The first attempt to model AS was made in 1992 [
62]. This group successfully made a model for PWS with maternal duplication in the central region of chromosome 7 but failed to make the same for AS with paternal duplication. While the imprinting was expected in the central region on the mouse chromosome 7, (which was considered homologous to the human region 15q11-13 deleted in PWS/AS) the actual imprinting seen in the partial UPD mice was more proximal on the chromosome. Hence this was not considered an appropriate model for AS. A few years later, based on detailed investigation by the same group, this mouse model was strongly put forward as a model for AS [
40]. Detailed study in this model suggested that the imprinted proximal region earlier identified in fact should be included in the putative PWS/AS segment. The mouse model showed various features like gait ataxia, abnormal limb clasping, startle response, and hyperactivity. The cerebral hemispheres did not show any gross abnormality or cell loss but cortical thinning was noticed. Reduction in the size of the cerebellum was also shown. Abnormal EEG, a typical feature of AS [
63,
64], is also recorded in these mice. Soon after the discovery of
UBE3A mutations in AS individuals [
65,
66], this model was further characterized for the expression of
UBE3A, and found that the expression of this gene was absent in the hippocampus, cerebellar Purkinje cells, and olfactory bulb (mitral-cell layer) of the mice [
67]. This shows that majority of the expression observed in these areas is from the maternal allele. Using RNA
in situ hybridization, it was shown that the cortex showed reduced levels of the
UBE3A transcript, while there was no change in the anterior commissure and optic chiasm. This suggests that the
UBE3A gene has varied expression in different region of the brain. Areas like the cerebral cortex, which show reduced expression, have slight predominance of maternal expression, while optic chiasm and anterior commissure have equal expression from both the maternal and paternal alleles. Imprinting in the AS brain was reported around the same time [
24,
68], but Albrecht et al. [
67] failed to detect imprinting in the whole mouse brain. Therefore, they looked into different parts of the brain and concluded that
UBE3A is imprinted only in certain areas of the brain. The absence of
UBE3A had no effect on the number of Purkinje cells or the overall cytoarchitecture of the brain in UPD mice.
The most widely used model of AS is the
UBE3A knockout mice. This mouse was generated by a deletion mutation in exon 2 of
UBE3A gene thereby inhibiting the formation of a functionally active protein [
33]. Mice generated were termed wild-type
UBE3
Am+/p+, heterozygous
UBE3
Am−/p+- or
UBE3
Am+/p− (depending upon the parental inheritance), and homozygous
UBE3
Am−/p− (null) for the mutation. The maternal deficient heterozygous mice
UBE3
Am−/p+ exhibited reduced brain weight, ataxia, motor impairment, and abnormal EEG pattern. Around 20–30% of maternal-deficient and null mice exhibited audiogenic seizures. The maternal deficient mice also showed context-dependent learning and memory impairment and deficits in hippocampal long-term potentiation. UBE3A expression was imprinted in hippocampus and cerebellar Purkinje cells, and p53 level was increased in the Purkinje cells of
UBE3
Am−/p+ mice [
33]. This genetic model successfully captured many of the classical features associated with AS and provides a tool to discover molecules and pathways affected by the absence of UBE3A, mainly the ones responsible for cognitive and motor function.
Detailed immunohistochemical and immunoblot analysis later revealed that
UBE3A in these mice is imprinted throughout the brain. Various areas of the brain like cortex, striatum, midbrain, and hypothalamus in addition to hippocampus, cerebellum, and olfactory bulbs showed predominant expression from the maternal copy of the chromosome [
34,
35,
69]. It was reported that along with the neurons, parvalbumin and calretinin positive GABAergic interneurons also expressed
UBE3A solely from the maternal allele. Peripheral tissue like liver, heart, and lungs in AS mice showed more than 50% reduction in the levels of
UBE3A expression, showing that maternal expression was predominant even in the other tissues [
69].
Further behavioural characterization in this model showed that
UBE3
Am−/p+ mice have motor deficits suggestive of a dysfunctional cerebellum [
70]. A novel finding was that these mice had a different licking behaviour than the wild-type mice, with more number of licks at greater intervals. It is possible that the difference in the lick behaviour is due to the loss of synchrony between breathing and swallowing and correlates with the feeding and swallowing difficulties seen in AS children [
19,
71]. Although the motor deficits observed in
UBE3
Am−/p+ mice are thought to be due to dysfunction of cerebellar Purkinje cells, a recent report indicated probable abnormalities in nigrostriatal pathway [
33,
72,
73]. The
UBE3
Am−/p+ mice showed reduced number of dopaminergic neurons in the substantia nigra accompanied by poor performance in behavioural paradigms sensitive to nigrostriatal dysfunction [
74]. This is further supported by the fact that two patients with AS have been shown to manifest typical features of Parkinson's disease like tremors, cogwheel rigidity, and bradykinesia and were responded to levodopa, which is widely used for the symptomatic treatment of Parkinson disease [
75]. However, similar disabling tremor in AS patients also has been treated differently [
76,
77].
Lately, there have been major advancements in understanding the molecular basis of the cognitive deficits associated with AS. The level of the inhibitory phosphorylation at Thr305 of the calcium/calmodulin-dependent protein kinase II (CaMKII) in the hippocampus of the
UBE3
Am−/p+ mice was increased leading to reduction in the activity of the protein [
36]. The role of CaMKII in the induction of LTP is well established. All the behavioural and learning deficits observed were reversed when a mutation was introduced to block the inhibitory phosphorylation of CaMKII [
78]. A very important advancement came with the study of Yashiro et al. [
35].
UBE3
Am−/p+ mice were shown to have impaired experience-dependent synaptic plasticity in the visual cortex. Brief monocular deprivation revealed that
UBE3
Am−/p+ mice do not show ocular dominance plasticity. This impairment is reversible, and late postnatal deprivation of sensory inputs again restores plasticity of the synapses. These observations suggest that absence of
UBE3A leads to the inability to modify or rearrange synapses as per the requirement in activity-dependent synaptic plasticity. It is hypothesized that this could occur either due to decreased number of excitatory synapses or due to decreased efficiency of neurotransmitter release. The second probability is in turn dependent on the calcium levels and receptor trafficking which very well correlates to the CaMKII levels. It was observed that the visual cortical circuitry and the retinotopic map are formed normally, but the basal dendrites show reduced spines in
UBE3
Am−/p+ mice [
37]. This was consistent with the earlier studies [
34]. Absence of
UBE3A plays a crucial role in the postnatal experience driven period [
35,
37]. This correlates with the AS patient history of normal birth but delayed developmental milestones. Cognitive development and development of speech are events that depend on the external sensory experience [
79]. Failure of these important processes in AS patients could mean that
UBE3A is indeed required for remodeling of the circuitry. The work so far emphasizes that
UBE3A is not directly involved in circuit formation but is crucial in experience-dependent synaptic remodeling.
Recently, the exact role of
UBE3A in experience-driven synaptic plasticity was elucidated at the molecular level [
54]. UBE3A mRNA and protein levels are regulated by synaptic activity. UBE3A levels are increased after treatments with kainic acid, KCl, NMDA (N-methyl-D-aspartic acid), glutamate, and bicuculline in primary neuronal cultured cells, while novel environment increases the levels of
UBE3A in mice brain compared to standard laboratory caged mice. The promoter of
UBE3A gene is under the control of activity-dependent transcription factor MEF2. The increase in levels of UBE3A with glutamate stimulation and decrease with inhibitors of glutamate receptors clearly puts forth the role of UBE3A in synapse development. Many substrates of UBE3A have been discovered but none were directly implicated in the loss of synaptic plasticity. HA-ubiquitin transgenic mice were crossed with
UBE3
Am−/p+ mice, and the proteins that showed reduced ubiquitination were studied. Sacsin was one of the substrates of UBE3A as it showed reduced ubiquitination in knockout mice as compared to wild type. Sacsin is mutated in Charlevoix-Saguenay spastic ataxia, a disorder similar to AS [
80]. It is mainly expressed in the neurites of the neurons [
81]. The exact role of sacsin in modulation of synapses remains unknown. But sacsin could be one of the causes of the motor deficits seen in AS patients, considering its involvement in disorders with ataxia. Arc was another substrate discovered, which is responsible at least in part for the rigidity seen at the UBE3A deficient synapses. Arc regulates surface expression of AMPARs (alpha-amino-3-hydroxy-5-methyl-4-isoxazole-propionate receptors). Increased Arc expression leads to decreased surface AMPARs while decrease in Arc levels leads to increase in the AMPARs at the surface. Arc promotes the endocytosis of GluA1 type of AMPARs. Lack of
UBE3A leads to accumulation of Arc, which subsequently results in increased internalization of the AMPARs. UBE3A regulates the surface expression of AMPARs through ubiquitination and proteasomal degradation of Arc. This effect is reduced in presence of catalytically inactive mutants of UBE3A. The decrease in the expression of AMPARs affects the synaptic transmission. There is a reduction seen in the AMPA/NMDA current ratio, which is due to the loss of AMPARs as there was no change in NMDARs. The RhoGEF ephexin5 was also discovered as an UBE3A interacting protein. It has a role in restricting the neuron to form only the required number of synapses [
54,
56].
Mice expressing UBE3A-YFP fusion protein exclusively from the maternal copy is a very promising tool to carefully study the microscopic abnormalities in AS [
34]. Study focusing on the cellular localization of UBE3A helped to elucidate the probable functions of this protein. UBE3A-YFP fusion protein localized mainly in the nucleus with detectable expressions in the cell soma and dendrites. The UBE3A protein was found in the pre and postsynaptic compartments and was localized in the growth cones of hippocampal neurons in primary culture [
34,
69]. This mouse model showed biallelic expression of
UBE3A in GFAP-positive astrocytes lining the ventricular area. In other brain regions GFAP-positive astrocytes seems to exhibit imprinted expression [
34]. Although the absence of UBE3A did not affect dendritic branching in any of the imprinted neurons, a detailed microscopic study showed that the dendritic spines had abnormal structures. In the absence of any gross cellular or structural changes in the brain, it is hypothesized that absence of UBE3A is necessary either for the formation or maintenance of the dendritic spines. This is probable since the activity of phospho CaMKII is reduced in maternal deficient animals, and CaMKII is known to help in activity-dependent spine formation. This correlates very well with the observations made in a pathological study in AS brain as well [
82]. Further investigation in this mouse model can give major insights into the role of UBE3A during synaptogenesis even at a single synapse level.
UBE3A is shown to interact with and coactivate nuclear steroid hormone receptors [
45,
46,
83]. Absence of UBE3A renders both male and female mice less fertile compared to the wild-type controls [
47].
UBE3A null male mice show reduced testis size, lesser sperm count, decreased sperm ability to penetrate ova and reduced prostate size. In
UBE3A knockout female mice, there is reduced oocyte production and smaller ovary size. All these findings indicate that coactivator role of UBE3A is important in reproductive function. But whether the loss of coactivator function of UBE3A is associated with any abnormalities in brain function leading to AS are not very clear. Recently, we have shown that the defective glucocorticoid hormone receptor signaling in
UBE3
Am−/p+ mice brain could lead to increased stress and anxiety in these mice. These mice also exhibited decrease in the number of parvalbumin-positive GABAergic interneurons in their hippocampus [
84].
Yet another mouse model of AS was generated by inactivating the exons corresponding to the human exons 15 and 16 from the
UBE3A gene [
38]. A LacZ reporter was introduced after the deletion site to detect the expressing protein albeit truncated. The expressed UBE3A does not show ligase activity, and the
β-galactosidase activity is seen in the brain wherever maternal copy expresses the truncated protein. This mouse model showed motor deficits, learning and memory impairments, and an abnormal EEG characteristics of AS, but seizures were absent in this model. UBE3A was imprinted in the hippocampus, basket cells in the cerebellum, as well as in the frontal cortex. Cells in the ventricular ependyma showed LacZ expression both in maternal and paternal
UBE3A deficient mice, which is consistent with the observation that the ventricular GFAP positive cells express biallelic
UBE3A [
34]. This model confirmed the finding that imprinting is specific to neurons and not astrocytes. Interestingly, it was observed that the progenitor cells do not show imprinted expression, but imprinting is acquired by embryonic day 10 in mouse. Neurons specifically expressed the maternal sense
UBE3A, while the antisense
UBE3A was expressed only from the paternal copy [
85]. Surprisingly, there was no imprinted expression in the cerebellar Purkinje cells which is a deviation from the other studies [
33,
34,
69]. As the protein is truncated only in the C-terminal HECT domain, the transcriptional coactivator function is still might be active in the animals. Absence of imprinted expression in Purkinje cells is a major drawback of the model and could be a reason for unaltered p53 levels. Interestingly, this mouse model showed disrupted sleep wake cycle seen in most of the AS children [
2,
86]. Using this mouse model, another group [
87] has shown that the deficiency of
UBE3A leads to impaired neurogenesis and changes in the hippocampal plasticity. The immediate early genes
c-fos and
arc, associated with neuronal long-term plasticity and memory formation, showed reduced expression in the maternal deficient mice brain.
A knockout mouse model of the GABA
A (
γ-amino butyric acid) receptor
β3 subunit (GABRB3) showed most of the behavioural features like epilepsy, abnormal EEG pattern, learning deficits, and poor motor coordination [
88]. Absence of
β3 subunit leads to neonatal deaths and cleft palates in the animals. The deletions in
GABRB3 are heritable, but since this gene is not imprinted in the brain,
GABRB3 only adds to the phenotypic characteristics and is not a direct cause of AS [
89]. Mutation in
UBE3A is sufficient to show the cardinal features of AS, although deletion of
GABRB3 might contribute to a more severe phenotype [
88,
90]. A new mouse model of AS, has been reported recently that tries to replicate the most prevalent form of the syndrome [
39]. A 1.6

Mb region spanning from
UBE3A to
Gabrb3 was deleted to generate this mouse model [
39]. Homozygous mutations showed phenotype similar to the
Gabrb3 null mutant. These homozygous null mice showed cleft palate and lethality around the time of birth. The maternal deficient mice of this region, on the other hand, showed no developmental abnormality. They showed spontaneous seizure activity and abnormal EEG. Like the earlier
UBE3
Am−/p+ mice, these mice also showed impairment in motor activity and learning and memory. The anxiety related behavior was assessed in these mice and found that maternal deficient mice spent more time in dark areas as compared to the wild-type or paternal deficient mice. Maternal deficient mice with deletion of this region exhibited contextual fear and spatial learning deficits. These mice also showed abnormal pattern of ultrasonic vocalizations [
39]. These may correlate with the lack of speech and impaired communication seen in AS patients.
Another mouse model was generated with an inheritable transgene insertion (Epstein-Barr virus Latent Membrane Protein 2A,
LMP2A) into the central part of chromosome 7 of mouse [
41]. The deletion created by transgene insertion led to formation of either PWS or AS model in a parent-of-origin manner. Inheritance of the deletion from the paternal allele led to formation of PWS, while maternal transmission led to an AS model.
UBE3A was imprinted in the cerebellum in these mice. Behavioural studies were not reported in this model. Around 70% of the cases in humans are due to deletions in the 15q11-13 region. This model, therefore, represents the widely prevalent condition of AS and, therefore, should be characterized for better understanding of disease pathogenesis and developing therapeutics. Several other mouse model have been generated based on AS imprinting defect mutation [
43,
91], radiation-induced mutation removing multiple genes including
UBE3A [
44], and duplication of the AS-PWS locus [
42]. Although all of these mouse models reported reduced expression of
UBE3A, their neurobehavioral phenotype are not well characterized. A list of AS mouse models are shown in . Interestingly, mice over expressing triple the dose of
UBE3A showed autism traits like impaired communication, defective social interaction, and increased repetitive stereotypic behavior [
92]. These findings along with others [
54] clearly indicate that UBE3A plays a very important role in synaptic function, and its altered function could be linked with both AS and autism. In addition to these mouse models, human induced pluripotent stem cell model of AS or mouse differentiated embryonic stem cell model of AS were also developed [
93,
94]. These models will be useful to understand the developmental timing and mechanism of
UBE3A silencing in neurons as well as disease biology.
| Table 2Cellular functions regulated by UBE3A. |