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Logo of nihpaAbout Author manuscriptsSubmit a manuscriptHHS Public Access; Author Manuscript; Accepted for publication in peer reviewed journal;
N Engl J Med. Author manuscript; available in PMC 2014 January 25.
Published in final edited form as:
PMCID: PMC3792227

A Novel Channelopathy in Pulmonary Arterial Hypertension

Lijiang Ma, M.D., Ph.D.,# Danilo Roman-Campos, Ph.D.,# Eric D. Austin, M.D., Mélanie Eyries, Ph.D., Kevin S. Sampson, Ph.D., Florent Soubrier, M.D., Ph.D., Marine Germain, M.Sc., David-Alexandre Trégouët, Ph.D., Alain Borczuk, M.D., Erika Berman Rosenzweig, M.D., Barbara Girerd, Ph.D., David Montani, M.D., Ph.D., Marc Humbert, M.D., Ph.D., James E. Loyd, M.D., Robert S. Kass, Ph.D., and Wendy K. Chung, M.D., Ph.D.



Pulmonary arterial hypertension is a devastating disease with high mortality. Familial cases of pulmonary arterial hypertension are usually characterized by autosomal dominant transmission with reduced penetrance, and some familial cases have unknown genetic causes.


We studied a family in which multiple members had pulmonary arterial hypertension without identifiable mutations in any of the genes known to be associated with the disease, including BMPR2, ALK1, ENG, SMAD9, and CAV1. Three family members were studied with whole-exome sequencing. Additional patients with familial or idiopathic pulmonary arterial hypertension were screened for the mutations in the gene that was identified on whole-exome sequencing. All variants were expressed in COS-7 cells, and channel function was studied by means of patch-clamp analysis.


We identified a novel heterozygous missense variant c.608 G→A (G203D) in KCNK3 (the gene encoding potassium channel subfamily K, member 3) as a disease-causing candidate gene in the family. Five additional heterozygous missense variants in KCNK3 were independently identified in 92 unrelated patients with familial pulmonary arterial hypertension and 230 patients with idiopathic pulmonary arterial hypertension. We used in silico bioinformatic tools to predict that all six novel variants would be damaging. Electrophysiological studies of the channel indicated that all these missense mutations resulted in loss of function, and the reduction in the potassium-channel current was remedied by the application of the phospholipase inhibitor ONO-RS-082.


Our study identified the association of a novel gene, KCNK3, with familial and idiopathic pulmonary arterial hypertension. Mutations in this gene produced reduced potassium-channel current, which was successfully remedied by pharmacologic manipulation. (Funded by the National Institutes of Health.)

Pulmonary Arterial Hypertension Is a rare disease that is characterized by increased pulmonary-artery pressure in the absence of common causes of pulmonary hypertension, such as chronic heart, lung, or thromboembolic disease.1 Before the advent of novel therapies, patients with idiopathic or familial pulmonary arterial hypertension had an estimated median survival of 2.8 years, with 1-year, 3-year, and 5-year survival rates of 68%, 48%, and 34%, respectively.2 However, despite progress in treatment, pulmonary arterial hypertension remains a progressive, fatal disease. The clinical presentation can be nonspecific, and patients often receive a diagnosis late in their clinical course.

The cause of pulmonary arterial hypertension is heterogeneous, and some cases are familial. Molecular genetic studies have shown that mutations in the gene encoding bone morphogenetic protein receptor type II (BMPR2) are present in approximately 70% of patients with familial pulmonary arterial hypertension, as well as in 10 to 25% of those with idiopathic pulmonary arterial hypertension.3-5 Pulmonary arterial hypertension may also occur in patients carrying mutations in the gene encoding activin receptor–like kinase 1 (ALK1) and more rarely in patients carrying mutations in the gene encoding endoglin (ENG); mutations in both genes are known to cause hereditary hemorrhagic telangiectasia.3,6-9 In rare cases, mutations in the gene encoding mothers against decapentaplegic homologue 9 (SMAD9) have been identified in patients with idiopathic pulmonary arterial hypertension.10,11 We previously identified novel mutations in the gene encoding caveolin 1 (CAV1) in patients with either familial or idiopathic pulmonary arterial hypertension.12 In approximately 25% of patients with familial pulmonary arterial hypertension, there is no identifiable genetic cause.

In this study, we used whole-exome sequencing to identify a novel cause of pulmonary arterial hypertension in a family with this disorder, replicated our findings in patients with either familial or idiopathic pulmonary arterial hypertension, and characterized the loss of channel function for each mutation.



We studied a family in which pulmonary arterial hypertension had been diagnosed in five members (two living and three deceased at the time of the analysis) (Fig. 1A). The diagnosis of pulmonary arterial hypertension was confirmed by means of medical-record review and rightheart catheterization. Written informed consent for genetic studies was obtained from all the participants. The study was funded by the National Institutes of Health, and the protocol was approved by the appropriate human-subjects committees. Details of the methods are provided in the Supplementary Appendix, available with the full text of this article at gro.MJEN. DNA from the family members had been sequenced previously to establish that they did not carry BMPR2, ALK1, ENG, SMAD9, or CAV1 mutations.

Figure 1
Pedigrees of Families with Familial Pulmonary Arterial Hypertension

We used whole-exome sequencing to compare the three affected family members, assuming an autosomal dominant mode of inheritance, and variants were filtered on the basis of allele frequency in controls and predicted pathogenicity. A novel variant was identified in KCNK3 (the gene encoding potassium channel subfamily K, member 3), and Sanger sequencing of KCNK3 was performed on samples obtained from all available members of the study family to assess for cosegregation with disease. To identify additional mutations and mutation carriers, DNA samples from 82 unrelated patients with familial pulmonary arterial hypertension and 230 patients with idiopathic pulmonary arterial hypertension were sequenced, and whole-exome sequencing data from 10 additional patients with familial pulmonary arterial hypertension were reviewed, to replicate the findings in the initial family and determine the frequency of mutations in KCNK3 in patients with familial and idiopathic pulmonary arterial hypertension. For patients with familial pulmonary arterial hypertension who were found to have KCNK3 mutations, other available family members were tested to evaluate segregation within the family.


Lung tissue was obtained from explanted lungs of two patients with idiopathic pulmonary arterial hypertension. The specimens were fixed in 10% formalin, processed, embedded in paraffin, sectioned, and stained with hematoxylin and eosin, CD31, alpha–smooth-muscle actin, or von Willebrand factor, along with Verhoeff–van Gieson elastic stain.


We performed functional analysis of the human KCNK3 (hKCNK3) channel to evaluate the genetic variants that had been identified. Mutations were engineered into hKCNK3 complementary DNA (cDNA) and expressed with the use of transient transfection in COS-7 cells. Whole-cell patch-clamp procedures were used to measure expressed currents and their response to pH and pharmacologic agents. Detailed methods for the molecular biologic and electrophysiological studies are provided in the Supplementary Appendix.



The average depth of sequence coverage of the whole-exome sequencing data was 78.7×, with 87.5% of the target region for exome capture having coverage of more than 20×. We removed variants that had an allele frequency of more than 1% in established databases, including dbSNP, the 1000 Genomes Project, and the National Heart, Lung, and Blood Institute Exome Variant Server. This left 4719 rare or novel variants that were present in at least one of the three affected family members. We filtered these variants to identify heterozygous variants shared by the three affected family members and were left with 377 novel single-nucleotide variants (SNVs) and 6 insertions or deletions (indels). Because the pedigree suggested an autosomal dominant mode of inheritance, homozygous variants were excluded.

Variants were then filtered for predicted pathogenic effects with the use of a series of in silico bioinformatic tools (see the Supplementary Appendix). A total of 19 SNVs and 5 indels were predicted to be deleterious. Of these, a novel missense variant, c.608 G→A (G203D), in KCNK3 was identified as the strongest candidate because KCNK3 is reported to be important in the regulation of pulmonary vascular tone in humans.13 The function of this channel is to conduct potassium current, maintain resting membrane potential, and regulate the vascular tone of the pulmonary artery.14-16 On the basis of homologic modeling of hKCNK3, amino acid G203 is located in the highly conserved second pore region of the protein, which is critical for the gating function of the potassium channel. Examination of dbSNP indicated that there are no common missense variants (allele frequency, >1%) in KCNK3.


Segregation analysis of the c.608 G→A variant in KCNK3 was performed on all available members of the index family (Fig. 1A). Affected Family Member II-1 was found to carry the variant, but her unaffected brother-in-law (Family Member II-3) was not. Her affected sister (Family Member II-2) was deceased at the time of our study and had no DNA available for testing, but it was assumed that she had also carried the variant, since four of her children (Family Members III-1, III-2, III-4, and III-5) were all carriers. Although Family Member III-5 was initially unaffected at the time of recruitment, he subsequently received a diagnosis of pulmonary arterial hypertension. Family Member III-2 remains unaffected. The c.608 G→A KCNK3 variant was not present in DNA samples from 100 ethnically matched, unrelated, unaffected white controls.


We also used whole-exome sequencing to study samples obtained from 10 additional probands from families with familial pulmonary arterial hypertension. Two novel heterozygous KCNK3 variants, G97R and V221L, were identified in two of these families. These variants were confirmed on Sanger sequencing and tested in available family members and were found to segregate with disease (Fig. 1B and 1C). We screened an additional 82 unrelated probands from families with familial pulmonary arterial hypertension and 230 patients with idiopathic pulmonary arterial hypertension for mutations in KCNK3. Among the latter group of patients, we identified three novel heterozygous amino acid substitutions: T8K, E182K, and Y192C. The five additional variants were all predicted to be damaging. KCNK3 mutations were found in 3 of 230 participants (1.3%) in the cohort of patients with idiopathic pulmonary arterial hypertension and in 3 of 93 participants (3.2%) in the cohort of probands with familial disease.


In the three families with familial pulmonary arterial hypertension, two of nine family members who inherited a KCNK3 mutation did not have evidence of disease, suggesting incomplete penetrance. Among all the patients with clinical evidence of pulmonary arterial hypertension (familial or idiopathic), the age at diagnosis ranged from 8 to 44 years (Table 1). Both male and female patients were affected. No patient had a response to acute vasodilator challenge. Three patients ultimately required lung transplantation. The histopathological analysis for one patient who underwent lung transplantation is shown in Figure 1 in the Supplementary Appendix. Findings included hypertrophy of the media of muscular pulmonary arteries and progressive, generalized arterial dilatation with formation of complex plexiform lesions.

Table 1
Clinical Characteristics of Seven Patients with Pulmonary Arterial Hypertension with KCNK3 Mutations*


KCNK3 encodes a pH-sensitive potassium channel in the two-pore domain superfamily.17 The primary role of KCNK3 channels is to control the resting membrane potential in many cell types, including human pulmonary-artery smoothmuscle cells,17 and to contribute to arterial relaxation through the action of smooth-muscle cells. KCNK3 channels lack voltage dependence. Alignment of the KCNK3 channel with other two-pore domain potassium channels reveals that most of the mutations found in this study occurred at conserved residues that were likely to be critical for function (Fig. 2).

Figure 2
Topologic Analysis of the Human KCNK3 (hKCNK3) Channel and Sequence Alignment with Other Members of the KCNK Channel Family

To investigate the consequences of KCNK3 variants, we studied the effect of the six mutations that were discovered in our genetic studies of the hKCNK3 channel. Nonmutant channels and all mutant channels were tested for pH sensitivity to confirm their identity as hKCNK3 channels. The pH dependence of nonmutant hKCNK3 channels is shown in Figure 3A. All mutants that were tested resulted in loss of function at physiologic pH (7.4) when expressed alone, a condition that simulates homozygous expression in humans (Fig. 3B and 3C). However, because two-pore–domain potassium channels assemble as dimers16 and patients carrying mutations are heterozygotes, we also coexpressed nonmutant and mutant hKCNK3 channel cDNA to simulate expression in heterozygous patients. For these experiments, we chose three mutations located in distinct regions of the channel and found that the mutations studied (Y192C, G203D, and V221L) reduced current density when coexpressed with nonmutant channels, as compared with expression of nonmutant hKCNK3 channels alone (Fig. 3D).

Figure 3(facing page)
Functional Consequences of hKCNK3 Mutations

A number of compounds, including the phospholipase A2 inhibitor ONO-RS-082, have been shown to activate nonmutant hKCNK3 channels.18 Thus, we sought to determine whether this drug was capable of rescuing channel activity in the hKCNK3 mutant channels in this study. We found recovery of current for some, but not all, disease-associated mutants. Shown in Figure 4 are examples of current recordings with ONO-RS-082 (10 μM) and without ONO-RS-082 for nonmutant and mutant hKCNK3 channels (Fig. 4A) as well as current density (at +60 mV) before, during, and after application of the drug (Fig. 4B). Steady-state effects of the drug are summarized in Figure 4C. The results indicate a robust increase in nonmutant hKCNK3 current after application of ONO-RS-082 and an increase in current density to levels similar to those seen in the nonmutant channel for two mutant channels (T8K and E182K) but not a third mutant channel (G203D).

Figure 4(facing page)
Pharmacologic Recovery of Mutant hKCNK3 Channels


We used whole-exome sequencing to identify the association of a novel gene, KCNK3, with pulmonary arterial hypertension in a family that had multiple affected members. We also identified mutations in KCNK3 in other families with familial pulmonary arterial hypertension and in patients with idiopathic pulmonary arterial hypertension and showed that all such mutations resulted in a loss of ion-channel function. These findings suggest that KCNK3 is involved in the pathogenesis of pulmonary arterial hypertension.

KCNK3, also called TASK-1, belongs to a family of mammalian potassium channels that is characterized by the presence of four transmembrane domains and two pore domains per subunit.19 It has been reported that this potassium channel is sensitive to hypoxia and plays a role in the regulation of resting membrane potential and pulmonary vascular tone.13-15,20 Ion channels also play a critical role in vascular remodeling, and it has been postulated that KCNK3 is involved in the regulation of vascular remodeling and abnormal vascular proliferation in patients with pulmonary arterial hypertension by preventing apoptosis.21KCNK3 knockout mice have a blunted (although not abolished) ventilatory response to hypoxia.22 Quantitative analysis of oxygen-sensing and pulmonary-artery pressures has not, to our knowledge, been reported in these mutant mice. KCNK3 is expressed in human pulmonary-artery smooth-muscle cells, and knockdown of KCNK3 has been shown to cause membrane depolarization and reduced potassium current.13 Taken together, these results strongly suggest that KCNK3 is important in the regulation of pulmonary vascular tone.

As indicated by our electrophysiological studies, the variants that were identified in this study are all loss-of-function mutations. Because KCNK3 channels are not voltage-dependent and are open at negative potentials, these mutations probably cause depolarization of the resting membrane potential, which could lead to pulmonary-artery vasoconstriction.23 The molecular mechanisms for loss of function probably vary according to the location of the mutation in the channel. One mutation, T8K, is in the N-terminal, a part of the channel that is important to membrane transport out of the endoplasmic reticulum through interaction with 14-3-3 proteins.24 Four of the mutations fall in the pore domains in KCNK3 that are critical for the pH sensitivity and potassium selectivity of this potassium-channel family.25,26 Two of the mutations, G97R and G203D, are in the pore-domain GXG triplet selectivity filters (in which X is any amino acid) of KCNK3 (Fig. 2A) and may have their deleterious effects as a result of alterations in potassium selectivity. The last mutation falls in one of the transmembrane domains that have been implicated by structural models as important for dimerization.16,26 Each mutation we identified (possibly excepting T8K) falls in a highly conserved region of KCNK3 (Fig. 2B), indicating that these residues are important for the normal biophysical properties of the KCNK3 channel. There are parallels to our findings in studies of voltage-gated potassium (Kv) channels in human pulmonary-artery smooth-muscle cells in that down-regulation of Kv channels has been implicated in altered contraction and proliferation in smooth-muscle cells in patients with primary pulmonary hypertension.27

Although KCNK3 is expressed in multiple tissues, including heart, brain, and pancreas, the mutations in KCNK3 that we identified were associated only with pulmonary arterial hypertension in the patients we studied. This finding may be due to redundancy within the two-pore–domain potassium channels. KCNK9 is expressed in the brain,13 KCNK5 and KCNK6 are abundant in the pancreas,28 and KCNK1 is expressed in the heart.29 This redundancy may explain why the phenotype of mutations in KCNK3 is specific to pulmonary hypertension.

We found that the function of channels incorporating mutant KCNK3 can be rescued (to a variable degree, depending on the mutation) with the use of the phospholipase inhibitor ONO-RS-082. Other pharmacologic interventions may activate KCNK3 as well. In human pulmonaryartery smooth-muscle cells, KCNK3 can be activated by treprostinil (a stable prostacyclin analogue) through cyclic AMP (cAMP)–dependent phosphorylation of the channel induced by protein kinase A (PKA).30,31 Application of the cAMP analogue 8-bromo-cAMP, an endogenous PKA activator, also results in KCNK3 activation.13 In addition, KCNK3 has been shown to mediate vasoconstriction induced by endothelin 1,32 and application of the specific Rho kinase inhibitor Y-27632 can attenuate endothelin-1–induced KCNK3 inhibition.33 Thus, our study suggests a potential novel mechanism for therapeutic intervention by pharmacologically increasing currents through KCNK3 in patients with pulmonary arterial hypertension.

It is also possible that in patients with pulmonary arterial hypertension, variation in KCNK3 function may be a more broadly applicable risk factor (or a secondary disease modifier) that is not caused by mutations in KCNK3. There is precedent for this concept, since BMPR2 expression is reduced in the lungs of patients with idiopathic pulmonary arterial hypertension who do not have BMPR2 mutations.34 In addition, previous studies of Kv channels support the concept that the expression or function of Kv channels is altered in patients with idiopathic pulmonary arterial hypertension, and dysfunctional Kv-channel activity may contribute to the development or persistence of pulmonary arterial hypertension.35 In a study of mice with wild-type Kv channels, therapeutic Kv-channel activation was useful in the treatment of established pulmonary arterial hypertension in the absence of known genetic variations in Kv channels.36 Thus, the therapeutic targeting of KCNK3 may be beneficial for patients with pulmonary arterial hypertension who have increased vascular tone independent of their KCNK3 genetic status.

In our study, two members of families with familial pulmonary arterial hypertension who had inherited KCNK3 mutations had no evidence of disease. These family members may be examples of incomplete penetrance or of late-onset disease that has not yet developed. Other genetic forms of pulmonary arterial hypertension have incomplete penetrance, and the disease develops at a wide range of ages. Presumably, there are other genetic, environmental, or developmental modifiers that in concert with KCNK3 dysfunction determine whether or when pulmonary arterial hypertension will develop. Identifying asymptomatic persons who are genetically at risk provides a potential opportunity for early intervention and treatment if an effective therapy is available.

In conclusion, in patients with either familial or idiopathic pulmonary arterial hypertension, we have identified mutations in the potassium channel KCNK3 that represent a mechanistically novel cause of pulmonary arterial hypertension.

Supplementary Material



Supported by grants (R01 HL060056, P01 HL072058, K23 HL098743, and R01 HL 56810) from the National Institutes of Health and a Vanderbilt Clinical and Translational Science Awards grant (UL1 RR024975) from the National Center for Research Resources. Funding for the Grand Opportunity Exome Sequencing Project (GO-ESP) was provided by grants (RC2 HL-103010, RC2 HL-102923, and RC2 HL-102924) from the National Heart, Lung, and Blood Institute (NHLBI). Exome sequencing was performed through grants (RC2 HL-102925 and RC2 HL-102926) from the NHLBI.

We thank the families for their contributions to this study; Lisa Wheeler of Vanderbilt University, Nashville, for coordinating the study enrollment and sample acquisition for patients and families; Nicole Mallory, Laura Brenner, Patricia Lanzano, Julia Wynn, Robyn Barst, and Jane Morse for coordinating the patient studies and referring patients to the study at Columbia University, New York; and David Montani, Xavier Jaïs, Olivier Sitbon, and Gérald Simonneau for coordinating the patient studies at the French Referral Centre for Severe Pulmonary Hypertension, Assistance Publique–Hôpitaux de Paris, Université Paris-Sud, Inserm U999, Le Kremlin-Bicêtre, France.


Disclosure forms provided by the authors are available with the full text of this article at gro.MJEN.


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