Based on the most recent recommendations, the Advisory Committee on Immunization Practices (ACIP) advocates a single dose of 23-valent pneumococcal capsular polysaccharide vaccine (PPSV23) for all persons aged 65 years and older. In addition, for adults aged 19–64 years, PPSV23 should be administered to those who are immunocompromised (including chronic renal failure or nephrotic syndrome); those with functional or anatomic asplenia; those who are immunocompetent and have chronic conditions such as alcoholism, diabetes mellitus, or chronic lung disease; those who are smokers; and those with cochlear implants or cerebrospinal fluid leaks. A repeat vaccination is recommended for persons ≥ 65 years of age who received their first vaccine at <65 years of age, but revaccination is not recommended for persons who received their first vaccination at ≥65 years of age unless the patient is immunocompromised or asplenic. Furthermore, a one-time revaccination after 5 years is recommended for older adults with chronic renal failure, nephritic syndrome, or immunosuppressive conditions. Although not yet recommended by the ACIP, 13-valent pneumococcal conjugate vaccine (PCV13) is available for use among adults aged 50 years and older in accordance with the package insert.
The currently available pneumococcal polysaccharide vaccine (PPV) was licensed in 1983, replacing the 14-valent vaccine introduced in 1977. The 23-valent vaccine includes serotypes 1, 2, 3, 4, 5, 6B, 7F, 8, 9N, 9V, 10A, 11A, 12F, 14, 15B, 17F, 18C, 19A, 19F, 20, 22F, 23F, and 33F; some of these serotypes have a fair cross-reactivity with serotypes that are not contained in the vaccine (namely 6B, 6A, 15B, and 15A), providing potential coverage of more than 23 serotypes. These serotypes in the vaccine represent 85%–90% of serotypes that cause invasive pneumococcal disease in the United States.
7 Since it is made up of polysaccharide and nonprotein antigens, the PPV induces an antibody response independent from T lymphocytes. These antigens induce type-specific antibodies that enhance opsonization, phagocytosis, and killing of pneumococci by leukocytes.
In most elderly patients, the antibody response to PPV immunization is adequate.
8 The percentage of elderly patients with postvaccination antibody concentration > twofold ranges from 84% for serotype 18C, to 90% for serotypes 7F, 9V, and 19F.
9 However, antibody potency, as measured by the ratio of opsonization titer to antibody concentration, is significantly lower for elderly subjects for all serotypes.
10 In addition, certain patients with underlying comorbidities may respond only partially to some of the 23 serotypes included in the vaccine. These patients usually exhibit impaired B-cell response and decreased avidity of induced antibodies,
11,
12 which limit the benefit of pneumococcal vaccination.
Normally, a steady decline in serotype-specific antibody titers occurs following vaccination, and prevaccination levels are generally reached within 5–10 years.
7 An anamnestic response does not occur at revaccination, and the overall increase in antibody levels is lower after revaccination than following primary vaccination.
13 In two recent studies, patients who had received PPSV23 3–5 years previously had modestly lower opsonophagocytic killing activity and total antibody responses at 30 and 60 days after revaccination with PPSV23 than did vaccine-naive recipients, although these differences were not statistically significant for most serotypes.
14,
15 The mechanism of this phenomenon, known as immune hyporesponsiveness, remains under investigation.
16 One hypothesis stipulates activation of memory suppressor T cells
14 while another suggests depletion of memory B cells.
17 In the absence of an immune correlate of protection for pneumococcal infection in adults, the clinical significance of this phenomenon is yet to be determined.
The effectiveness of PPSV23 in reducing pneumonia and its complications in the elderly population remain controversial.
18 The recommendation of PPSV23 was based on several clinical trials (ie, trials before 1980) and epidemiological studies,
19,
20 which found a protective effect against bacteremia and invasive disease.
21 In contrast to observational studies
22–
28 (), clinical investigations have shown a reduction in risk of death by pneumonia among younger adults and institutionalized elderly subjects vaccinated with PPSV23,
29,
30 but an effect on mortality from pneumonia has not been consistently documented for high-risk patients or noninstitutionalized older adults.
21,
31,
32 Overall, eight clinical trials evaluated vaccine effectiveness against all-cause pneumonia in elderly people.
23,
24,
32–
38 Only two
23,
35 demonstrated a reduction in risk in the group that received PPSV23. Both were derived from patients residing in skilled nursing facilities or long-term-care institutions. Gaillat et al
23 evaluated 1686 residents of long-term-care institutions in France that were vaccinated with the 14-valent PPV. The incidence of pneumonia was significantly reduced in the vaccinated group, but the mortality rate was unchanged. The study, however, did not include a placebo group, and neither subjects nor investigators were blinded to vaccine assignment. Those limitations have raised questions regarding the validity of the findings.
39 In a more recent randomized, placebo-controlled study in nursing homes, Maruyama et al
35 showed a 63.8% (95% confidence interval [CI] 32.1–80.7) reduction of pneumococcal pneumonia and all-cause pneumonia mortality in vaccinated institutionalized elderly. These findings underscore the high risk of pneumococcal pneumonia in nursing homes and long-term-care facilities. None of the other six trials, including an NIH-sponsored trial involving 13,600 older adults
33 and a trial in Finland involving 26,925 elderly adults,
24 have demonstrated a significant vaccine-associated reduction in risk of all-cause pneumonia. Although many of these trials evaluated an end point of pneumococcal pneumonia, which was variably defined depending on the trial, none identified a reduction in the risk of pneumococcal pneumonia in prespecified analyses of all subjects. These clinical trials suggest that PPSV23 is not highly effective against nonbacteremic pneumococcal pneumonia, but do not rule out the possibility that the vaccine may lead to a reduction in risk of pneumococcal pneumonia that is not reflected by a detectable difference in risk of all-cause pneumonia evaluated in these trials.
40 | Table 1Observational studies related to the effectiveness of pneumococcal polysaccharide vaccine against all-cause pneumonia in older adults |
A Cochrane review concluded that while polysaccharide vaccines are effective in reducing the incidence of invasive pneumococcal disease among adults and immunocompetent elderly subjects aged ≥55 years, PPSV23 does not appear to reduce the incidence of pneumonia or death in adults (with or without chronic diseases) or in the elderly.
41 Similarly, in the most recent published meta-analysis of randomized clinical trials carried out in elderly population, Huss and colleagues
42 failed to show any protection of PPSV23 against all-cause pneumonia. In fact, there was little evidence of vaccine protection among elderly patients or adults with chronic illness in analyses of all trials (relative risk 1.04, 95% CI 0.78–1.38, for presumptive pneumococcal pneumonia; 0.89, 95% CI 0.69–1.14, for all-cause pneumonia; and 1.00, 95% CI 0.87–1.14, for all-cause mortality). As a commentary, Fedson and Musher
7 argued that clinical trials of PPV were destined from the outset to be inconclusive because they suffered from methodologic problems and were too small to reliably show effects on all-cause pneumonia.
In 2000, the first pediatric pneumococcal vaccine – the 7-valent PCV (PCV7) – was licensed for prevention of pneumococcal disease in children younger than 5 years. The mechanism and advantages of conjugated PPVs have been covered recently in a review article on PCV7.
43 Notably, PCV7 was found to be more immunogenic in the elderly than the PPSV23 and to exhibit a booster effect following a second vaccination a year later.
17 Despite the early success of PCV7 and the near-total elimination of disease caused by vaccine serotypes in countries with routine immunization programs, significant concerns emerged from serotypes not included in PCV7. Among these serotypes were 1, 3, 5, 6A, 7F, 12F, 19A, 33, and 35.
44–
46 As a result, PCV13 was developed as a successor to PCV7 to address the need to provide protection against pneumococcal serotypes that have emerged as common causes of infection. PCV13 contains the serotypes found in PCV7, plus an additional six serotypes: 1, 3, 5, 6A, 7F, and 19A.
47The immunogenicity of PCV13 in the elderly was evaluated in two randomized multicenter studies (unpublished) conducted in the United States and Europe.
48 The first trial enrolled adults aged ≥50 years who received a single dose of either PCV13 or PPSV23. Functional antibody responses were measured 1 month after vaccination using an opsonophagocytic activity (OPA) assay. In those aged 60–64 years who were naive to PPSV23, PCV13 elicited OPA geometric mean antibody titers to the twelve serotypes common to both vaccines that were comparable to or higher than responses elicited by PPSV23. For serotype 6A, which is unique to PCV13, OPA antibody responses were higher after PCV13 vaccination than after PPSV23 vaccination. The second study included adults aged 70 years and older who previously had been immunized with a single dose of PPSV23 at least 5 years before enrollment. PCV13 elicited OPA responses that were noninferior to those elicited by PPSV23 for the 13 serotypes. Revaccination with PCV13 a year following initial administration of PCV13 resulted in OPA levels similar to those observed after the first dose. In contrast, subjects who were vaccinated with PPSV23 as the initial study dose displayed lower OPA antibody responses after subsequent administration of PCV13 compared to those who had received PCV13 as the initial vaccine, regardless of the level of the initial OPA response to PPSV23.
48On December 30, 2011, the FDA approved PCV13 for prevention of pneumonia and invasive disease caused by PCV13 serotypes among adults aged 50 years and older. The approval was granted under the FDA’s Accelerated Approval regulation, which permits the agency to approve products for serious or life-threatening diseases on the basis of early evidence of a product’s effectiveness that is “reasonably likely to predict clinical benefit.”
49 The FDA recognized that the clinical efficacy of PCV13 against pneumococcal pneumonia in adults ≥ 65 years of age had not been demonstrated. As part of the Accelerated Approval regulation process, Pfizer has agreed to conduct further studies to verify the anticipated benefit of the vaccine. To this end, a placebo-controlled trial involving approximately 85,000 persons aged 65 years and older who have never received PPSV23 is under way in the Netherlands to assess the protective benefit of PCV13 in the prevention of pneumococcal pneumonia.
50 In addition, the FDA acknowledged that the full impact of routine PCV13 vaccination among children on the incidence of pneumococcal pneumonia in the elderly caused by serotypes outside those included in PCV13 is not known at this time. The most recent data from the United States demonstrate that approximately 15% of invasive pneumococcal disease is due to the ten strains included in the PPSV23 but not the PCV13.
51 However, several prognostic models suggest reductions in the overall number of invasive pneumococcal disease (IPD) cases following PCV13 introduction, though of varying magnitude. This predicted reduction in the overall number of IPD cases following PCV13 introduction is attributed to the lower propensity to develop invasive disease given carriage of non-PCV13 serotypes in elderly age-groups, where most of the IPD cases occur.
52 Furthermore, analysis extrapolated from observed PCV7 data using assumptions regarding serotype prevalence indicates that vaccination with PCV13 is anticipated to decrease the incidence of all-cause hospitalized and nonhospitalized pneumonia by approximately 948,000 and 1.93 million cases, respectively, over a 10-year period.
53