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Logo of nihpaAbout Author manuscriptsSubmit a manuscriptHHS Public Access; Author Manuscript; Accepted for publication in peer reviewed journal;
Sci Transl Med. Author manuscript; available in PMC 2012 May 9.
Published in final edited form as:
PMCID: PMC3319004

Differential inhibitor sensitivity of anaplastic lymphoma kinase variants found in neuroblastoma


Activating mutations in the anaplastic lymphoma kinase (ALK) gene were recently discovered in neuroblastoma, a cancer of the developing autonomic nervous system that is the most commonly diagnosed malignancy in the first year of life. The most frequent ALK mutations in neuroblastoma cause amino acid substitutions (F1174L and R1275Q) in the intracellular tyrosine kinase domain of the intact ALK receptor. Identification of ALK as an oncogenic driver in neuroblastoma suggests that crizotinib (PF-02341066), a dual-specific inhibitor of the ALK and Met tyrosine kinases, will be useful in treating this malignancy. Here, we assessed the ability of crizotinib to inhibit proliferation of neuroblastoma cell lines and xenografts expressing mutated or wild-type ALK. Crizotinib inhibited proliferation of cell lines expressing R1275Q-mutated ALK and a cell line with amplified and overexpressed wild-type ALK. By contrast, cell lines harboring F1174L-mutated ALK were relatively resistant to crizotinib. Biochemical analyses revealed that this reduced susceptibility of F1174L-mutated ALK to crizotinib inhibition results from an increased ATP-binding affinity (as also seen in acquired resistance to EGFR inhibitors), and should be surmountable with higher doses of crizotinib and/or with higher affinity inhibitors.


Neuroblastoma arises in the developing autonomic nervous system, and is the most commonly diagnosed malignancy in the first year of life. The disease shows a wide range of clinical phenotypes; tumors regress spontaneously in some patients, whereas most have aggressive metastatic disease (1). Neuroblastoma remains a leading cause of childhood cancer mortality despite dramatic escalations in dose-intensive chemoradiotherapy, and long-term survivors experience significant treatment-related morbidity (2).

One promising therapeutic target in neuroblastoma is the anaplastic lymphoma kinase (ALK), an orphan receptor tyrosine kinase (RTK) normally expressed only in the developing nervous system (3). Oncogenic ALK alterations were first described in anaplastic large cell lymphoma (4), where a chromosomal translocation leads to production of a fusion protein with the ALK intracellular region fused to an amino-terminal fragment of nucleophosmin (NPM). Other ALK fusion proteins are potent oncogenic drivers in a subset of non-small cell lung cancers (NSCLC) (5), and drive inflammatory myofibroblastic tumors (IMTs) as well as other cancers (6). In neuroblastoma, germline activating point mutations in the intact ALK gene were revealed by linkage analysis of a set of families with highly penetrant autosomal dominant disease (7). In addition, somatic ALK mutations were found in ~10% of sporadic neuroblastoma cases (711). The most frequently observed substitutions, together accounting for >80% of sporadic ALK mutations in neuroblastoma samples (12), were F1174L and R1275Q – which lie in key regulatory regions of the ALK receptor kinase domain. Mutations in the intact ALK gene have also recently been reported in anaplastic thyroid cancer (13).

ALK tyrosine kinase activity can be inhibited by crizotinib (PF-02341066), a small molecule ATP-competitive inhibitor that selectively targets both the ALK and Met RTKs (14). A recent phase I study of crizotinib demonstrated safety and tolerability in humans, as well as tumor shrinkage or stable disease in most patients with ALK-dependent NSCLC (15). Crizotinib is also in early phase clinical testing in patients with neuroblastoma. As with other tyrosine kinase inhibitor therapies, acquired resistance to crizotinib is already beginning to emerge (1618). Understanding how mutations affect both kinase activity and inhibitor sensitivity is imperative for guiding future clinical use of ALK-targeted inhibitors. In this report, we explore the ability of crizotinib to inhibit intact ALK in neuroblastoma cell line models, and analyze the effects of the two most common activating mutations seen in neuroblastoma on ALK’s tyrosine kinase activity. We find that the F1174L mutation – while activating – reduces ALK sensitivity to crizotinib in xenograft, cell-line and enzymatic assays, consistent with the recent surprising report of this mutation as an acquired resistance mutation in an oncogenic ALK fusion protein (17). Compared with the R1275Q activating mutation, we find that an F1174L substitution increases ATP binding affinity, leading to crizotinib resistance that should be surmountable with higher doses of crizotinib and/or new higher-affinity inhibitors.


The effect of crizotinib on growth of neuroblastoma-derived cell lines depends on ALK genomic status and the specific mutation

To assess how the most common ALK mutations in neuroblastoma (F1174L and R1275Q) affect intrinsic ALK activity, we expressed full-length ALK variants in human retinal-pigmented epithelial (RPE) cells immortalized with telomerase reverse transcriptase (hTERT-RPE1). We selected RPE cells because they are derived from human neural crest like neuroblastomas, but express no endogenous ALK (Fig. 1A). Whereas wild-type ALK expressed in hTERT-RPE1 cells is not detectably phosphorylated (Fig. 1A), both R1275Q and F1174L-mutated ALK show robust autophosphorylation in immunoblots using an ALK pY1604-specific antibody, regardless of the presence of serum in the medium (Fig. 1A, middle panels). Thus, both common neuroblastoma mutations cause constitutive ALK activation to similar extents, as seen in Ba/F3 (10), NIH3T3 (9, 19) and PC12 cells (20), as well as numerous neuroblastoma-derived cell lines (7, 10, 11, 19). Consistent with previous reports (19, 21), two ALK species are always observed. Full-length ALK migrates as a 220kDa protein, and the 140kDa species is a cleavage product lacking part of the extracellular region (21).

Fig. 1
Constitutive activity and inhibitor sensitivity of F1174L and R1275 ALK mutants

We and others have shown that RNAi knockdown of ALK, or pharmacological inhibition of ALK kinase activity, has an anti-proliferative effect in several ALK-mutated neuroblastoma cell lines (7, 911), associated with G1 arrest and increased apoptosis (10). To exploit this observation clinically, we assessed cytotoxicity of the ALK/Met inhibitor crizotinib (PF-02341066) in cell models for neuroblastoma. We first analyzed the ability of crizotinib to inhibit substrate-adherent growth of a panel of eighteen human neuroblastoma-derived cell lines. The 18 cell lines were chosen to represent ALK genomic status in primary tumors, and have all previously been well characterized. Analysis of concentration-response curves across a 4-log crizotinib dose range (1 – 10,000nM) revealed significant differences in IC50 that correlated with ALK status. As illustrated in Fig. 1B, cell lines harboring an ALK aberration (amplification or mutation) were significantly more sensitive to growth inhibition by crizotinib than cell lines with wild-type ALK status (p = 0.001, two sided exact Wilcoxon-Mann-Whitney test). To ensure that crizotinib cytotoxicity in this assay reflects ALK inhibition, we confirmed that the drug reduces phospho-ALK levels (see below). In addition, since crizotinib also inhibits Met kinase activity (14), it was important to exclude Met inhibition as a mechanism. We confirmed that none of the crizotinib-inhibited neuroblastoma cell lines displays significant phospho-Met levels (fig. S1). Moreover, RNAi knockdown of Met in a panel of cell lines with altered ALK genomic status had no growth inhibitory effect (table S1). The enhanced crizotinib sensitivity of almost all neuroblastoma cell lines harboring ALK mutation or amplification (Fig. 1B) strengthens the argument for ALK inhibition as a useful therapeutic strategy in neuroblastoma.

Mutation-specific stratification of crizotinib sensitivity in neuroblastoma cell lines (Fig. 1B) may have significant implications for clinical use of this drug. Cell lines expressing F1174L-mutated ALK were marginally significantly less sensitive to growth inhibition by crizotinib than those expressing R1275Q-mutated ALK (p = 0.067; two sided exact Wilcoxon-Mann-Whitney test), justifying further investigation. This result was initially quite unexpected, since the F1174L and R1275Q mutations appear to promote similar degrees of constitutive ALK activation (Fig. 1A), and siRNA knockdown of either variant inhibits growth of the relevant cell lines (7). Assuming a similar oncogenic driver role for both ALK variants, the data in Fig. 1B suggest that the F1174L mutation may also promote crizotinib resistance. Indeed, an F1174L mutation was recently found to cause acquired crizotinib resistance in a patient with an inflammatory myofibroblastic tumor (IMT) driven by constitutively active RANBP2-fused ALK (17). The F1174L substitution may therefore combine the characteristics of an activating mutation and a resistance mutation, understanding of which is crucial for developing ALK-targeted therapy.

Tumor growth driven by F1174L-mutated ALK also shows reduced sensitivity to crizotinib in vivo

We next asked whether the two ALK variants show differential crizotinib sensitivity in vivo, employing xenograft models of neuroblastoma. We tested a pharmacologically relevant crizotinib dose (100mg/kg/day for 4 weeks) against serially passaged human neuroblastoma cells xenografted in the flank of CB17 immunodeficient mice (14). As shown in Fig. 2A, crizotinib caused tumor regression within three weeks in all NB1643 xenografts (R1275Q-ALK), and complete regression was sustained over the fourth week of dosing (p < 0.0001). Assessment of phospho-ALK levels by immunoblotting NB1643 xenograft lysates harvested after 48 hours of crizotinib administration (4 hours after final dose) confirmed inhibition of ALK phosphorylation (Fig. 2A inset). Consistent with the differential sensitivity suggested in vitro, xenografts harboring F1174L-ALK (SH-SY5Y and NBSD) were substantially less responsive to crizotinib. No tumor regression was observed in crizotinib-treated SH-SY5Y xenografts (Fig. 2B), although tumor growth was significantly delayed (p < 0.0001) and the time taken to reach the study endpoint (tumor volume ≥ 1.5 cm3) was extended by an average of 7.7 days (p < 0.0001). Crizotinib also failed to reduce tumor volume (p = 0.29) in NBSD (F1174L) xenografts (Fig. 2C), although the time to reach the study endpoint was again extended by a mean 3.7 days (p = 0.04). These results argue that tumors driven by F1174L-mutated ALK are significantly less sensitive to crizotinib in vivo. Crizotinib treatment led to complete tumor regression in NB1 xenografts with amplified, overexpressed wild-type ALK (Fig. 2D), but not in NB-EBc1 or SKNAS xenografts that have no amplification (Fig. 2E,F). Crizotinib treatment delayed tumor growth (p < 0.0001) in NB-EBc1 xenografts (low phospho-ALK levels, but no mutation or amplification), but had no detectable effect (p = 0.70) in SKNAS xenografts, which express low levels of wild-type ALK and show no detectable phospho-ALK (Fig. 2F).

Fig. 2
Crizotinib activity in vivo for wild-type and mutated ALK

The F1174L mutation reduces crizotinib-sensitivity of ALK autophosphorylation

The reduced crizotinib sensitivity of cell lines and xenografts harboring F1174L-mutated ALK prompted us to analyze the effects of this drug on constitutive ALK activity in representative cell lines: NB1643 cells (which express R1275Q ALK), and SH-SY5Y cells (which express F1174L ALK). Crizotinib treatment abrogated Y1604 phosphorylation of ALK in both cell lines, but at different doses (Fig. 3). In NB1643 (R1275Q) cells, ALK phosphorylation was essentially abolished at 100nM crizotinib (IC50 ~ 10nM), whereas complete inhibition of F1174L ALK phosphorylation in SH-SY5Y cells required almost 1µM crizotinib (IC50 ~ 50nM). Akt phosphorylation followed similar trends (fig. S2), consistent with a previous report that ALK inhibition promotes apoptosis in neuroblastoma cell lines (10). Crizotinib resistance of cells harboring the ALK F1174L mutation therefore appears to arise from less potent inhibition of constitutive ALK activity and thus of downstream survival signaling.

Fig. 3
Inhibition of constitutive ALK autophosphorylation by crizotinib

F1174L and R1275Q mutations promote autophosphorylation of the ALK kinase domain

To understand why F1174L- and R1275Q-mutated ALK have different crizotinib sensitivities, and how the mutations enhance kinase activity, we turned to in vitro studies of the ALK tyrosine kinase domain (ALK-TKD), purified from baculovirus-infected Sf9 cells as a histidine-tagged protein. To generate fully dephosphorylated (inactive) ALK-TKD, YopH phosphatase treatment was used to reverse spontaneous autophosphorylation arising during production (Supplementary Methods). For comparative studies, fully autophosphorylated ALK-TKD was generated by clustering the protein on lipid vesicles bearing NTA-Ni headgroups (DOGS-NTA-Ni), thus imitating ligand-induced ALK dimerization. This method has been used to promote assembly and activation of other receptor fragments, including EGFR-TKD (22, 23), and dramatically enhances the rate of ALK-TKD autophosphorylation (Fig. 4A).

Fig. 4
Analysis of ALK-TKD activation in vitro

Our initial investigations with MnCl2-containing assay conditions used in previous ALK-TKD studies (2426) suggested a mere ~3-fold increase in kinase activity upon autophosphorylation. This contrasts starkly with the ~100–200-fold activity increase typically seen upon activation loop autophosphorylation of other kinases from the insulin receptor (IR) family (2729). The anomaly arises because the previously used high (non-physiological) Mn2+ concentrations both increase unphosphorylated ALK-TKD activity (fig. S3A–C) – as reported for other RTKs (30, 31) – and reduce activity of fully autophosphorylated ALK-TKD (fig. S3D). We therefore used a more physiological 10mM MgCl2 in subsequent studies (and no Mn2+). Under these conditions, autophosphorylation promotes strong ALK-TKD activation (see below), as do the F1174L and R1275Q mutations (Fig 4B, fig. S3E).

Native gel electrophoresis (Fig. 4B) showed that autophosphorylation of dephosphorylated ALK-TKD is substantially accelerated by the F1174L and R1275Q mutations – confirming that these mutations activate the isolated kinase domain. Mobility of ALK-TKD in native gels is increased by autophosphorylation, with successive autophosphorylation events giving rise to four differently phosphorylated species over a period of 0.5 to 20 minutes at 37°C. Whereas unphosphorylated wild-type ALK-TKD was still detectable in Fig. 4B after 4 minutes, this species disappeared completely within 1 minute for both mutated forms. Similarly, the first pALK-TKD species persisted until at least 8 minutes for wild-type protein, but only until ~2 minutes for F1174L ALK-TKD and ~3 minutes for R1275Q ALK-TKD. These results are shown graphically in fig. S4. We ruled out the possibility that increased dimerization of mutated TKDs enhances their autophosphorylation by using analytical ultracentrifugation (fig. S5). ALK-TKD remains monomeric in solution regardless of mutation. The increased ALK-TKD autophosphorylation rates promoted by the F1174L and R1275Q mutations therefore reflect elevated basal kinase activity.

Wild-type and mutated ALK-TKDs have similar inhibitor selectivity profiles

The relative crizotinib resistance of F1174L-mutated ALK observed in cell-based and xenograft studies prompted us to compare its inhibitor selectivity profile with those of wild-type and R1275Q-mutated ALK. We reasoned that the F1174L mutation might alter the drug binding site so that certain ATP-competitive compounds (such as crizotinib) are less effective inhibitors of this variant than of R1275Q or wild-type. To establish inhibitor selectivity profiles for wild-type, F1174L and R1275Q ALK-TKD, we assessed the ability of a panel of 320 well-characterized kinase inhibitors to inhibit their in vitro autophosphorylation (see Supplementary Methods). As shown in fig. S6, the inhibition profile of F1174L mutated ALK-TKD was essentially identical to those for wild-type and R1275Q mutated ALK-TKD. Thus, the F1174L mutation does not appear to change the relative abilities of different inhibitors to bind ALK-TKD.

Autophosphorylation alone is sufficient for maximal ALK-TKD activation

To better understand the reduced crizotinib sensitivity of F1174L-mutated ALK, we analyzed kinase activity more quantitatively. As a baseline for these studies, it was important first to establish the full range of wild-type ALK-TKD activity levels – in fully activated and unactivated states respectively. We monitored tyrosine phosphorylation of a peptide corresponding to the ALK activation loop, with sequence ARDIYRASYYRKGGCAMLPVK [‘YYY’ peptide (25)]. Table 1 lists kinetic parameters (kcat, Km, peptide, and Km, ATP) for wild-type ALK-TKD in both inactive (unphosphorylated) and activated (fully autophosphorylated) states.

Table 1
Kinetic parameters of ALK-TKD. Data are shown as mean ± SEM of at least 3 independent experiments. Details of analysis are described in Supplementary Methods. p values quoted in the text were determined using an unpaired t-test.

As shown in Fig. 4C and Table 1, autophosphorylation elevates ALK-TKD catalytic efficiency primarily through a 45-fold increase in kcat (p < 0.0001), from 9.32 ± 0.85 min−1 (unphosphorylated) to 424 ± 63 min−1 (fully phosphorylated), accompanied by a 1.6-fold decrease in Km, peptide. Values for Km, ATP are higher than reported from Mn2+-containing assays (2426), and are not significantly altered by ALK-TKD autophosphorylation (Table 1; Fig. 4D). This contrasts with other RTKs, where activation loop autophosphorylation reduces Km for both peptide and ATP substrates under similar (MnCl2-free) assay conditions (28, 29, 32). Unlike other members of its family, ALK therefore does not appear to be autoinhibited by pseudosubstrate-like interaction of its unphosphorylated activation loop with the active site.

Although autophosphorylation clearly increases ALK-TKD activity, we wondered whether TKD dimerization might play an additional allosteric activating role, as seen with EGFR (23). Whereas clustering EGFR-TKD on the surface of vesicles containing DOGS-NTA-Ni lipids promotes significant activation (Fig. 4E), no activating effect was seen when fully phosphorylated pALK-TKD was similarly treated (Fig. 4F). These data argue against an allosteric activation mechanism, and suggest that autophosphorylation is sufficient for maximum ALK activation.

F1174L and R1275Q mutations constitutively activate ALK-TKD, and display different kinetic profiles

As reported in Table 1, the F1174L and R1275Q mutations both cause significant increases in kcat even without autophosphorylation. The F1174L mutation increases kcat by ~40-fold (p = 0.0013) to 365 ± 61 min−1: close to the maximum measured for fully phosphorylated wild-type protein. The R1275Q mutation has a more modest effect, increasing kcat of unphosphorylated ALK-TKD by just 12-fold (p = 0.0001). Interestingly, whereas the R1275Q mutation leaves Km, peptide unaltered, the F1174L mutation increases Km, peptide by ~3 fold. These two neuroblastoma mutations therefore promote similar (10-fold) increases in catalytic efficiency (kcat/Km, peptide) of unphosphorylated ALK-TKD (Fig. 5A, Table 1) in the presence of saturating ATP. Autophosphorylation further increases catalytic efficiency (kcat/Km, peptide) for both R1275Q and F1174L ALK-TKD variants (Fig. 5E). For R1275Q, this results largely from an increase (~3-fold) in kcat. For F1174L, phosphorylation reduces Km, peptide by ~7-fold (Table 1). In addition to being constitutively activated, F1174L ALK-TKD may be slightly ‘superactivated’ upon full autophosphorylation for the particular peptide substrate used here (Fig. 5B), with a catalytic efficiency that is ~30% higher than measured for WT (p = 0.0342) or R1275Q (p = 0.0327) pALK-TKD.

Fig. 5
Comparison of wild-type ALK-TKD with F1174L and R1275Q variants in vitro

Reduced Km for ATP explains the relative resistance of F1174L-mutated ALK to crizotinib

The Km, ATP values listed in Table 1 (and Fig. 5C) suggest one explanation for the reduced crizotinib sensitivity of cell-lines and xenografts expressing F1174L-mutated ALK. Km, ATP for the F1174L mutant is 2.3-fold lower than that of R1275Q (p = 0.0007) when autophosphorylated (Fig. 5D,F), and 2.6-fold lower (p = 0.0045) in the dephosphorylated form (Fig. 5C,F). This trend was maintained when the assay was repeated at a higher peptide concentration of 2mM (fig. S7, table S2). These data suggest that the F1174L mutation enhances the ATP-binding affinity of ALK, which in turn will reduce potency of any ATP binding site competitor (such as crizotinib) at cellular ATP concentrations – as seen for drug-resistance mutations in other RTKs (33).

To test this hypothesis, we compared the in vitro crizotinib sensitivity of the recombinant ALK-TKD variants at two different ATP concentrations (Fig. 5G,H). At 0.2mM ATP (significantly lower than cellular levels) IC50 values (measured for 50nM unphosphorylated protein) were similar for R1275Q and F1174L ALK-TKD (Fig. 5G, table S3). However, at a more physiological ATP concentration of 2mM, F1174L ALK-TKD was significantly less sensitive (p = 0.0128) to crizotinib inhibition (IC50 = 130nM) than R1275Q ALK-TKD (IC50 = 84.6nM). A similar difference was also seen with autophosphorylated proteins (table S4), as anticipated from Table 1. Wild-type ALK-TKD resembled the F1174L variant in its relative insensitivity to crizotinib inhibition in vitro (table S3, S4), consistent with the finding that the drug does not inhibit growth of neuroblastoma cells that express wild-type ALK at normal levels (Figs. 1B & 2E). However, NB1 cells that express the receptor at very high levels because of an ALK amplification are sensitive to crizotinib (Figs. 1B & 2D), indicating that inhibitor response may also be affected by issues of trafficking, subcellular localization, and expression level (19).

The correlation between the increased ATP-binding affinity of F1174L-mutated ALK and its reduced sensitivity to crizotinib argues that this effect will be general – affecting the response to all ATP-competitive inhibitors. We tested this hypothesis with two other inhibitors. As shown in fig. S8 and table S5, in vitro inhibition of ALK-TKD by staurosporine is also impaired by the F1174L mutation compared with that seen for R1275Q-mutated ALK-TKD. Moreover, the ALK/IGF1-R/IR inhibitor GSK1838705A (34), is substantially less effective at inducing cytotoxicity in neuroblastoma cell lines expressing F1174L ALK than those expressing R1275Q ALK (table S6). Like crizotinib, GSK1838705A only showed significant in vivo activity against R1275Q xenografts (fig. S9). These data, and the Km, ATP values reported in Table 1, therefore suggest that F1174L-mutated ALK will be less sensitive to all ATP-competitive inhibitors.

Structural basis for increased ATP-binding affinity in F1174L-mutated ALK

Recent crystal structures of ALK-TKD (24, 26) revealed unexpected similarities with EGFR-TKD that are useful for understanding and predicting the consequences of ALK mutations. In the inactive ALK and EGFR TKD structures, key autoinhibitory interactions between the crucial αC-helix and a short α-helix at the beginning of the activation loop (magenta in Fig. 6) displace the αC-helix from the position it must adopt in the ‘active’ kinase. Intriguingly, the location of R1275 in ALK coincides very closely with that of L837 in EGFR (L861 in pro-EGFR), where mutation to glutamine activates EGFR in NSCLC (35). The R1275 side-chain contributes directly to interactions between the magenta activation loop helix and the αC-helix (Fig. 6B), stabilizing the autoinhibited ALK-TKD conformation. Replacing R1275 with a glutamine, or phosphorylating nearby Y1278 in the activation loop (Fig 6B), will disrupt these autoinhibitory interactions and thus activate ALK.

Fig. 6
Structural basis for ALK-TKD activation by F1174L and R1275Q mutations

F1174 lies at the C-terminus of the αC-helix (Fig. 6B), and its side-chain contributes to the small well-packed hydrophobic ‘core’ between αC and the activation loop. A reduction in the size of the F1174 side-chain will disrupt this packing, weakening autoinhibitory interactions and thus allowing ALK-TKD to adopt its active configuration. F1174 also makes another important interaction that may explain its effects on ATP binding. As shown in Fig. 6C, F1174 is in direct van der Waal’s contact with F1271 of the crucial ‘DFG’ motif, the aspartate of which (D1270) coordinates a Mg2+ ion involved in ATP binding. Reducing the size of the F1174 side chain would remove one structural restraint on the DFG motif, which may allow D1270 to adopt a position with more optimal Mg2+-coordination geometry – slightly increasing ATP-binding affinity (i.e. reducing Km, ATP). By contrast, crizotinib makes no interactions with the DFG motif (Fig. 6C, lower panel), and does not come within 4Å of the D1270 side-chain – so altering the DFG motif position should not affect crizotinib binding. These observations provide a structural hypothesis for how the F1174L mutation can increase the affinity of ALK-TKD for ATP without affecting its affinity for ATP-competitive inhibitors such as crizotinib, staurosporine, and GSK1838705A – leading to relative resistance. By contrast, the R1275 side chain is more than 7Å away from the ATP-binding site, so its mutation should not directly affect ATP binding.


Genetic studies have firmly established ALK as a tractable molecular target in neuroblastoma, as well as several other human malignancies including NSCLC. We establish here that neuroblastoma cell lines driven by ALK mutation or amplification are sensitive to crizotinib, an orally bioavailable ATP-competitive ALK inhibitor. Neuroblastoma cell lines and xenografts that express R1275Q-ALK, one of the two most commonly occurring mutations (12), are highly sensitive to crizotinib. By contrast, those expressing F1174L-mutated ALK (the other of the two most common mutations) are resistant to crizotinib in vitro and in vivo. We show that the reduced sensitivity of F1174L-expressing cell lines can be explained, at least in part, by an increased ATP-binding affinity compared with R1275Q – as manifest by Km, ATP values – and this reduces potency of several ATP-competitive inhibitors.

The R1275Q mutation in ALK resembles oncogenic EGFR mutations found in NSCLC, such as L834R (L858R in pro-EGFR), increasing both kcat and Km, ATP (36, 37). By contrast, the F1174L mutation in ALK appears to combine the characteristics of an activating mutation and a resistance mutation – increasing kcat while maintaining a wild-type-like Km, ATP. The F1174L mutation thus resembles the drug-resistant EGFR L834R/T766M double mutation (L858R/T790M in pro-EGFR) that has a reduced Km, ATP (33, 37). Interestingly, the F1174L mutation has emerged not only as a built-in resistance mechanism in neuroblastoma as described here, but also as an escape mechanism in ALK-translocated tumors treated with crizotinib (17).

Despite the resistance described here, our results indicate that patients harboring the F1174L ALK mutation may benefit from treatment with ATP-competitive ALK inhibitors in some circumstances. For crizotinib itself, an increase in dosage to overcome the relative difference in Km, ATP compared with R1275Q-mutated ALK may be possible – although it remains unclear whether the exposures necessary to achieve the biochemical effect in tumor tissue will be achievable in the clinic. Crizotinib was well tolerated in adult patients with refractory lung cancer (15), suggesting that a therapeutic window exists, and that pediatric phase 1 studies should seek to define a true maximum tolerated dose in an effort to circumvent the de novo resistance caused by the F1174L mutation. The absence of an appropriate active site cysteine precludes the irreversible inhibitor approach being investigated for EGFR (38). Alternative strategies include use of therapeutic ALK antibody reagents for patients whose tumors harbor the F1174L mutation, and/or developing ATP-competitive inhibitors that can overcome the Km, ATP effects by having higher affinity for ALK while retaining selectivity.


In vitro tumor growth inhibition

In vitro crizotinib activity was evaluated in 18 neuroblastoma cell lines using the real-time cell electronic sensing (RT-CES) system (ACEA Biosciences, San Diego, CA). Cell lines were plated at 5,000 – 30,000 cells per well depending on growth kinetics, and drug was added at 1–10,000nM after 24h. IC50 was calculated from the cell index in triplicate samples after 72h of incubation. Growth inhibition at 333nM crizotinib was calculated using the formula: % Inhibition = 100 × (Cell index control – cell index treatment)/Cell index control. Due to non-comparable maximum growth inhibition depending on ALK status, growth inhibition at a single pharmacologically relevant dose was used to compare cell lines. p values were calculated using two sided exact Wilcoxon-Mann-Whitney tests. All lines were routinely mycoplasma tested and genotyped (AmpFLSTR Identifiler kit; Applied Biosystems) to verify identity.

In vitro protein and phosphoprotein detection

Each cell line was grown to 70–80% confluence, treated with crizotinib at the noted concentration (ranging from 0 to 10,000nM) for 2h, and washed twice with ice cold PBS. Whole cell lysates were then analyzed by immunoblotting as described (7), using anti-ALK (1:1,000; Cell Signaling, 3333), anti-phospho-ALK Tyr 1604 (1:1,000, Cell Signaling, 3341), anti-actin (1:2,000; Santa Cruz, sc-1616). Immunoblot quantitation employed ImageJ (NIH).

In vivo tumor growth inhibition

CB17 scid female mice (Taconic Farms, NY) were used to propagate subcutaneously implanted neuroblastoma tumors. Tumor diameters were measured twice per week using electronic calipers, and tumor volumes calculated using the spheroid formula, (Π/6)*d3, where d represents mean diameter. Once tumor volume exceeded 200mm3, mice were randomized (n=10 per arm) to receive crizotinib (100mg/kg/dose) or vehicle (acidified water) daily by oral gavage for four weeks. Mice were maintained under protocols and conditions approved by our institutional animal care and use committee. Mice were sacrificed when tumor volume exceeded 1500mm3. A mixed-effects linear model was used to assess tumor volume over time between treatment and vehicle groups, controlling for tumor size at enrollment. Survival analysis was performed using the Log-Rank test with progression defined as tumor volume exceeding 1500mm3 or treatment-related death.

In vivo protein and phosphoprotein detection

Mice harboring subcutaneously implanted NB1643 neuroblastoma tumors were randomized once tumor volume exceeded 300 mm3 (n=3 per arm) to receive crizotinib or vehicle as described above for 2 days. Mice were sacrificed 4 hours after the final dose, tumors were immediately snap frozen in liquid nitrogen, and pulverized for extraction of whole cell lysates using 100µl extraction buffer (FNN011, Invitrogen) containing protease inhibitor (P-2714, Sigma), phosphatase inhibitors (P-5726, Sigma) and phenylmethyl sulfonyl fluoride. Lysates were sonicated, rotated for 1h at 4°C, and clarified by centrifugation. Protein concentration was normalized using the Bradford method, and lysates (200µg) were subjected to immunoblotting as outlined above.

Recombinant protein expression and purification

A construct encoding ALK residues 1090–1416, together with an N-terminal hexahistidine tag, was used to express histidine-tagged recombinant ALK-TKDs in Sf9 cells as described in Supplementary Methods.

Native gel kinase assays

Native gel electrophoresis was used to monitor autophosphorylation progress for 10µM ALK-TKD in 100mM HEPES pH 7.4, 150mM NaCl, 2mM DTT, 2mM ATP, 10mM MgCl2, either free in solution or in the presence of lipid vesicles containing 10% DOGS-NTA-Ni (100µM total lipid). Aliquots (10µl) were taken at each time point, quenched by adding EDTA to 20mM and placing on ice, and then subjected to electrophoresis on 7.5% Tris-glycine native gels at 100V for ~14 hours. Gels were stained with Coomassie brilliant blue R-250.

Peptide phosphorylation assays

Analysis of substrate phosphorylation by ALK-TKD employed a peptide mimic of the ALK activation loop with sequence: biotin-ARDIYRASYYRKGGCAMLPVK (CanPeptide), referred to as YYY peptide (25). Assay details (with Mg2+ as divalent cation) and analysis of inhibition are described in Supplementary Methods. Spontaneous autophosphorylation is negligible at the ALK-TKD concentrations used for assays.

Supplementary Material



We thank members of the Lemmon, Mossé and Maris laboratories for valuable discussions, and Pfizer for their gift of crizotinib.

Funding: This work was funded in part by the U.S. Army Peer-Reviewed Medical Research Program (W81XWH-10-1-0212/3 to M.A.L./Y.P.M.), NIH Grant R01-CA140198 (Y.P.M.), the Carly Hillman Fund (Y.P.M.), the Alex’s Lemonade Stand Foundation (J.M.M.), and the Abramson Family Cancer Research Institute (J.M.M.). S.C.B. was supported by an NIH Training Grant in Structural Biology (T32-GM008275). A.C.W. was supported by a fellowship from the St. Baldrick’s Foundation.


Author contributions: S.C.B. designed and performed in vitro studies of ALK-TKD, analyzed and interpreted data, and drafted the manuscript. A.C.W. designed and performed cellular and in vivo experiments, analyzed and interpreted data, and drafted the manuscript. E.A.H., J.C., L.T.B., J.S.P., K.C., Y.T., and H.Z. made important contributions to cellular and in vivo experiments and/or data analysis. E.L.C., J.G.C., J.M.M., Y.P.M., and M.A.L. guided study design, implementation and interpretation, provided conceptual direction, and wrote the manuscript with S.C.B. and A.C.W.

Competing interests: J.G.C. is an employee of Pfizer, the developer of crizotinib. Other authors declare that they have no competing interests.


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