Despite the evidence that Hsp60 and Hsp70 can be immunosuppressive and downregulate inflammatory autoimmune diseases, it seems that HSPs can be used as vaccines to induce antitumor immunity under the appropriate conditions [
32,
51]. It was proposed that members of the HSP family such as Hsp70 and gp96 could form the basis of anticancer vaccines due to their assumed ability to bind a sample of the antigenic polypeptides in tumor cells, as mentioned above. Indeed, it was shown that when cells are lysed under controlled conditions, HSP-antigen complexes can be isolated, used as vaccines, and thus induce immunity to cancer [
32,
52–
57]. This effect was achieved by utilizing the biochemical properties of Hsp70 and Hsp90 family members. In the case of Hsp70, binding to ATP causes loss of affinity for the client polypeptide, while binding to ADP stabilizes peptide binding [
22,
58]. HSP polypeptide complexes (HSP-PCs) prepared in this way were shown to induce antigen-specific tumor immunity [
59]. For instance, Hsp70 peptide complexes prepared using ADP affinity chromatography retain peptide clients and induce tumor immunity while use of ATP-agarose, although permitting isolation of Hsp70 leads to a preparation devoid of ability to induce anticancer immunity [
59]. HSP-based vaccines have been prepared using these general principles from Hsp70, Gp96, Hsp90, Hsp110, and Grp170 and shown to be effective in deterring tumor growth [
55]. The methods permit either isolating HSPs coupled to the (largely uncharacterized) tumor antigen repertoire to give a personalized, polyvalent vaccine, or loading one of the small minority of known tumor antigens to produce a highly concentrated vaccine based on one known antigenic protein [
51] (). Clinical trials to test the efficaciousness of this approach are underway (reviewed recently, [
51]).
Immunoregulatory responses may accompany or follow the triggering of tumor immunity by HSP antigen complexes. For instance, in the case of Gp96, lower concentrations of the chaperone-antigen complex lead to immunity, while higher doses cause immune suppression [
52,
60]. These findings might be explained by more recent studies using a GP96-HPV vaccine which showed that lower doses of the preparation lead to activation of CD8+ T lymphocytes, while higher concentrations cause strong induction of CD4+CD25+Foxp3 Treg [
11]. At least in the case of Gp96, successful vaccination appears to involve a balancing act between immune stimulation and regulation, with the aims of enhancing the immunotherapy arm. It is not known if the use of other chaperones invokes the same dilemma. However, both Hsp60 and Hsp70 have been shown to produce immunomodulatory effects and stimulate anti-inflammatory Treg when used to treat inflammatory diseases such as arthritis [
61]. Preparation of tumor vaccines so as to stabilize antigen binding may bias the response towards tumor antigen-specific immunity, and use of the chaperone complexes at relatively low concentrations may minimize the immunomodulatory effects of anticancer vaccines and favor antitumor immunity ().
The responses elicited in different immune cells by chaperone vaccines may also depend on the mechanisms by which they interact with the surface of target cells and are taken up into these cells. HSP peptide complexes (HSP-PCs) have been proposed to induce antitumor immunity by stimulating both antigen cross-presentation and by triggering innate immunity [
62–
65]. Although some investigators have suggested that HSPs can be taken up by nonreceptor route, the majority of studies suggest a receptor-mediated mechanism [
62,
66–
68]. A considerable amount of effect has been expended on studying how HSP-PCs can trigger antigen cross-presentation in dendritic cells (DCs) [
69]. Search for receptors that might mediate this process has not revealed a dedicated HSP receptor. Instead, HSP uptake appears to involve scavenger receptors including LOX-1, SRECI, and CD91 with a broad specificity as regards ligand binding [
67,
70]. There is still some controversy concerning the relative role of the individual HSP receptors, although the absence of CD91 from the DC surface casts some doubt on its significance at least in DC [
62]. Both LOX-1 and SRECI have been shown to bind avidly to Hsp70 and Hsp90 in DC and mediate antigen cross-presentation [
62,
64,
71]. Indeed, non-APC such as Chinese Hamster Ovary cells can be endowed with cross-presenting properties when stably expressing SRECI [
64]. Hsp90 can be endocytosed by scavenger receptors (SRs) into endosomes and transported all the way to intracellular proteasome—the site of processing of internalized antigens [
64,
72,
73]. Hsp90 appears to assist in transporting the antigens complexed to it across the endosomal membrane and insertion into the proteasome. Thus, molecular chaperones appear to be able to penetrate deeply into the intracellular antigen processing pathways in DC and may in this way trigger cross-presentation of associated antigens to CD8+ and trigger CTL [
72,
73]. Some doubt exists as to the peptide-binding capacity and role in antigen cross-presentation of the ER chaperone Gp96 [
65,
74]. However, there is strong evidence for a role for the capacity of other chaperones such as Hsp90 to bind and mediate cross-presentation of antigenic peptides by DC [
51,
64,
69].
In addition to activating cross-presentation to CD8+ cells, HSPs may be able to interact with other immune cells. For instance, Hsp70 can activate the class II pathway in DC leading to CD4+ cell activation [
71]. Extracellular antigens are usually sorted and distributed between the class I and class II pathways in DC, for presentation to CD4+ and CD8+ T lymphocytes by a number of mechanisms (reviewed in [
69]). However, this mechanism may not apply to HSP-chaperoned antigens and, for instance, SRECI may be able to permit Hsp90-bound chaperones to enter both the class I and class II pathways (Murshid and Calderwood, in preparation). For DC to interact productively with CD8+ T cells, a second signal, in addition to activation of the T-cell receptor, is required [
75]. Such a signal could be provided by the CD40 receptor on the surface of DC cells that can bind to the CD154/CD40-L counterreceptors on the CD4+ surface. Indeed for strong activation of DC and activation of naïve T cells, individual DC interacts with the T-cell receptors of both CD4+ cells and CD8+ T through surface MHC class II and class I. Interaction with the CD4+ cell “licenses” the DC for full CTL programming, permitting survival and proliferation [
75,
76]. Licensing includes a range of alterations, not all of them understood but involving the induced expression of costimulatory molecules such as CD80/B7.1 and CD86/B7.2 that bind to counterreceptors such as CD28 constitutively expressed on the CD8+ cell surface and, in concert with T-cell receptor ligation, trigger a productive interaction [
77]. The HSP scavenger receptor system may permit presentation of antigens to—and activation of both CD4+ and CD8+ T cells—DC licensing and a fully activated CD8+ T cell capable of killing tumor cell targets.
In the immune response to pathogens, a similar activation of DC can be produced by the innate immune response. In this case, an abundant class of
pathogen-associated molecular patterns (PAMPs), designated as “danger signals,” are released from microorganisms and can interact with receptors on APC designated as
pattern recognition receptors (PRRs). The PAMPs trigger powerful signal transduction responses that emanate from PRR such as Toll-like receptors (TLRs) and result in triggering transcription of cytokines such as tumor necrosis factor alpha (TNFa), interleukin-6, and interleukin-12 as well as costimulatory molecules such as CD28 [
78,
79]. This second signal resembles the stimulus provided by the licensing effects of CD4+ cells discussed above and permits CD8+ cell programming and lysis of specific cell targets. It was suggested that in stressed tissues, endogenous danger signals might be released from cells and trigger effects similar to the innate response to PAMPs. Such compounds may underlie the enhanced immunogenicity of cells that die from necrosis, rather than apoptosis: necrotic cells would be expected to release their contents, including endogenous danger signals rather than the cryptic pathways of apoptotic death in which cell contents are retained until engulfment by scavengers [
80]. A number of compounds released from stressed or dying, notably uric acid crystals appear to fit the billing of endogenous danger signals or DAMPs and lead to sterile inflammation [
81]. A large number of studies have suggested that Hsp70 in particular can stimulate the PRR Toll-like receptor 4 (TLR4)
in vivo [
82]. This receptor was characterized as the PRR for lipopolysaccharides (LPSs), PAMPs derived from the cell coat of Gram-negative bacteria. LPSs from a range of organisms, but most commonly
E. coli, are endemic on the surfaces of laboratory glassware, contaminate many laboratory reagents, and associate avidly with HSPs [
83]. This property made some of the earlier studies using recombinant Hsp60 and Hsp70 in
in vitro studies of HSP-TLR interactions somewhat controversial [
84,
85]. However,
in vivo studies show almost overwhelming evidence of a role for Hsp70 and other HSPs in triggering TLR4 (recently reviewed in [
86]). In terms of the responses of tumor-bearing animals to HSP-based vaccines, TLR signaling appears to be essential. An Hsp70 vaccine derived from MC38 cells expressing the tumor antigen MUC1 was shown to trigger DC maturation and expression of costimulatory molecules and trigger CTL that could kill target tumor cells in an antigen- (MUC1-) specific manner [
87]. These effects were abrogated in mice bearing mutations that lead to inhibition of TLR signaling. For instance, in mice deficient in the signaling intermediate Myd88, an adaptor molecule downstream of TLR4 that is essential for activation of proinflammatory NF
κB signaling and innate immune transcription, ability of the Hsp70 vaccine to trigger T-cell activation, and CTL activity was reduced [
87]. Knockout of TLR2 and TLR4 almost completely abrogated the ability of the vaccine to activate either CD4+ or CD8+ cells and prevented induction of CTL [
71]. Free Hsp70 may also induce other components of innate immunity. For instance, natural killer (NK) cells can be activated by
ex vivo treatment with Hsp70 [
88]. In addition, NK cells appear to target a population of tumor cells that express Hsp70 on the cell surface, and exteriorized Hsp70 appears to act as a receptor for killing by NK in tumor cells [
88,
89]. NK cells may also form part of the tumor response to chaperone-based vaccines. For instance, in mice responding to an Hsp70-Mage3 fusion vaccine, NK cells as well as CD4+ and CD8+ T cells were required for antitumor activity [
90].