The first effective antidepressants, monoamine oxidase inhibitors and tricyclic antidepressants, augmented serotonin and noradrenaline levels in the synapse [
63]. This led to the monoamine hypothesis for the pathophysiology of depression, which postulated a deficit in serotonin and noradrenaline in key areas of the brain in affected patients. However, this hypothesis does not account for the effectiveness of antidepressants in the treatment of anxiety disorders, and does not explain why drugs such as tianeptine, that increase serotonin reuptake are effective antidepressants [
63]. In addition, a study conducted by Delgado et al. [
64] showed that depletion of 5-HT or NE did not induce clinical depression in healthy subjects or worsen depression in unmedicated symptomatic patients with major depression. In the following sections, we describe the involvement of serotonergic and noradrenergic systems in anxiety and depression.
4.1. The noradrenergic system
In parallel with the serotonergic system, the noradrenergic system has been a valuable target for antidepressants. Norepinephrine is found throughout the brain and its functions include acting as a general regulator of mood and responses to stimuli such as stress [
65]. As with the serotonergic system, the noradrenergic system consists of a complex circuitry with many connections to other neurological systems. Depression seems to be associated with a hypofunction of the noradrenergic system [
65], and some antidepressants act by increasing the synaptic availability of norepinephrine [
66].
α2-adrenergic and β-adrenergic receptors present in the frontal and prefrontal cortex appear to be closely associated with depression. Studies have demonstrated a downregulation of α2-adrenergic receptors in depression [
66]. The antidepressants mirtazapine and robexetine mediate at least some of their effects through α2-autoreceptors [
66]. Norepinephrine transporters, which are responsible for norepinephrine reuptake in the synapse, are also a target of antidepressants. Administration of the norepinephrine reuptake inhibitor (NRI), desipramine, to rats shows that a decrease in norepinephrine transporter function is a result of decrease in transporter binding sites and not in gene expression [
67].
The study of the interconnectedness between the serotonergic and norepinephrine systems has proven fruitful since serotonin/norepinephrine reuptake inhibitors (SNRIs) exhibit higher efficacy than SSRIs or NRIs alone [
68]. Studies with knockout mice that are unable to synthesize norepinephrine and epinephrine show that these mice are unresponsive not only to the NRIs, desipramine and reboxetine, the monoamine oxidase inhibitor (MAOI) pargyline and the norepinephrine/dopamine reuptake inhibitor bupropion, but also to the SSRIs fluoxetine, sertraline and paroxetine [
69]. These results demonstrate the important role norepinephrine plays in antidepressant therapy.
4.2. Serotonergic system
The serotonergic system has long been implicated in the pathogenesis of anxiety and depression. Some of the most compelling evidence involves the alleviation of depression caused by serotonin selective reuptake inhibitors (SSRIs), which increase the availability of serotonin at the synapse [
70]. Tryptophan depletion studies also confirmed the relationship between serotonin and anxiety and depression [
2]. Numerous studies have been conducted in an effort to uncover how antidepressants operate on the serotonergic system to alleviate mood disorders.
To date, over 15 different serotonin receptors have been identified. The receptors are divided into seven families, 5-HT
1–7, and exist in a number of subtypes such as 5-HT
1A, 5-HT
2A, 5-HT
1B. 5-HT
3 is a ligand-gated ion channel, while the other receptors belong to the superfamily of GPCRs [
71]. Serotonin receptors are found throughout important fear structures in the brain, namely the hippocampus, cortex, and raphe nuclei, and their activation leads to both immediate and long-term changes [
72,
73].
5-HT
1A is the most extensively studied serotonin receptor. It is an important part of the fear circuit that regulates motor and autonomic stress responses. Anxiety and depression are often associated with a downregulation of the 5-HT
1A receptor in the hippocampus and in the temporal lobe [
72]. Presynaptic autoreceptors negatively regulate serotonin activity on serotonergic neurons in the raphe nuclei, while postsynaptic heteroreceptors in the forebrain mediate the effects of serotonin in this target tissue [
2]. Both receptor types work by hyperpolarizing the membrane and decreasing neuronal excitability [
72]. Agonists of both receptor types are usually anxiolytic in mice [
72].
Various 5-HT receptor knockout mouse strains have been developed to further study the role of serotonin in modulating the stress response. 5-HT
1A knockout mice exhibit anxiety-like behaviors, lower HPA response rates, and reduced adrenal gland weight [
72]. Studies involving tissue-specific rescue of the 5-HT
1A knockout showed that recovery of the wildtype phenotype required the expression of 5-HT
1A receptors in the hippocampus and cortex, and not in raphe nuclei, during early postnatal development and not during adulthood [
73]. Studies carried out to ascertain how chronic stress affects learning and memory mediated via 5-HT
1A receptors, showed that these mice exhibit a deficit in hippocampal-dependent learning and memory, impaired paired-pulse facilitation in the dentate gyrus, and higher limbic excitability [
52]. This demonstrated the involvement of 5-HT
1A receptors in the decreased cognitive function that is often associated with mood disorders [
52].
Another extensively studied serotonin receptor is the 5-HT
1B receptor. 5-HT
1B receptors are located on axon terminals of retinal ganglion cells in the superior colliculus and on the septal terminals in the hippocampus. Serotonin regulates acetylcholine and glutamate release via 5-HT
1B receptors [
74]. Like 5-HT
1A receptors, they play a role in cognitive behavior. Studies found that knockouts have an increased tendency towards impulsive [
74] or aggressive [
75] behavior. Studies investigating the relationship between 5-HT
1A and HT
1B receptors showed that 5-HT
1A/1B knockouts had increased extracellular serotonin in the hippocampus, suggesting that the pairing of SSRI with a 5-HT
1A/1B antagonist might prove to be a potent treatment for anxiety and depression [
70].
Treatment with antidepressants causes a downregulation of 5-HT
2 receptors [
71]. In agreement with these findings, 5-HT
2A/2C receptor agonists are anxiogenic [
76]. Quantification of 5-HT
2 receptors in the postmortem frontal cortex of patients suffering from major depression indicated that untreated patients had increased receptor binding compared to normal controls. Smaller increases in 5-HT
2 receptor binding were seen in the case of medicated patients while individuals that had recovered from depression exhibited decreased receptor binding when compared to controls [
77].
Studies with 5-HT
3 knockouts show that these animals display decreased levels of anxiety, lower ACTH response to stress, lower vasopressin levels in the hypothalamus, and higher CRH mRNA in the amygdala [
78]. Additionally, the 5-HT
3 agonist, mCPP, appears to be anxiogenic [
2].
Care should be taken in the interpretation of data obtained from knockouts of the serotonergic system because of the possible compensatory effect of other serotonergic receptors or other closely linked receptors. For example, the firing rate of 5-HT
1A neurons in dorsal raphe of 5-HT
1B knockout mice is almost doubled although it is not accompanied by changes in 5-HT
1D, 5-HT
1B, or α2-adrenergic receptors, nor there are changes in α2-adrenoceptor on norepinephrine terminals [
79]. This suggests that the 5-HT
1A receptors are altered by the absence of 5-HT
1B receptors.
A number of studies have demonstrated interactions between the serotonergic system and the HPA axis. In the depressed state, elevated cortisol levels may lower
l-tryptophan availability, decrease 5-HT turnover, down-regulate presynaptic 5-HT
1A receptors, and upregulate 5-HT
2 receptors. Conversely, serotonin stimulates the secretion of CRH and ACTH and may modulate negative feedback of the HPA axis by glucocorticoids [
80]. It has been observed that a lack of CRH-R1 leads to an increase in serotonin levels under basal and stressful conditions [
14]. In addition, chronic stress causes a downregulation of 5-HT
1A receptor mRNA and binding in the hippocampus [
81].
All the studies described in this section confirm the importance of the serotonergic system in regulating mood. They also reveal that no receptor subtype is singularly responsible for diseases like anxiety and depression. Even the paradoxical role of serotonin as both anxiolytic and anxiogenic highlights the complexity of the brain response to stress [
2]. If the pathogenesis of anxiety and depression lies in the serotonin system, more work needs to be done to uncover the molecular mechanisms of signal transduction and receptor trafficking in healthy as well as diseased states.