In eukaryotes, proper regulation of gene expression depends on coordination between transcription and maturation of mRNA. The largest subunit of RNA polymerase II (Pol II), Rpb1, contains a carboxyl-terminal domain (CTD) that integrates cotranscriptional processes. This domain consists of tandem repeats of the heptad sequence YSPTSPS and is a target for posttranslational modifications that direct binding of proteins involved in chromatin modification and mRNA processing (
5,
42).
The Pol II CTD is phosphorylated on serine residues at positions 2, 5, and 7 (Ser2, Ser5, and Ser7) (
6,
9,
41) and on threonine at position 4 (Thr4) (
18), within the repeat unit. Multiple cyclin-dependent kinases (CDKs) collaborate to deposit these marks. Early in transcription, Ser5 phosphorylation (Ser5-P) predominates over Ser2-P; Cdk7, associated with metazoan transcription initiation factor IIH (TFIIH), seems to prefer Ser5 to Ser2 as a substrate
in vitro, as do its orthologs, budding yeast Kin28 and fission yeast Mcs6 (
12,
17,
35,
44,
45,
54). Inactivation of analog-sensitive (AS) Kin28 or Mcs6, each sensitized to inhibition by bulky adenine analogs with a mutation that enlarges the ATP-binding pocket, diminished total Ser5-P signals in their respective organisms, but other kinases are implicated in Ser5 phosphorylation in both species (
20,
29,
55). In human cells, moreover, selective inhibition of AS Cdk7 did not cause a general reduction in Ser5-P but rather caused its specific loss on genes where occupancy by Cdk9, the catalytic subunit of positive transcription elongation factor b (P-TEFb), was low, suggesting that both TFIIH and P-TEFb contribute to Ser5-P levels
in vivo (
14,
28).
The Ser2-P/Ser5-P ratio typically increases as Pol II traverses the coding region. P-TEFb was thought to generate the bulk of Ser2-P in metazoans, but that assignment was challenged by the discovery of Cdk12 and Cdk13 as Ser2 kinases recruited during elongation (
3,
4). This additional complexity might harmonize yeast and metazoan kinase networks; both the fission yeast
Schizosaccharomyces pombe and the budding yeast
Saccharomyces cerevisiae contain essential orthologs of Cdk7 and Cdk9, but Ser2-P
in vivo seems to be due mostly to the nonessential CDKs, Lsk1 in
S. pombe and Ctk1 in
S. cerevisiae (
7,
21,
55). Ser7-P was first observed on Pol II transcribing both small nuclear RNA (snRNA) and protein-coding genes in mammalian cells (
6,
9,
14), where loss of Ser7-P
in vivo led to reduced snRNA levels (
9). Ser7-P has since been detected in both budding and fission yeast as well (
1,
23,
24,
32,
49,
53). Cdk7 and Kin28 have been implicated in generating this mark, but as in the case of Ser5, other kinases appear to contribute to Ser7-P levels
in vivo (
1,
14,
53). A Ser7 kinase—or a function for Ser7-P—has yet to be identified in fission yeast.
Although different CDKs seem to act in sequence to generate intragenic patterns of Pol II phosphorylation, it is in most cases unknown how that order is established. It was recently shown in both budding and fission yeast that inhibition of the TFIIH-associated kinase impaired recruitment of P-TEFb to chromatin (
43,
55).
In vitro, the binding of
S. cerevisiae Bur1 (ortholog of Cdk9) to synthetic CTD peptides was enhanced when the Ser5 position was phosphorylated (
43), and prior phosphorylation of a CTD array by Mcs6 stimulated its subsequent phosphorylation by
S. pombe Cdk9 (
55). Both enhanced recruitment and substrate “priming” may impose temporal order on CDK action during the transcription cycle. However, it remains unclear if these are distinct mechanisms or if stronger binding between P-TEFb and a partially phosphorylated substrate is the sole basis for enhanced phosphorylation.
CDKs also regulate the elongation phase of transcription through the heterodimeric Spt4/Spt5 complex. In metazoans, this complex is the 5,6-dichloro-1-β-
d-ribofuranosyl-benzimidazole (DRB) sensitivity-inducing factor (DSIF), which acts to pause transcription by recruiting a negative elongation factor (NELF) not present in yeasts. In archaea, the Spt4/5 homolog promotes transcription processivity by binding to the clamp region of RNA polymerase (
15,
25,
31). In eukaryotes, Spt5 has a carboxyl-terminal region phosphorylated at sites embedded within repetitive sequences, similar to (but not as well conserved as) the Pol II CTD; phosphorylation by P-TEFb in this region converts mammalian DSIF from a pausing factor into a processivity factor (
56,
58,
59).
S. pombe Spt5 contains a carboxyl-terminal array of nonamer repeats with the consensus sequence TPAWNSGSK (
39), which is phosphorylated by Cdk9 at the Thr1 position
in vitro (
38). Interactions with components of transcription and mRNA-capping machineries suggest that the CTD of Spt5 might function analogously to that of Pol II, as a protein-binding module important for orchestrating cotranscriptional events (
39). Removal of this array was epistatic to chemical inhibition of Cdk9 (
55), suggesting that, like its metazoan counterpart, fission yeast Cdk9 phosphorylates Spt5 to promote Pol II processivity.
Soon after initiation, nascent pre-mRNA is capped in three conserved steps: (i) the 5′ γ-phosphate is cleaved by an RNA triphosphatase (Pct1 in
S. pombe), (ii) GMP is added in inverted 5′-5′ triphosphate linkage by a guanylyltransferase (Pce1), and (iii) the cap is methylated at the N
7 position by a methyltransferase (Pcm1) (
51). Capping enzymes bind CTDs of both Pol II (
26,
36,
48) and Spt5 (
39,
57); there is genetic evidence in
S. pombe for functional redundancy between the two domains (
47) and for capping-enzyme recruitment being the essential function of Rpb1 Ser5 phosphorylation (
49). Although Pcm1 has not been shown to interact directly with Pol II or Spt5, we isolated it in a constitutive, apparently stoichiometric complex with Cdk9 and its cyclin partner Pch1 (
35,
55). These interactions suggest a quality control mechanism to ensure that capped transcripts are efficiently elongated (
37). Recruitment of Pct1 and Pce1 may be coupled to elongation complex assembly through associations with Pol II and Spt5 (
37,
39). Pcm1, which performs the final step in 5′-end formation, is then recruited in complex with Cdk9, which phosphorylates Spt5 and Pol II to promote elongation of the fully capped transcript.
Here we show that a carboxyl-terminal region of S. pombe Cdk9, distinct from its kinase domain, is required to bind the Pol II CTD in vitro and to form complexes with Pcm1 both in vivo and in vitro. Although this portion of Cdk9 was dispensable for viability and kinase activity, a cdk9ΔC strain lacking this segment grew poorly on both rich and minimal media and was cold sensitive and hypersensitive to mycophenolic acid (MPA), phenotypes consistent with a transcription elongation defect. Chromatin immunoprecipitation (ChIP) analysis revealed impaired recruitment of Cdk9 and Pcm1 to transcribed genes, and immunoblotting showed decreased phosphorylation of Spt5 in cdk9ΔC cells. Overexpression of Pcm1 partially rescued cdk9ΔC phenotypes and the Spt5 phosphorylation defect, which are therefore likely to be due in part to impaired recruitment of the capping enzyme to chromatin. The carboxyl-terminal region of Cdk9 was not necessary for preferential phosphorylation of a Pol II CTD primed by Mcs6, however, suggesting that the ability to recognize a primed substrate resides in the conserved catalytic domain. Both Ser5-P and Ser7-P depended on Mcs6 activity in vivo; in vitro, prior phosphorylation of defined peptide substrates at Ser7 but not at Ser5 stimulated phosphorylation by Cdk9. Therefore, phosphates placed by TFIIH on Ser7 may mark the CTD for recognition by P-TEFb.