In 2001, the United States National Nanotechnology Initiative (NNI) was formed. (
5) The NNI is a multi-agency governmental program aimed at accelerating the discovery, development, and deployment of nanoscale science, engineering, and technology. As of March 2005, 22 agencies are participating in the NNI (including the National Institutes of Health). Total funding for the NNI to date exceeds $5 billion (US). (
5)
Nanotechnology is defined by the NNI as (
6):
- research and technology development at the atomic, molecular, or macromolecular level that leads to the controlled creation and use of structures, devices, or systems with a length scale of 1 to 100 nm;
- creating and using structures, devices, and systems that have novel properties and functions because of their small and/or intermediate size; and
- having the ability to control or manipulate on the atomic scale.
Most animal cells are 10,000 to 20,000 nm in diameter. Nanoscale devices can interact with biomolecules on both the cell surface and within the cell (e.g., deoxyribonucleic acid [DNA] and proteins). Nanoscale devices smaller than 50 nm can easily enter most cells, while those smaller than 20 nm can move out of blood vessels as they circulate throughout the body. (
7) Nanoscale devices may, therefore, be able to penetrate biological barriers such as the blood-brain barrier or the stomach epithelium, barriers that that normally make it difficult for therapeutic and imaging agents to reach certain tumours.
Nanomedicine is an offshoot of nanotechnology. It refers to a medical intervention at the molecular scale. (
8) Research in nanotechnology began with applications outside of medicine and is based on discoveries in physics and chemistry.
Nanotechnology is made out of a wide range of materials that are designed with chemically modifiable surfaces in order to attach a variety of ligands (molecules that bind to other molecules) that can turn these nanomaterials into biosensors, molecular-scale fluorescent tags, imaging agents, targeted molecular delivery vehicles, and other biological tools. (
9)
In theory, nanomaterials can be engineered from nearly any chemical substance; for example, semiconductor nanocrystals, organic dendrimers, carbon fullerenes (“buckyballs,” which are spherical molecules of carbon atoms linked together like a soccer ball), and carbon nanotubes. An important feature of nanomaterials is that they can exhibit very different physical, chemical, and biological properties from their corresponding macroscale state, because quantum mechanics phenomena become prevalent only at nanometre scales. Such differences include altered magnetic properties, electrical conductivity, optical sensitivity, and increased surface area. (
6;
9-
12) Because of these special properties, nanodevices may pose different safety issues than their macroscale counterparts. (
13)
Recently, nanodevices are being used to detect cancer at its earliest stages; that is, pinpointing its location within the body, as well as to deliver anticancer drugs specifically to malignant cells, and then determine if these drugs are killing malignant cells. (
7) As research continues, it is hoped that nanodevices will result in advances in early detection; molecular imaging, assessment and therapeutic efficacy; targeted and multifunctional therapeutics; and, ultimately, in the prevention and control of cancer. (
7)
Medical Advisory Secretariat’s Definition of Nanotechnology
The Medical Advisory Secretariat defines nanotechnology as either first-generation or second-generation nanotechnologies.
First-Generation Nanotechnologies
Early application of nanotechnology-enabled products involved drug reformulation to deliver some otherwise toxic drugs (e.g., antifungal and anticancer agents) more safely and effectively. (
9) Examples of first-generation nanodevices include:
- liposomes;
- albumin bound nanoparticles;
- gadolinium chelate for magnetic resonance imaging (MRI);
- iron oxide particles for MRI;
- silver nanoparticles (antibacterial wound dressing); and
- nanoparticulate dental restoratives.
Because first-generation nanodevices have been in use for several years, they are not the focus of this report.
Second-Generation Nanotechnologies
Second-generation nanotechnologies are more sophisticated than first-generation nanotechnologies, owing to novel molecular engineering that enables the devices to target, image, and deliver a therapeutic agent; and monitor therapeutic efficacy in real-time. Details and examples of second-generation nanodevices are discussed in the following sections of this report.
Use of the Term “Nano”
The term “nano” is increasingly becoming a selling point for consumers, as well as funding agencies. (
14) Thus, the apparent surge in the use of nanotechnology may be the result of companies relabelling their goods to meet consumer preferences. For example, most cosmetic creams already contain nanoscale particles to penetrate the skin, so companies are able to use this in their marketing strategies. (
14)
An example of how the term “nano” is increasingly becoming a selling point for funding agencies comes from a chemist in Sweden and former president of the European Tissue Engineering Society (
14) who recently stated that a project he heads recently won $1.7 million (€) from the European Union’s framework program following a call for nanobiotechnolgy projects. According to the chemist, “I could have very well written the proposal without nano in there. I didn’t lie to get the money; I just used the word they like to hear.”
United States Food and Drug Administration’s Definition of Nanotechnology
The United States Food and Drug Administration (FDA) has not established its own formal definition, although the agency participated in the development of the NNI definition of nanotechnology. Using that definition, nanotechnology relevant to the FDA might include research and technology development that both satisfies the NNI definition and is related to a product regulated by the FDA.
At present, the FDA considers that existing regulatory requirements may be adequate for most nanotechnology products that they regulate. These products are in the same size range as the cells and molecules with which the FDA reviewers and scientists associate every day. Every degradable medical device (e.g., iron oxide MRI contrast agent) or injectable drug generates particulates that pass through this size range during the processes of their absorption and elimination by the body. To date, the FDA has no knowledge of reports of adverse reactions related to the nano size of resorbable drug or medical device products. However, if new risks are identified beyond-first generation nanodevices (e.g., from new materials or manufacturing techniques), new tests or other requirements may be required.
In August 2006, the FDA Nanotechnology Task Force was formed. The goal of the task force is to determine regulatory approaches that encourage development of innovative, safe, and effective FDA-regulated products that use nanomaterials, and to identify and recommend ways to address knowledge or policy gaps.
Nanotechnology in Europe
In June 2005, the European Commission adopted an action plan for 2005 to 2009 defining actions for the “immediate implementation of a safe integrated and responsible strategy for nanosciences and nanotechnologies.” (
15)
The European Commission raised the following points with regard to implementing nanotechnology (
16):
Nanotechnology is raising questions as to what should and should not be patentable (e.g., on the level of individual molecules).
Existing regulations rely on macroscale parameters that may turn out to be inappropriate for nanoscale applications (e.g., occupational exposure to loose nanoparticles/quantum dots). For example, thresholds are often defined in terms of production volumes or mass, below which a substance may be exempt from regulation. The relevance of such thresholds for nanoparticles may need to be examined.
Nanotechnology in Canada
The National Institute for Nanotechnology is an integrated multidisciplinary institution involving researchers in physics, chemistry, engineering, biology, informatics, pharmacy, and medicine. (
17) It was established in 2001 and is a partnership between the National Research Council and the University of Alberta.
The National Institute of Bioimaging and Bioengineering in the United States awarded a 5-year $8.3 million (Cdn) grant to support a research partnership between the National Research Council of Canada’s National Institute for Nanotechnology, the University of Alberta, Los Alamos National Laboratory, and the La Jolla Bioengineering Institute. (
17) It is a multidisciplinary initiative involving engineers, biologists, and chemists from academia, government, and industry in the United States and Canada for the development of new technology platforms and their applications in drug discovery and biomedical diagnostics. (
17)
Nanotechnology in the United States
In October 2005, the National Science Foundation (
18) in the United States announced a series of initiatives that will greatly expand efforts to inform the general public about nanotechnology and to explore the implications of that field for society as a whole (e.g., freedom, privacy, and security; and human identity, enhancement, and biology). According to the National Science Foundation’s senior advisor for nanotechnology, “The nanotechnology field has been evolving rapidly since 2000, with technological, economic, social, environmental and ethical implications that could change our world.” (
18)
National Cancer Institute: The 2015 Challenge Goal The NCI in the United States proclaimed a 2015 challenge goal of eliminating suffering and death from cancer. (
1) To help meet this goal, the NCI is engaged in a concerted effort to introduce nanotechnology “to radically change the way we diagnose, treat and prevent cancer.” (
1) It is the NCI’s position that “melding nanotechnology and cancer research and development efforts will have a profound, disruptive effect on how we diagnose, treat, and prevent cancer.” (
1)
The NCI undertook fact-finding discussions with cancer research and clinical oncology communities during 2003 and 2004. The discussions increased the NCI’s awareness that there are a number of barriers that could slow the translation of cancer nanotechnology research into clinically useful advances in diagnosing, treating and preventing cancer. These include the following:
Cross-disciplinary collaborations:
- Barriers to multidisciplinary and multiple partner collaborations must fall. In response, the NCI undertook alternative funding mechanisms to encourage and facilitate more collaboration among the public, private, and nonprofit sectors.
Gap between late discovery and early development of diagnostics and therapeutics:
- Many products that reach clinical development fail because of a lack of solid science to support regulatory filings.
- To conduct clinical trials, there is often insufficient financial and intellectual support for smaller companies to move products through the testing and regulatory approval processes.
Regulatory uncertainty:
- There is no clear pathway for approval of nanoscale devices. In particular, there is concern that each new use of a given nanoscale device will require full scale preclinical and clinical testing—a requirement that would prolong development and increase costs.
- Difficulty of gaining regulatory approval for combination nanodevices (diagnostic and therapeutic products or multiple therapeutic agents in the same construct).
Standardization and characterization:
- Few standards and sparse reference physical and biological characterization data that researchers can use to choose which nanodevices might be most suitable for a given clinical or research application.
- Lack of standard assay and characterization methods makes it difficult to compare results from different laboratories.
In vivo behaviour:
- It is reasonable to expect that pharmacokinetics, pharmacodynamics, toxicokinetics, and biodistribution of nanodevices will differ markedly from current imaging and therapeutic agents.
- There is very little in vivo data on these characteristics. There is also little ongoing research that will generate these data.
Technology transfer and knowledge exchange:
- There is a need for new mechanisms for sharing and cross-licensing intellectual property.
National Cancer Institute: Alliance for Nanotechnology in Cancer In September 2004, the NCI initiated a $144.3 million (US) 5-year research effort, the Alliance for Nanotechnology in Cancer, to develop and translate cancer-related nanotechnology research into clinical practice. (
19) The NCI alliance is a comprehensive initiative, encompassing the public and private sectors, to accelerate the application of nanotechnology to cancer.
A cancer nanotechnology plan has been developed to guide the implementation of the NCI alliance. (
20) Under this plan, the NCI has established 4 major programs:
- Centres of Cancer Nanotechnology Excellence
The aims of this program are to design and test nanomaterials and nanodevices and translate their use into clinical research.
- Multidisciplinary Research Training and Team Development
The aim of this program is to create incentives to integrate nanotechnology into the mainstream of basic and applied cancer research.
- Nanotechnology Platforms for Cancer Research
These aim to focus on translational research in the following 6 major challenge areas where nanotechnology can have the greatest impact:
- Molecular imaging and early detection
Nanocantilevers, nanowires, and nanochannels offer the potential for detecting molecular signals associated with malignancy. Nanoscale harvesters could collect those signals for analysis. This has been shown to be feasible with nanoparticulate albumin, which can collect proteins that signal the presence of malignant ovarian tissue.
Another area in which nanotechnology shows potential is in the detection of gene mutations. For example, nanotubes show promise in detecting mutations.
- In vivo nanotechnology imaging systems
First-generation nanoscale imaging contrast agents are providing new methods for spotting tumours much earlier in their development.
- Reporters of efficacy
The greatest possibility for immediate results in this area focuses on detecting cell death following cancer therapy. Such systems could be constructed using nanoparticles containing an imaging contrast agent and a targeting molecule that recognizes a biochemical signal only seen when cells die.
Another approach may be to use targeted nanoparticles that would bind avidly or irreversibly to a tumour and then be released back into the blood as cells in the tumour die following therapy. If labelled with a fluorescent probe, the particles could be detected in the urine. If also labelled with an imaging contrast agent, the construct could double as a diagnostic imaging probe.
- Multifunctional therapeutics
Because of multifunctional capabilities, nanoscale devices can contain targeting, imaging, and therapeutic agents at levels that produce high local drug concentrations.
Many nanoparticles respond to an externally applied field (e.g., magnetic focused heat or light). For example, nanoparticulate hydrogels can be targeted to sites of tumour angiogenesis (where new blood vessels are sprouting). Once they have bound to vessels undergoing angiogenesis, localized heat can be applied to “melt” the hydrogel and release an antiangiogenic drug (a drug that works to block angiogenesis). Similarly, iron oxide nanoparticles can be heated to temperatures lethal to cancer cells by increasing the magnetic field at the location where these nanoparticles are bound to tumour cells.
- Prevention and control
Nanotechnology can be used to develop devices capable of signalling when cancer markers appear in the body and delivering agents that can reverse premalignant changes or kill cells that have the potential to become malignant.
- Research enablers
Nanotechnology offers a wide range of tools that can track the movements of cells and individual molecules. Using such tools can allow researchers to study, monitor, and alter systems that go wrong in the cancer process, and identify areas were future therapies may be directed.
- Nanotechnology Characterization Laboratory
The aim of this program is to perform and standardize the preclinical characterization (pharmacology, toxicology, and efficacy testing) of nanodevices (in conjunction with the FDA) to allow accelerated regulatory review and translation of basic research into the clinical domain.
Nanotechnologies With Potential To Improve Cancer Detection, Diagnosis, and Treatment Several narrative reviews (
21-
23) have been published that describe the broad scope of technologies and applications that the integration of nanotechnology and drug delivery research has generated; these technologies have many diverse and distinct features. lists examples of nanotechnologies that the NCI considers to have potential to improve cancer detection, diagnosis, and treatment.
The Use of Nanotechnology in Diagnosis
Nanowire Sensors Nanowires are made of carbon, silicon, and other materials that have unique properties. (
7) When used as sensors, nanowires lay across a small fluid channel (). As particles flow through the channel (e.g., from the blood), the nanowire sensors pick up the molecular signatures of the particles and relay this information through a connection of electrodes outside the body.
Nanowires have the potential to be used to detect the presence of altered genes associated with cancer. (
7)
Cantilevers Nanoscale cantilevers are flexible beams anchored at one end resembling a row of diving boards, and are engineered to bind to molecules associated with cancer. Antibodies on the cantilever fingers selectively bind to proteins secreted by the cancer cell; the change in surface tension then causes the cantilevers to bend (). This change can be measured in real time and the concentration of different molecular secretions determined.
Nanotubes Nanotubes are carbon rods that can detect the presence of altered genes. {National Cancer Institute, 2005 801 /id} They may help pinpoint the exact location of such changes. To prepare DNA for nanotube analysis, a bulky molecule (pink triangle in ) must be attached to regions of DNA that are associated with cancer. Designer tags can be used to target specific mutations in the DNA. A nanotube tip is then used to trace the physical shape of the DNA and pinpoint the mutated regions. Because the location of mutations can influence the effects they have on a cell, nanotubes may be important in predicting disease. (
24;
25)
Nanopores A nanopore has a hole that allows DNA to pass through one strand at a time to identify the shape and electrical properties of each base on the strand. (
26) The nanopore can be used to decipher the encoded information, including errors in the code known to be associated with cancer ().
The Use of Nanotechnology in Imaging
Nanoparticles can be engineered to target cancer cells for use in the molecular imaging of a malignant lesion. A nanoparticle can be injected to preferentially bind to the cancer cell, thereby identifying the lesion and making it visible.
Nanocrystals or Quantum Dots Quantum dots (QDs) are nanometre-sized semiconductor crystals that glow when they are stimulated by ultraviolet light. The wavelength or colour of the light emitted from a QD depends on the size of the crystal. (
27)
Structurally, QDs consist of a metalloid crystalline core and a “cap” or “shell” that shields the core and renders the QD available biologically. Quantum dots consist of a variety of metal complexes such as semiconductors, noble metals, and magnetic transition metals (e.g., indium arsenate, gallium arsenate, zinc selenium, cadmium selenium, cadmium tellurium, and lead selenium). (
28) Biocompatible coatings or functional groups are added to the QD core-shell to improve water solubility, QD core durability and suspension characteristics, and assign a desired bioactivity (e.g., drug delivery or molecular imaging). Compromise of the coating may reveal the metalloid core, which may be toxic either as a composite core (e.g., cadmium telluride), or upon dissolution of the QD core, to constituent metals (e.g., cadmium). (
28)
Compared with organic dyes and fluorescent proteins, QDs have unique optical and electronic properties such as size and composition-tunable fluorescence emission from visible to infrared wavelengths, large absorption coefficients across a wide spectral range, and very high levels of brightness and photostability. (
29) Due to the broad excitation profiles, QDs are well suited to optical multiplexing in which multiple colours and intensities are combined to encode genes, proteins, and small molecule libraries. (
29)
Gao et al. (
29) created QD conjugates containing a special polymer coating (including a QD capping ligand) for in vivo protection, targeting ligands for tumour recognition, and several molecules (poly ethylene glycol) for improved biocompatibility and circulation (). By attaching a targeting ligand, high-affinity binding of QD-antibody conjugates to tumour antigens occurs ().
shows imaging results obtained from a QD with prostate-specific membrane antigen antibody conjugates injected into the tail vein of a tumour-bearing mouse and a control mouse (no tumour). (
29) The fluorescence signals indicate a prostate tumour growing in a live mouse (mouse on right side). Control studies using a healthy mouse (no tumour) had the same amount of QD injected and showed no localized fluorescence signals (mouse on left side). After in vivo imaging, histological tests confirmed that the QD signals came from an underlying tumour. The QDs in deep organs such as the liver and spleen were not detected because of the limited penetration depth of visible light. (
29)
The Use of Nanotechnology in Drug Delivery
Nanospheres/Nanocapsules/Nanoparticles Depending on the method of preparation, nanoparticles, nanocapsules, and nanospheres can be obtained with different properties and release characteristics for the attached drug. (
30)
Nanoparticles are solid colloidal particles consisting of macromolecular substances. The drug of interest is dissolved, entrapped, adsorbed, attached, or encapsulated into the nanoparticle matrix.
Nanocapsules are vesicular systems in which the drug is confined to a cavity surrounded by a unique polymer membrane.
Nanospheres are matrix systems in which the drug is physically and uniformly dispersed.
Inorganic (or Ceramic) Nanoparticles Inorganic nanoparticles (e.g., silica, alumina, and titania) can protect entrapped enzymes or drugs against denaturation induced by external pH and temperature, and are reportedly compatible with biological systems. Moreover, their surfaces can be easily modified with different functional groups to allow targeting to a desired site. (
30) For example, Roy et al. (
31) reported on a nanoparticle-based drug carrier for photodynamic therapy. In vitro studies showed that irradiation of a photosensitizing drug entrapped in silica-based nanoparticles results in the generation of singlet oxygen which can cause damage to tumour cells.
The Use of Nanotechnology in Combination/Diagnostic Therapy
Dendrimers Dendrimers are man-made macromolecular compounds that comprise a series of branches around an inner core. (
30) The interaction of dendrimer macromolecules with the molecular environment is mainly controlled by their terminal groups. Due to their globular shape and internal cavities, dendrimers can encapsulate therapeutic agents within the macromolecule interior as well as attach to surface groups.
One of the advantages of using nanoparticles as delivery devices for therapeutic and imaging agents is their ability to attach tumour-targeting molecules to the nanoparticle surface ().
The ultimate goal is to create customizable nanodevices that would be able to circulate through the body, detect cancer-associated molecular changes, image a cancer cell, release a therapeutic agent in a controlled time-release manner, and monitor the effectiveness of the intervention in real time ().
Nanoshells Nanoshells, which have a silica core and metallic outer layer (e.g., gold), are layered nanoparticles with optical resonances that can be “tuned” by the control of the relative size of their layers. Nanoshells have been applied in a number of biological applications, such as the detection of immunoglobulin in whole blood and for thermal ablation of cancerous cells both in vitro and in vivo. (
32) Nanoshells can be conjugated to antibodies that recognize cancer cells. Some nanoshells can absorb near-infrared light (), which may penetrate several centimetres of human tissue; cells in the vicinity of these nanoshells can be overheated locally and subsequently damaged. (
33)
In vitro studies have examined the use of magnetic fields to create magnetocytolysis (lysis of cells in a magnetic field) of cancer cells that were targeted by specific peptides. Bergey et al. (
34) demonstrated that a multifunctional nanoparticle (composed of an iron oxide core, a fluorescent probe to aid in optical tracking and a peptide to target specific cancer cells) can destroy in vitro cancer cells upon exposure to a magnetic field similar to that used for MRI in diagnostic settings ().
National Toxicology Program
The National Toxicology Program (NTP) in the United States has declared that published studies on the inhalation of ultrafine particles suggest that particle size can have an impact on toxicity that is equal to, if not more so than, the impact of chemical composition. (
35) (
25) Surface properties can be changed by coating nanoscale particles with different materials, but surface chemistry is also influenced by the size of the particle. The interaction of surface area and particle composition in eliciting biological responses adds an extra dimension of complexity in evaluating potential adverse events that may result from exposure to nanomaterials. There are some indications in the literature (
36) that manufactured nanoscale materials may distribute in the body in unpredictable ways. (
35) An example is quantum dots.
Quantum Dots In general, there are discrepancies in the literature (
36) regarding the toxicity of QDs that can be attributed to several factors: the lack of toxicology-based studies, the variety of QD dosage/exposure concentrations reported in the literature, and the widely varying physicochemical properties of individual QDs.
Absorption, distribution, metabolism, and excretion characteristics are variable for QDs because of the variation in QD physicochemical properties; and QD size, charge, concentration, stability, and outer coating bioactivity. Quantum dot dosage/exposure concentrations reported in the literature (animal and cell culture studies) (
36) vary widely in units of measurement (e.g., micrograms/millilitre, molarity, milligrams per kilogram body weight, QDs per cell). (
28)
The NTP (
35) is engaged in a broad-based research program to address potential human health hazards associated with the manufacture and use of nanoscale materials. This includes testing hypotheses focused on the relationship of key physicochemical parameters of selected manufactured nanomaterials to their potential toxicity. Initial parameters of greatest concern to the NTP are size, shape, surface chemistry, and composition.
Ongoing research activities are focusing initially on 4 classes of nanoscale materials:
- metal oxides;
- fluorescent crystalline semiconductors (quantum dots);
- fullerenes; and
- carbon nanotubes.
Depending on the type of study, results from NTP studies are anticipated to be available in the next 1 to 5 years. Results from longer-term studies on rodents will likely take several years beyond that.