In this report we show that, like in cultured cells, cyclic stretch by mechanical ventilation can significantly improve gene transfer and expression in the murine lung. As little as five minutes of ventilation at 16 ml/kg (40% TLC) resulted in a significant four-fold increase in expression. This method also resulted in more cells within the lung expressing the transferred gene than in lungs in the absence of ventilation, and was completely safe for the animals. Further, as in cell culture studies
18, inhibition of HDAC6 by NCT-10b resulted in similar levels of enhanced gene transfer as seen with ventilation (i.e., cyclic stretch). Taken together with our published results that ventilation inhibits HDAC6 activity and causes enhanced microtubule acetylation
22, this strongly suggests that cyclic stretch increases gene transfer in cultured cells and
in vivo through HDAC6.
We have previously shown that in cultured cells, mild cyclic stretch (10%
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SA) results in a significant reorganization of the cytoskeletal network
1. Specifically, the microtubule network was remodeled and depolymerized, whereas the actin network was reorganized, such that fibers were shorter and peripherally localized, but were not depolymerized. This restructuring of the networks appears to be at least partly responsible for improved gene transfer as stabilizing either network diminished the influence of stretch. While destabilization did not prevent stretch-mediated enhancement, it also did not result in increased gene expression in static cells transfected by electroporation
1. Therefore, stretch-mediated reorganization of the cytoskeleton is required for enhancement of expression, but is not sufficient. We have shown that cyclic stretch also inhibits the enzymatic activity of the major cytoplasmic tubulin deacetylase, HDAC6, both in cultured cells and in ventilated mice
18,22. The result of this inhibition is an increase in acetylated tubulin in a pool of stabilized microtubules that are responsible for the increased trafficking of protein-DNA complexes through the cytoplasm to the nucleus
18,24. In non-ventilated mice, the majority of the acetylated microtubules are present in ciliated airway epithelial cells, but upon ventilation, acetylated microtubules appear in the parenchyma
22. The levels of acetylated microtubules are dependent on tidal volume in a pattern that is almost identical to that seen for gene transfer and expression, with low levels in non-ventilated mice, a peak at 16 to 20 ml/kg, and a decrease by 24 to 32 ml/kg
22, suggesting a relationship between acetylated microtubule levels and gene transfer. Indeed, inhibition of HDAC6 activity in cells with the drug NCT-10b or by specific siRNAs resulted in greatly enhanced cytoplasmic trafficking of plasmids to the nucleus and a 4-fold increase in gene expression within 3 hours of transfection
18. The results here using NCT-10b by tail vein injection strongly suggest that this is also true in the living lung.
In our previous experiments with cultured cells exposed to cyclic stretch, enhanced gene expression was seen only when cells were exposed to cyclic stretch after uptake (using liposomes or electroporation), but not before
2. Our results here demonstrate a similar dependency on the order in which stretch (ventilation) is applied: increased transfection efficiency and expression is seen only when ventilation is applied after DNA electroporation (). In both cases (cultured cells exposed to cyclic stretch and ventilated lungs), the application of stretch/ventilation caused greater gene expression in individual cells and in the numbers of cells expressing gene product ()
2. The fact that transfection enhancement occurs only if animals are ventilated after electroporation suggests that ventilation is not increasing the distribution of DNA within the lung prior to cellular uptake, as would be the obvious possibility. Rather, it is likely that plasmids are delivered to a large number of cells in the lung by electroporation, but that efficient cytoplasmic trafficking, nuclear import, and transcription only occur in a subset of these cells. When the lungs are subsequently ventilated, the resulting cyclic stretch increases the transport and/or transcription of the plasmids within these cells, causing more gene expression in a greater distribution of cells. Our results demonstrating that cyclic stretch inhibits HDAC6 in cultured cells, causing greater trafficking of plasmids along microtubules to the nucleus and enhanced gene expression, supports this hypothesis
18. Taken together with the fact that ventilation also inhibits HDAC6 in mice and that the HDAC6 inhibitor NCT-10b causes enhanced gene expression in mice in the absence of ventilation (), strengthens this model for ventilator-enhanced gene delivery
22.
Depending on the duration of ventilation, peak gene transfer and expression levels were attained at ventilation volumes of 40% and 50% TLC at 5 minutes and 20 minutes respectively. These volumes correspond to approximately 5% and 8%
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17, which corresponds quite well with the 10%
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SA used in cultured cells to achieve maximal expression. These values are all less than the 12%
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SA value shown by Tschumperlin and Margulies to cause injury and death of alveolar epithelial cells after one hour of cyclic stretch
20. Our lack of morphological changes in H&E stained lung sections () demonstrate that at these levels of stretch, lung injury was not apparent. Furthermore, mortality levels were reduced in animals that were ventilated post-electroporation, with no deaths at 40% or 50% TLC (n=15 and 17, respectively; data not shown). Trials using a Minivent mechanical ventilator at 6 ml/kg BW (12% TLC) for as little as one minute reduced mortality on average to 12% (n=17). This volume and duration of ventilation was not enough to cause a significant difference in expression compared to electroporation alone (data not shown). Most likely the decreased mortality from ventilation is not due to stretch, but from clearance of the airway after electroporation. It has been observed that electroporation produced foam in the trachea, most likely from the instilled DNA solution. So mechanical ventilation, immediately post-electroporation, could help clear the airway and restore normal breathing, even when applied at low volumes and short duration.
Mechanical-ventilation mediated stretch of the lung can conceivably be coupled with other plasmid DNA delivery methods besides intratracheal instillation. Since stretch enhances cytoplasmic trafficking of plasmids once they have entered a cell, it is independent of the method by which DNA is introduced into the cell. Such prospective delivery methods include aerosolized DNA and nanoparticles. Aerosol delivery of DNA may be a more tenable route for human therapy than intratracheal instillation. Evidence suggests aerosolized PEI-DNA complexes are more efficient at lung cell transfection than intratracheal instillation, requiring only nanogram rather than microgram amounts of DNA to give significantly higher levels of expression
25-27. This is perhaps due to wider dispersal of plasmid DNA throughout the lung compared to instillation. Compacted DNA, such as stabilized poly-lysine PEGylated DNA nanoparticles, are more efficient at transfecting non-dividing cells than noncompacted DNA. The diameter of the minor axis of these rod-shaped compacted particles is 7-14 nm. This size is permissive for passage through nuclear pores with a diameter of 25 nm
28. These nanoparticles were shown to transfect airway epithelial cells from the apical surface via either intratracheal or intranasal delivery routes
29.
Overall, our findings here demonstrate that the stretch-mediated enhancement of exogenous gene expression shown
in vitro correlates very well with ventilator-mediated enhancement of exogenous gene expression
in vivo in a manner that is consistent with the literature correlating %TLC to %
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17. These results demonstrate that simple ventilation strategies following non-viral plasmid DNA transfections can significantly improve the exogenous expression of an appropriate transgene, and could significantly impact the use of such therapies in a clinical setting.