Bidirectional transcription from a promoter can regulate gene expression in a number of ways that depend on how the genes flanking the promoter are oriented. DNA repair genes oriented head-to-head can be co-regulated by the same promoter and associated response elements
[30]. Pervasive antisense transcription has also been described in yeast and plants where transcription through open reading frames or promoters can induce or suppress expression of the gene
[31]. In vertebrates, bidirectional transcription initiated by promoters flanking open reading frames such as the p21 and p15 genes, generates antisense transcripts that participate in transcriptional regulation through an epigenetic mechanism
[32]. Perhaps most relevant to D4Z4, the DXZ4 bidirectional promoter appears to establish the chromatin structure of the array in which it resides, resulting in heritable expression or silencing of transcription as a function of the surrounding chromatin context
[22].
The production of DUX4 protein requires an open chromatin conformation
[11] in addition to specific haplotypes involved in RNA stabilization and processing
[2],
[4],
[5],
[14]. When the number of units is less than 10, D4Z4 arrays adopt an open chromatin conformation despite efficient packaging into facultative heterochromatin of nearly identical arrays on the other chromosome 4 allele and on chromosome 10. Thus, the size of the array, or cis-acting transcripts coming from the array are likely signals for heterochromatin assembly. The signal appears to be produced independently of the D4Z4 haplotype because short arrays on chromosome 10, or short non-permissive arrays on chromosome 4 are also packaged as euchromatin
[11] and contain a large percentage of unmethylated CpG dinucleotides
[6]. Our results suggest that antisense transcription from promoter elements within the array is also independent of haplotype because no difference in transcription was observed whether the promoter was derived from a permissive (4qA161) or a non-permissive (10qA166) haplotype. Despite the fact that every myo-nucleus present in an FSHD-affected individual's muscle meets the known requirements for
DUX4 expression, a small percentage of cells appear to be producing DUX4 at any particular time
[4]. Thus, our results suggest that transcriptional direction is also an important feature of DUX4 production and that embryonic and somatic cells are able to influence this directionality in different ways.
In addition to restraining DUX4 transcription, the head-to-tail orientation of
DUX4 and the opposing promoters described here results in the production of complementary sense and antisense RNAs. As with DXZ4, these RNAs may have a regulatory function and may affect transcription rates and initiation as well as the chromatin structure of D4Z4. It is possible that the production of siRNAs or miRNAs from hybridized sense and antisense RNA regulate the establishment or maintenance of chromatin structure
in trans, as proposed previously
[3],
[32]. Indeed, three of the five previously identified D4Z4 miRNA-sized transcripts align within the
DUX4 regulatory region () and despite the fact that they do not overlap directly with the region identified by our deletion analysis their affect may well extend beyond the specific hybridizing region. Alternatively, the production of long non-coding RNAs that hybridize to genomic DNA may provide signals to recruit silencing factors
in cis. This would be consistent with the observation that euchromatin is restricted to the truncated alleles in FSHD
[33],
[34]. Last, the observation that bidirectional transcription is altered in human embryonic stem cells and that
DUX4 transcripts are prevalent in germline cells allows for the possibility that piRNAs could play a role in regulation of
DUX4 transcription and potentially establish epigenetic signatures early in development that may be important for productive
DUX4 transcription in mature muscle.
[35].
A current model of FSHD pathogenesis postulates that loss of heterochromatin at D4Z4 and the presence of a specific haplotype on chromosome 4 are necessary but not sufficient for DUX4 expression. Our study adds to this model by demonstrating that the choice of transcriptional direction from each D4Z4 unit is an additional requirement for DUX4 production. Influencing this choice pharmacologically will likely be an important strategy for disease treatment.