Relationships between pH-induced micellization and fluorescence activation
The block copolymer poly(ethylene oxide)-
b-poly[2-(diisopropylamino)ethyl methacrylate-
co-2-aminoethyl methacrylate hydrochloride], PEO-
b-P(DPA-
co-AMA) (
PDPA-AMA, Supporting Information
Table S1), was synthesized using the atom transfer radical polymerization method. 5-Carboxytetramethylrhodamine succinimidyl ester was used to conjugate the dye to the primary amino groups to yield
PDPA-TMR copolymer.
28 The pH-dependent fluorescence properties of
PDPA-TMR aqueous solution are shown in . To quantitatively assess the pH responsive properties, we plotted normalized fluorescence intensity (NFI=[F-F
min]/[F
max-F
min]) as a function of pH, where F is the fluorescence intensity of the nanoparticle at any given pH, and F
max and F
min are the maximal and minimal fluorescence intensities at the ON/OFF states, respectively. To quantify the sharpness of pH response, we measured ΔpH
10-90%, the pH range in which the NFI value varies from 10% to 90%. For
PDPA-TMR (), the ΔpH
10-90% is 0.20 pH unit, representing a <2-fold change in proton concentration ([H
+]). For pH-sensitive small molecular dyes,
25 ΔpH
10-90% is typically 2 pH units, corresponding to a 100-fold change in [H
+].
19Amino groups have previously been introduced in polymers as ionizable groups to render pH sensitivity.
29,30 In our nanoparticle design (), tertiary amines with hydrophobic constituents are introduced as the ionizable hydrophobic block and poly(ethylene glycol) as the hydrophilic block. In this system, micelle formation is thermodynamically driven by two delicate balances: the first is the pH-dependent ionization equilibrium between the positively charged tertiary ammonium groups (i.e., -NHR
2+) and the neutral hydrophobic tertiary amines (-NR
2); and the second is the micelle self-assembly process after a critical threshold of hydrophobicity is reached in the tertiary amine segment.
31-33 To mechanistically understand the correlation between pH-dependent fluorescence activation and pH-induced micellization, we compared the fluorescence activation curve with micelle formation from dynamic light scattering (DLS) experiment. Hydrodynamic radius,
<Rh>, is used as the primary parameter to indicate the unimer (3 nm) to micelle (24 nm) transition (, Supporting Information
Figure S1B). shows that micellization pH coincides with fluorescence activation pH, where both curves meet at pH 6.36 at 50% point. Interestingly, fluorescence pH transition value occurs before the apparent pKa (6.64, where 50% of ammonium groups are deprotonated) of the
PDPA-TMR copolymer (). These data indicate that fluorescence quenching happens at the early phase of pH titration, where micelles are formed when a relatively small portion (~10 mol%) of ammonium groups are deprotonated to reach sufficient hydrophobicity of the PDPA segment for micelle formation. This is further supported by transmission electron microscopy analysis, which shows unimer state at pH 5.8, and formation of micelles at pH 6.8 (Supporting Information
Figure S2). It is worth noting that approximately 0.5 pH unit (pH 6.4-6.9) is needed to change the ionization state of tertiary amines from 10 to 90%, suggesting micelle-induced cooperative deprotonation process compared to small ionizable molecules. Similar cooperative response was observed by Nie and coworkers with Au nanoparticles coated with carboxylic acids.
34To further corroborate the micelle-induced fluorescence activation mechanism, we investigated the pH-dependent fluorescence intensity at copolymer concentrations above and below the critical micelle concentration (CMC).
35,36 In this study, the
PDPA-AMA synthetic precursor was used to measure CMC instead of
PDPA-TMR to avoid possible interference of TMR dye. Data (Supporting Information
Figure S3) show that the CMC is approximately 0.9 μg/mL at pH 7.4 in 0.2 M phosphate buffer. Results in show the extent of fluorescence activation decreases at lower copolymer concentrations. When the copolymer concentration is at 0.2 μg/mL (i.e., < CMC), almost no pH response is observed (free TMR dye is also pH insensitive in this pH range). These data suggest that the ultra- pH response (ΔpH
10-90% <0.25 pH unit) of these fluorescent nanoparticles is a unique nanoscale phenomena, where pH-induced micellization is directly responsible for the observed fluorescence activation.
Investigation of the photochemical mechanisms for micelle-induced fluorescence quenching
Three most common photochemical mechanisms may contribute to the observed fluorescence quenching in the micelle nanoenvironment (): (1) formation of H-type dimer (H-dimer) as a result of increased dye concentration in the micelle core, (2) Förster resonance energy transfer (FRET) between the dye molecules in proximity, and (3) photo-induced electron transfer (PeT) between the micelle core (e.g. electron-donating tertiary amines) and the fluorophore.
6,9,17,37-40 These mechanisms have been superbly reviewed in the design of activatable fluorescent molecular dyes.
6,17 For small molecular pH-sensitive dyes, PeT has been the predominant mechanism, where a window of 2 pH unit is reported for ON/OFF activation.
To investigate the relative contribution from the above three mechanisms, we systematically synthesized a series of diblock copolymers with different densities and types of the dye molecules (). Several types of fluorophores, such as rhodamine, BODIPY and cyanine derivatives, can easily form H-type dimers at relatively high local concentrations with quenched fluorescence signal.
41-45 H-dimer is a ground state complex where two dye molecules are in a sandwich-
type arrangement.
37,46-48 In a H-type dimer, the transition to the lower energy excited state is forbidden, which leads to its absorption blue-shifted and fluorescence diminished with respect to monomer.
41,48First we sought to determine the contribution of H-dimer formation to the pH-activatable fluorescence of
PDPA-TMR copolymer. We synthesized a series of
PDPA-TMR copolymers where the number of TMR molecules per polymer chain was increased from 1 to 3 to 6 (Supporting information,
Table S1). Increase in TMR number resulted in increased fluorescence activation ratio, R
F (R
F = F
max/F
min) from 10 to 28 to 40 fold, respectively (). Examination of the UV-Vis spectra of all three copolymers shows that higher percentages of H-dimers were formed at the lower pH (i.e., pH = 5.5, unimer state) than those at higher pH (i.e. pH = 7.4, micelle state) as indicated by the higher intensity of absorption peak at 520 nm (). This result indicates that H-dimer formation is not a predominant mechanism that caused the fluorescence quenching at the micelle state. The slight increase of H-dimers at pH 5.5 may be a result of the increased mobility of the polymer chains at the unimer state, which facilitates TMR dimerization. Since H-type dimers are a ground-state complex, their formation does not affect the fluorescence lifetimes.
38,49 The short fluorescence lifetime (τ ~ 0.4 ns) of
PDPA-TMR3 at pH 7.4 compared to free dye (τ ~ 2 ns, Supporting Information,
Figure S4) further supports H-dimer formation is not the primary cause for the fluorescence quenching at the micelle state.
Next, we investigated the contribution of the PeT and homo-FRET mechanisms to the micelle-induced fluorescence quenching. PeT occurs when HOMO energy level of the electron donors (e.g., tertiary amines from the micelle core segment) is between LUMO and HOMO energy levels of fluorescence acceptor and when they are close in proximity.
6,50,51 For FRET to occur, three specific conditions must be met:
38,52 (i) the emission spectrum of the donor fluorophore must overlap with the acceptor’s absorbance spectrum. With homo-FRET, the donor and acceptor are identical and therefore the dye must have a small Stokes shift; (ii) the donor and acceptor must be in the proper physical orientation; (iii) the dye-pair must be close to each other. FRET efficiency has a sixth power dependence on the separation distance, which is the most frequently manipulated parameter in its implementation in fluorescence imaging studies.
Amino groups are known to quench fluorophores through the PeT mechanism.
53-57 In the
PDPA-TMR solution at higher pH, its weak fluorescence signal could be caused by these electron-rich tertiary amine groups in
PDPA-TMR copolymers via the PeT mechanism. To distinguish the relative contributions of PeT and homo-FRET in fluorescence quenching, we systematically varied the distance between TMR dyes (or TMR density in the micelle core) while keeping the core nanoenvironment constant. More specifically, we blended the
PDPA-TMRn=1,3,6 copolymers with their dye-free precursor copolymers, (
PDPA-AMAn=1,3,6), at different weight fractions (see
Supporting Information for detailed procedure). We plotted (R
F-1), the ratio of fluorescence intensity at pH 7.4 and 5.5 minus 1, as a function of weight fractions. With the PeT-dominant mechanism, (R
F-1) is expected to be independent of the mixed percentage and the Y-intercept reflects the PeT quenching efficiency. With homoFRET-dominant mechanism, (R
F-1) is expected to depend on mixed percentage with the Y-intercept approaching 0. clearly shows that (R
F-1) approaches 0 as the mixed weight percentage decreases to zero, regardless of the TMR number in the PDPA block. Increase of TMR concentration in the micelle core (either through the increase of TMR per polymer chain, or higher molar fraction of TMR-conjugated copolymer) leads to significantly increased fluorescence quenching (i.e., higher R
F values). These results indicate that homo-FRET is the predominant mechanism for the fluorescence quenching in the
PDPA-TMR system with a negligible contribution from PeT.
To further verify the homo-FRET mechanism, we examined the fluorescence transfer effect from copolymers with two sets of established hetero-FRET dyes: (a)
PDPA-CMN and
PDPA-BDY, (b)
PDPA-BDY and
PDPA-TMR (see their structures and fluorescence properties in ). Each pair of copolymers was dissolved in their good solvent, THF, to make them molecularly mixed and then was added dropwise into water to make a molecular mixture of micelles (Supporting Information). In the pair of
PDPA-CMN and
PDPA-BDY, the fluorescence spectrum of Coumarin dye overlaps the absorbance spectrum of BODIPY dye for the hetero-FRET effect. Compared to
PDPA-CMN alone micelle solution, the fluorescence intensity at Coumarin emission wavelength (i.e. 468 nm) in the mixed micelle solution decreased over 8 fold (). Moreover, the fluorescence intensity at BODIPY emission (506 nm) increased over 53 fold for mixed micelle solution over
PDPA-BDY alone micelle solution. These results clearly demonstrate that there is a strong fluorescence energy transfer from Coumarin to BODIPY dye in the mixed micelle of
PDPA-CMN and
PDPA-BDY at pH 7.4. No fluorescence energy transfer is observed between them at pH 5.5 (Supporting Information
Figure S5). Similar observation is made in the pair of
PDPA-BDY and
PDPA-TMR (Supporting Information
Figure S6).
As mentioned above, homo-FRET only occurs between two identical dyes with small Stokes shift. When dye molecules with large Stokes shift are introduced into PDPA-AMA copolymer, no homo-FRET effect should be observed because their absorbance spectra do not overlap with emission spectra. As shown in Supporting information
Figure S7, there is almost no pH responsive fluorescence behavior for
PDPA-CMN where λ
ex = 408 nm, λ
em = 468 nm and Δλ = 60 nm). For
PDPA-PPO (λ
ex = 415 nm, λ
em = 570 nm and Δλ = 155 nm), a 14-fold increase in R
F response is observed (). Further examination () shows that (R
F-1) is independent of dye concentration and therefore distance in the micelle core. These data demonstrate that homo-FRET does not contribute to pH-induced fluorescence response of
PDPA-PPO. Instead, fluorescence quenching in the micelle state is mostly due to the PeT mechanism as indicated by the large Y-intercept (R
F= 14).
Development of a multicolored pH-tunable fluorescence nanoplatform
Although PeT mechanism can lead to pH-responsive activation of nanoparticles as shown in
PDPA-PPO, it is not an ideal strategy to produce multicolored nanoplatform since the PeT efficiency is highly dependent on the matching of the HOMO of the electron-donating amino groups and LUMO of the fluorophore. This inter-dependence will greatly limit the choice of the dye molecules as well as polymers with different tertiary amines, which will make it impossible to independently control the emission wavelengths of the nanoparticles and their pH transition. Finally, the protonation/deprotonation state of amino groups will also affect the PeT efficiency
54,56,57 and will lead to broadened pH response as demonstrated by the
PDPA-PPO nanoparticles ().
Due to the above reasons, we propose that homo-FRET combined with pH-induced micellization provide a more facile and robust strategy for the creation of multi-colored, pH-tunable fluorescence nanoplatform. Fluorophores with a small Stokes shift (Δλ<40 nm) can be selected from a variety of commonly available dye molecules with a wide range of emissions. This strategy has the additional advantage of independent control of pH sensitivity and emission wavelengths without direct energy/electron transfer between the polymers and fluorophores. Based on this rationale, we established a series of pH tunable nanoparticles with emission wavelengths ranging from green to near IR. shows the fluorescent images of a series of multichromatic nanoparticle solutions at different pH illustrating the sharp fluorescence transition for each nanoparticle. Quantitative data analysis show the ΔpH
10-90% values are 0.22, 0.20, 0.23, and 0.24 and their pH transition points 5.2, 6.4, 6.9 and 7.2 for
PDBA-BDY,
PDPA-TMR,
PC7A-C55 and
PC6A-C75, respectively (). For the
PDPA-TMR,
PC7A-C55, and
PC6A-C75 ( and Supporting information
Figure S9D and
S10D), only homo-FRET contributes to the fluorescence quenching mechanisms. For
PC7A-C55, and
PC6A-C75, 33 and 34-fold fluorescence activation ratio are achieved, respectively. For
PDBA-BDY, PeT contributed to 2.5-fold fluorescence activation and homo-FRET contributed 5.2-fold (Supporting Information
Figure S11D).
The proposed strategy applies to several classes of commonly available fluorophores, including BODIPY, rhodamine, and cyanine families of derivatives for fine tuning of emission wavelengths. The strategy has the additional advantage of mix-matching different fluorophores with pH-sensitive polymer segments to create nanoparticles with desired color and pH transition point for biological studies.
Sequential activation of multicolored nanoparticles with different pH transitions inside endocytic vesicles
Vesicular trafficking is an essential process in eukaryotic cells for the delivery of membrane proteins or soluble cargos between intracellular compartments.
13 Vesicular pH is a critical parameter that directly affects the membrane recycling, endo/lysosome maturation, and intracellular transport of endocytic vesicles.
14,20 Vesicular pH is precisely regulated by various proton pumps such as vacuolar (H
+)-ATPase, Na
+/H
+ exchanger, and Cl
-/H
+ exchanger.
15,58Our previous study has shown that nanoparticles with pH transitions at 6.3 and 5.4 can be selectively activated in different endocytic compartments such as Rab5a-GFP labeled early endosomes or Lamp1-GFP labeled late encosomes/lysosomes, respectively. Co-incubation of bafilomycin A, a V-ATPase inhibitor, is able to inhibit the acidification of endocytic organelles and prevent the activation of both nanoparticles.
In this study, we simultaneously applied the multicolored nanoparticles with different pH transitions and investigated their spatial-temporal pattern of activation inside human H2009 lung cancer cells. The nanoparticle set consists of a mixed nanoparticle solution of PDBA-BDY (pHt = 5.2), PDPA-TMR (pHt = 6.4), and PC7A-C55 (pHt = 6.9). Each nanoparticle was controlled at the same concentration (200 μg/mL) in the same culture medium and live cell imaging was performed by confocal laser scanning microscopy using three emission wavelengths. After one-hour incubation, the mixed nanoparticle solution was removed to avoid excessive cell uptake. Because each nanoparticle was "silent" in the external cell culture medium at pH 7.4, we are able to immediately monitor the kinetics of nanoparticle uptake and activation inside the H2009 cells over time. As shown in , the PC7A-C55 (pHt = 6.9) nanoparticles are first activated to produce the pseudo-colored blue fluorescence dots and their fluorescence intensity increases over the first hour and reaches a plateau (). In comparison, a few PDPA-TMR nanoparticles (pHt = 6.4) start to emerge in the first hour and steadily increase over a 3 hr span as shown by the red fluorescence dots. Most of the punctate red fluorescent dots are colocalized with a subset of blue fluorescent dots. Finally, PDBA-BDY (pHt = 5.2) nanoparticles are the last to be activated, where little green fluorescence is observed in the first three hour of incubation. After 5 hours, activated fluorescence dots are fully visible, and interestingly, these punctates are further a subset of PDPA-TMR dots (). To further quantify the time-course of intracellular activation of these nanoparticles, the fluorescence intensity for each nanoparticle over time is normalized to that at 12 hours (). The half times of fluorescence activation for PC7A-C55, PDPA-TMR, and PDBA-BDY are determined to be 0.6, 1 and 4 hours, respectively, indicating sequential activation of these nanoparticles.
The sequential activation pattern of the multicolored nanoparticles directly correlates with their pH transitions, where nanoparticles with higher pH transition are activated earlier than those with lower pH transition. This data is consistent with the tendency of pH value change along the endocytic trafficking pathway where the vesicular pH gradually decreases from pH 7.4 (cell periphery) to 5.9-6.2 (early endosomes), then to 5.0-5.5 (late endosomes/lysosomes).
13,20,59 Moreover, the intracellular location of the nanoparticle activation for
PDBA-BDY (pH
t = 5.2 for specific activation in lysosomes
28) is consistent with the peri-nuclear distribution of lysosomes. These data demonstrate the strong potential of the ultra-pH responsive, multicolored nanoplatform to detect small pH differences between the different endocytic organelles.