=.005], 7.2% in NHWs [p<.001]). Mean HDL-C was lowest among MAs, whereas MA non-HDL-C and TC were intermediate between that of NHBs and NHWs. Serum cotinine was lowest among MAs and highest among NHBs.

Table I
Characteristics of study population by race/ethnicity.*

To explore relationships between current asthma and serum cholesterol, we first compared mean serum cholesterol values between subjects with and without current asthma (Table II). TC and non-HDL-C were both significantly lower in asthmatics than in non-asthmatics in the overall population. Upon racial/ethnic stratification, the reduced TC and non-HDL-C was specific to MA asthmatics (p<.001 for both). By contrast, among NHBs and NHWs, TC and non-HDL-C were not significantly different between subjects with and without asthma. HDL-C was not significantly different between asthmatics and nonasthmatics in the overall population nor in any racial/ethnic stratum.

Table II
Mean serum cholesterol among participants with and without current asthma by race/ethnicity.

As with asthma, among MAs, mean TC and non-HDL-C were both lower in those subjects with than in those without medical wheeze (p<.001 for TC; p<.05 for non-HDL-C)(Table III). TC was also reduced among wheezing NHBs, albeit more modestly.

Table III
Mean serum cholesterol among participants with and without wheeze requiring medical attention by race/ethnicity.

The relationships between serum cholesterol and current asthma were next analyzed by multivariate logistic regression (Table IV). In the overall population, after adjustment for covariates, including age, race/ethnicity, sex, householder education, BMI, serum CRP, log-transformed serum cotinine, and number of hours fasting, the odds ratio (OR) per 1-SD increase for current asthma diagnosis was 0.92 (95% confidence interval [CI], 0.86–0.98) for TC, and 0.91 (95% CI, 0.85–0.98) for non-HDL-C. Upon racial/ethnic stratification, these significant inverse relationships in the overall population between TC and asthma and non-HDL-C and asthma were determined largely to reflect striking inverse relationships specific to MAs (TC: adjusted OR 0.62 [95% CI, 0.48–0.80; race/ethnicity interaction p=.007]; non-HDL-C: adjusted OR 0.62 [95% CI, 0.48–0.79; race/ethnicity interaction p=.02]). Calculated ORs were essentially unchanged when CRP was left out of the model (data not shown). No significant relationship was found between any cholesterol variable and asthma in NHBs or NHWs, nor between HDL-C and asthma in MAs. Similar results for non-HDL-C were found, albeit with wider CIs, in an analysis limited to the fasting study subpopulation (n=2,776), in which the LDL-C-asthma relationship was also examined (see Table E2 in Online Repository). No statistically significant interaction by atopy was found for the three cholesterol measures in the relationship to asthma (see Table E3 in the the Online Repository). The adjusted relationships between TC, non-HDL-C, and HDL-C, and current asthma for the different racial/ethnic groups, as modeled by logistic regression using serum cholesterol values measured in the NHANES 2005–2006, are depicted in the Figure. In order to explore the cholesterol-asthma relationship in the overall population further, we performed analyses stratified by age, gender, smoking status, and BMI category (see Tables E4–E7 in the Online Repository). Of interest among these analyses was an interaction with gender observed in the HDL-C- and non-HDL-C-asthma relationships (Table E5). We also analyzed the cholesterol-asthma relationship using clinically relevant cutpoints for the three cholesterol measures (see Table E8 in the Online Repository).

Predicted probability of current asthma for racial/ethnic categories in the NHANES 2005–2006 in relation to serum values of total-, non-high density lipoprotein (HDL)-, and HDL- cholesterol. Logistic regression curves are adjusted for age, sex, ...
Table IV
Associations between current asthma and serum cholesterol from logistic regression analysis

We next tested for an independent relationship between serum cholesterol and medical wheeze. As shown in Table V, among MAs, the adjusted OR for wheeze per 1-SD increase of TC was 0.57 (95% CI, 0.43–0.75), and that per 1-SD increase of non-HDL-C was 0.53 (95% CI, 0.33–0.85), indicating that TC and non-HDL-C are inversely related to medical wheeze. A similar, albeit more modest relationship was found between TC and wheeze and non-HDL-C and wheeze among NHBs, but not among NHWs (race/ethnicity interaction p<.001 for both TC and non-HDL-C). An inverse relationship between non-HDL-C and wheeze was also found for MAs and NHBs in an analysis limited to the fasting study subpopulation; similar findings were noted in an analysis using LDL-C (see Table E9 in the Online Repository). No statistically significant interaction by atopy was found for the three cholesterol measures in the wheeze outcome (see Table E10 in the the Online Repository). Analyses of the cholesterol-wheeze relationship stratified by age, gender, smoking status, and BMI category appear as Tables E11–E14 in the Online Repository. The cholesterol-wheeze relationship analyzed using clinically relevant cholesterol cutpoints appears as Table E15 in the Online Repository.

Table V
Associations between wheeze requiring medical attention and serum cholesterol from logistic regression analysis


Dyslipidemia affects inflammation,14 and emerging studies suggest that cholesterol trafficking and inflammation are coupled in the lung.810 Given this, we tested for a relationship between serum cholesterol and asthma, an inflammatory lung disease, in the NHANES 2005–2006, a large, nationally representative survey. We report that, contrary to their risk factor status for CVD, TC and non-HDL-C are inversely related to current asthma in the overall U.S. population, and that this phenomenon chiefly reflects a relationship that is specific to MAs. TC and non-HDL-C were also inversely related to wheeze requiring medical attention in MAs and NHBs. These relationships are independent of both obesity (BMI), an established asthma risk factor,24 and CRP, an inflammatory biomarker, and are not modified by atopy.

To our knowledge, this is the first study to investigate a connection between cholesterol and asthma in a national survey, and the first to identify a factor that may possibly contribute to the reduced prevalence and morbidity of asthma in MAs. The few previous investigations of serum cholesterol and asthma have differed substantially in design and methodology. Al-Shawwa et al. reported that TC was positively associated with asthma, but this single-center study included only 189 NHW children.11 Picado et al. found no difference in serum cholesterol between 121 controls and 118 asthmatics at a single center, but did not stratify by race/ethnicity.12 In a nested case-control study of 1,537 adults in Germany, Schafer et al. found no significant relationship between serum cholesterol and asthma.13 In the present study, a very large sample size revealed significant inter-racial/ethnic differences in the cholesterol-asthma relationship in the U.S. population. While modest, statistically nonsignificant relationships were found in NHWs and NHBs, a striking relationship was observed in MAs.

Although Hispanics are the fastest growing minority in the U.S. and are projected to be 24.4% of the U.S. population by 2050,25 asthma in Hispanics has been understudied,26, 27 leading to its identification as an urgent research priority.28 Consistent with our findings, others have reported lower asthma prevalence in MAs than in NHWs and NHBs.1417 This low prevalence remains unexplained, especially in the face of heightened asthma risk factors among MAs, such as obesity and low socioeconomic status.14, 15, 29 Of interest, among Hispanics, asthma prevalence and severity varies dramatically by subgroup. Whereas MAs have the lowest asthma prevalence in the U.S., Puerto Ricans have the highest prevalence30 and higher disease severity than MAs.31 Because of the complexity and extremity of the asthma phenotype among Hispanics, study of this population provides an opportunity to dissect novel determinants of asthma that may also have generalizable significance to other populations.

Several reports have indicated that MAs have increased dyslipidemia and inflammation, yet attenuated disease manifestations of cholesterol dysregulation, suggesting that a distinct dyslipidemia-inflammation-disease axis may characterize this population. Like us, other national surveys have found reduced HDL-C in MAs.32 Also reported are higher cardiovascular risk in MAs than NHWs,33 higher rates of metabolic syndrome in Hispanics than in NHWs and NHBs,34 and higher levels of circulating cytokines in MAs.6, 35 Despite increased dyslipidemia and inflammation, MAs have an attenuated risk relationship between metabolic syndrome and atherosclerosis,6, 34, 36 and, in fact, reduced CVD.1820 Collectively, this literature suggests that MAs have a distinct lipid-inflammation setpoint and may have a distinct relationship between dyslipidemia and lipid-related inflammatory disease.

While our analysis was cross-sectional, there is some cellular and animal model evidence to suggest that non-HDL-C, and, in particular LDL, the major lipoprotein component of the non-HDL fractions, may reduce asthma risk. LDL is taken up by the lung37 and induces functional responses in lung-resident cells. LDL suppresses cellular responsiveness to TGF-β,38 a pivotal asthma mediator, inhibits histamine release from human lung mast cells,39 and inhibits histamine effect.40 In mice, dyslipidemia is associated with dampened airway inflammation (M. Fessler, unpublished observations). However, whether LDL was causal in the present study or was a marker of other causal mediators such as oxidized LDL is uncertain. Of interest, oxidized LDL, which is elevated in MAs compared to NHWs,41 is a Toll like Receptor (TLR)4 stimulus, and TLR4 stimulation dampens asthmatic phenotypes in rodent models.42 Moreover, oxidized LDL phospholipids impair, and HDL restores, dendritic cell differentiation and antigen presentation to T cells,43 immunological events critical to asthma.

Our study had limitations. As the NHANES is cross-sectional, the causality and directionality of the cholesterol-asthma relationship is uncertain. Despite the multiple adjustments we made, the possibility of unmeasured confounders remains. Given the multiple, non-prespecified comparisons made in our secondary, stratified analyses (Tables E2–E15 in the Online Repository), these findings are best viewed as exploratory and hypothesis-generating. We performed our analyses with combined ‘fasting’ and ‘non-fasting’ cholesterol values; this notwithstanding, the fasting time in our study population had tight variation, was very close to the 8 hour fast traditionally imposed for fasting serum lipid measurement, and was adjusted for in the regressions. Moreover, upon stratification by fasting status (8.5 hr cutpoint), we found no significant interactions of fasting with either TC or non-HDL-C in the asthma or wheeze outcomes (data not shown). We were unable to adjust for non-prescription medication usage due to non-availability of these data. Two trials have reported that statins do not affect clinical asthma outcomes.44, 45 Consistent with this, we found no significant interactions between statin use and any of the cholesterol measures in either the asthma or wheeze outcome (data not shown). The effect of inhaled and oral glucocorticoids on serum lipids is somewhat controversial, though a large analysis of NHANES III reported no differences in TC, LDL-C, or HDL-C between glucocorticoid users and non-users among participants <60 years old.46 Finally, we did not address diet. Multiple nutritional factors, including antioxidants, fruits, minerals, and fatty acids have been variably associated with altered risk for asthma and allergy.47 As non-HDL-C-raising westernized diets are generally low in antioxidants, fruit, and some minerals, these reportedly asthma-protective factors are not likely to confound the cholesterol-asthma relationship we report. Nevertheless, future studies may be warranted, especially given likely inter-racial/ethnic differences in dietary composition.

Several clinical questions arise. Do cholesterol-reducing therapies modify asthma risk differentially among MAs, NHWs, and NHBs? Do changes in asthma severity temporally affect serum cholesterol, and, if so, does cholesterol track with exacerbation and treatment response? Do other metabolic syndrome components interact with serum cholesterol to modify asthma risk? In MA subjects with respiratory symptoms, do serum cholesterol levels have good predictive value in diagnosis of asthma?

In conclusion, serum TC and non-HDL-C were negatively associated with asthma and wheeze in MAs in this cross-sectional analysis. To our knowledge, this is the first report of a putative ‘protective’ biological factor that may distinguish asthma in MAs from that in other racial/ethnic groups. If independently confirmed, we speculate that these findings may have implications for the treatment of dyslipidemia in MAs, and may also provide new insights into basic mechanisms of asthma pathogenesis and treatment relevant to additional populations.

Key Messages

  • Asthma is inversely related to serum total and non-high density lipoprotein cholesterol in the U.S. population, chiefly reflecting a relationship among Mexican Americans.
  • The cholesterol-asthma relationship is independent of body mass index and serum C-reactive protein, and similar among atopic and non-atopic subjects.

Supplementary Material

Online repository


This research was supported in part by the Intramural Research Program of the NIH, National Institute of Environmental Health Sciences (Z01 ES102005).


Body Mass Index
Confidence Interval
C-Reactive Protein
Cardiovascular Disease
high density lipoprotein-cholesterol
immunoglobulin E
low density lipoprotein-cholesterol
Mexican American
National Health and Nutrition Examination Survey
non-Hispanic Black
non-Hispanic White
Odds Ratio
Standard Deviation
total cholesterol
Toll Like Receptor 4


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