Asthma is the most common chronic disease of childhood, and in 2009 affected an estimated 7.1 million children in the United States (9.6%) [
1]. Despite advances in preventive treatments, asthma morbidity is significant. In 2008, children with asthma missed 10.5 million school days, experienced 6.7 million office visits, 640,000 Emergency Department (ED) visits, 157,000 hospital admissions, and 185 died [
1]. Each year, the direct costs for asthma in the United States are more than $8.1 billion, and in-patient hospital costs are over $3.5 billion [
2]. Reducing asthma morbidity is a national healthcare objective [
3]
In 1991, the National Asthma Education and Prevention Program (NAEPP) of the National Heart, Lung and Blood Institute (NHLBI) developed Guidelines for the Diagnosis and Management of Asthma,[
4] with updates in 1997,[
5] 2002,[
6] and 2007 [
7]. Many studies have demonstrated significant gaps between guideline recommendations and actual practice. Daily treatment with inhaled corticosteroids (ICS) or leukotriene receptor antagonists (LTRAs) is recommended to prevent asthma symptoms, activity limitations and minimize acute exacerbations, [
8-
16] but these effective controller medications are underused [
17-
20]. Recent physician surveys and pharmacy data suggest only 50-90% of eligible children are prescribed an effective controller medication, [
20-
28] and up to a third of parents do not fill their child's prescription [
20,
29]. When prescriptions are filled, adherence is poor [
20,
30-
32]. Parents report that not knowing how to use asthma medications effectively, not believing them to be necessary--often due to conflicting advice from friends and relatives,[
33] and concerns about efficacy, risks of long-term usage, cost and social stigmatization associated with inhaler use are significant barriers to regular use of controller medications [
18,
34-
37].
Short-acting beta
2-agonists are the treatment of choice for relieving acute symptoms,[
5] and systemic corticosteroids may speed recovery and prevent recurrence of exacerbations [
38,
39]. Early treatment with these "rescue medications" in an acute exacerbation can reduce ED visits, improve patient outcomes, and can be managed effectively by the parent guided by a written Asthma Action Plan (AAP) [
40]. Yet, many families come to the ED because of a delayed response to the child's early asthma signs, or failure to implement the steps detailed on their AAP [
41-
43].
Morbidity is reduced and ICS use is higher in patients who report regularly scheduled asthma visits [
44,
45]. The guidelines recommend 1) periodic assessments (every 1 to 6 months) to monitor asthma control, assess if the goals of therapy are being met, review medication use and the child's AAP, and adjust treatment as needed; 2) asthma self-management education at diagnosis, with review and reinforcement at every opportunity; 3) a partnership between the primary care provider (PCP), the patient and their family to develop shared treatment goals, select an appropriate treatment regimen, resolve asthma-related concerns, and provide support for day-to-day care. However, maintenance asthma care delivered by PCPs is not optimal [
46,
47]. Only 50% of asthmatic children report maintenance care visits twice a year,[
48] 70% report some asthma education, and 30-50% have an AAP [
1,
46]. Pediatricians report that lack of familiarity with the complex guidelines, lack of agreement with some recommendations, low self-efficacy in their ability to improve patient's self-management behaviors, low expectation of improvements, and the perceived associated high workload deter them from following guideline recommendations [
49-
53]. In addition, logistical issues such as lack of time, educational materials, support staff, and inadequate reimbursement are significant barriers to guideline implementation [
46,
49,
50,
52].
Effective interventions to improve asthma care have been difficult to disseminate into office practice; many physicians are unwilling or unable to attend training sessions to improve their skills,[
52,
54-
56] and most offices do not have a nurse or health educator available to share the work of asthma care or provide home visits [
24,
57-
59]. Most efforts to redesign care delivery have been implemented in managed care settings, federally funded or specialist clinics and have limited potential to be translated into office-based care. Programs report improved quality of life, reduced school and work absences, and reduced ED visits and hospitalizations among patients who complete the program,[
58,
59] but may fail to reach up to two thirds of the target population [
57,
59].
Consumer demand can change physician behavior. Patients who ask for treatment are more likely to receive it than those who do not make a request [
60]. Direct-to-consumer advertising has been shown to cause patients to seek more information about a product from their physicians and stimulate discussion about treatment options [
61]. In addition, patients with chronic illnesses who actively participate in planning their treatment (ask questions, review treatment options, state preferences) are more likely to follow through with their treatment plan, and have better health outcomes than those who do not participate [
62-
66]. Participatory decision-making also increases patient satisfaction and retention [
67].
Self-management education is most effective when it includes self management training and support and active sustained follow-up [
68]. These are some of the key features of what we have called coaching--tailored education and support to improve asthma self-management delivered by lay health workers [
69-
71]. Lay or community health workers are from or like the community they serve in a relevant way, and have been used successfully to increase access to appropriate health care services for underserved minority populations [
69,
72,
73].
In the PARTNER study (Parents, Pediatricians and Telephone Coaches Partner to Improve Control of Asthma), coaching is integrated into office-based asthma care without placing unrealistic expectations on the PCP or their staff. The lay asthma coach encourages parents to maintain active partnership with the pediatrician to improve asthma control and planning for risk events and provides tailored education about self-management behaviors. We hypothesized that integrating this pragmatic intervention into primary care would improve asthma outcomes for the child and their family and also improve asthma care provided by their PCP. The PARTNER Study tested this hypothesis in a randomized controlled trial (RCT) comparing outcomes for practices with access to the 12-month telephone coaching intervention for their patients to those from practices who provide usual care. Participant follow-up occurs 12 and 24-months after randomization. This paper describes the study protocol and the coaching intervention.