Search tips
Search criteria 


Logo of nihpaAbout Author manuscriptsSubmit a manuscriptHHS Public Access; Author Manuscript; Accepted for publication in peer reviewed journal;
Clin Cancer Res. Author manuscript; available in PMC 2013 July 6.
Published in final edited form as:
PMCID: PMC3703205

Identifying and Targeting ROS1 Gene Fusions in Non-Small Cell Lung Cancer



Oncogenic gene fusions involving the 3’ region of ROS1 kinase have been identified in various human cancers. In this study, we sought to characterize ROS1 fusion genes in non-small cell lung cancer (NSCLC) and establish the fusion proteins as drug targets.

Experimental Design

A NSCLC tissue microarray (TMA) panel containing 447 samples was screened for ROS1 rearrangement by fluorescence in-situ hybridization (FISH). This assay was also used to screen NSCLC patients. In positive samples, the identity of the fusion partner was determined through inverse-PCR and RT-PCR. In addition, the clinical utility of ROS1 inhibition was assessed by treating a ROS1-positive patient with crizotinib. The HCC78 cell line, which expresses the SLC34A2-ROS1 fusion, was treated with kinase inhibitors that have activity against ROS1. The effects of ROS1 inhibition on proliferation, cell-cycle progression, and cell signaling pathways were analyzed by MTS assay, flow cytometry, and western blotting.


In the TMA panel, 5/428 (1.2%) evaluable samples were found to be positive for ROS1 rearrangement. Additionally, 1/48 patients tested positive for rearrangement, and this patient demonstrated tumor shrinkage upon treatment with crizotinib. The patient and one TMA sample displayed expression of the recently identified SDC4-ROS1 fusion, while two TMA samples expressed the CD74-ROS1 fusion and two others expressed the SLC34A2-ROS1 fusion. In HCC78 cells, treatment with ROS1 inhibitors was anti-proliferative and down-regulated signaling pathways that are critical for growth and survival.


ROS1 inhibition may be an effective treatment strategy for the subset of NSCLC patients whose tumors express ROS1 fusion genes.


The identification of oncogenic drivers in tumor cells coupled with the targeting of these proteins by small molecule inhibitors has become an increasingly successful treatment strategy for NSCLC. This scenario is highlighted by the impressive clinical responses observed when EGFR mutation-positive patients are treated with the EGFR inhibitors gefitinib and erlotinib and when ALK rearrangement-positive patients are treated with the kinase inhibitor crizotinib (13). However, for some NSCLC patients, the identity of the oncogenic driver remains elusive. The characterization of the activated oncogenes in these ‘pan-negative’ tumors is necessary so that more effective treatments for these patients can be developed.

ROS1 is a receptor tyrosine kinase (RTK) that was initially discovered as the cellular homolog of the transforming v-ros sequence from the UR2 avian sarcoma virus (4, 5). The protein is comprised of an intracellular C-terminal portion containing the kinase domain, a single trans-membrane domain, and a large N-terminal extracellular domain that contains multiple fibronectin type III-like repeats (6). Unfortunately, very little is currently known about the roles of wild-type ROS1 in the cell, and no ligand for this receptor has been identified (6, 7). Interestingly, aside from minor abnormalities in the reproductive tracts of males, mice lacking wild-type ROS1 appear healthy (8).

Cancer-related genomic rearrangement involving ROS1 was initially discovered in the human glioblastoma cell line U118MG (9, 10). In this line, an intra-chromosomal deletion on chromosome 6 fused the 5’ region of a gene named FIG (aka GOPC) to the 3’ region of ROS1 (10). FIG-ROS1 fusions have since been identified in samples from cholangiocarcinoma and ovarian cancer patients at a frequency of 8.7% and 0.5%, respectively (11, 12). A phosphoproteomic screen of NSCLC cell lines and tumor samples identified one cell line and one tumor sample that expressed highly phosphorylated ROS1 (13). The cell line, HCC78, demonstrates a chromosomal translocation that fused the 5’ region of SLC34A2 to the 3’ region of ROS1. A different translocation that fused the 5’ region of CD74 to the 3’ region of ROS1 was found in the tumor sample. Subsequent studies also observed SLC34A2-ROS1 and CD74-ROS1 gene fusions in NSCLC patient samples (14, 15). Recently, a screen of a large panel of NSCLC tumor samples identified four novel ROS1 fusion partners: TPM3, SDC4, EZR, and LRIG3, in addition to the SLC34A2 and CD74 fusions (16).

Importantly, the ROS1 kinase domain is retained in all of these fusion events, and the expressed fusion genes have been reported to be oncogenic. The FIG-ROS1 fusion promoted anchorage independent growth and tumorigenicity when expressed in NIH3T3 and RAT1 cells and IL3-independent proliferation when expressed in Ba/F3 cells (11, 17). In support of these findings, ectopic expression of the FIG-ROS1 fusion in the basal ganglia of mice led to the formation of astrocytomas (18). Furthermore, expression of the SLC34A2-, CD74-, TPM3-, SDC4-, EZR-, and LRIG3-ROS1 fusion genes in NIH3T3 cells resulted in transformation in vitro and tumorigenicity in vivo (11, 16). The mechanism of transformation by these constructs has been reported to involve upregulation of the phosphatase SHP-2, the PI3K/AKT/mTOR pathway, the JAK/STAT pathway, and the MAPK/ERK pathway (11, 18). Furthermore, in HCC78 cells, kinase inhibitors with activity against ROS1 have been shown to inhibit proliferation and siRNAs against ROS1 have been shown to induce apoptosis (13, 15, 19).

In this study, we screened a large NSCLC tumor microarray (TMA) panel to determine the prevalence of ROS1 rearrangement. The fusion partner in all positive TMA samples was determined. We also identified a NSCLC patient whose tumor was found to express the recently discovered SDC4-ROS1 fusion gene. This patient exhibited tumor shrinkage upon treatment with crizotinib; an FDA approved ALK inhibitor that has activity against ROS1. Finally, we explored the cellular effects of ROS1 inhibition by treating HCC78 cells with ROS1 inhibitors.

Materials and Methods

Tissue Microarray Panel

Tissue from 447 surgically resected Caucasian NSCLC patients that received a radical resection of a primary NSCLC during the period 2000–2004 at the Istituto Clinico Humanitas (Milan, Italy) was included in a TMA. Three cores (0.6 mm diameters) were available from each patient. Details of the TMA construction have been previously described (20). Institutional Review Board approval was obtained from the Istituto Clinico Humanitas (Milan, Italy).

Fluorescence In Situ Hybridization

A customized ROS1 break-apart probe set was designed using clones RP11-623N3 (117,654-117,833) and RP11-117O13 (117,830-117,971) telomeric (5’) and clones RP11-59K17 (117,449-117,626) and CTD-2314K7 (117,338-117,438) centromeric (3’) to the common breakpoint of ROS1. The clones are separated by a small distance (28,365 bp) and are overlapped or very close in the native copy of the gene. The fluorescence in situ hybridization (FISH) assays and analyses were performed as previously described with minor modifications (20). Using the ROS1 beak-apart probe set, 3’ and 5’ signals physically separated by ≥1 signal diameter were considered split. Specimens were considered positive for ROS1 rearrangement if >15% of the cells showed split signals or single 3’ signals. The FISH analysis was performed under blinded conditions without access to clinical, pathologic, or molecular features. FISH analysis of the TMA samples was performed on the 0.6 mm formalin-fixed paraffin-embedded (FFPE) cores. FISH analysis for the University of Colorado was performed on FFPE biopsy specimens.


Immunohistochemistry was performed using standard techniques for TTF1 (Cell Marque Clone 8G7G3-1 at 1:100 dilution), p63 (Biocare Medical clone BC4A4 prediluted) and CK5/6 (DAKO Cytomation Clone D5/16 B4 at 1:15 dilution). Briefly 4 micron slides were utilized and subjected to antigen retrieval for 30 minutes in High pH Cell Conditioner 1 (Ventana Medical Systems). Endogenous biotin blocker was utilized for p63 and TTF1 stains. p63 and CK5/6 were detected using the iView DAB detection Kit (Ventana Medical Systems). TTF1 was detected using UltraView Polymer DAB Detection Kit (Ventana Medical Systems).

RNA Isolation

Isolation of RNA from FFPE samples was accomplished using the RecoverAll Total Nucleic Acid Isolation Kit from Ambion (Austin, TX) according to the manufacture’s protocol. For total RNA isolation from the frozen tumor sample from the University of Colorado patient, tissue was homogenized and then resuspended in Tri-Reagent from Ambion. Homogenized samples were incubated at room temperature for 7 minutes to dissociate nucleoproteins and then subjected to organic extraction by the addition of chloroform followed by centrifugation. The aqueous layer was isolated and RNA precipitated by isopropanol incubation followed by two washes in 70% ethanol. The RNA pellet was resuspended in nuclease free water.

Patients and Treatment

Patients at the University of Colorado (CU) were screened for the presence of a ROS1 gene fusion after IRB approved consent was obtained. One patient (out of 48 consented) was identified with evidence of a ROS1 gene fusion and this patient was enrolled on an expanded cohort of the Pfizer phase I trial of PF-02341066 (crizotinib, Xalkori;

Inverse PCR

RNA was converted to cDNA using Invitrogen’s SuperScript III First-Strand Synthesis System. A gene specific primer (ROS1 Break Rev1) was used to reverse transcribe only ROS1 specific RNA transcripts. For first strand synthesis, RNA, dNTPs, and ROS1 Break Rev1 primer were initially denatured at 65°C for 5 min. and then placed on ice for 2 min. SuperScript III reverse transcriptase, RNasin, DTT, and reaction buffer was then added to the denatured samples and first strand synthesis was carried out in a thermocycler machine under the following conditions: 55°C, 10 min.; 50°C 120 min.; 85°C, 10 min.; 4°C hold. Following first strand synthesis, complementary strand synthesis was carried out using DNA polymerase I with RNase H and dNTPs. Reactions were then purified with the Wizard SV Gel and PCR Clean-Up Kit (Promega, Madison, WI) before undergoing overnight cDNA circularization with T4 DNA ligase (Invitrogen, Grand Island, NY) at 14°C. The following day, the circular DNA was re-linearized by restriction enzyme digestion with PshAI (New England Biosciences, Ipswich, MA). Two rounds of PCR amplification were used to amplify the unknown fusion partner. In the first round of PCR, flanking ROS1 primers (ROS1 InvPCR F1 and ROS1 InvPCR R1) were used to amplify the unknown intervening sequence using the following PCR reaction conditions: 35 cycles of 95°C for 45 sec., 58°C for 1 min., 72°C for 3 min., final extension 72°C for 10 min.. In the second round of PCR amplification, 2µl of the reaction were used in combination with nested ROS1 primers (ROS1 InvPCR F2 and ROS1 InvPCR R2) to amplify the unknown inserted sequence using the same PCR condition as above. The PCR fragment(s) were then resolved and gel isolated. Isolated fragments were sequenced using the ABI Big Dye Thermocycle Sequencing kit and analyzed on an ABI 3730 DNA Sequencer. All primer sequences are listed in Table S1. A schematic for the inverse PCR technique can be found in Fig. S1.


To identify the fusion partner of ROS1 in the TMA samples, RT-PCR was carried out using the SuperScript® III First-Strand Synthesis System (Invitrogen) with a previously published ROS1 primer located in exon 34 (ROS1 E34R) (14). First strand synthesis was carried out as above followed by a 20 min. RNaseH digestion at 37°C. Individual PCR reactions were performed to amplify either SLC34A2-ROS1, CD74-ROS1 or SDC4-ROS1 using the previously published primers (SLC34A2-E4F, CD74-E5F, ROS1 E34F) along with a primer to SDC4 of our design (SDC4-E2F) (14). PCR conditions for detecting the ROS1 fusion partners included an initial denaturation at 95°C for 5 min. followed by 10 cycles of touchdown PCR (annealing temperature ranging from 60°C to 55°C with a 0.5 decrease per cycle and a 1 min. extension at 72°C) and 30 cycles of PCR (annealing temperature at 55°C and 1 min. extension at 72°C). PCR products were resolved on a 2% agarose gel. Positive PCR products for the ROS1 fusions were excised from agarose gel, purified (Wizard SV Gel and PCR Clean Up Kit; Promega) and sequenced. All primer sequences are listed in Table S1.

Lentiviral Constructs and Transduction

To create the SDC4-ROS1 (exon 32) construct, RT-PCR was performed on the RNA sample from the CU patient. This was done as above using primers to the 5’ end of SDC4 (SDC4 E1F) and 3’end of ROS1 (ROS1 E43F). Restriction sites (XbaI and NotI) were added to the PCR product for subsequent cloning into a lentiviral expression plasmid (pCDH-MCS1-EF1-GFP; System Biosciences, Mountain View, CA). Production of lentivirus was achieved by co-transfecting this plasmid (or empty pCDH-MCS1-EF1-Puro as a control), pCMV-VSV-G, and pCMVΔR8.2 into 293T cells using TransIT-293 transfection reagent (Mirus Bio, Madison, WI) as previously described (21). Viral supernatants were collected 72 hr. after transfection and added to Ba/F3 or NIH3T3 cells in the presence of 8 µg/mL polybrene (Millipore, Billerica, MA). Media was replaced after 24 hr. of incubation. Infected cells were selected for through puromycin treatment (2 µg/mL).

Cell Lines and Reagents

HCC78 was a kind gift from John D. Minna. Ba/F3 cells were a kind gift from Dan Theodorescu. 293T and NIH3T3 cells were purchased from ATCC (Manassas, VA). Crizotinib (PF-02341066) and PF-04217903 were obtained from Pfizer Inc. (New York, NY). NVP-TAE684 and gefitinib were purchased from Selleck Chemicals (Houston, TX). Antibodies used were as follows: ROS1 pY2274 (3078, Cell Signaling, Danvers, MA), total ROS1 (sc-6347, Santa Cruz Biotechnology, Santa Cruz, CA), SHP-2 pY542 (3751, Cell Signaling), total SHP-2 (610621, BD Biosciences), AKT pS437 (4058, Cell Signaling), total AKT (2920, Cell Signaling), STAT3 pY705 (9145, Cell Signaling), total STAT3 (9139, Cell Signaling), ERK pT202/Y204 (9101, Cell Signaling), total ERK (9107, Cell Signaling), α-tubulin (sc-8035, Santa Cruz Biotechnology), and GAPDH (MAB274, Millipore).

Cellular Proliferation

Cells were seeded in 96-well plates at a density found to result in exponential growth throughout the course of the assay. Immediately after seeding (Ba/F3) or on the day following seeding (HCC78) the indicated doses of the inhibitors were added. Three days following drug addition, 20uL of MTS reagent (Promega) was added to each well. Following a 1 hr. incubation, absorbance at 490nM was measured using a microplate reader (Molecular Devices, Sunnyvale, CA). IC50 values were calculated using Prism software from GraphPad (La Jolla, CA).

Cell Cycle Analysis

Cells were seeded in 6-well plates and then treated with drug the next day. Following treatment, cells were washed and then permeabilized with 70% ethanol. Cells were then stained with propidium iodide (BD Pharmingen, San Diego, CA) and analyzed on a Gallios flow cytometer (Beckman Coulter, Brea, CA). Cell-cycle distribution analysis was performed using ModFit software (Verity Software House, Topsham, ME).

Phospho-Array and Immunoblotting

Phosphorylated receptor tyrosine kinases were measured with the Human Phospho-RTK Array Kit (ARY001) from R&D Systems (Minneapolis, MN) per the manufacturer’s instructions. Immunoblotting was performed as previously described (22).


In light of recent studies that observed ROS1 gene fusions in various human cancers, we sought to determine the prevalence of ROS1 rearrangement in NSCLC. To this end we screened 447 NSCLC samples in a TMA using a break-apart FISH assay. The clinical and pathologic features of the patients in this TMA are summarized in Table S2. In this assay, tumor tissue is stained with two fluorescently labeled probes; one specific for the 5’ region of ROS1 and one specific for the 3’ region. Similar to ALK FISH, separation of the probes (observed by fluorescent microscopy) is indicative of a genetic rearrangement involving the gene (23). We found five positives out of 428 evaluable samples, suggesting that approximately 1.2% of NSCLC tumors have undergone rearrangements involving ROS1 (Fig. 1A). In the FISH analysis, both split signals and single 3’ signals were observed (Table S3). The number of cells positive for rearrangement ranged from 25% to 84% per sample (Table S3). Of the positive patients, the age ranged from 41 to 71 years (Table 1). Three of the positive patients were female and two were male and three were former or current smokers and two were never smokers. Histologically, three of the patients presented with adenocarcinomas and two with squamous cell carcinomas. The histology of the two squamous specimens was confirmed by independent concordance among three separate pathologists and lack of TTF-1 staining and presence of p63 staining by immunohistochemistry (Fig. S2).

Figure 1
ROS1 FISH and RT-PCR analysis of NSCLC TMA panel
Table 1
ROS1 Fusion Gene Positive Patient Characteristics

Genetic rearrangement does not necessarily prove expression of a fusion gene, so we analyzed the positive samples by RT-PCR. At the time these studies were performed only the SLC34A2-ROS1 and CD74-ROS1 fusions had been identified in NSCLC. Therefore, we screened the positive TMA samples with primers designed to recognize these fusions (Fig. 1B). Amplified DNA was then gel isolated and sequenced to verify identity (data not shown). We found that two of the positive samples expressed the SLC34A2-ROS1 fusion and two expressed the CD74-ROS1 fusion. Similar to HCC78 cells, the two samples positive for the SLC34A-ROS1 fusion expressed equivalent levels of the long and short transcripts (SLC34A2 exon 4 fused to ROS1 exons 32 and 34, respectively). The two samples positive for the CD74 fusion expressed only the short transcript (CD74 exon 6 fused to ROS1 exon 34).

The finding that a subset of NSCLC patients are positive for ROS1 rearrangement prompted us to begin testing NSCLC patients at the University of Colorado Anschutz Medical Campus by FISH (as described above). We found one patient positive for ROS1 rearrangement out of 48 tested (Fig. 2A). The clinical and pathologic features of the patients tested are summarized in Table S4. The positive patient is a 65 year-old male never-smoker with adenocarcinoma that was found to be wild-type for EGFR and KRAS and negative for rearrangement of ALK. In order to confirm expression of a ROS1 fusion gene and to identify the fusion partner in this patient’s tumor, we performed the same RT-PCR assays as for the TMA samples above. However, we found this patient’s sample to be negative for both the SLC34A2-ROS1 and CD74-ROS1 fusions (Fig. 1B). We then employed inverse PCR to determine the identity of the fusion partner. This technique is commonly used to amplify unknown regions of DNA that are adjacent to known regions (24). Sequencing of the inverse PCR product revealed that this patient’s tumor has undergone a chromosomal translocation between chromosomes 6 and 20 that fused the 3’ region of ROS1 to the 5’ region of SDC4. We then performed RT-PCR on the cDNA using primers specific for SDC4 and ROS1 and observed two different species: a predominant long form and a minor short form (Fig. 1B). This same assay performed on the remaining positive TMA sample revealed similar products, although in the TMA sample the short form was the predominant band (Fig. 1B). Sequencing of these products revealed a fusion of SDC4 exon 2 to ROS1 exon 32 in the long form and a fusion of SDC4 exon 2 to ROS1 exon 34 in the short form, suggestive of alternative splicing of a single fusion gene (Fig. 2B). Interestingly, these are the same ROS1 breakpoints observed in samples with SLC34A2-ROS1, CD74-ROS1, and EZR-ROS1 fusions (13, 14, 16). When a construct containing the long form of this fusion gene was introduced into Ba/F3 cells, the ROS1 fusion protein was expressed and this led to IL3-independent growth, a hallmark of an activated oncogene (Fig. 2C).

Figure 2
SDC4-ROS1 fusion identified in an NSCLC patient who responded to crizotinib treatment

Crizotinib is a kinase inhibitor that has recently been approved by the FDA for the treatment of NSCLC patients who test positive for ALK gene rearrangements. However, this molecule also has activity against ROS1 (25). Therefore, it was hypothesized that treatment of a ROS1 fusion-positive patient with crizotinib may be an effective treatment strategy. The patient identified with the SDC4-ROS1 gene fusion was treated with 250mg crizotinib PO BID in 28 day cycles within a molecularly defined cohort in the first-in-man study of crizotinib. After 2 cycles (56 days) of continuous crizotinib therapy, there was a 57% tumor shrinkage using RECIST 1.1 with an associated decrease in SUV from 10.8 to 3.7. This response was confirmed on subsequent imaging and therefore consistent with a partial response to crizotinib (Fig. 2D). Recently, another case of a ROS1 fusion gene-positive NSCLC patient who responded to crizotinib was reported, although the fusion partner was not identified (15).

In order to examine the cellular effects of ROS1 inhibition, we treated SDC4-ROS1 expressing Ba/F3 cells with crizotinib and NVP-TAE684, another small molecule ALK inhibitor with activity against ROS1 (19). We found that, similar to Ba/F3 cells expressing the EML4-ALK fusion protein, both drugs inhibited IL3-independent proliferation (Fig. 3A). In addition, both drugs inhibited the proliferation of HCC78 cells, and the degree of sensitivity was similar to previous reports (Fig. 3B) (15, 19). NVP-TAE684 and doses of crizotinib ≤ 1µM resulted in a reduction in the percentage of HCC78 cells in S and G2/M phases of the cell cycle, suggesting that inhibition of ROS1 blocks the signaling pathways that promote cell division (Fig. 3C). However, 2µM crizotinib induced a G2/M arrest in HCC78 cells, an effect that may be due to off-target Aurora kinase inhibition (25). ROS1 inhibition did not appear to result in apoptosis in HCC78 cells, as evidenced by a lack of substantial caspase-3 cleavage (24 and 48hr treatments of NVP-TAE684) and lack of a sub-G1 peak in the cell cycle analysis (data not shown and Fig. 3C).

Figure 3
ROS1 inhibition is anti-proliferative in cells expressing ROS1 gene fusions

We were surprised to find that HCC78 cells were significantly less sensitive to ROS1 inhibition than SDC4-ROS1 expressing Ba/F3 cells, so we employed a phospho-RTK array technique in order to determine whether the activation of other RTKs were contributing to proliferation. We observed that these cells express highly phosphorylated EGFR and MET (Fig. 3D). While treatment with gefitinib (EGFR kinase inhibitor) of PF-04217903 (MET kinase inhibitor) as single agents had no effect on HCC78 proliferation, the addition of 1µM gefitinib significantly sensitized HCC78 cells to NVP-TAE684 treatment (Fig. 3E).

Finally, we examined the activation status of several biochemical pathways known to be important in RTK-mediated signaling. NVP-TAE684 and crizotinib treatment of HCC78 cells resulted in decreases in ROS1 autophosphorylation and SHP-2, AKT, and ERK activating phosphorylation (Fig. 4). A very modest decrease in the phosphorylation of STAT3 was also observed. These changes were specific to inhibition of ROS1 as the MET inhibitor PF-04217903 did not produce the same effects. Expression of the SDC4-ROS1 fusion protein in Ba/F3 cells in the absence of IL3 led to increases in SHP-2, ERK, and STAT3 activating phosphorylation (Fig. S3). These effects were reduced upon treatment with NVP-TAE684.

Figure 4
ROS1 inhibition down-regulates proliferation and survival pathways in HCC78 cells


Genetic rearrangements that fuse the kinase-domain containing 3’ regions of tyrosine kinases to the 5’ regions of unrelated genes are found in multiple tumor types. Since these fusion genes are often the oncogenic drivers of the tumor cells, they represent ideal targets for therapeutic intervention. The potential for clinical success using this approach has been well established by the use of imatinib in BCR-ABL fusion-positive chronic myelogenous leukemia and crizotinib in ALK rearrangement-positive NSCLC (3, 26). In this study, we characterized ROS1 genetic rearrangement in NSCLC and established ROS1 fusion proteins as attractive drug targets.

SDC4 is a heparan sulfate proteoglycan that plays a role as co-receptor in focal adhesion signaling complexes (27). Through an inverse PCR technique, we identified a SDC4-ROS1 fusion in a ROS1 FISH positive NSCLC patient (Fig. 2). Another group has also identified SDC4-ROS1 fusions in NSCLC samples (16). Our characterization of this fusion gene in two patient-derived tumor samples revealed the existence of two species: a long form in which SDC4 is fused to ROS1 exon 32 and a short form in which SDC4 is fused to ROS1 exon 34. SDC4 fusions to ROS1 exons 32 and 34 were also found in the study by Takeuchi et al (16). Interestingly, this is the exact same pattern that is observed for the SLC34A2-ROS1 and CD74-ROS1 fusions (13, 14). Together, these findings are highly suggestive of a common break point 5’ of ROS1 exon 32 and subsequent alternative splicing of the transcript that removes ROS1 exons 32 and 33. However, there does not seem to be a conserved pattern for this alternative splicing. In HCC78 cells, two of our TMA samples, and a recently published patient sample, both long and short forms of the SLC34A2-ROS1 fusion were shown to be expressed (Fig. 1B) (13, 16). In contrast, another report found only the long from of SLC34A2-ROS1 in a patient sample (15). We observed only the short form of the CD74-ROS1 fusion in TMA samples, as did the study from Bergethon et al., however the studies from Li et al., and Takeuchi et al., found patients that expressed both forms (in addition to ones that expressed only the short form) (1416). Finally, we observed different ratios of long to short forms of the SDC4-ROS1 fusion in our CU patient sample and TMA sample (Fig. 1B), and the study from Takeuchi et al., found patients that only expressed the long form (16). Clearly, future studies are needed to address the importance of this splicing event.

We used FISH analysis to determine the prevalence of ROS1 rearrangement and found 5 positives out 428 evaluable samples in a TMA panel. The FISH patterns observed in this study did not seem to correlate with a specific fusion gene partner, similar to ALK FISH where multiple FISH patterns are observed for EML4-ALK (23). Our study is the first to identify ROS1 gene fusions in NSCLC cases with squamous cell carcinoma histology. It should be noted that the number of ROS1 positive cases are small in this series and therefore the proportion of squamous cell cases observed here may not reflect that of the general population of NSCLC patients. Other activated oncogenes (including BRAF, PIK3CA, ALK, and others) in NSCLC are found in both adenocarcinoma and squamous cell carcinoma histologies (28). Our study also demonstrated a significant proportion of current and former smokers and a similar caution should be used when trying to extrapolate from small numbers. Data suggest for both EGFR mutation positive and ALK gene rearrangement positive patients that a large proportion of approximately 40% in both molecular subtypes are current or former smokers (29, 30).

Three recent studies also sought to determine the frequency of ROS1 rearrangement in NSCLC (1416). In the study by Li et al., 2/202 (~1%) East Asian never-smoker adenocarcinoma patients were found to express the CD74-ROS1 fusion, while no SLC34A2-ROS1 fusions were found. Since this study screened samples by RT-PCR using only primers specific for CD74 and SLC34A2, it is possible that additional patients in this cohort expressed the other known ROS1 fusions. In the study by Bergethon et al., a similar FISH assay to what was used in our study found that 18/1073 (1.7%) NSCLC patients had undergone ROS1 rearrangement (15). Of these 18 positive samples, five expressed the CD74 fusion and one expressed the SLC34A2 fusion. In the study by Takeuchi et al., FISH and RT-PCR analysis found 13/1476 (0.9%) NSCLC samples to express ROS1 fusions (2 to TPM3, 3 to SDC4, 1 to SLC34A2, 3 to CD74, 2 to EZR, 1 to LRIG3, and 1 unknown) (16). These studies, together with our study, suggest that the prevalence of ROS1 rearrangement is 1–2% of all NSCLC cases. As it is estimated that there are approximately 1.6 million new lung cancer patients diagnosed each year worldwide, and 80–85% of these cases are of NSCLC histology, it can be predicted that there are 12,000–27,000 new patients per year that harbor tumors that express ROS1 fusion genes (31).

Our finding that crizotinib induced tumor regression in a SDC4-ROS1 fusion-positive patient together with a similar finding in a patient with an unknown fusion partner that was recently published indicate that inhibition of ROS1 may be an effective treatment strategy for this subpopulation of NSCLC (15). Crizotinib is a slightly more potent inhibitor of ROS1 fusion protein activity in comparison to ALK fusion when expressed in Ba/F3 cells (Fig. 3A). This data is consistent with cell-free in vitro kinase data where the IC50 of crizotinib on ROS1 is 0.11 nM compared to an IC50 of 0.6 nM for ALK (James Christensen, personal communication). Given the success of crizotinib in ALK rearrangement-positive NSCLC patients and the enhanced potency of crizotinib on ROS1 compared to ALK, this drug is likely to be an effective therapy for patients who display ROS1 gene rearrangements. Interestingly, crizotinib and NVP-TAE684 demonstrated reduced potency in HCC78 cells (the only published NSCLC cell line that expresses a ROS1 fusion gene (SCL34A2-ROS1)) compared to Ba/F3 cells expressing the SDC4-ROS1 fusion (Fig. 3A,B). This relatively non-potent inhibition of HCC78 proliferation has also been observed in previous studies (15, 19). While it is possible that fusion partner identity influences sensitivity to ROS1 inhibition, we demonstrated that the reduced sensitivity of HCC78 cells is at least partially due to EGFR activation (Fig. 3D,E). Indeed, a recent study observed that EGFR activation induced resistance to ALK inhibition in EML4-ALK expressing NSCLC cell lines (32).

In conclusion, approximately 1–2% of NSCLC patients harbor tumors that are driven by ROS1 fusion proteins and several different 5’ fusion partners for ROS1 exist. Inhibition of ROS1 kinase activity by small molecules is a promising treatment strategy for these patients.

Translational Relevance

Despite recent advances in our understanding of the genetics of non-small cell lung cancer (NSCLC), the oncogenic drivers(s) remain unidentified in many cases. Treatment options for these patients are limited. In order to improve the clinical outcomes in this population, the identification and characterization of novel driver oncogenes must be a priority. In this study, we identify a sub-population of NSCLC patients who express ROS1 gene fusions in their tumors. We demonstrate that these fusion genes function as oncogenic drivers by showing that fusion protein expression transforms non-cancerous cells and that ROS1 inhibition down-regulates growth factor-activated signaling pathways and inhibits proliferation in vitro. We also provide clinical evidence that crizotinib, a small molecule tyrosine kinase inhibitor with activity against ROS1, has anti-tumor properties in a patient who expresses a ROS1 fusion gene. Therefore, ROS1 fusion-positive NSCLC represents a novel patient subset that may derive clinical benefit from ROS1 inhibition.

Supplementary Material

Fig S1

Fig S2

Fig S3

Sup Fig Legends

Table S1

Table S2

Table S3

Table S4


We would like to thank Blair Murphy, Aria Vaishnavi, and Barbara A. Helfrich for technical assistance.

Grant Support

This research was supported by the University of Colorado Lung Cancer SPORE grant (P50CA058187) to RCD and MVG and by funds from the Boettcher Foundation’s Webb-Waring Biomedical Research Program to RCD. This work was also supported by the Italian Association for Cancer Research (AIRC) and Associazione Oncologia Traslazionale (AOT). Pfizer provided financial support of ROS1 FISH testing at the University of Colorado.


non-small cell lung cancer
tissue microarray
fluorescent in-situ hybridization
receptor tyrosine kinase


1. Lynch TJ, Bell DW, Sordella R, Gurubhagavatula S, Okimoto RA, Brannigan BW, et al. Activating mutations in the epidermal growth factor receptor underlying responsiveness of non-small-cell lung cancer to gefitinib. N Engl J Med. 2004;350:2129–2139. [PubMed]
2. Soda M, Choi YL, Enomoto M, Takada S, Yamashita Y, Ishikawa S, et al. Identification of the transforming EML4-ALK fusion gene in non-small-cell lung cancer. Nature. 2007;448:561–566. [PubMed]
3. Kwak EL, Bang YJ, Camidge DR, Shaw AT, Solomon B, Maki RG, et al. Anaplastic lymphoma kinase inhibition in non-small-cell lung cancer. N Engl J Med. 2010;363:1693–1703. [PMC free article] [PubMed]
4. Matsushime H, Wang LH, Shibuya M. Human c-ros-1 gene homologous to the v-ros sequence of UR2 sarcoma virus encodes for a transmembrane receptorlike molecule. Mol Cell Biol. 1986;6:3000–3004. [PMC free article] [PubMed]
5. Birchmeier C, Birnbaum D, Waitches G, Fasano O, Wigler M. Characterization of an activated human ros gene. Mol Cell Biol. 1986;6:3109–3116. [PMC free article] [PubMed]
6. Acquaviva J, Wong R, Charest A. The multifaceted roles of the receptor tyrosine kinase ROS in development and cancer. Biochim Biophys Acta. 2009;1795:37–52. [PubMed]
7. El-Deeb IM, Yoo KH, Lee SH. ROS receptor tyrosine kinase: a new potential target for anticancer drugs. Med Res Rev. 2010 [PubMed]
8. Sonnenberg-Riethmacher E, Walter B, Riethmacher D, Godecke S, Birchmeier C. The c-ros tyrosine kinase receptor controls regionalization and differentiation of epithelial cells in the epididymis. Genes Dev. 1996;10:1184–1193. [PubMed]
9. Birchmeier C, Sharma S, Wigler M. Expression and rearrangement of the ROS1 gene in human glioblastoma cells. Proc Natl Acad Sci U S A. 1987;84:9270–9274. [PubMed]
10. Charest A, Lane K, McMahon K, Park J, Preisinger E, Conroy H, et al. Fusion of FIG to the receptor tyrosine kinase ROS in a glioblastoma with an interstitial del(6)(q21q21) Genes Chromosomes Cancer. 2003;37:58–71. [PubMed]
11. Gu TL, Deng X, Huang F, Tucker M, Crosby K, Rimkunas V, et al. Survey of tyrosine kinase signaling reveals ROS kinase fusions in human cholangiocarcinoma. PLoS One. 2011;6:e15640. [PMC free article] [PubMed]
12. Birch AH, Arcand SL, Oros KK, Rahimi K, Watters AK, Provencher D, et al. Chromosome 3 anomalies investigated by genome wide SNP analysis of benign, low malignant potential and low grade ovarian serous tumours. PLoS One. 2011;6:e28250. [PMC free article] [PubMed]
13. Rikova K, Guo A, Zeng Q, Possemato A, Yu J, Haack H, et al. Global survey of phosphotyrosine signaling identifies oncogenic kinases in lung cancer. Cell. 2007;131:1190–1203. [PubMed]
14. Li C, Fang R, Sun Y, Han X, Li F, Gao B, et al. Spectrum of oncogenic driver mutations in lung adenocarcinomas from East asian never smokers. PLoS One. 2011;6:e28204. [PMC free article] [PubMed]
15. Bergethon K, Shaw AT, Ignatius Ou SH, Katayama R, Lovly CM, McDonald NT, et al. ROS1 Rearrangements Define a Unique Molecular Class of Lung Cancers. J Clin Oncol. 2012 [PMC free article] [PubMed]
16. Takeuchi K, Soda M, Togashi Y, Suzuki R, Sakata S, Hatano S, et al. RET, ROS1 and ALK fusions in lung cancer. Nat Med. 2012 [PubMed]
17. Charest A, Kheifets V, Park J, Lane K, McMahon K, Nutt CL, et al. Oncogenic targeting of an activated tyrosine kinase to the Golgi apparatus in a glioblastoma. Proc Natl Acad Sci U S A. 2003;100:916–921. [PubMed]
18. Charest A, Wilker EW, McLaughlin ME, Lane K, Gowda R, Coven S, et al. ROS fusion tyrosine kinase activates a SH2 domain-containing phosphatase-2/phosphatidylinositol 3-kinase/mammalian target of rapamycin signaling axis to form glioblastoma in mice. Cancer Res. 2006;66:7473–7481. [PubMed]
19. McDermott U, Iafrate AJ, Gray NS, Shioda T, Classon M, Maheswaran S, et al. Genomic alterations of anaplastic lymphoma kinase may sensitize tumors to anaplastic lymphoma kinase inhibitors. Cancer Res. 2008;68:3389–3395. [PubMed]
20. Cappuzzo F, Marchetti A, Skokan M, Rossi E, Gajapathy S, Felicioni L, et al. Increased MET gene copy number negatively affects survival of surgically resected non-small-cell lung cancer patients. J Clin Oncol. 2009;27:1667–1674. [PMC free article] [PubMed]
21. Doebele RC, Schulze-Hoepfner FT, Hong J, Chlenski A, Zeitlin BD, Goel K, et al. A novel interplay between Epac/Rap1 and mitogen-activated protein kinase kinase 5/extracellular signal-regulated kinase 5 (MEK5/ERK5) regulates thrombospondin to control angiogenesis. Blood. 2009;114:4592–4600. [PubMed]
22. Doebele RC, Pilling AB, Aisner D, Kutateladze TG, Le AT, Weickhardt AJ, et al. Mechanisms of Resistance to Crizotinib in Patients with ALK Gene Rearranged Non-Small Cell Lung Cancer. Clin Cancer Res. 2012 [PMC free article] [PubMed]
23. Camidge DR, Kono SA, Flacco A, Tan AC, Doebele RC, Zhou Q, et al. Optimizing the detection of lung cancer patients harboring anaplastic lymphoma kinase (ALK) gene rearrangements potentially suitable for ALK inhibitor treatment. Clin Cancer Res. 2010;16:5581–5590. [PMC free article] [PubMed]
24. Colleoni GW, Bridge JA, Garicochea B, Liu J, Filippa DA, Ladanyi M. ATIC-ALK: A novel variant ALK gene fusion in anaplastic large cell lymphoma resulting from the recurrent cryptic chromosomal inversion, inv(2)(p23q35) Am J Pathol. 2000;156:781–789. [PubMed]
25. Lovly CM, Heuckmann JM, de Stanchina E, Chen H, Thomas RK, Liang C, et al. Insights into ALK-driven cancers revealed through development of novel ALK tyrosine kinase inhibitors. Cancer Res. 2011;71:4920–4931. [PMC free article] [PubMed]
26. Druker BJ, Talpaz M, Resta DJ, Peng B, Buchdunger E, Ford JM, et al. Efficacy and safety of a specific inhibitor of the BCR-ABL tyrosine kinase in chronic myeloid leukemia. N Engl J Med. 2001;344:1031–1037. [PubMed]
27. Woods A, Couchman JR. Syndecan-4 and focal adhesion function. Curr Opin Cell Biol. 2001;13:578–583. [PubMed]
28. Perez-Moreno P, Brambilla E, Thomas R, Soria JC. Squamous Cell Carcinoma of the Lung: Molecular Subtypes and Therapeutic Opportunities. Clin Cancer Res. 2012;18:2443–2451. [PubMed]
29. D'Angelo SP, Pietanza MC, Johnson ML, Riely GJ, Miller VA, Sima CS, et al. Incidence of EGFR exon 19 deletions and L858R in tumor specimens from men and cigarette smokers with lung adenocarcinomas. J Clin Oncol. 2011;29:2066–2070. [PMC free article] [PubMed]
30. Weickhardt AJ, Camidge DR. The therapeutic potential of anaplastic lymphoma kinase inhibitors in lung cancer: rationale and clinical evidence. Clinical Investigation. 2011;1:1119–1126.
31. Jemal A, Bray F, Center MM, Ferlay J, Ward E, Forman D. Global cancer statistics. CA Cancer J Clin. 2011;61:69–90. [PubMed]
32. Yamada T, Takeuchi S, Nakade J, Kita K, Nakagawa T, Nanjo S, et al. Paracrine receptor activation by microenvironment triggers bypass survival signals and ALK inhibitor-resistance in EML4-ALK lung cancer cells. Clin Cancer Res. 2012 [PubMed]