A prospective study of phantom pain aimed to report all patients undergoing primary major lower limb amputation yet more than 70% of potential participants were not referred in the first year. This resulted in a sample that was younger, less likely to have had vascular related amputation and differed in both pre and post care setting than the actual population who underwent LLA
[5].
The PP study described a prevalence rate for phantom pain of 32% measured 6 months after amputation
[5]. Other literature measuring occurrence at 6 months has reported more than double this amount, with 65–79% of people having phantom pain
[13],
[14]. Occurrence rates at 6 months in trials to treat phantom pain range from 0–38% (0/10 in intervention; 5/13 in control group)
[15] to 9–73% (1/11 in intervention; 8/11 in control)
[16]. The PP study has a lower rate of phantom pain than expected which raises some uncertainty in generalisation and clinical application of the protective factors identified. These protective factors should be considered within the context of the biased population.
Three protective factors against the development of phantom pain were described: being male, having a lower limb amputation (versus an upper limb amputation) and time since amputation
[5]. In the current study, there were no differences in sex between referred and non-referred patients (upper limb amputations were not included and only one year of the PP study was analysed). Other factors in the PP study were also investigated but not found to be significant, including level of amputation, cause of amputation and age at time of amputation. None of these factors were accurately represented by the sample referred to the PP study and it is not possible to draw a valid conclusion over their influence based only on this data.
The factors identified in the PP study were largely in disagreement to other literature. In addition to prevalence rates being much higher than the PP study, sex is reported as being unrelated to occurrence of phantom pain
[13],
[17] although males and females may deal with the pain differently
[18]. Increasing age is shown as having a higher risk of phantom pain
[19] while others have reported no relation
[17] or not included age in their analysis
[13]. More proximal amputation levels, and having bilateral amputation, may increase a person’s risk of phantom pain
[19] although again others have found no association between the two
[13],
[20].
The contradictory findings surrounding phantom pain in these different populations are, at least in part, also partly attributable to differences in definitions and study design. Cut-off points for what constitutes phantom pain can include people with almost constant pain or people who experience only occasional pain
[5]. Most previous studies of phantom pain are cross sectional and direct cause and effect cannot be stated. Studies include people with differing lengths of time since amputation, from a few months to many years
[18],
[19],
[21], yet time since amputation is another factor potentially linked to phantom pain. Poor physical condition from co-morbidities and cognitive deficit leads to difficulties in patient inclusion and sample sizes are generally small. As amputation research is also characterised by a high mortality rate, follow up rates are often low. In this study almost 50% of the total population had died within 12 months of their first major amputation, including 33% of the referred group. The PP study is the largest longitudinal study of phantom pain performed (total included at first follow up was 85 from 120 included) and followed patients for up to 3.5 years
[5]. Unfortunately, the substantial bias seen in the population presents a major limitation and there remains limited evidence around risk factors associated with phantom pain. Reviews looking at mechanisms and treatment of phantom limb pain reveal similar shortcomings in methodology
[22]–
[26].
A major difficulty with amputation outcome research is obtaining large and representative samples. The reasons for having an amputation make it difficult for many cases to be included in research as elderly people with systemic disease tend not to be considered for participation and have a higher rate of drop out or death
[1]. This appeared to be a key element of (non)recruitment to the PP study, with patients who were older and with amputation due to vascular disease least likely to be referred. Data, or at least their estimates, on non-participants (including people who did not give consent, patients who are excluded, deaths and drop outs) should be communicated by authors. In the PP study, all referral sources were requested to provide this information, but unfortunately it did not occur. Minimal data presented in amputation research should include the number of participants and non-participants, age, sex, level of amputation and cause of amputation.
Our data were split to look at 12 month ‘non-survivors’ compared to ‘survivors’. With outcomes of interest for the ‘frailer’ group likely differing from the survivors, it is reasonable that they are not included in longitudinal outcome research. Unfortunately, our results showed that a substantial number of this healthier group, the 12-month survivors, also failed to be included in the PP study. In designing any study, gaining strong interest and support from relevant stakeholders and referral sources is vital. In the case of the PP study, referral sources (surgeons and staff) were informed of the aims and methodology at a regional meeting, with verbal agreements given for participation (referral of patients). The high referral rate (>85% of all within hospital, contributing >69% of all referred) from the study’s operating/base hospital, suggests either the physical presence of the investigator and/or simply being the study’s main location are the most effective strategies for recruitment. Across the entire regional network of hospitals, a physical presence was not possible. Attempts to counter this limitation through regular phone and newsletter contact were unsuccessful, with 6 hospitals not referring patients in the first year despite their agreement. Improving recruitment via clinicians is a difficult task; even large randomised controlled trials have great difficulty identifying successful strategies
[27]. Adding to this are strict timeframes of the inclusion criteria of the PP study with referral set for within 5 days. This meant that surgeons (and their staff) were primarily responsible for identifying cases, at a time when other factors, such as pre-operative assessment, can naturally be of a greater priority. It is not routine practice for the rehabilitation physician to be involved pre-surgically so this additional referral source was not utilised. Other alternatives were not considered as clinically relevant options, such as extending the inclusion period to >5 days, as this would have introduced problems with recall.
Limitations
The population study used data from a retrospective review of medical files and as such, information was limited to what is included in these. The data were collected for a concurrent study on incidence and as such, they are considered to be complete. However, we acknowledge that cases may have been missed. If anything, the sample is an underestimation, although we do not expect that this would have any large affect on our main findings. Another limitation from the study design (review of medical records) is not having access to information on disease severity or duration of disease. Further, unless it is of a very severe nature, cognitive status is infrequently noted in the medical files. However, this is likely to be a major source of selection bias in LLA research given that vascular disease affects the body systemically. Finally, there was no information on survival status available for 27 patients and our results are likely to be an underestimate of survival time.
In the current study, all patients referred to the PP study were considered as one group. However, 16 (41%) of these patients were not part of the analyses as they did not meet the criteria for inclusion. These excluded patients were older and more likely to have had amputation because of vascular disease than included patients
[5]. The findings of this current study should therefore be considered as a conservative estimate of the impact of selection bias as these excluded older patients with vascular disease remained within the ‘referred’ group.
Conclusion
Selection bias is common, and perhaps inherent, in amputation research. Over 70% of patients were missed in a study of phantom pain, resulting in a younger population who were less likely to have had vascular related amputation and differed in respect to their pre- and post-care setting. As a result, phantom pain was possibly underestimated and the resultant protective factors identified should be considered only within the context of the biased population. Two important elements for improving research into amputation outcomes were identified: (a) failure to refer relevant cases (recruitment bias); and (b) failure to communicate reasonable non-inclusions. Potential bias should be more clearly presented by authors and subsequent conclusions and clinical decisions made with greater caution. In addition, maximum efforts should be directed to research methodology which minimises the influence of bias.