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Breast Care (Basel). 2011 October; 6(5): 353–358.
Published online 2011 October 31. doi:  10.1159/000333835
PMCID: PMC3357141

Axillary Irradiation as an Imperative Alternative to Axillary Dissection in Clinically Lymph Node-Negative but Sentinel Node-Positive Breast Cancer Patients?

Abstract

At the moment, positive sentinel lymph node dissection (SLND) of the axilla is followed by axillary lymph node dissection (ALND) as standard of care. Recent data proves that omitting ALND after positive SLND in clinically lymph node-negative early stage breast cancer patients is feasible with low recurrence rates. The well known effect of radiotherapy to destroy occult tumor cells highly contributes to these results as a large extent of level I and II lymph nodes are unavoidably included in standard tangential radiation treatment fields. Reviewing the up to date published data on axillary lymph node treatment with radiotherapy, we hypothesize that full dosage coverage of level I and II of the axilla in early stage breast cancer will improve outcome and should be further evaluated.

Keywords: Adjuvant treatment, Breast cancer, Curative radiotherapy, Sentinel lymph node

Introduction

Axillary lymph node dissection (ALND) is standard of care in patients with breast cancer showing positive nodes in sentinel lymph node dissection (SLND). Axillary irradiation (AI) is not routinely applied but often recommended in current guidelines for specific situations such as incomplete dissection of the axilla (< 10) or no dissection at all. Discussions about further indications for AI were followed up by several studies demonstrating an overall survival advantage for postoperative radiotherapy including the supraclavicular, parasternal and axillary lymph node regions [1, 2, 3]. In these studies, AI was used successfully for many years in addition to axillary node sampling (ANS) or ALND [4, 5]. However, the value of postoperative AI has not yet been proven by prospective randomized trials. With commonly used techniques of tangential breast irradiation, axillary lymph node areas of levels I and II are partly enclosed in the radiation field, whereas in planned AI, levels I–III are completely included. In this review, we present the evidence for AI dependent on the type of axillary surgery, the pathological results, and the irradiation technique (tangential whole breast radiotherapy versus full AI).

Impact of Tangential Whole Breast Radiotherapy without AI on Early Stage Breast Cancer with Clinically Negative Lymph Nodes

The American College of Surgeons Oncology Group Z0011 trial revived the attention of the scientific community for different options of local treatment of the axilla in early breast cancer. Survival of patients with clinically invasive T1/T2 breast cancer, no palpable adenopathy, and 1–2 histologically positive sentinel lymph nodes (SLN) was analyzed with regard to the impact of complete ALND. All 891 patients underwent lumpectomy and adjuvant tangential whole breast radiotherapy. Patients with SLN metastases were randomized to undergo ALND or no further axillary treatment. The 5-year overall survival (OS) rate was 91.8% with ALND and 92.5% with SLND alone and the disease-free survival (DFS) rate was 82.2 vs. 83.9%, respectively. The locoregional recurrence rate was 1.6% in the SLND-alone group and 3.1% in the ALND group at 5 years. Thus, at a median follow-up time of 6.3 years, there were no statistically significant differences in local recurrence (p = 0.11) or regional recurrence (p = 0.45) between the 2 groups [6]. The interpretation of these data emphasizes the importance of adjuvant treatment in this setting. Chemotherapy was administered to approximately 58% of patients in both treatment arms. Its effect, particularly in the neoadjuvant setting with its proven nodal downstaging, is clearly demonstrated. Adjuvant treatment of all patients in the study included ipsilateral whole breast irradiation, unintentionally delivering varying doses to a substantial part of the level I and II lymph node areas. This may contribute to the study results. Of note, the study was closed early before recruiting the initially planned patient number. It is hypothesized that with tangential breast radiotherapy, occult axillary nodal metastases are partially sterilized thus achieving low nodal failure rates. Recent data from Wernicke et al. [7] report a 10-year follow-up of treatment outcomes in early stage breast cancer (AJCC I–II) and clinically negative axillary nodes. 265 patients were treated with tangential whole breast radiotherapy without an additional axillary field after lumpectomy and either SLND or ALND. The incidence of axillary failure and supraclavicular failure in both cohorts was 0%. The 10-year progression-free survival in the SLND cohort and the ALND cohort was 88.2 and 85.7%, respectively. Chronic lymphedema occurred in 4.6% in the SLND cohort and in 34.8% in the ALND cohort. The authors concluded that in patients with negative axillary nodal status such treatment provides encouraging long-term cure rates with low morbidity in contrast to those associated with ALND or addition of an axillary radiotherapy field [7]. Wong et al. [8] evaluated 92 patients with clinical stage I or II (AJCC I–II) invasive breast cancer and clinically negative axillary lymph nodes. Patients underwent breast-conserving surgery and adjuvant radiotherapy with whole breast tangential fields without ALND, SLND, or AI. No isolated axillary or supraclavicular regional failures were detected during follow-up (50 months). 2 patients developed a recurrence in the ipsilateral breast, and 7 patients developed distant metastases, whereupon 5 patients received adjuvant chemotherapy. Hoskin et al. [9] described 94 patients with clinically negative axillary nodes, who did not undergo axillary surgery or specific AI. With a median follow-up time of 35 months for surviving patients, 5% developed axillary failure. Halverson et al. [10] found that none of their 21 patients with a median follow-up time of 51 months developed axillary failure after tangential radiotherapy without dissection. Kuznetsova et al. [11] described a series of 36 patients in whom ALND was omitted. 18 patients were treated with tangential fields only; the others received specific nodal radiotherapy. At a median follow-up of 60 months, no regional nodal failures were identified in either group. In a systemic review of Van Wely et al. [12], a total of 23,357 SLN-negative patients were investigated. 127 patients with axillary recurrence were identified, of whom 73 had whole breast radiotherapy as part of their initial treatment. The meta-analysis showed that even after negative SLNB, adjuvant external beam radiotherapy was associated with a significantly lower recurrence rate (p < 0.0001), providing a strong indication for the effectiveness of tangential whole breast radiotherapy.

Impact of Tangential Whole Breast Radiotherapy and Additional AI on Early Stage Breast Cancer with Clinically Negative Lymph Nodes

In a prospective randomized trial, Louis-Sylvestre et al. [13] studied 658 patients (< 70 years of age) with invasive carcinoma measuring less than 3 cm, no clinically involved axillary lymph nodes, and no metastatic disease. The patients were treated with wide local excision and were randomized to receive either ALND or AI. The latter group received irradiation to the breast and to the axilla as well as to the internal mammary nodes. After ALND, patients with positive lymph nodes received irradiation to the internal mammary and supraclavicular lymph nodes. Patients without positive lymph nodes received radiotherapy also to the internal mammary lymph nodes if the tumor was located in the central or medial part of the breast. In the ALND group, 19 patients received CMF chemotherapy (cyclophosphamide, methotrexate, 5-fluorouracil) compared to 9 patients in the AI group, and both groups received adjuvant hormonal therapy according to menopausal status. At 10 and 15 years, survival rates were similar in both groups with 73.8 and 75.5%, respectively. The axillary recurrence rate was 1% in the ALND group and 3% in the AI group (p = 0.04). The results of this study are comparable to those of the ACSO Z0011 trial with a locoregional recurrence rate of 1.6% in the SLND-alone group and 3.1% in the ALND group. This evidence is strengthened by a case control study from Spruit et al. [14] with 180 women > 50 years of age and a clinically uninvolved axilla with T1/2 cN0 breast cancer in which AI was given instead of ALND. With a median follow-up of 7.2 years, the regional relapse rates were 1.1% in the irradiation group vs. 1.5% in the ALND group. OS was similar in both groups, and DFS was significantly better in the irradiation group. A large randomized Italian study also reported good results with regard to local failure and DFS in a comparable setup: 435 women with early stage breast cancer were either treated without axillary therapy or with AI after breast-conserving surgery. The results showed no difference between the 2 study arms with a 5-year DFS of 96%. Axillary recurrences were 1.5% in the no axillary treatment group versus 0.5% in the AI group after a median follow-up of 63 month [15]. A prospective study by Wazer et al. [16] investigated 73 women aged > 65 years with early stage breast cancer (AJCC I–II) with clinically negative axillary lymph nodes. Tumor excision as well as whole breast and regional lymph node irradiation (supraclavicular and axillary) were performed followed by adjuvant antihormonal treatment. The local and regional lymph node control rates were 92.5 and 100%, respectively. Another study with the same inclusion criteria but retrospective design investigated 105 patients (mean age 64 years). No isolated axillary lymph node recurrence was observed. In 2 patients, axillary recurrences were accompanied by distant metastasis. The 5-year OS and DFS were 83 and 82%, respectively [17].

Impact of Tangential Whole Breast Radiotherapy and Additional AI on Early Stage Breast Cancer with Positive Axillary Lymph Nodes after ANS (< 5) or Limited ALND

Although axillary recurrences in patients treated with lumpectomy, ALND, and tangential breast radiation therapy is low, in 4–7% of patients with negative SLNs the remaining axillary lymph nodes may harbor occult malignant cells [18]. The incidence of recurrence might be even higher if 5 or less lymph nodes are recovered, or after positive ANS without complete ALND [19, 20, 21]. Forrest et al. [22] reported on 417 patients randomized for mastectomy followed by ANS (4-nodes) or full axillary clearance. AI was given to patients with histological involvement of sampled nodes and no further axillary surgery. The axillary relapse rates were 3.0% in the axillary clearance group vs. 5.4% in the group with positive nodes on ANS followed by AI [22]. A retrospective review was carried out in Birmingham in 2008 to assess the outcome and morbidity of ANS with radiotherapy. Patients received 4-node ANS and were referred for AI when nodes were positive. There were 11/331 (3%) lymph node recurrences after ANS + AI compared to 3/50 (6%) in the group of patients treated with complete ALND. The rate of clinically relevant lymphedema at 5 years was significantly higher in the ALND group compared to the ANS group with 5 vs. 18%, respectively (p = 0.01) [23]. Galper et al. [21] evaluated the risk of regional nodal failure in patients with clinically node-negative stage I or II invasive breast cancer, treated with either no dissection or a limited dissection defined as removal of 5 nodes or less followed by AI. Only 3 of 42 patients (7%) with pathologically involved nodes had a local recurrence as first site of failure. A retrospective study was undertaken by Fodor et al. [19] to identify patients who benefit from adjuvant radiation therapy of the axilla and supraclavicular fossa. After ALND and either mastectomy or breast-conserving surgery, 712 patients received regional nodal irradiation (RNI) with 50 Gy. In N1 patients with 5 or less retrieved nodes, the rate of axillary failure was 8.3% without RNI vs. 0% with RNI (p = 0.2340).

Impact of Tangential Whole Breast Radiotherapy without Additional AI on Early Stage Breast Cancer with Clinically Negative Lymph Nodes and with Sentinel Node Micrometastases

One prospective study with 234 early stage breast cancer patients stage T1–2 N0 M0 ≤ 3 cm analyzed the outcome after detection of SLN micrometastases and omission of ALND. SLN micrometastases were detected in 12% (27/224) of all patients. No difference was found after 77 month for OS and locoregional axillary and distant DFS in comparison to SLN-negative patients [24]. Guenther et al. [25] also focused on SNL micrometastases or isolated keratin-positive cells and the value of additionally ALND. 46 women were investigated having SLN metastases and no ALND for different reasons. No axillary recurrences were seen during follow up (4–61 month). Axillary, internal mammary, and supraclavicular radiation fields were not used with the exception of a single patient who received irradiation to an additional supraclavicular field.

Ongoing Studies

The phase 3 study AMAROS (‘The aftermapping of the axilla: Radiotherapy or Surgery?’; EORTC 10981–22023) compared patients with early stage breast cancer and a positive SLN undergoing either ALND or AI. This study stopped recruiting in 2010, and the final analysis is awaited [26].

Discussion

The presented data show that AI is very effective in preventing axillary recurrences. A rate of 1–3% axillary recurrences in clinically lymph node-negative early stage breast cancer patients can be achieved, thus defining radiotherapy as an alternative to ALND [20]. After ANS with less than 5 resected axillary lymph nodes or limited ALND, radiotherapy as adjuvant treatment in cases where ALND is not completed is an excellent treatment option. The outcome with tangential whole breast radiotherapy and additional AI on early stage breast cancer with clinically negative lymph nodes also provides a firm basis for this being a possible alternative treatment option. If we focus on the impact of tangential whole breast radiotherapy only in early stage breast cancer with clinically negative axillary lymph nodes, several studies prove a low incidence of axillary recurrences compared to either SLND, ALND, or no axillary treatment at all. Furthermore, recent studies show that knowledge of further nodal status beyond SLN biopsy (SNB) does not significantly influence the decision for adjuvant systemic treatment, which is mostly based on tumor characteristics and SNB status alone [26]. The morbidity seen after ALND implies a risk of lymph edema and decreased arm and shoulder function in 5–35% of patients. Its severity depended on the extent of the dissection [4, 5, 27, 28, 29]. Only in limited axillary surgery morbidity seems to be as low as in AI [30, 31]. Uncommon side effects of AI include brachial plexopathy and radiation pneumonitis, and with technology in the field of radiooncology emerges rapidly providing favorable dose distributions and precise dose application, the rate of severe side effects is still declining [8]. The American College of Surgeons Oncology Group Z0011 trial excluded patients with 3 or more involved axillary lymph nodes and randomized patients with SLN metastases to undergo ALND or no further axillary treatment after positive SLND. ALND was defined as anatomic level I and II dissection with at least 10 nodes removed [6]. Standard whole breast tangential radiotherapy unavoidably includes a large part of level I and II due to technical reasons, whereas in full AI, levels I–III are intentionally and completely included. Referring to the data of Veronesi et al. [18], 4–7% of patients with negative SLN harbor occult metastases in the remaining axillary nodes, again emphasizing the effect of radiotherapy on local nodal control. In both treatment cohorts in the study by Wernicke et al. [7] with 265 node-negative patients receiving either full ALND or SLND only and each treated with adjuvant whole breast tangential radiotherapy, the incidence of axillary recurrence was 0% after 10 years of follow-up. The study of Wong et al. [8] investigated adjuvant radiotherapy with whole breast tangential fields without ALND, SLND, or AI in 92 patients. This retrospective study, applying radiation techniques available in the period of 1988–1993, used conventional tangential fields encompassing the lower echelon axillary nodes, mostly of level I. In these studies, the effect of preventing local recurrence was reached by destroying occult tumor foci by inadvertent coverage of a large portion of the axilla. 2 studies investigated the dosage coverage of level I and II axillary lymph nodes with standard tangential field radiotherapy. One showed that the 95% isodose encompassed only an average of 55% of axillary level I-II lymph nodes. The other study reported a mean total dose in the volume of interest of lower than 40 Gy in all but 1 (1/15) patient. The authors concluded that significant modifications in treatment planning for complete coverage of levels I-II are necessary as the therapeutic dose is not delivered adequately [32, 33]. One should not dismiss the results of these studies, as the inadequate dosage coverage is explained by the purpose of the standard tangential field technique that was implemented to simply irradiate the breast tissue. Dose delivery to the level I-II anatomical lymph node region is a mere ‘side effect’ of the treatment. In full AI, all 3 lymph node areas are in the treatment fields with adequate target doses, hence the good results in axillary local control with tangential whole breast radiotherapy and additional AI in early stage breast cancer with clinically negative lymph nodes have a strong (fig. (fig.1).1). Today, in the field of radiation oncology technology, numerous innovations in dose application and delivery are becoming available, such as three-dimensional computed tomography (3D-CT) planning with state of the art beam calculation algorithm including image fusion modalities to better define the target. The knowledge of anatomical boundaries of regional lymph nodes in treatment positioning is established to optimize conformal radiotherapy [34]. Furthermore, intensity modulated radiotherapy (IMRT), image-guided radiotherapy (IGRT), and volumetric modulated arc therapy (VMAT) upgrade the quality and precision of treatment delivery in radiotherapy. Hence, it has become possible to irradiate breast tissue and specific lymph node regions precisely at once, and this shift in technology will affect future study results.

Fig. 1
Example for involvement of axillary lymph node regions in tangential breast radiotherapy: yellow = level I axillary lymph nodes, light blue = level II, purple = level III. Isodoses are given in each picture of the left column. On the left side, 1 coronal ...

In summary, irradiation of axillary lymph nodes is highly effective in controlling microscopic disease with equal efficacy and less morbidity than surgical procedures. Most recent data suggest that radiotherapy might have an impact on the prevention of further metastatic disease, which has never been shown for any surgical procedure. Thus, it can be hypothesized that, provided lymph node treatment impacts on outcome, radiotherapy may be the better treatment compared to surgery. Furthermore, improved dose coverage of level I-II lymph node areas in tangential breast radiotherapy may even further lower the rate of axillary recurrences in patients with positive SNL without ALND and clinically negative lymph nodes in early stage breast cancer.

Disclosure Statement

The authors declare that there is no actual or potential conflict of interest in relation to this article.

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