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Non-invasive neurostimulation techniques have been used alone or in conjunction with rehabilitation therapy to treat the neurological sequelae of brain damage with rather variable therapeutic outcomes. One potential factor limiting a consistent success for such techniques may be the few sessions carried out in patients, despite reports that their accrual may play a key role in alleviating neurological deficits long-term. In this study, we tested the effects of seventy consecutive sessions of perilesional high frequency (10 Hz) repetitive transcranial magnetic stimulation (rTMS) in the treatment of chronic neglect deficits in a well-established feline model of visuo-spatial neglect. Under identical rTMS parameters and visuo-spatial testing regimes, half of the subjects improved in visuo-spatial orienting performance. The other half experienced either none or extremely moderate ameliorations in the neglected hemispace and displayed transient patterns of maladaptive visuo-spatial behavior. Detailed analyses suggest that lesion location and extent did not account for the behavioral differences observed between these two groups of animals. We conclude that multi-session perilesional rTMS regimes have the potential to induce functional ameliorations following focal chronic brain injury, and that behavioral performance prior to the onset of the rTMS treatment is the factor that best predicts positive outcomes for non-invasive neurostimulation treatments in visuo-spatial neglect.
Brain injury results in a loss of function tied to the processing of the damaged area and network-connected regions. Clinical recovery relies on intrinsic neuroplastic mechanisms, which induce functional and structural modifications in the remaining circuits to circumvent the effects of lesion, reprogram lost function in spared locations, and limit neurological impairment. With an understanding of brain injury and the spontaneous repair mechanisms that ensue, many rehabilitation strategies attempt to build on intrinsic neuroplasticity to improve clinical recovery. Nonetheless, many patients still endure permanent impairments and in search of longer-lasting and more effective interventions, rehabilitation strategies have been recently supplemented with neurostimulation.
Approaches of neurostimulation therapy are shaped on interhemispheric rivalry principles aimed to reduce a transcallosally-induced state of hyper-excitability in the contralesional hemisphere or directly enhance the activity of lesion adjacent regions to overcome a state of suppression induced by the lesion and the excess of transcallosal inhibition of the opposite hemisphere. Two commonly used non-invasive neurostimulation techniques utilized in clinical trials to attenuate neurological deficits from brain damage, and especially stroke, are repetitive Transcranial Magnetic Stimulation (rTMS) and Transcranial Direct Current Stimulation (tDCS). Clinical improvements have been achieved by applying inhibitory rTMS patterns to either the unaffected hemisphere (Oliveri et al., 2001; Brighina et al., 2003; Mansur et al., 2005; Fregni, 2005; Shindo et al., 2006; Takeuchi et al., 2005, 2008) or excitatory rTMS patterns to the injured hemisphere (Khedr et al., 2005; Kim et al., 2006; Yozbatiran et al., 2009). Similarly, tDCS has also provided evidence of recovery in several neurological conditions using similar principles on either hemisphere (Boggio et al., 2007; Hesse et al., 2007; Reis et al., 2009; Sparing et al., 2009). The insights provided by rTMS and tDCS studies have unequivocally elevated the scientific and clinical drive to alleviate functional impairments in the brain injured population. However, despite promising results obtained in small-scale studies, limitations in clinical outcomes remain, and neurostimulation has been often considered inconsistent in delivering significant and long-lasting ameliorations when applied to larger populations of patients.
Possible factors such as lesion size, degree of spontaneous recovery, lesion chronicity, and influence of tissue characteristics are among the variables thought to contribute to behavioral discrepancies in large patient populations receiving neurostimulation treatment (Wagner et al., 2007; Plow et al., 2009). Furthermore, in order to preserve patient safety, the amount of consecutive TMS sessions are restricted in number, yet research performed in healthy subjects have demonstrated that the accumulation of sessions might be key to enhance rTMS efficacy (Maeda et al., 2002; Bäumer et al., 2003; Valero-Cabré et al., 2008). Suppressive rTMS sessions not exceeding ten applications on the intact hemisphere have yielded enhancements in function, which are likely still present weeks after the end of the treatment (Avenanti et al., 2012, Koch et al., 2012). However, the therapeutic potential of high-frequency perilesional rTMS in repeated sessions is yet to be consistently assessed in detail. We hereby hypothesized that a very high number of consecutive rTMS sessions applied to lesion adjacent cortex could maximize functional recovery well beyond spontaneous recovery levels in the chronic phase following focal brain damage.
To freely address our hypothesis, we turned to a well-established animal model of visuo-spatial disorders. We induced focal unilateral lesions on a sub-region of the feline posterior parietal cortex, specifically known as the posterior middle suprasylvian area (pMS), leading to enduring visuo-spatial deficits in the contralesional hemispace (Huxlin & Pasternak, 2004; Rushmore et al., 2010, Das et al., 2012). Subjects were followed for approximately 2.5 months post-lesion, which was the time required to consistently reach plateau levels of spontaneous recovery. Animals were then treated for 3.5 months with a daily regime of high frequency real or sham -rTMS over an anatomically related perilesional site known as the anterior middle suprasylvian area (aMS), previously found to adopt lost function after pMS damage (Fig. 1) (Lomber et al., 2006). Subjects were evaluated at regular intervals and assessed in terms of hemispace and eccentricity-specific recovery. Task specificity and stability of recovery over time in absence of active rTMS treatment was also addressed.
A group of adult cats (n=15, 13 females, 2 males) were used in this study. Animals were acquired from a USDA-approved licensed breeder (Liberty Laboratories, Waverly, NY). Cats were maintained on a 12:12 light dark cycle, were group housed in an enriched environment and had free access to water. Food intake was regulated to daily testing sessions and to a period at the end of the day when cats were fed dry food. All procedures were conducted with approval from the Institutional Animal Care and Use Committee (IACUC) at the Boston University School of Medicine and were in compliance with the policies outlined by the National Research Council Guidelines for the Care and Use of Mammals in Neuroscience and Behavioral Research (2003).
In this study, a battery of 3 visuo-spatial detection tasks performed in real space were used to probe potential rTMS driven improvements in behavioral performance. All paradigms were tested by placing subjects in the center of an 88 cm diameter semicircular perimetry arena (Schweid et al., 2008). Animals first fixated to a midline stimulus at 0° for a variable period of time (between 1–3 seconds). This event was followed by a peripheral stimulus randomly appearing at 15, 30, 45, 60, 75 and 90°of visual angles in either the left or right hemifield at the level of the horizontal meridian. Animals were trained to acknowledge the appearance of the target by orienting head and eyes to the exact target eccentricity in a single head orienting motion and then move forward in a straight trajectory to the stimulus and retrieve a high-incentive food reward (“wet” food). When the presence of a peripheral target was omitted (or neglected) animals were trained to provide the “default” response of advancing forward to the 0° midline fixation to receive a low-incentive food reward (“dry” food). Once a trial was completed, animals were trained to quickly return to the starting point, re-establish central fixation and prepare for a new trial. Correct animal head and eye positions and the trajectory of the response were monitored online through a closed video-camera system providing a magnified high-resolution caption of the animals’ head and eyes. Targets were presented in pseudorandom order in blocks of 28 trials with an equivalent number of stimuli displayed in both hemifields. In addition, up to 10 catch trials, which consisted of the presentation of the midline stimulus alone, were interleaved within each block to ensure correct execution of the paradigms. Each block of testing was performed in approximately 5 minutes (~8 seconds per trial). A trial was marked correct if subjects demonstrated a quick and direct head orienting response to the exact location of the peripheral target (Valero-Cabré et al., 2006 & 2008).
Subjects were trained for ~4 months in a series of tasks in order to achieve plateau performance levels before undergoing surgery. Three main paradigms were used to assess visuo-spatial orienting in the horizontal meridian of the visual field in real space. The MOVING 1 task consisted in the presentation of a high contrast moving target (2 cm wide), a dark thin scoop, which contained on its tip a patch of high-incentive food reward (Rushmore et al., 2006 & 2010). Visuo-spatial responses to motion were tested at phototopic ambient light levels (43 cd/m2). The STATIC task required animals to detect and orient to the illumination of high contrast static light emitting diodes (LED, 3 mm diameter) as described in previous studies (Lomber et al., 2006, Schweid et al., 2008, Valero- Cabré et al., 2008) whereas, the MOVING 2 task was a motion version of the STATIC paradigm, in which the stimulus was a moving laser (3 mm diameter) light spot rather than a static LED. All other parameters, such as stimulus size and illumination between the STATIC and MOVING 2 task were comparable and tested in low ambient light levels (0.3 cd/m2). In contrast with the MOVING 1, with these two tasks, rewards differed in time with regards to the presentation of the stimulus.
Typically animals reached plateau levels of performance after ~200 trials for the MOVING 1, which was the first and less challenging task to learn. The MOVING 2 and STATIC tasks, were learned simultaneously and required ~1200–1500 and ~3000 trials respectively to reach consistent plateau levels. The learning period invested in training the animals to effectively perform these 3 tasks required approximately 3.5- 4 months of rigorous daily training.
The day prior to surgery, animals were sedated with ketamine (10mg/kg i.m.), a venous catheter was inserted and dexamethasone (Samuel Perkins Inc., Quincy, MA, USA) (1mg/kg i.m.) and the antibiotic cefazolin (20mg/kg, i.v.) were both administered. On the next morning anesthesia was induced with sodium pentobarbital (Henry Schein, Melville, NY, USA) (25mg/kg, i.v.), and then dexamethasone (1mg/kg i.m.) and atropine sulfate (Samuel Perkins Inc., Quincy, MA, USA) (0.03mg/kg s.c.) were given to reduce inflammation and mucous secretions, respectively. An endotracheal tube, EKG electrodes, and a rectal probe were placed in order to monitor heartbeat, respiration rate, and measure core body temperature respectively. These variables were monitored and recorded every 10–15 minutes. Once the physiological parameters were stable, the head was secured in a stereotaxic apparatus (David Kopf Instruments, Tujunga CA) and centered in Horsley-Clarke coordinates (Reinoso-Suarez, 1961). The brain was then exposed and a 10µl Hamilton Syringe was used to inject 1µl of sterile ibotenic acid (10µg/µl) (Sigma-Aldrich Inc.) at multiple sites along the lateral and medial banks of a region of the right posterior parietal cortex known as the pMS cortex as described in prior studies (Huxlin & Pasternak, 2001; Huxlin et al., 2004 & 2008; Rushmore et al., 2010, Das et al., 2012). An acrylic plug was placed on the skull overlying the anterior portion of the posterior parietal cortex, in the contralesional hemisphere, known as the aMS, to properly pinpoint this area and direct the TMS coil placement during the ensuing rTMS regime (Fig. 1). After completing the injections and placing the acrylic plug, the dura mater was repositioned, the bone piece was replaced and the muscles and skin were sutured. Immediately after surgery animals were given dexamethasone (1mg/kg i.m.) for 5 days in decreasing doses and cefazolin (20mg/kg i.m.) for 10 days following surgery. Analgesics (buprenorphine; 0.01mg/kg, s.c., Henry Schein, Melville, NY, USA) were administered twice a day for 2–3 days post-surgery. Sutures were removed approximately 10 days after surgery. Veterinary staff located in the Laboratory Animal Science Center at Boston University School of Medicine supervised the recovery. Prior evidence from our lab demonstrated that this type of lesion provides after a period of limited spontaneous recovery, enduring signs of contralateral visuo-spatial deficits even 2 months after damage (Rushmore et al., 2010).
Repetitive TMS (rTMS) was applied using Magstim Super Rapid2 equipment (The Magstim Company Ltd, Withland UK). Pulses were delivered with a 50 mm diameter circular coil (Magstim Company Ltd, Withland UK), which is one of the most focal approaches to efficiently administer rTMS in felines (Amassian et al., 1990; Valero-Cabré et al., 2005). The right aMS cortex was identified by palpating the location of the acrylic plug located under the dermis overlying the aMS of the intact (left) hemisphere and translating it on the corresponding position in the ipsilesional hemi-scalp. During the stimulation, a marked 1cm2 region on the outer perimeter of the coil where the magnetic field of a round coil is strongest, was placed on the ipsilesional aMS region and kept tangential to the surface of the skull by tilting it down 35 to 45° while keeping the coil handle angled 20° rostrally (Valero-Cabré & Pascual-Leone, 2005; Valero-Cabré et al., 2005, 2006, 2007 & 2008). High frequency 10 Hz rTMS (n=12) was delivered for 20 minutes at a fixed intensity of 40% of the machine maximal output (~120% of the animal’s motor threshold) (Moliadze et al., 2003), in 10-pulse trains interleaved by 5 second inter-train intervals, amounting to 2400 pulses per stimulation session. This stimulation frequency was ultimately chosen given its known excitatory effects in the human (Bohotin et al., 2002; Fierro et al., 2005; Fumal et al., 2006) and feline visual cortex (Aydin-Abidin et al. 2006). Furthermore, preliminary experiments in our lab have shown that awake animals are highly tolerant to 10 Hz, whereas excitatory patterns using higher frequencies (15–20 Hz) may cause stress and discomfort. Sham rTMS stimulation (n=3) followed the exact same procedure described above, except the coil surface was held at 90° perpendicular to the surface of the scalp to direct the magnetic field away from the skull. Animals received a total of 7 rounds of real or sham rTMS (R1 to R7), which were defined each as a total of 10 days of stimulation (5 days on, 2 days off, repeated once more before the next rTMS round started) delivered across two weeks.
During the 2 weeks prior to rTMS procedures, all felines were acclimated to the sound of rTMS pulses and accustomed to remain in a veterinary bag to ensure no distress during stimulation. No signs of abnormal behavior (e.g., aggression, anxiety, stress, reductions in agility or increases in reclusiveness) were noted during or after the stimulation.
The study follow-up was divided into 5 phases: Pre-lesion (Phase I), Immediate post-lesion (days 1–2 post injury) (Phase II), Spontaneous recovery (days 2 to 70 post-injury) (Phase III), rTMS treatment (Round 1; R1, to Round 7; R7) (Phase IV), and Post-rTMS treatment follow-up of at least 6 weeks (Phase V). Visuo-spatial performances assessed at the end of those five phases were taken as milestones to define the status of the animals’ behavioral recovery. The day of the surgically induced focal brain injury served as a zero point time reference. The peak of spontaneous recovery level right before the onset of the rTMS therapy (i.e., before the first rTMS session of round 1, R1) is referred as pre-rTMS performance. Measurements gauged at the end of the 7 rounds of rTMS are titled, rTMS R7 performance. Finally, measurements recorded after the discontinuation of the treatment are termed, post-rTMS performance.
Throughout the rTMS phase each daily session of stimulation was immediately followed by a 15-minute testing session composed of a single block of trials for each of the 3 above-mentioned visuo-spatial tasks (STATIC, MOVING 2 and MOVING 1). Every 7 days and prior to the next rTMS stimulation session, animals received 3 blocks of trials for each of the three above-mentioned paradigms. In total, participants completed a total of 7 rounds of rTMS, i.e., seventy daily sessions of stimulation, across a total of 14 weeks of treatment. At the end of the rTMS phase, the durability of the rTMS effects in absence of treatment was assessed in all animals for 6 weeks following the last stimulation session. This was done through weekly evaluations identical to those performed during the rTMS treatment phase (Valero-Cabré et al., 2005 & 2006).
The evaluation of the rTMS effects was made against the backdrop of results from our laboratory (Rushmore et al., 2010) and from other studies (Huxlin and Pasternak, 2001 & 2004; Sherk and Fowler, 2002; Das et al., 2012) which show that unilateral ibotenic acid lesions-induced deficits are consistent and robust, and spontaneous recovery is observed only intensive specific training is instituted. Moreover, previous studies from our laboratory demonstrate that sham rTMS delivered in single or accrued sessions, failed to induce visuo-spatial effects (Valero-Cabré et al. 2006 & 2008) and were therefore unlikely to produce recovery. We followed three animals with sham stimulation to prevent against this possibility. While it is possible that with more animals we might have seen some events of a delayed natural recovery, the weight of the above mentioned evidence makes this possibility unlikely.
After the rTMS regime was concluded, animals were overdosed with sodium pentobarbital (60 mg/kg, i.v.) and their vascular system perfused with a flush solution (15% sucrose in 0.1M phosphate buffer, pH 7.4) for 1 minute followed by a fixative solution (15% sucrose /2% paraformaldehyde in flush solution, pH 7.4) for 5 minutes. Brains were quickly removed, immersed in albumin and frozen at −30°C in 2-methylbutane for 30 minutes and then kept frozen at −80°C. Both hemispheres were sectioned into 23µm thick slices yielding approximately 200 serial sections per animal with each collected section spaced approximately 100µm apart. Sections were then digitized and uploaded using imaging software (MCID, Imaging Research, Ste. Catherines, Ontario). Every fifth section was reacted for Nissl substance and used to verify the lesion borders by marking signs of gliosis and neuron loss.
Areas of damage were assessed with a series of Nissl stained slides for each animal. The pMS area was traced from stereotaxic coordinates P2 to A8 and the aMS cortex was traced from coordinatesA9-A14 according to previous reports (Palmer et al., 1978). Lesioned cortex was characterized as a focal disruption of the cortical lamination characterized by a loss of large neuronal elements and a high density of small cell bodies consistent with gliosis (see Supplementary Fig.3). The lesion was quantified by outlining any intact cortical tissue within the established boundaries, and expressed at each stereotaxic location as a percent of total spared cortex [100 × area of ipsilesional bank/ sum area of contralesional bank]. These data was compared across groups using a repeated measures ANOVA with stereotaxic (A/P position) coordinate as the independent variable.
Behavioral data are presented in the text and figures as the group averages and standard error of the mean for correct (%) performance levels. Visual hemifield and eccentricity specific individual and group values at major follow-up time phases mentioned (pre-lesion, post-lesion, spontaneous recovery phase, rTMS recovery phase and post-rTMS recovery) were calculated as the mean of 3 blocks of data for each of the three tasks tested. Summary data corresponding to the end of each specific follow-up phase were calculated by averaging the last three blocks of data in each task (Valero-Cabré et al., 2005 & 2006). Animals treated with real rTMS were divided into ‘Responders’ and ‘Non-Responders’ on the basis of the behavioral progress shown in the STATIC task for contralesional visual hemifield targets (see results section for further details). ‘Responders’ had to meet two pre-established criteria: (a) show statistically significant increases for detection performance of at least one additional eccentricity at the end of the rTMS treatment (with regards to their performance at the end of the spontaneous recovery phase), and (b) display significant performance improvements for the overall contralesional hemifield. If either one or both of these two criteria were not met then the subject was assigned to the ‘Non-Responder’ group.
A repeated-measures ANOVA analysis was initially used to determine if spontaneous recovery or rTMS treatment yielded statistically significant ameliorations over the course of treatment for the active 10 Hz rTMS group. These analyses were done for performance levels (% correct detection) as a dependent variable, and follow-up phase (spontaneous recovery, rTMS treatment, post-rTMS phase), visuo-spatial task (STATIC, MOVING 2 tasks), and visual hemispace (ipsilesional, contralesional) as independent factors. The F-statistic from the repeated measure ANOVA was reported as: (F df factor, df error). We also conducted a-priori planned pair-wise comparisons using a Student’s t-test of the critical time points in the study (pre-lesion, post-lesion, pre-rTMS, and post-rTMS). For lesion analysis, the percent of spared cortex was determined with the above mentioned calculation and percentages of spared cortex were then averaged for each group. Repeated-measures ANOVA was first conducted between groups using stereotaxic coordinates (A/P coordinates) as factors to determine if significance in lesion size was present throughout the visual areas. When comparing total area lesioned between groups we used Student’s t-tests. Statistical significance was set to P <0.05 for all parametric analyses used in this study.
In accordance with prior studies, lesions targeting both banks of the feline right posterior parietal cortex (known as pMS) induced a complete contralesional visuo-spatial orienting deficit in all tasks. These deficits were present immediately after the lesion (only 24 hr. post-injury) and started to improve spontaneously shortly thereafter. The basis of this improvement is likely to be a combination of network modulation vicariation (Rushmore et al., 2010), and reduction in acute effects such as inflammation, lesion-induced depolarization and cortical spreading depression events (see reviews by Cramer, 2008; Nudo, 2011).
For the high-contrast moving task (MOVING 1), subjects regained function in the contralesional visual hemispace within 5 to 10 days, and exhibited complete and stable recovery 30 days thereafter (MOVING 1, 30 days post-injury 93±4% vs. 98±1% pre-lesion, P=0.05; data not shown in figure form) which remained unaltered across the follow-up period. In contrast, recovery for static or laser-based moving targets (Day 70: STATIC pre-rTMS 39±7% vs. pre-lesion 82±3%; P=0.00 and MOVING 2 pre-rTMS 62±9% vs. pre-lesion 88±3%, P=0.02 correct performance) operated at a slower pace and reached plateau levels of incomplete recovery between 40 to 60 days after the injury (see Fig. 2).
Unilateral lesions not only induced the expected pattern of contralesional visuo-spatial defects, but significantly affected detection performance for visual targets presented in the ipsilesional hemispace. Such effects were particularly noticeable for the static detection task (STATIC: drop from 72±2% to 58±3%; P=0.00). The drop in ipsilesional performance was significant in MOVING 2 task but negligible for MOVING 1 (MOVING 2: from 78±4% to 70±4%, P=0.01 see Fig. 2 and MOVING 1: from 98±1% pre-lesion vs 93±5% Day 70, P=0.05 (data not shown in figure form) and remained unaltered across the follow-up.
Once plateau levels of pre-rTMS were achieved, animals started a daily rTMS regime consisting of a total of 70 consecutive sessions delivered across 15 weeks of treatment. In agreement with published observations (Rushmore et al., 2010), the sham group demonstrated a complete absence of improvement, and those effects endured beyond pre-rTMS levels for both the STATIC (from 20±9% vs. post-sham rTMS 22±12% correct performance; P=0.68) and MOVING 1 tasks (from pre-TMS 77±20% vs. post-sham rTMS 70±13%, P=0.55; data not shown in figure form).
As for the 12 subjects assigned to sessions of real 10 Hz rTMS, a significant three-way interaction between follow-up phase, task, and visual hemispace was found (F13, 130, P=0.01). As a group improvements reached statistical significance over time for the STATIC task (pre-rTMS: 39±7% to post-rTMS: 53±7%, P=0.00) (Fig. 2). Overall, results accounted for variable levels of contralesional correct performance ranging from improvements of +67% to losses of -15% with respect to individual subject’s pre-rTMS treatment levels.
According to statistical criteria for minimal neglect recovery (see Material and Methods section), the groups of active rTMS-treated animals were classified into the categories of ‘Responders’ (n=6), and ‘Non-Responders’ (n=6). Overall the rTMS regime generated two groups of equally treated animals, which thus far had performed equivalently in the STATIC task (Pre-rTMS: ‘Responders’ 36±6% vs. ‘Non-Responders’ 42±14% correct performance, P=0.89). An initial decrease in performance characterized the ‘Non-Responders’ in the STATIC task, and in any case active rTMS treatment failed to influence correct performance levels (rTMS R7: 38±12% vs. pre-rTMS 40±14%; P=0.70). In contrast, within the contralesional hemispace ‘Responders’ exhibited progressive increases in visuo-spatial orienting with the accrual of active rTMS sessions, and reached its performance peak after 7 rounds of rTMS (rTMS R7: 68±4% vs. pre-rTMS: 42±6%; P=0.01) (Fig. 3). This recovery appeared however to be task dependent and accordingly ‘Responders’ experienced little improvements with respect to pre-rTMS treatment levels in the MOVING 2 task (pre-rTMS 70±13% vs. post-rTMS 79±6%, P=0.67) (Fig. 3).
For the STATIC task, the rTMS regime did not significantly alter performance in the ‘Responders’ group for ipsilesional targets (Pre-rTMS: 60±3% vs. rTMS R7: 67±8%, P=0.45) (Fig. 4). Interestingly, in the ‘Non-Responders’ group, while rTMS treatment failed to positively influence contralesional detection, it did produce decreases of correct performance for ipsilesional targets (STATIC task pre-rTMS: 58±5% vs. rTMS R7: 43±2%; P=0.03). Similar effects were observed for the MOVING 2 task (Pre-rTMS: 68±6% vs. rTMS R7 47±3%; P=0.01) (Fig. 4). Taken together, these data strongly suggest that in a specific subpopulation of participants, the rTMS treatment could have modulated cortical function in an unexpected manner impairing an ipsilateral function, which should had remain otherwise unaffected.
Prior to lesion all subjects displayed nearly complete correct performance for the detection of static contralesional pericentral targets corresponding to the binocular portions (15° to 45°) of the visual field (STATIC 15°: 98±1%; 30°: 96±2%; 45°: 93±4% correct detection performance). In contrast, peripheral targets presented at monocular visual field eccentricities (60 to 90°) were detected at more moderate performance rates (Fig. 5) (STATIC 60°: 82±7%; 75°: 69±8%; 90°: 42±10%). A gradient evolving from pericentral to periphery and extending to the contralesional 15°, 30°, and 45° eccentric locations characterized the spontaneous recovery phase for all visuospatial paradigms (STATIC 15°: 83±8%; 30°: 58±10%, and 45°: 44±11%). Ipsilesionally, a paradoxical expansion of the visuo-spatial attention span towards the periphery (60°: from 78±6% to 96±0%; 75°: from 45±8% to 83±0%; and 90°: from 14±4% to 75±0%) was followed by a progressive return to pre-injury correct performance levels (60°: 52±10%, 75°: 19±8%, and 90°: 12±5%) by the end of the spontaneous recovery period (Fig. 5). Very similar findings were also obtained for the MOVING 2 task (data not shown in figure form).
Our analysis shows that prior to rTMS, the spontaneous recovery patterns for STATIC contralesional targets were not significantly different between ‘Responders’ and ‘Non-Responders’. This occurred regardless of the contralesional visual space portion taken into consideration, with binocular (15°: ‘Responders’ 97±2% vs. ‘Non-Responders’ 70±13%, P=0.10; 30°: 68±10 vs. 48±18%, P=0.40 45°: 42±1% vs. 47±19%, P=0.73) or monocular (60°: 17±11% vs. 40±18%, P=0.18; 75°: 20±16% vs. 17±11%, P=0.89; 90°: 10±8% vs. 13±13%, P=0.58) (Fig. 6). Very similar findings were also observed for the MOVING 2 task (Fig. 7).
After 7 sessions of rTMS treatment significant differences between the two subgroups of rTMS treated animals emerged. ‘Responders’ showed significant gains in the detection of STATIC targets presented in pericentral locations (STATIC: 45°: pre-rTMS 42±11% vs. rTMS R7 92±4%, P=0.01 and 60°: 17±11 vs. 61±10% correct detections, P=0.04), but not for eccentricities in the further periphery (Fig. 6). Similar patterns of eccentricity-dependent ameliorations, mainly involving binocular visual field laser-moving targets were also found, although they failed to reach statistical significance (MOVING 2: 15°: pre-rTMS 94±3% vs. rTMS R7 100%, P=0.09, 30°: 82±11% vs. 97±3%, P=0.20; 45°: 73±16% vs. 89±7%, P=0.39; 60°: 70±18 % vs. 83±8%, P=0.37) (Fig. 7). In contrast, in the ‘Non-Responders’ group, the rTMS treatment resulted in a pattern of degraded performance for monocular targets (STATIC: 60°: pre-rTMS 40±18% vs. rTMS R7 28±16%, P=0.06; 75°: 17±11 vs. 7±5%, P=0.25; 90°: 13±13% vs. 0%, P=0.36; MOVING 2: 45°: pre-rTMS 66±20% vs. rTMS R7 50±18%, P=0.37; 60°: 64±19% vs. 43±19%, P=0.14; 75°: 44±17% vs. 27±16%, P=0.37; 90°: 18±8% vs. 4±4%, P=0.14).
Interestingly, ‘Responders’ and ‘Non-Responders’ also showed different patterns for ipsilesional performance. More precisely, with rTMS ‘Non-Responders’ exhibited a reduction in performance for the detection of targets at monocular eccentricities with significance only found at STATIC 45° and some MOVING 2 targets (STATIC: 90°: pre-rTMS 17±7% vs. rTMS R7 0%, P=0.05; 75°: 23±11% vs. 6±6%, P=0.09; 60°: 39±14 vs. 21±14%, P=0.41; 45°: 94±3% vs. 68±8%, P=0.04; MOVING 2: 90°: pre-rTMS 19±9% vs. rTMS R7 0%, P=0.01; 75°: 45±17% vs. 0 %, P=0.04; 60°: 68±14% vs. 9±4%, P=0.09).
The behavioral data derived from this study indicate that rTMS significantly improved contralesional performance in a subset of animals. Interestingly, the single most contributing predictor of positive rTMS induced recovery for the whole group was found to be the plateau levels of spontaneous recovery achieved prior to the onset of neurostimulation. In other words, the greater the levels of spontaneous levels an animal exhibited the greater the potential rTMS-induced recovery (correlation coefficient of r=0.74, P=0.03). Finally, the eccentricities of the contralesional visual hemispace that appeared most highly correlated with final recovery levels were the 15° (r=0.85, P=0.00), 30° (r=0.72, P=0.00), and 45° (r=0.60, P=0.04) visual targets.
Six weeks after the discontinuation of the rTMS regime, recovery rates for contralesional detection in the ‘Responders’ group remained at similar levels as those reached after the last round of treatment (STATIC: rTMS R7 68±5%, vs. post-rTMS 65±5% correct performance, P=0.21) and this long-lasting performance was most apparent in the mid-periphery targets (Fig. 8). Interestingly, for ‘Non-Responders’ the discontinuation of rTMS sessions induced significant gains of performance, which had progressively degraded during the neurostimulation phase. Those effects were particularly significant for the detection of motion targets (MOVING 2: ipsilesional targets: post-rTMS R7 46±3% vs. rTMS R7 58±3%, P=0.01; contralesional targets: 41±15% vs. 65±10%, P=0.01) whereas it did not influence the detection of static targets (STATIC ipsilesional targets R7: 42±5% vs. post-rTMS 48±3%, P=0.10; and contralesional post- rTMS R7: 38±3% vs. post-rTMS 45±12%, P=0.56). These effects reversed back to pre-rTMS values particularly for mid-central ipsilesional eccentricities (MOVING 2: 45°; post-rTMS 50±18 % vs. rTMS R7 81±19 %, P=0.24; 60°: 43±19 % vs. 67±23 %, P=0.26) (Fig. 8). Overall, the restoration of performance in ‘Non-Responders’ proved to be reversible once rTMS regime ended which further suggests the role of neurostimulation as responsible for the maladaptive effects observed in this subset of animals.
The intent of the experiment was to damage the homologue of the human posterior parietal cortex, known as pMS, and to later apply rTMS on the rostrally adjoining aMS cortex known for its ability to adequately compensate lost function after lesion (see Fig. 1 for details on the anatomy). A comprehensive lesion analysis indicated that for all animals, a majority of the injured cortical area was removed. Nonetheless, areas of incomplete damage were found extending 1–3 mm rostrally in some subjects (n=3 in ‘Responders’ and n=3 in ‘Non-Responders’), impinging into the aMS cortex (stereotaxic levels A9–A11) or 1 mm caudally into the ventral Posterior Suprasylvian and the dorsal Posterior Suprasylvian regions (stereotaxic level P3) (n=2 in ‘Responders’ and n=3 in ‘Non-Responders’). In addition, all 12 subjects showed very minor collateral damage to the pMS adjacent visual areas, such as primary visual area A19 and the splenial visual area (SVA), due to a minor but unpreventable diffusion of the neurotoxin. This spread appears to be consistent with other studies using the same methods (also see Rudolph & Pasternak, 1996; Huxlin et al., 2008; Rushmore et al., 2010; Das et al., 2012) (Supplementary Figs. 1 & 2).
Quantification of injured area (mm2) showed no significant differences in the amount of lesion between groups, neither for the medial (pMLS) nor the lateral bank (pLLS) of the posterior parietal (pMS) cortex along the length of both pMS and aMS visual areas. Overall, the amount of spared tissue between ‘Responders’ and ‘Non-Responders’ in both the injured pMS cortex (pMLS: 21±8 % vs. 14±6%, p=0.2; pLLS: 18±6% vs. 15±6%, P=0.60) and the rTMS stimulated aMS cortex (aMLS: 79±7% vs. 58±13%, P=0.10 and aLLS: 79±7% vs. 64±13%, P=0.10; data not shown in figure form) was not statistically different across groups. ‘Responders’ and ‘Non-Responders’ also did not show significant differences in spared cortex at any specific coordinates across the rostral-caudal extent from pMS through aMS (medial bank, F 4,32, P=0.32; lateral bank, F 4,32 P=0.60). The final step was to determine if amount of spared tissue correlated to behavioral measures in the pMS cortex, and we found no relationship of anatomy with spontaneous (r =0.35, P=0.24) or rTMS induced recovery (r =0.15, P>0.05). Overall, this observation suggests that lesion size was not the main determinant of the observed discrepancies between ‘Responders’ and ‘Non-Responders’.
In the current study, we aimed at maximizing our chances to drive significant recovery by accruing 70 sessions of excitatory rTMS on a well-determined perilesional area shown to adopt lost visuo-spatial function after parietal injuries in felines (Lomber et al., 2006). Our rTMS regime generated significant improvements of visuo-spatial orienting deficits in approximately half of our subjects, while the other half experienced maladaptive effects for the detection of static or motion stimuli displayed mainly in the ipsilesional visual hemispace. Furthermore, our data indicate that while ameliorations outlasted the discontinuation of the rTMS regime, maladaptive ipsilesional visuo-spatial phenomena tended to regress as soon as the rTMS regime ceased. Our data provide new insights on the advantages and disadvantages of stimulating patients afflicted by different severities of hemi-spatial neglect, and sheds light on the potential and limitations of non-invasive neurostimulation approaches applied on perilesional cortex to rehabilitate visuo-spatial attentional orienting.
In agreement with the initial hypothesis of this paper, the accrual of a high number of rTMS sessions proved to be a key factor for the achievement of significant levels of recovery (Valero-Cabré et al., 2008), since enhancements in performance emerged only after approximately 30–40 sessions of stimulation. If similar to most clinical studies, we had limited our rTMS regime to 2 weeks or less of treatment, we would not have observed functional recovery. Therefore, our findings strongly emphasize the role of the accumulation of a high number of perilesional rTMS sessions to induce significant and long-lasting clinical ameliorations, particularly in chronic brain damage patients. It is critical to point out that during the rTMS phase, no negative behavioral effects of the stimulation were noted. Animals displayed normal motor and sensory behavior during the execution of the tasks, and exhibited normal behavior outside of the testing arena indicating the safety of such an extensive rTMS regime.
Conventionally, functional recovery aims to restore the imbalance of interhemispheric inhibition by treating an overexcited contralesional hemisphere (Oliveri et al., 2001; Brighina et al., 2003; Shindo et al., 2006). The latter approach might have the advantage of acting on a structurally intact cortex, and the effect of magnetically induced electric current fields can be better predicted (Wagner et al., 2007). Moreover, seizures would be less likely, particularly due to the use of suppressive instead of excitatory stimulatory patterns (Rossi et al., 2009). In spite of some hypothesized shortcomings related to the unpredictability of intracortical current patterns tied to the risks of excitatory neurostimulation on a sensitive region, single sessions of direct perilesional neurostimulation have previously demonstrated beneficial outcomes in the rehabilitation of stroke sequels (Hummel et al., 2005; Khedr et al., 2005; Kim et al., 2006; Talelli et al., 2007; Sparing et al., 2009). Moreover, anatomical and functional evidence supports the notion that perilesional tissue is a key component for reorganization and plasticity, leading to behavioral improvements after focal brain damage (Nudo, 1999 & 2006; Mittmann & Eysel, 2001; Werhahn et al., 2003). Accordingly, we tested the hypothesis that a direct manipulation of perilesional tissue in multiple sessions would maximize the magnitude and duration of the pursued therapeutic outcomes.
Indeed our findings confirm that in spite of inter-individual variability, high-frequency perilesional rTMS stimulation is capable of recovering real space visuo-spatial function in chronically brain-damaged individuals. Nonetheless, the discussion on which factors might best account for such variability remains open. Results reveal that the level of spontaneous recovery seems to be the only significant predictor of positive rTMS improvements. More specifically, low spontaneous recovery levels were associated with little benefit from rTMS rehabilitation in our group of ‘Non-Responders’, while those with moderate spontaneous recovery prior to rTMS, within the group of ‘Responders’, benefited the most from stimulation. A closer inspection of eccentricity-specific recovery values shows that ameliorations progressed from pericentral to peripheral eccentricities. Furthermore, ‘Non-Responders’, as opposed to ‘Responders’ failed to fully recover spontaneously the ability to orient to targets presented at the most pericentral contralesional eccentricity, separated only 15° from fixation. This result suggests that a consistent and complete recovery of this specific spatial location might be essential either to recover orienting in further peripheral locations during the spontaneous recovery phase and to show further improvements under neurostimulation. Regardless of where the processing and recovery of 15° took place, it appears these early-recovered pericentral eccentricities served as a critical visual “cue” acting as a stepping-stone to facilitate awareness to progressively more eccentric locations within the neglected visual hemispace increasing overall recovery.
Without a doubt, one of the most intriguing aspects of the current study is the existence of contrasting behavioral effects in equally treated animals. Several studies have demonstrated it is not uncommon to find large levels of inter-individual variability in electrophysiological and behavioral responses of healthy humans to rTMS (Maeda et al., 2000 & 2003; Gangitano et al., 2002, Bäumer et al., 2003). Such phenomena could become even more apparent in brain-damaged populations, as differences in lesion size/location, shifts in cortical areas, or diaschisis-mediated alterations in activity patterns confound the predicted focality, depth, and magnitude of the induced electrical currents (Wagner et al., 2007). Nonetheless, the lack of significant discrepancies in lesion location and size between our two subgroups of individuals would in principle rule out damage extent as a major factor likely influencing the outcome of our rTMS regime. Hence, a possibility that remains to be demonstrated is that variability could emerge from the interaction of the 10 Hz rTMS regime, with different levels or patterns of ongoing local parietal activity at the time of stimulation, which could be directly or indirectly related to the degree of recovery achieved spontaneously (Silvanto et al., 2007a; Silvanto et al., 2007b).
Considering inter-hemispheric rivalry principles, we inferred that the perilesional aMS cortex had a reduced excitability state. Given this, our data suggest that in at least half of our subjects, excitatory rTMS patterns should have increased perilesional activity levels and caused visuo-spatial progress beyond spontaneous recovery levels. The lack of amelioration seen in the remaining subjects could have been caused by a state-dependent reduction in the likelihood of rTMS to induce further local perilesional excitation, more prone to yield insufficient regional modulations (Silvanto et al., 2007a) or even reverse the direction of such local effects (Siebner et al., 2004). Considering state-dependent principles as a factor explaining responses differences to rTMS, and given that variability in local baseline activity in intact areas of the spared hemisphere might be less than on lesional and perilesional tissue, it is reasonable to hypothesize that the stimulation of the spared contralesional parietal regions with low frequency rTMS could have led this same cohort of animals to respond more consistently. In the absence of further data, this hypothesis remains speculative and future studies combining rTMS with neuroimaging techniques will have to demonstrate its likelihood.
The long duration of the recovery achieved in the group of ‘Responders’, spanning at least six weeks beyond the end of the rTMS regime strongly supports the notion that the beneficial rTMS-driven effects on visuo-spatial neglect reach a level of stability over time well beyond what has been demonstrated thus far in human patients (Shindo et al., 2006, Koch et al., 2012). Furthermore, our data indicate that in contrast with the latter effects, ipsilesional orienting losses also generated by the stimulation regime in some subjects regressed as soon as the treatment was discontinued. In other words, stability was reached and maintained for adaptive but not for maladaptive outcomes. Events of synaptic plasticity such as LTP and LTD-like processes or local/network-wide connectivity rearrangements through the unmasking of silenced collaterals or axonal sprouting could underlie both phenomena. Nonetheless, the techniques employed in this study allow us only to speculate with regards the mechanisms involved and the ability of the network to facilitate behavioral recovery and its stability over time. There are however grounds to argue that the periodicity of the rTMS-mediated daily excitation exerted on the perilesional region may generate Hebbian-type modifications in the synaptic strength of specific connections within post-synaptic targets (such as the ipsilateral superior colliculus or the contralateral posterior parietal regions), similar to those elicited by experience- or activity-dependent plasticity in the adult visuo-spatial system during task learning or consolidation. In particular, in the current study, excitatory rTMS might have helped perilesional neurons overcome a state of low activity, caused by input losses from damaged ipsilesional homotopic sites. Such rearrangements would transiently grant back the system sensitivity to visual inputs, and allow two crucial events; first a more balanced attentional deployment in space; and second the subsequent triggering of head and eyes orienting activity towards static targets, which were formerly neglected.
Our data clearly show that such adaptive processes were consolidated on a step-by-step basis with the accrual of rTMS sessions. Hence these effects could be likely mediated through homeostatic plasticity mechanisms, which might dynamically re-adjust synaptic strengths and promote local and network stability (Sejnowski, 1977; Abbott & Nelson, 2000). The characteristic features of the rTMS mediated effects described in this paper, with a slow building process followed by a self-sustained stability is also compatible with the two-step plasticity hypothesis, predicting that the acquisition of skills by the brain would first operate through the reinforcement of pre-established circuits, followed by the formation of new pathways; the former being a necessary requirement for the latter to occur (Pascual-Leone et al., 2005)
At a more cellular level, short- and longer-term molecular modifications such as changes in the subtypes of postsynaptic NMDA or AMPA- receptors (Redecker et al., 2002), expression of neurotrophins (which mainly operate on synaptic plasticity mechanisms, modifying the efficiency of functional connectivity patterns within existing networks) could be held responsible for the initial induction of events by unmasking of existing circuits. This process may be then followed by a higher energy costly processes based on collateral sprouting and other structural modifications in local neurons and interneurons which would remodel the anatomical and functional pathways underlying the behavioral task and lead to a stability of rewired changes (Zito & Svoboda, 2002; Karmarkar & Dan, 2006). It is well known, that during development, for example, task specific training has the ability to shape the structural organization of connection patterns (Sur & Rubenstein, 2005). Similarly, in post-injury adults, the mere execution of task specific training on a periodical basis would also help consolidate a labile system and maintain newly formed synapses, while ensuring that new collaterals remain active (Rossini et al., 2003). Indeed, the reversibility of maladaptive events observed in our population of ‘Non-Responders’ speaks in favor of the crucial role played by task-related sensory inputs, intra-cerebral processing, and motor outputs into those newly remodeled systems. Once the extrinsic source of plasticity, i.e., rTMS periodical stimulation regime, was discontinued in those animals, the absence of a coherent source of intrinsic input signals could have warranted the maintenance of maladaptive gains and those would have consequently wore off quickly. This was in contrast with adaptive improvements, which conveyed through newly reorganized input pathways, information and signals serving as a basis for further refinement and stability. Although all those hypotheses could be considered plausible our study provides an incomplete picture of the underlying basis for behavioral modulatory phenomena induced by multi-session neurostimulation regimes. Further effort is required to take advantage of animal models to expand the current understanding on the plastic mechanisms underlying recovery, its consolidation or reversibility over time, and the specific cause of maladaptive effects.
In recent years, non-invasive neurostimulation has been used to treat brain-damaged patients with promising but often controversial results. We hereby showed that the accrual of multiple sessions of rTMS applied to areas adjacent to lesion can provide high levels of lasting improvements for the symptoms of visuo-spatial neglect. This finding suggests rTMS therapeutic potential might have been underestimated due to the short duration of the stimulation regimes normally used for cautionary reasons in human patients. Nonetheless, our therapeutically relevant effects were restricted to a special cluster of animals that did not experience significant recovery but rather prone to maladaptive outcomes. To that regard, our results emphasize the need to customize the clinical indications of perilesional neurostimulation and to develop tools to anticipate the potential maladaptive effects of such treatments.
This research was supported by National Institutes of Health (NIH) R01 NS47754 and R21 NS062317. We would like to thank Brian Japp and Laura Rigolo for extremely valuable and skillful help during animal training and brain histological analyses, and gratefully acknowledge the careful and thoughtful comments of the anonymous reviewers.
The authors declare no conflict of interest with the research presented in this article. This paper is submitted in memory of Dr. Bertram Payne PhD, who planned some of these experiments with us but passed away before the work commenced.