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Ataxia with oculomotor apraxia defines a group of genetically distinct recessive ataxias including ataxia-telangectasia (A-T, ATM gene), ataxia with oculomotor apraxia type 1 (AOA1, APTX gene) and type 2 (AOA2, SETX gene). Although, a few unique clinical features differentiate each of these forms, the patients also share common clinical signs, such as the presence of cerebellar atrophy, sensorimotor axonal neuropathy, and elevated alpha-fetoprotein (AFP) serum level.
We selected 22 Italian patients from 21 families, presenting progressive cerebellar ataxia, axonal neuropathy, and elevated serum AFP. We screened the coding regions of ATM, APTX and SETX genes for point mutations by direct sequencing or DHPLC, and searched genomic rearrangements in SETX by MLPA analysis. In selected cases, quantification of ATM and senataxin proteins was performed by Western blot. Clinical, neurophysiological, and neuroimaging data were collected.
Thirteen patients (12 families) carried SETX mutations (AOA2, 57%), two were mutated in ATM (A-T), and three in APTX (AOA1). In three remaining patients, we could not find pathogenic mutations, and in one case we found, in homozygosis, the SETX p.K992R polymorphism (population frequency 1-2%). In AOA2 cases, we identified 14 novel and three reported SETX mutations. Signs at onset were gait ataxia and facial dyskinesia, and the age ranged between 11 and 18 years. None had obvious oculomotor apraxia at the latest examination (age 14–45 years). The patient carrying the p.K992R SETX polymorphism had a phenotype similar to that of the diagnosed AOA2 patients, while the other three undiagnosed subjects had a very late onset and a few distinguishing clinical features.
We describe a large series of 13 AOA2 Italian patients. The phenotype was consistent with previous descriptions of AOA2, except for a higher frequency of strabism, and for the absence of oculomotor apraxia. In our survey ~60% of juvenile-to-adult cases with cerebellar ataxia, sensorimotor neuropathy and increased AFP are due to mutations in the SETX gene, and a smaller percentage to APTX and ATM gene mutations.
Oculomotor apraxia (OMA) associated with cerebellar ataxia was first noted by Boder and Sedgwick  in patients with ataxia-telangiectasia (A-T). This abnormality of eye movements consists of an impairment in the generation of horizontal saccades with patients performing compensatory head thrusts.
OMA has been described in four genetically distinct forms of inherited neurodegenerative ataxias, classified as autosomal recessive cerebellar ataxias (ARCA) : ataxia-telangectasia (A-T), A-T like disorder (A-TLD), ataxia with oculomotor apraxia type 1 (AOA1) and ataxia with oculomotor apraxia type 2 (AOA2) [3,4].
In addition to eye movement abnormalities, these recessive ataxias also share further clinical, biochemical and molecular features. All are characterized by early onset progressive cerebellar gait and limb ataxia, peripheral sensory neuropathy and cerebellar degeneration . A-T, AOA2, and occasionally AOA1 present elevated serum levels of alpha-fetoprotein (AFP).
The proteins coded by the causative genes for these four ARCAs are all involved in DNA single or double-strand break repair mechanisms . A-T (MIM 208900), the most prevalent of the four with an incidence of 1 in 300,000, is caused by mutation in the ATM (A-T mutated) gene encoding a phosphatidylinositol-3 kinase protein. A-T patients lack ATM protein or its kinase activity, and present extra neurological signs, such as immunodeficiency and cancer susceptibility . A-TLD (MIM 604391) is extremely rare, has a milder clinical course than A-T, and is caused by mutations in the human meiotic recombination 11 gene (hMRE11) . Patients with A-TLD do not show telangiectasia, no immunodeficiency and have normal AFP serum concentrations .
AOA1 (MIM 208920) is characterized by early onset cerebellar ataxia, neuropathy, mental retardation, hypoalbuminemia and hypercholesterolemia. This disease is caused by mutations in the APTX gene, which encodes for aprataxin, a nuclear histidine-triad protein involved in DNA single-strand break repair . AOA1 is particularly frequent in Portugal (1:20000) and in Japan .
AOA2 (MIM 606002) has a worldwide distribution, and its prevalence is estimated around 1 in 900,000 [4,5]. This form is caused by mutations in the SETX gene encoding for a large DNA/RNA helicase protein involved in the defense against DNA damage and in processing RNAs [2,10-12]. SETX gene mutations have also been associated with the autosomal dominant juvenile amyotrophic lateral sclerosis type 4 (ALS4) , and with the dominant tremor-ataxia syndrome . In this study, we performed a mutational screening of ATM, APTX, SETX in a selected cohort of twenty-two Italian patients presenting cerebellar ataxia, sensorimotor axonal neuropathy, and elevated AFP. Differential diagnosis among cases with this form of degenerative cerebellar ataxia and increased AFP is discussed.
We selected a cohort of Italian subjects admitted at our clinic from 2002 to 2012. Inclusion criteria were the presence of progressive cerebellar ataxia, axonal neuropathy, and elevated serum concentrations of AFP (≥ 7 ng/ml) . A total of 22 patients (9 men, 13 women), from 21 families, were included. Age at examination was 37.2 ± 14.3 years (mean ± S.D; range 14–71), and age at onset was 18.6 ± 15.3 (mean ± S.D; range 3–67), assumed on the basis of the first symptom noticed by the patient and/or relatives. Clinical assessment included standard neurological examination and administration of the Scale for the Assessment and Rating of Ataxia (SARA) . Electromyography (EMG), nerve conduction studies, and brain MRI were performed in all, whereas 14/22 performed motor, somatosensory, visual, retinal, and auditory evoked potentials (SEP, VEP, ERG, BAEP), electroencephalogram (EEG), and ocular fundus examinations. Peripheral blood samples were obtained for DNA genetic tests and plasma evaluation of creatine kinase (CK), albumin, and cholesterol. Written informed consents for DNA analyses were obtained from all patients and unaffected family members included in the study.
Total genomic DNA was extracted according to a standard phenol-chloroform protocol. We excluded triplet expansions in the genes causing Friedreich ataxia (FXN), spinocerebellar ataxia type 1 and 2 (ATXN1 and ATXN2), and point mutations in the genes associated with ataxia with vitamin E deficiency (TTPA) and AOA1 (APTX) . ATM mutation screening was performed as previously described .
Initial genetic analyses included Short Tandem Repeats (STR) analysis in the 9q34 region to discriminate homozygous and heterozygous individuals (protocol available upon request). The SETX gene coding region was divided into 24 amplimers corresponding to exons 3–26, except for exon 10 that was further amplified in 18 overlapping fragments (reference sequence accession number: NM_015046.5). Amplicons were run on DHPLC (Transgenomic WAVE System). In STR-homozygous subjects PCR amplification was performed by mixing an equal amount of a healthy individual genomic DNA. A normal control profile was always compared with that of a patient. PCR products showing a shift of the DHPLC peak were directly sequenced using the BIG-Dye cycle sequencing kit and an ABI Prism 3130 XL Avant automatic sequencer (Applera, Foster City, CA, USA).
A total of 100 ng of genomic DNA was used as starting material for the SALSA MLPA kit P316-B2 for Recessive Ataxias available from MRC Holland (http://www.mrc-holland.com). The kit contained probes for each exon of the SETX gene (together with exons for APTX and FXN genes), as well as control probes for other unrelated genes. PCR products were mixed with 0.2 μl of ROX-500 labeled internal size standard, separated on an ABI Prism 3130 XL Avant automatic sequencer (Applera, Foster City, CA, USA), and analyzed using the GeneScan software ver.3.1. Raw data were interpreted using the Coffalyzer software (available from MRC-Holland). A range from 1 ± 0.2 was considered as a normal exon dosage; a deletion was between 0.3–0.7; a duplication was above 1.3. When intermediate values were found the MLPA analysis was repeated.
Nuclear protein lysates (20 μg) extracted from lymphoblastoid cell lines, were separated on a 4-12% precast SDS polyacrilamide gel (Biorad, Hercules,CA) and electrotransferred onto nitrocellulose membrane. Membranes were blocked with 5% milk-TBS-0.1% Tween20 and incubated overnight at 4°C with anti-ATM antibody (ab17995, Abcam Cambridge, UK) at 1:5,000 dilution, or with anti-SETX antibody (ab56984, Abcam) at 1:1,000 dilution. As loading control an anti-Vinculin antibody (cat. AB6039, Millipore, Temecula, CA, USA) at 1:5,000 dilution was used. Images were acquired and quantified using a Chemidoc apparatus and ImageLab software (BioRad).
Mutation screening allowed the identification of gene variants in of 17/21 index cases (81%): twelve were diagnosed as AOA2 patients (57%), three AOA1 patients, (14%), and two A-T patients (9.5%).
Three patients were negative for pathogenic mutations in all the tested genes (SETX, ATM, APTX, FXN, ATXN 1–2, TTPA), and one carried the SETX p.K992R variant, previously reported as a rare polymorphism (p.K992R) [19,20].
SETX gene variants are summarized in Table 1: 14 were novel and 3 mutations (p.R2414X, and p.P2213L, and p.K796fsX15) were previously described in AOA2 patients [10,15]. Six patients were homozygotes. Most of the novel variants were clearly loss-of-function, including nine truncating changes (1 splice site change, 4 small deletions, 4 large deletions). Other variants maintained the reading frame: in one case a splice site mutation caused the in-frame skipping of exon 7; in a second case an insertion of 36-bp in exon 13 included 12 amino acids in-frame. Finally, three novel missense changes were found in compound heterozygous subjects (p.I331L, p.P496L, and p.M2229T) (Table 1). None was reported as SNPs (according to HGMD, NCBI–dbSNP132ver, and Exome Variant Server databases), and involved amino acids highly conserved in Vertebrates (Figure 1). In silico analyses using PolyPhen-2 and SIFT predicted the mutations as probably damaging: scores for p.I331K were 0.993 (HumDiv) and 0.909 (HumVar); for p.P496L scores were 1.000 (HumDiv) and 0.999 (HumVar), and for a p.M2229T 0.993 (HumDiv) and 0.914 (HumVar).
Splicing mutation c.6546+2T>C hits the highly conserved GT of the donor splice site destroying it, and may cause exon 19 skipping or the activation of a new donor splice site within the exon or in the intron 19.
Family segregation analysis could not be performed, however, none of the parents of AOA2 cases showed signs of neurological disorders.
In patient P657, Western blot analysis demonstrated the absence of the senataxin protein (Figure 2). We identified a single base pair deletion causing a frameshift, and a large deletion involving at least exon 23, whose boundaries could not be precisely determined.
In patient P440, Western blot analysis showed a normal level of senataxin protein in lymphocytes (Figure 2), and no point variations or genomic rearrangements could be detected except for the rare SETX polymorphism c.2975A>G. This changes the lysine at position 992 into an arginine; it was predicted to be benign by in silico analysis (PolyPhen-2, HumDiv score 0.034), and it was previously reported as a rare polymorphism, present in 1.6% of the European-American alleles (Exome Variant Server). The variant was found in heterozygosis in the parents and in one unaffected sibling.
One of the two A-T patients carried a novel large ATM gene deletion (c.2838+2156del18kb) and a reported missense mutation (c.5471T>C, p.L1824R) . The other patient, third child of consanguineous parents, showed an almost absent ATM protein by Western blot, confirming the diagnosis (Figure 2, patient P428). DHPLC/MLPA failed to reveal pathogenic mutations.
Clinics and gene mutations in the three AOA1 patients were previously described .
Clinical and biochemical findings in the 13 patients carrying SETX mutations are summarized in Table 2 (mean age at examination: 31.2 ± 10 years). All presented with gait difficulties during the second decade of life (range 11–18 years). In two, mild choreic movements and strabism were noticed before gait abnormalities at the age of 5 and 7 years (Table 2, patients P815 and P2062). Mean age at examination was 31.2 ± 10 years. Eight of the 13 patients were wheelchair-bound, after a disease duration ranging from 7 to 28 (mean 13.6 years). Mean SARA score was 17.9 ± 4.3 (range 9–25). All patients had a progressive ataxic syndrome with nystagmus, slow saccades, dysarthria, gait unsteadiness, dysmetria, and absent deep tendon reflexes at lower limbs. Twelve out of 13 patients had pes cavus, 8 distal limb amyotrophy and muscular weakness, 5 Babinski sign, 5 strabism and 3 diplopia. None had a clear oculomotor apraxia, or cognitive impairment. Ocular fundus examination was pathological for patient P641 only, who presented a left optic nerve lesion of probable heteroplastic origin.
At the latest clinical evaluation, serum AFP was elevated in all cases (17 to 145 ng/ml, normal value < 7 ng/ml). In two cases (P2426 and P2062), AFP levels were within normal range at the first clinical evaluation performed at 11 and 15 years.
Five out of 12 patients presented borderline or mildly elevated cholesterol levels (202–242 mg/dl), 3/13 mild elevation of CK levels (209, 237, and 671 U/L), and 2/10 decreased triglyceride levels (42 and 44 mg/dl). Albumin was normal.
In all patients EMG showed axonal sensorimotor polyneuropathy prevalent at lower limbs. Motor denervation with spontaneous activity was found in 5/10 patients. In all tested patients, SEP demonstrated a marked sensory peripheral damage, while VEP, ERG, BAEP, and EEG were normal.
A 10-years longitudinal neurophysiological evaluation was available for patient P521. At age 18 (after 3 years of disease duration) EMG demonstrated absent sensory potentials and normal motor potentials at lower limbs; at age 28, neurophysiologic evaluation revealed an axonal peripheral neuropathy at lower limbs involving both the sensory and motor axons.
Brain MRI demonstrated moderate to marked cerebellar atrophy prevalent in the vermis, and mild to moderate brainstem atrophy in 5 patients (Figure 3).
Patient P440, carrying the SETX gene variant p.K992R, presented a clinical, biochemical and neuroimaging features completely overlapping those of the other AOA2 patients with SETX pathogenic mutations. She started complaining gait ataxia at 15 years, and was confined to wheelchair 11 years later. She also had sensorimotor peripheral neuropathy, cerebellar atrophy at the vermis, elevated serum AFP (28 ng/ml), and hypercholesterolemia (240 mg/dl) (Table 2).
The two identified A-T patients had the late-onset variant form previously described , and presented a neurologic phenotype mostly overlapping that of AOA2 patients: one presented the first signs of gait instability at 7 yrs. (patient A593) and the other at 14 yrs. (patient P428). At the latest clinical examination (age 41 and 52), they presented severe cerebellar ataxia, peripheral sensory neuropathy, slow saccadic eye movements, and nystagmus, but no ocular motor apraxia. Moreover, no immunodeficiency, ocular teleangiectasias, or other systemic features were observed in both. In patient P428 premature ovarian failure (age 30) was reported. Serum concentrations of AFP were 37 (P428) and 207 ng/ml (A593).
We describe the clinic and molecular study of a large series of 22 Italian patients (21 families) selected for having cerebellar ataxia, peripheral neuropathy and elevated alpha-fetoprotein serum level.
Genetic screening of ATM (A-T), APTX (AOA1) and SETX (AOA2) allowed us to find that the prevalent diagnosis was AOA2 (12/21, 57%), followed by AOA1 (3/21, 14%), and A-T (2/21, 9.5%). Concerning these latter, both A-T patients came to our attention in adulthood (age at first examination were 34 and 29 years), and had an atypical A-T phenotype lacking ocular telangiectasia and immunodeficiency .
The three patients with mutations in the APTX gene had an age at onset in the first decade and present clinical features overlapping those of the atypical A-T patients, but had much lower levels of serum AFP. AFP is not a useful clinical biomarker for AOA1 disease, but in a few patients may contribute to the phenotypic spectrum [17,22].
SETX mutations were mostly recognized in patients with juvenile-adult onset. In our group of AOA2 patients, gait ataxia was the first neurological sign, except for two subjects where choreic movements and strabism were noticed several years before the onset of gait difficulties (P2062 and P815). Clinical findings confirm the presence of cerebellar atrophy and sensorimotor neuropathy in all cases [15,23-25]. Also pyramidal signs (20%), choreoathetosis (7.6%), and the rate of disease progression were similar in our patients in comparison to that described in other AOA2 studies . In fact, the time interval between disease onset and the need for wheelchair was 13.6 years in our series, and 15.3 years in the patients described by Anheim et al. . Unexpectedly, we did not find any AOA2 patient with a clear inability to coordinate eyes/head movements to reach a lateral target, in contrast with the 51% of the cases described by Anheim, et al., while we found a higher frequency of strabism (30% vs 12%) . These results may reflect differences in the disease course, since ocular motor apraxia, and choreathetosis, are more frequently observed at the onset of the disease, while cerebellar signs and increased AFP are detectable at later stages.
Fourteen novel SETX mutations were found in our AOA2 cohort, the majority leading to a clear loss of function, including five large genomic deletions (5/24, 21% of the mutations). The identification of large deletions has been already described in SETX gene, underlining the importance of MPLA analysis for routine diagnostics .
Three novel SETX mutations were missense: their pathogenicity was mainly assumed on the basis of bioinformatics. The changed amino acid was highly conserved in Vertebrates, and the missense change was not reported as polymorphism in the dbSNP132.
Four patients of our survey did not achieve a genetic diagnosis. Three of them presented an age at onset in the fifth to seventh decade of life with a slowly progressive cerebellar syndrome, and a mild to marked increase of AFP serum concentration. One patient had AOA2 fully compatible neurologic phenotype, including a juvenile age at onset, and markedly elevated level of serum AFP.
We may speculate that they represent phenocopies due to different acquired or genetically caused diseases. A fourth subject (P440) with an AOA2 fully compatible neurologic phenotype also remained without a genetic confirmation. Age at onset was 15 years, and AFP serum levels were within the range of AOA2 patients (Table 2). In this latter subject we could only detect a rare SETX polymorphism (p.K992R) previously reported in two AOA2 patients [19,20]. Data from the literature demonstrated that a patient homozygous for the p.K992R, carried also the p.R2444H mutation, the latter regarded as the disease causing mutation . The second AOA2 subject was found to carry three SETX mutations: p.K992R, p.H2197R, and p.H435R. Segregation analysis demonstrated that the mother was heterozygous for the p.K992R and the p.H2197R mutations, and the father was heterozygous for the p.H435R . The arguments against the pathogenic role of this variation are that: both AOA2 patients, the p.K992R was found in association with other SETX causing mutations, and this variant was also found in 1-2% of control populations (MAF<1%) [19,20]. Variant p.K992R was also found in ALS4 patients, and its pathogenic effect was excluded because it did not segregate with the disease in available families . It may be hypothesized that p.K992R is in linkage disequilibrium with a SETX unidentified mutation, that may be located in regulatory regions of the gene, deep-intronic, of involve genomic rearrangements undetected by MLPA; noteworthy, the large exon 10 of the SETX gene is covered by a single MLPA probe in its 5′ end. In any case, we expect a mutation maintaining protein amounts close to normal levels, as demonstrated by Western blot analysis, alternatively this patient is a phenocopy of AOA2 clinically indistinguishable from our AOA2 patients. To this regard, a homozygous missense mutation in a PIK3R5 was recently described in four siblings from the same family with an AOA2-like phenotype . Mutation screening for this gene could represent a new diagnostic option for our SETX-negative patients.
In conclusion, we suggest that patients with ataxia, neuropathy and elevated alpha-fetoprotein should be screened for SETX and ATM genes, given that an overlapping phenotype may be present among these different genetic defined entities. In negative cases, genetic screening for APTX1 mutations can also been considered in phenotypically appropriate individuals. Furthermore, we speculate that other disease genes will be found associated with this phenotype and likely an autosomal recessive transmission.
A-T: Ataxia-telangectasia; A-TLD: A-T like disorder; AFP: Alpha-fetoprotein; ALS4: Amyotrophic lateral sclerosis type 4; AOA1: Ataxia with oculomotor apraxia type 1; AOA2: Ataxia with oculomotor apraxia type 2; APTX: Aprataxin gene; ARCA: Autosomal recessive cerebellar ataxias; ATM: A-T mutated gene; ATXN1: Ataxin 1 gene; ATXN2: Ataxin 2 gene; BAEP: Brainstem auditory evoked potential; CK: Creatine kinase; DHPLC: Denaturing high pressure liquid chromatography; EMG: Electromyography; ERG: Electroretinogram; FXN: Frataxin gene; hMRE11: Human meiotic recombination 11 gene; MLPA: Multiplex Ligation-dependent probe amplification; OMA: Oculomotor apraxia; SARA: Scale for the assessment and rating of ataxia; SEP: Somatosensory evoked potential; SETX: Senataxin gene; SNP: Single nucleotide polymorphism; STR: Short tandem repeats; VEP: Visual evoked potential.
The authors declare no conflict of interest.
LN, AB, CM, study concept and design; analysis and interpretation of data; acquisition of data; drafting and revising the manuscript for content. SC, VP, AE, CG, acquisition of data; analysis and interpretation of data; drafting the manuscript for content. DP, MP, GZ, CA, IM, acquisition of data, analysis and interpretation of data. All authors read and approved the final manuscript.
We are gratefully indebted to the patients who participated in this study. This work was supported by the Associations “Un vero sorriso”, “Gli Amici di Valentina”. The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript. We thank the technical assistance of Dr. P. Pappi (Medical Genetics Unit, A.O. Città della Salute e della Scienza, Torino).