Horse anti-thymocyte globulin (ATGAM (R); h-ATG) is the only drug approved by the Food and Drug Administration for the treatment of AA. While it is generally believed that h-ATG administration leads to depletion of immune competent cells, its exact mechanism of action remains unclear [
40]. H-ATG preparations contain a variety of antibodies recognizing human T-cell epitopes, many directed against activated T-cells or activation antigens [
41,
42]. Although the decline in circulating levels of lymphocytes is transient, the number of activated T -cells is decreased for more prolonged periods of time; this effect is also reflected in decreased lFN-γ and possibly TNF production after h-ATG [
10]. In contrast to ATG, CsA has a more selective inhibitory effect on T lymphocytes, suppressing early cellular response to antigenic and regulatory stimuli. By blocking expression of nuclear regulatory proteins, it leads to reduced T cell proliferation and activation with diminished release of cytokines such as interleukin-2 and interferon-γ. The combination of h-ATG and CsA is current standard therapy in severe AA (SAA) [
43,
44]. The benefits (and limitations) of this regimen as initial therapy have been quantitated in systematic studies in the US, Japan and Europe: overall response is achieved in about 2/3 of patients; the cumulative incidence of relapse among responders is approximately 20–30% and clonal evolution occurs in about 10–15% of cases [
45–
48]. The majority of responses to IST are not complete, notwithstanding, hematologic response almost always equates to cessation of transfusion, and multiple studies have shown a strong correlation between hematologic response and long term survival [
45,
49]. Pediatric population studies in general report a higher response rate of about 70–80% with long term survival of 80–90%; relapse and clonal evolution occur at rates that are comparable to what is observed in patients of all ages [
47,
50,
51].
Both refractory and relapsed patients are frequently treated with further courses of ATG. In these settings, rabbit ATG (r-ATG) + CsA has been frequently used. R-ATG is similar to h-ATG except that gamma immune globulin is obtained by immunization of rabbits with human thymocytes. Clinically, r-ATG appears to be more immunosuppressive as a more prolonged lymphopenia is observed with this agent compared to h-ATG [
52]. This enhanced lymphocytotoxicity of r-ATG may be explained by higher affinity IgG subtype to human lymphocytes, less batch-to-batch variability, longer half-life, and more efficient lymphocyte depletion [
53]. In addition, r-ATG may promote immune regulation as suggested by an in vitro assay where CD4+CD25− were converted to CD4+CD25+ regulatory T cells in the presence of r-ATG but not h-ATG [
54]. For the 1/3 of patients who are refractory to h-ATG/CsA, repeated courses of immunosuppression have yielded response rates varying from 30 – 70% [
55–
57]. For relapsed patients, re-introduction of CsA commonly result in improvement in blood counts, however, CsA-dependence is frequent and the dose of CsA usually is tapered slowly with hematologic monitoring [
45]. Re-treatment with ATG/CsA in relapsed AA has resulted in response rates of 50–60% [
56–
58]. In our experience, relapse does not correlate to a poor prognosis, as patients often respond to re-introduction of CsA and/or re-treatment with ATG.
In contrast, patients refractory to initial h-ATG historically have had a dire outcome, with long term survival rates in the 1990s of 20–30% [
45]. However, we have noted a striking improvement in survival among non-responders to initial h-ATG treated at our institution in recent years [
59]. Retrospective analysis has shown that the decrease in deaths in refractory patients is most likely due to more successful salvage therapies (repeat IST and HSCT) as well as better supportive care, mainly the introduction of better antifungal drugs.
Despite better understanding of the pathogenesis of SAA, methods to predict response to IST are lacking. Proposed criteria to date have been complex or relied on non-standardized tests. A recently completed retrospective analysis of over 300 patients treated with h-ATG/CsA at our institution showed that baseline absolute reticulocyte count (ARC) and absolute lymphocyte count (ALC) combined served as a good predictor of response to IST [
60]: patients with an ARC ≥ 25,000 and ALC ≥ 1,000 /uL at baseline had an 80% response rate compared to 40% with those with an ARC < 25,000 and ALC < 1,000 /uL. Age less than 18 years also correlated to improved response (about 75%). Since the addition of CsA to h-ATG, efforts to improve beyond h-ATG/CsA have been frustrating. The addition of a third immunosuppressive drug to the h-ATG + CsA standard regimen (mycophenolate mofetil, sirolimus, androgens, corticosteroids) have not resulted in better response rates or decreased relapse rates and clonal evolution [
47,
61–
63]; and more potent lymphocytotoxic agents have been associated with unacceptable toxicities [
64]. The role of G-CSF in adjunction to ATG + CsA remains controversial. A recent reported Japanese randomized study suggested that the addition of G-CSF might reduce the incidence of relapse [
65], but this results was not observed in other studies of similar design [
66]. In addition, a higher incidence of evolution has been reported in AA patients who receive G-CSF [
37]. A large multicenter randomized European trial is under way which compares ATG and CsA with or without G-CSF which will more definitively address the benefits and possible pitfalls of cytokine addition in SAA.
In moderate AA, the clinical course is variable: some patients progress to severe disease, others remain stable and may not require intervention; regular transfusions may not be required [
67]. Very few clinical trials have specifically addressed moderate disease. Immunosuppression can reverse moderate pancytopenia and alleviate transfusion requirements; ATG and cyclosporine are more effective in combination [
68]. Daclizumab, a humanized monoclonal antibody to the interleukin-2 receptor, improved blood counts and relieved transfusion requirements in 6 of 16 evaluable patients; the outpatient regimen had little toxicity [
69].