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J Clin Oncol. Apr 20, 2012; 30(12): 1304–1309.
Published online Feb 27, 2012. doi:  10.1200/JCO.2011.36.2517
PMCID: PMC3646315
Pilot Randomized Controlled Trial of Individual Meaning-Centered Psychotherapy for Patients With Advanced Cancer
William Breitbart, Shannon Poppito, Barry Rosenfeld, Andrew J. Vickers, Yuelin Li, Jennifer Abbey, Megan Olden, Hayley Pessin, Wendy Lichtenthal, Daniel Sjoberg, and Barrie R. Cassileth
William Breitbart, Andrew J. Vickers, Yuelin Li, Hayley Pessin, Wendy Lichtenthal, Daniel Sjoberg, and Barrie R. Cassileth, Memorial Sloan-Kettering Cancer Center; Megan Olden, Weill-Cornell Medical College of Cornell University, New York; Barry Rosenfeld, Fordham University, Bronx, NY; Shannon Poppito, Memorial Sloan-Kettering Cancer Center, New York, NY; and Jennifer Abbey, Independent Practice,Montclair, NJ.
Corresponding author: William Breitbart, MD, Department of Psychiatry and Behavioral Sciences, Memorial Sloan-Kettering Cancer Center, 641 Lexington Ave, 7th Floor, New York, NY 10022; e-mail: breitbaw/at/mskcc.org.
Received March 29, 2011; Accepted December 16, 2011.
Purpose
Spiritual well-being and sense of meaning are important concerns for clinicians who care for patients with cancer. We developed Individual Meaning-Centered Psychotherapy (IMCP) to address the need for brief interventions targeting spiritual well-being and meaning for patients with advanced cancer.
Patients and Methods
Patients with stage III or IV cancer (N = 120) were randomly assigned to seven sessions of either IMCP or therapeutic massage (TM). Patients were assessed before and after completing the intervention and 2 months postintervention. Primary outcome measures assessed spiritual well-being and quality of life; secondary outcomes included anxiety, depression, hopelessness, symptom burden, and symptom-related distress.
Results
Of the 120 participants randomly assigned, 78 (65%) completed the post-treatment assessment and 67 (56%) completed the 2-month follow-up. At the post-treatment assessment, IMCP participants demonstrated significantly greater improvement than the control condition for the primary outcomes of spiritual well-being (b = 0.39; P <.001, including both components of spiritual well-being (sense of meaning: b = 0.34; P = .003 and faith: b = 0.42; P = .03), and quality of life (b = 0.76; P = .013). Significantly greater improvements for IMCP patients were also observed for the secondary outcomes of symptom burden (b = −6.56; P < .001) and symptom-related distress (b = −0.47; P < .001) but not for anxiety, depression, or hopelessness. At the 2-month follow-up assessment, the improvements observed for the IMCP group were no longer significantly greater than those observed for the TM group.
Conclusion
IMCP has clear short-term benefits for spiritual suffering and quality of life in patients with advanced cancer. Clinicians working with patients who have advanced cancer should consider IMCP as an approach to enhance quality of life and spiritual well-being.
A growing literature has highlighted the importance of spiritual well-being and a sense of meaning for patients with advanced cancer.1 Supportive care experts increasingly recognize the significance of the spiritual domain of care and identify the need for interventions that target spiritual well-being.25 In response to this need, we developed Individual Meaning-Centered Psychotherapy (IMCP), specifically tailored to the needs of patients with advanced cancer.6,7 This intervention is grounded in the writings of Frankl8 and informed by the work of Spiegel et al,9,10 Yalom et al,11 and Kissane et al.12 A randomized controlled trial comparing Meaning-Centered Group Psychotherapy (MCGP) with supportive group psychotherapy demonstrated the efficacy of MCGP in improving spiritual well-being, meaning, and hopelessness.7 However, that study revealed several logistical barriers that exist when providing group interventions to patients with advanced cancer, resulting in substantial attrition. Because of the inflexibility inherent in group interventions, we adapted MCGP to an individual intervention in hopes of reducing attrition and missed sessions while maintaining the benefits.
Most psychotherapy intervention trials with patients who have advanced cancer have used a group format.1317 Of the handful of individual psychotherapy interventions for patients with advanced cancer, few have used randomized controlled research designs. de Vries et al18 conducted an open trial of a 12-session individual experiential-existential counseling intervention for patients with advanced cancer. Their intervention, however, was ineffective in reducing depression or loneliness or increasing patients' sense of purpose in life. In a controlled study of Dignity Therapy, Chochinov et al19 found no benefit for depression, quality of life, or spiritual well-being; however, patients reported significant improvement in their end-of-life experiences in response to postintervention questions. Thus, although potentially promising interventions have been described, there clearly remains a need for efficacious individual psychotherapeutic interventions that focus on the existential needs of patients with advanced cancer. Further, the effectiveness of such interventions must be demonstrated through randomized controlled clinical trials that use well-validated outcome measures.
Identifying an appropriate comparison for an individual psychotherapy intervention in patients with advanced cancer is challenging. We chose therapeutic massage (TM) as the comparison intervention to control for time and attention and in hopes of providing a potentially beneficial clinical encounter. TM has been demonstrated to benefit patients with cancer by reducing anxiety, mood disturbance, and physical symptom distress when compared with standard care.2022 This article describes the results of a pilot randomized controlled trial comparing IMCP with a TM intervention. On the basis of our prior research with MCGP,7 we anticipated significantly greater improvements in spiritual well-being, meaning, quality of life, and hopelessness for patients receiving IMCP compared with those receiving TM. We also anticipated that TM would improve physical symptom distress, leading to a lack of significant group differences on this variable.
Participants
Patients were recruited from outpatient clinics at Memorial Sloan-Kettering Cancer Center (MSKCC) between July 2004 and September 2006. Eligibility criteria included having a diagnosis of stage III or IV solid tumor cancers or non-Hodgkin's lymphoma, being ambulatory, being older than age 18 years, and speaking English. Patients were excluded from the study if, on the basis of clinician assessment, they had significant cognitive impairment, psychosis, Karnofsky performance scores below 50,23or other physical limitations that precluded participation in weekly psychotherapy or massage therapy sessions. Prospective participants were informed of the risks and benefits of study participation, and they provided written informed consent. The study was approved by the MSKCC and Fordham University Institutional Review Boards.
Study researchers had contact with 617 potential participants (CONSORT diagram, Fig 1). Of these initial contacts, 157 patients were ineligible, primarily because they did not have advanced cancer. An additional 188 individuals declined to participate in the study, and 152 expressed interest but never followed up after an initial contact. Because none of these individuals provided informed consent, no data were collected regarding nonparticipants. A total of 120 patients provided informed consent and were randomly assigned (by using randomly permuted blocks of random length) to a treatment arm: 64 (52.3%) to IMCP and 56 (47.7%) to TM. The sample was predominantly female (60.5%; n = 72) and married (48.3%; n = 58), with an average age of 54.4 years (standard deviation [SD], 11.6; range, 25 to 82). Participants had completed an average of 16.9 years of education (SD, 3.2). The majority of patients (82.4%) were white, with 6.7% black, 8.4% Hispanic, 1.7% Asian, and one (0.8%) other. Religious background included Jewish (31.7%), Catholic (30.8%), Protestant (14.2%), Baptist (1.7%), and other (14.2%); 6.7% reported no religious affiliation. The most common cancer diagnoses were breast (26.1%), colon (16.0%), pancreatic (9.2%), ovarian (8.4%), and lung (3.4%). All patients had either stage III (33.3%) or stage IV (66.7%) disease.
Fig 1.
Fig 1.
CONSORT diagram. IMCP, Individual Meaning-Centered Psychotherapy.
Procedures
After providing informed consent, patients were randomly assigned to one of the two study arms. Before random assignment, patients were asked to rate how useful they anticipated the two treatments would be in helping them cope with their illness. Random assignment was implemented through a password-protected database, ensuring that allocation could not be guessed before or changed after a participant was randomly assigned. Immediately before the first session (typically in the waiting room), participants were administered a battery of self-report questionnaires to assess spiritual and psychological well-being (the preintervention assessment, described in Procedures) and elicit relevant demographic and medical data. The assessment battery was re-administered immediately following the last session (postintervention) and a third time, approximately 2 months after completing treatment (follow-up assessment).
The assessment battery included the Functional Assessment of Chronic Illness Therapy (FACIT) Spiritual Well-Being Scale (SWB),24 the McGill Quality of Life Questionnaire (MQOL),25 the Hospital Anxiety and Depression Scale (HADS),26 the Beck Hopelessness Scale (BHS),27 the Memorial Symptom Assessment Scale MSAS),28 and a clinical status assessment (eg, cancer diagnosis, treatment history). Demographic information was collected at baseline, and medical data were extracted from the patient's electronic medical record. Of note, the methodology, including participant population and recruitment procedures, study measures, and statistical analyses, are virtually identical with that in our prior study of MCGP,7 with the exception of the format of the intervention and the choice of comparison intervention.
IMCP
IMCP is a manualized 7-week intervention designed to assist patients with advanced cancer in sustaining or enhancing a sense of meaning, peace, and purpose in their lives as they face limitations due to progression of disease and treatment. This intervention was adapted from MCGP, a manualized group therapy intervention developed by Breitbart et al.7 The individual format was intended to increase the flexibility of treatment implementation because scheduling or illness-related problems often hinder attendance in a group intervention, particularly with individuals who have advanced cancer. IMCP uses didactics, experiential exercises, and psychotherapeutic techniques (eg, reflection, clarification, and exploration) that promote the use of sources of meaning as resources in coping with advanced cancer. Seven 1-hour sessions address specific sources of meaning as well as themes related to cancer and identity, legacy, hope, and the finiteness of life. Patients are also assigned related readings and homework exercises (Table 1). The IMCP sessions were conducted by either a clinical psychologist or psychology doctoral students, all of whom received extensive training in IMCP before treating patients, and they received ongoing supervision from the developers of the intervention.
Table 1.
Table 1.
Weekly Topics and Goals of IMCP
TM
Patients randomly assigned to TM received seven 1-hour sessions with a licensed massage therapist. TM involves manipulation of the soft tissue of the whole body or particular areas of the body. Massage therapists at MSKCC use an adaptation of Swedish massage that involves gentle touch for patients with cancer who are frail.21 All massage therapists had extensive clinical experience in TM with patients who have cancer and received supervision from an experienced, licensed massage therapist. The duration of TM sessions was comparable to the length of IMCP sessions in a comparable setting, but massage therapists deliberately restricted the nature and degree of verbal interaction during sessions.
Adherence to Treatment Format/Treatment Integrity
All IMCP sessions were audiotaped to ensure adherence to the treatment manual and to provide clinical supervision. Review of these recordings revealed a high degree of adherence (described in Adherence to Treatment Format/Treatment Integrity); IMCP therapists (N = 4) followed the treatment manual closely and engaged in the proscribed experiential exercises associated with each weekly topic. When applicable, therapists were informed of any deviations from the intervention format to provide corrective feedback. A subset of audiotaped IMCP sessions (n = 24) were rated for treatment integrity by independent raters who were blind to therapist identity. These ratings included five dichotomous (yes/no) content items (eg, “Therapist facilitated the meaning experiential exercise” and “Introduced the week's meaning-related session theme or topics”), five process items (eg, “Facilitated discussion on patients' sources of meaning” and “Maintained or redirected discussion back to sources of meaning”) rated on a 3-point scale (0 = Not at all, 1 = Somewhat, 2 = A great deal), and an overall rating assessing the extent to which the session focused on enhancement of meaning (on a scale of 0 to 4, ranging from “Not at all” to “A great deal”). Of the 24 sessions coded for treatment adherence, 23 sessions were rated as highly adherent, with no more than one of the 10 criteria rated as 0 for “Not at all”; only one of the 24 sessions reviewed had more than one criteria rated 0.
Statistical Analysis
The analyses of treatment effect were performed by using a series of linear regression models with follow-up score as the dependent variable, treatment group as the predictor, and baseline score as a covariate (ie, an analysis of covariance [ANCOVA] model). The primary dependent variables in these analyses were spiritual well-being (SWB and its component subscales, Meaning and Faith) and overall quality of life (MQOL). Secondary dependent variables included measures of depression (HADS-D), anxiety (HADS-A), hopelessness (BHS), symptom burden (MSAS-Sx), and symptom distress (MSAS-Di). These analyses were conducted separately for the post-treatment and follow-up assessments, and a mixed models analysis was used to incorporate data from all three time points. Within group effect sizes for change in study variables reflect standardized mean differences in baseline SD units. Univariate analyses were also used to analyze sample characteristics (eg, attrition rates across treatment arm) and interventionist effects (ie, whether magnitude of improvement differed by therapist) across and within treatment arms. A priori power analyses, based on data from our pilot study of MCGP,7 indicated that a sample size of 68 participants was needed in each treatment arm to detect a 0.5-point change on the SWB (or a 1.25-point change on the MQOL) in an ANCOVA model with power of 0.80 at α = .05.
Attrition and Completion
Attrition was evaluated as the proportion of patients who remained in the group throughout the 7-week intervention and by comparing the number of sessions attended across the two interventions. There was no difference in the number of sessions completed by participants in the two treatment arms, and the proportion who completed all seven sessions was comparable across both conditions. IMCP participants attended an average of 5.3 sessions (SD, 2.6) versus 5.0 for TM participants (SD, 2.9; t, 0.53; P = .6). Of the 59 individuals who began IMCP, 39 (66%) attended all seven sessions versus 33 (61%) of 54 TM participants (χ2 = 9.41; P = .22). Patients with better physical functioning (higher Karnofsky scores) attended more sessions, although this association did not reach statistical significance (rs = .17; P = .06).Within the IMCP arm, there were no differences in attendance or attrition between the different study therapists.
Impact of Treatment on SWB, Quality of Life, and Psychological Adjustment
As detailed in Table 2, ANCOVA analyses revealed significantly greater treatment effects at post-treatment for IMCP compared with TM for SWB (total score, b = 0.39; P < .001), as well as for the Meaning (b = 0.34; P = .003), and Faith subscales of the SWB (b = 0.42; P = .03). There was also significantly greater improvement for IMCP participants compared with TM participants in overall quality of life (MQOL: b = 0.76; P = .013), number of physical symptoms endorsed (MSAS-Sx: b = −6.56; P < .001), and physical symptom distress (MSAS-Di: b = −0.47; P < .001). There were no significant differences between groups in reducing anxiety (HADS-A), depression (HADS-D), or hopelessness (BHS).
Table 2.
Table 2.
Changes in Spiritual Well-Being and Psychological Functioning After IMCP v TM
To examine the basis for the group differences observed, we analyzed standardized mean differences within each treatment arm. As evident in Table 2, participants in the IMCP arm improved on the SWB total score (d = 0.60) and the Meaning (d = .68) and Faith subscales (0.35), as well as on the MQOL (d = 0.83), MSAS-Sx (d = −0.36), and MSAS-Di (d = −0.59). However, a markedly different pattern was observed for participants receiving TM (Table 2), with little or no discernible improvement on these measures at the end of treatment (ie, small effect sizes for within-group comparisons). There were no differences in improvement across the different IMCP study therapists.
We followed a similar approach for the analysis of the long-term benefits of treatment by using a series of ANCOVA models to evaluate the differential impact of treatment on spiritual well-being and psychological functioning at the 2-month follow-up assessment. The differences were not statistically significant on any of the outcome variables at the 2-month follow-up assessment.
Finally, we used a series of mixed models to incorporate all three time points into the analysis of treatment effects (essentially comparing change trajectories across treatment groups). These analyses were largely consistent with the ANCOVA models, with a significant group-by-time interaction effect for SWB total score (F = 3.70; P = .03), MQOL (F = 3.40; P = .04), MSAS-Sx (F = 5.06; P = .008), and MSAS-Di (F = 7.02; P = .002), The group-by-time interaction was not significant for the two SWB subscales of Meaning (F = 2.49; P = .09) and Faith (F = 3.05; P = .06). There was also no significant group-by-time interaction for hopelessness, anxiety, or depression.
Existential and meaning-based interventions aimed at enhancing quality of life and spiritual well-being of patients with advanced cancer are among the most pressing needs for optimal supportive and palliative care.4,5 Our group has developed, refined, and pilot-tested IMCP to address this need.7 We initially focused on a group format for this intervention. However, it became clear that high rates of attrition and missed sessions necessitated a more flexible, individual format. This study represents our initial attempt to evaluate the effectiveness of an individual-format, meaning-based intervention in improving quality of life and spiritual well-being.
These results provide evidence that IMCP is effective in improving spiritual well-being, a sense of meaning, overall quality of life, and physical symptom distress in patients with advanced cancer. For many of the outcome variables (spiritual well-being, quality of life, and physical symptom distress), the improvements observed for IMCP patients at the post-treatment assessment were significantly stronger than those observed in our control condition (TM). Although no significant differences in treatment effects were observed at the 2-month follow-up assessment, most of the significant post-treatment findings were echoed in the mixed models analyses that included all three time points. Attrition was also substantially less in this study of IMCP, because 66% of participants completed all seven treatment sessions compared with only 29% of participants in our MCGP trial.7 These results replicate and extend the findings of our randomized, controlled trial of a group format of MCGP in patients with advanced cancer but with markedly lower attrition rates.7 The consistency of these findings across the two studies provides evidence that Meaning-Centered Psychotherapy, whether in an individual or group format, is an effective intervention for existential distress in patients with advanced cancer, despite having less impact on symptoms of anxiety or depression.
We compared IMCP with TM to control for time and attention. Past studies have suggested that TM enhances psychological well-being and reduces symptom distress, but little improvement was evident for TM participants in this study. This null finding for TM may reflect the timing of our post-treatment assessments, because studies of TM have typically assessed patients 24 to 48 hours after treatment rather than 7 weeks later.20 However, it is also possible that TM was helpful in that patients did not worsen. Without treatment, the trajectory of psychological distress and quality of life in patients with advanced cancer may decline. Future research should include a no-treatment condition to analyze the trajectory of distress in patients with cancer who have not been treated.
The possibility that psychological well-being deteriorates over time without intervention might also explain the somewhat weaker treatment effects observed at the 2-month follow-up assessment, because IMCP participants showed some attenuation in the improvements made during treatment (ie, smaller within-group effect sizes). However, the mixed models analysis suggests that the attenuation in treatment effects was modest. Nevertheless, the lack of significant improvements at the follow-up assessment in this study differs from our findings with MCGP,7 in which improvements were stronger 2 months post-treatment. The differences between our IMCP and MCGP studies may reflect unique benefits of a group-based intervention in this population.
This study has several limitations. As is true of many intervention studies focusing on patients with advanced cancer, we encountered difficulties in recruitment and attrition, resulting in a modest sample of well-educated patients who were willing to participate in a randomized clinical trial (limiting generalizability). Sample size limitations also hindered our statistical power, because our sample was roughly half as large as recommended by our a priori power analyses. Thus, despite observing substantial within-group effect sizes for many variables in the IMCP arm that indicated clinically significant improvement for IMCP participants, some between-group differences were not statistically significant. Likewise, sample size limitations and the unequal allocation of patients to therapists (one therapist treated 43 participants, and the remaining 21 IMCP participants were divided among three different therapists) hindered analysis of whether some IMCP therapists were more effective than others or whether particular patient characteristics predicted treatment response. Therapists were also confounded with treatment arm because trained massage therapists conducted TM and psychologists conducted IMCP. Treatment adherence was methodically assessed; however, the inter-rater reliability of adherence ratings was not evaluated. Finally, because study participation was not contingent on having a requisite level of distress, participants with relatively little distress had less opportunity to improve following intervention than those with more distress.
Despite these limitations, this pilot randomized controlled trial provides preliminary support for the efficacy of IMCP in enhancing spiritual well-being, a sense of meaning, and overall quality of life and reducing physical symptom distress in patients with advanced cancer. The need for empirically supported interventions for patients struggling with existential distress and end-of-life despair has been widely acknowledged, and this study provides support for IMCP as a means to accomplish this important goal.
Supplementary Material
Publisher's Note
Footnotes
Supported by grants from the Kohlberg Foundation (W.B.) and from the Fetzer Institute (W.B.).
Authors' disclosures of potential conflicts of interest and author contributions are found at the end of this article.
AUTHORS' DISCLOSURES OF POTENTIAL CONFLICTS OF INTEREST
The author(s) indicated no potential conflicts of interest.
AUTHOR CONTRIBUTIONS
Conception and design: William Breitbart, Shannon Poppito, Barry Rosenfeld, Andrew J. Vickers, Hayley Pessin, Barrie R. Cassileth
Collection and assembly of data: William Breitbart, Shannon Poppito, Barry Rosenfeld, Jennifer Abbey, Megan Olden, Hayley Pessin,Wendy Lichtenthal
Data analysis and interpretation: William Breitbart, Barry Rosenfeld, Andrew J. Vickers, Yuelin Li, Hayley Pessin, Daniel Sjoberg,Barrie R. Cassileth
Manuscript writing: All authors
Final approval of manuscript: All authors
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