We have introduced a symmetry-based phenomenological theory for the light-induced mass transport that needs no assumptions about the underlying microscopic mechanism. From a practical point of view, this is an advantage of our approach, as there is no consensus yet about the correct microscopic picture
20. Our phenomenological theory is powerful enough to make specific predictions about the induced patterns, particularly after determining the value of its four phenomenological coefficients
C1,
C2,
C3 and
CB, which in our lowest-order approximation may only depend on the material properties. The predicted 2D current given in equation
(1) presents four corresponding separate terms, whose phenomenological physical meaning can be given in terms of the resulting mass-transport effects. For example, the current term in
C1 corresponds to a mass migration along the gradient of the total transverse intensity (

), hence it is just driving the polymer molecules out of the bright regions (assuming
C1>0), irrespective of the polarization direction. In our theory, this term is the only possible cause of the relief gratings obtained for s-s polarized two-beam interference (see
Supplementary Methods), which are usually found to be much less pronounced than the gratings obtained for other polarization combinations
20 (this shows that
C1 is small in most materials). The term in
C3 gives rise to the same intensity-gradient effect, but accounting for the additional intensity associated with the longitudinal field

(and for an isotropic 3D polymer response, we must have
C1=
C3, as shown in the
Supplementary Methods; so also
C3 is likely small). The term in
C2 is instead causing the polarization-sensitive anisotropic mass transport, by inducing motion only along the direction of the electric field. This term is for example what makes the relief gratings induced by p-p polarized two-wave interference much more pronounced than s-s ones (see, for example, ref.
20). It also causes the directional fluidization reported in ref.
31, and gives rise to the two lobes appearing after illumination by a single linearly polarized Gaussian beam (see, for example, and ref.
7). Thus, former investigations concur in indicating that the term in
C2 is the dominating one, consistent with the assumptions
C1=
C3=0 used in our simulations. Finally, the newly predicted current term in
CB is what induces the spiral transport effect, being sensitive to the wavefront handedness via the interference of the longitudinal and transverse field components.
Let us now briefly discuss the possible physical meaning of these four current terms in connection with one of the microscopic mechanisms that have been proposed in the literature to explain the mass migration. Such microscopic models are reviewed in ref.
20 (see, for example, Table 1), with the conclusion that no single model is presently capable of explaining all observed features of the photoinduced phenomena in azobenzene materials. Probably, a realistic model must combine several effects, as for example, attempted in the numerical simulations reported in ref.
30. Nevertheless, we have developed an analytical microscopic model based on the light-induced anisotropic diffusion (or random walk) of the molecules as the main underlying mechanism to explain the mass migration
24,
28,
29, which is also one of the key ingredients of the simulations reported in ref.
30. We will publish the details of this model elsewhere, but we can anticipate here that its results are entirely consistent with those of our phenomenological theory. In the framework of this specific microscopic model, the mass-current terms with coefficients
C1,
C2 and
C3 appearing in our equation
(1) are associated with the light-driven anisotropic molecular diffusion of azobenzene moieties occurring in the polymer bulk, with the diffusion along the polarization direction being strongly favored by the more likely excitation of the azo-molecule chromophores aligned along the electric field direction. The
CB term is associated with a similar light-driven anisotropic diffusion, but combined with an enhanced mobility of the azo molecules lying close to the polymer boundaries (in particular at the polymer surface) and with the obvious additional constraint that the molecules cannot leave the polymer medium. We stress, however, that this specific microscopic interpretation of the light-induced mass currents must be regarded as tentative, at this stage.
In conclusion, we have shown that a solid film made of an azobenzene-containing polymer is sensitive to the helical wavefront handedness of a doughnut laser beam, so as to develop spiral-shaped relief patterns responding to the wavefront handedness and topological charge. We ascribe this phenomenon to the action of an unusual, perhaps unprecedented, interference between longitudinal and transverse optical field components, made possible by the symmetry breaking taking place at the polymer surface. Our findings open new possibilities in azo-polymer-based micro- and nano-lithography
18,
19, allowing the design of more complex patterns by exploiting the light wavefront as an additional control handle. Furthermore, the insights provided by our model, by advancing our understanding of the link between the driving optical field and the resulting polymer topographical patterns, will contribute to exploiting the light-induced mass-migration phenomenon for the non-optical nano-imaging of near-field electromagnetic sources and scattering elements
20.