After the binding of tri-snRNP, the spliceosome undergoes a major conformational rearrangement in which U1 and U4 are dissociated from the spliceosome [
17,
117]. The release of U1 and U4 requires the unwinding of U4/U6 duplexes and destabilization of U1–5′ splice site base-pairing, both of which require ATP. DExD/H-box RNA helicases Prp28 and Brr2 have been implicated in the release of U1 and U4 respectively [
38,
39,
64]. Brr2 is a component of the U5 snRNP [
41] and has been demonstrated to catalyse the unwinding of the U4/U6 RNA duplexes
in vitro [
38,
39]. Human, but not yeast, Prp28 is associated with the tri-snRNP [
118], which requires phosphorylation of Prp28 by SRPK2 (serine/arginine protein-specific kinase2) [
119]. Genetic studies have revealed that Prp28 is required to destabilize U1–5′ splice site base-pairing [
64], but the mechanism underlying the action of Prp28 is not clear. Prp28 may act by directly unwinding U1–5′ splice site duplex, although RNA unwinding activity has not been demonstrated
in vitro. Alternatively, Prp28 may displace stabilizing proteins that bind to the 5′ splice site. Supporting this notion, U1 component U1C has been shown to directly bind to the 5′ splice site [
120], and mutation in U1C was able to bypass the requirement of Prp28 [
65].
The release of U1 and U4 allows new base-pair formation between U6 and the 5′ splice site and between U6 and U2, as demonstrated by extensive genetic and UV-cross-linking analyses [
9,
10] (). Interactions between U5 and the exon sequence at the splice junction have also been demonstrated [
121–
123]. Although such RNA base-pairings constitute the framework of the catalytic core of the spliceosome, they are usually in short stretches and require protein factors to stabilize their structure. Prp8 has been shown to cross-link to both 5′ and 3′ splice site regions, suggesting its binding to the pre-mRNA may stabilize the base-pairing of U5 with the exon sequences for splice site alignment [
22,
121].
The NTC was shown to be required for spliceosome activation after the release of U1 and U4 [
81]. The binding of NTC does not require much of the sequence downstream of the branchpoint [
124], but how it is recruited to the spliceosome remains unknown. The NTC is required for stabilizing the association of U5 and U6 with the spliceosome in formation of the active spliceosome [
81]. In the absence of the NTC, both U5 and U6 interact with the pre-mRNA in a dynamic manner after U1 and U4 are released, as revealed by UV-cross-linking analysis. The presence of the NTC renders base-pairings of U5 and U6 with defined residues of the pre-mRNA [
81,
82]. The binding of the NTC also promotes the release of Lsm proteins from U6 to allow for the interaction of the Lsm-binding site near the 3′-end of U6 snRNA with the intron in a region approximately 30 bp downstream from the 5′ splice site [
81].