3.1. Geometries and Excitation Energies
In the ground-state optimizations for the linear paraphenylenes, the dihedral angle between adjacent benzene rings was calculated to be 37°. This is close to the dihedral angle in isolated biphenyl and is consistent in all of the linear paraphenylenes regardless of length. In contrast, for the smallest and highly strained
N = 5 cyclic paraphenylene, the benzene rings adopt a wide variety of smaller dihedral angles between 9° and 27°. Figure shows the average dihedral angle between adjacent benzene rings as a function of paraphenylene size. For a given number of benzene rings, the average dihedral angle in the cyclic paraphenylenes is always smaller than their acyclic counterparts. However, as the size of the cyclic paraphenylene increases, the strain energy becomes smaller, and the dihedral angles between benzene rings increase to 36°. The optimized Cartesian coordinates for both the cyclic and the linear paraphenylenes can be found in the
Supporting Information.
To investigate optoelectronic trends as a function of size and shape, optical absorption energies,
Eopt, were computed for all the cyclic and linear ground-state geometries. Table compares the lowest excitation energies and oscillator strengths between the cyclic and linear paraphenylenes, and Figure displays
Eopt as a function of size. The other higher-lying singlet excitations (up to S
4) can be found in the
Supporting Information. As the number of benzene rings increases, the lowest excitation energies for both the cyclic and the linear paraphenylenes asymptotically approach a value of 3.48 eV. However, as Figure illustrates, the manner in which they approach this asymptotic value is considerably different:
Eopt for the cyclic systems increases with size, whereas
Eopt for the acyclic systems decreases. These unusual trends are discussed further in section
.
| Table 1S1 ← S0 Excitation Energies and Oscillator Strengths for the Cyclic and Linear Paraphenylenes. All Properties Were Computed from PBE0/6-31+G(d,p) TDDFT Calculations at PBE0/6-31G(d,p)-Optimized Geometries |
Another significant difference between the two systems is the variation of oscillator strengths as a function of size. For the linear paraphenylenes, the oscillator strengths increase linearly as a function of chain length, whereas the oscillator strengths for most of the even-membered cyclic systems are zero (due to molecular symmetry). Although the DFT geometry optimizations were performed without symmetry constraints, most of the calculations for the smaller (
N ≤ 12) even-membered nanorings converged to a
C2v-like symmetric structure. For nanorings containing an odd number of benzenes, the optimized structures have a reduced symmetry, and the oscillator strengths are nonzero. However, as the number of benzene rings increases, the strain energy becomes smaller, and several conformers with different dihedral angles can exist with similar energies. I found that these different conformers have various oscillator strengths (due to reduced symmetry) but nearly indentical energies. A complete analysis of the conformational landscape available to the nanorings is beyond the scope of this work and would have a negligible effect on the excitation energies in the larger systems. The small S
1 ← S
0 oscillator strengths obtained for the nanorings also have a close analogy with the very recent study by Kilina et al. that calculated optoelectronic properties of finite-length carbon nanotubes.
32 In their study, it was found that hybrid functionals determine the lowest singlet-excited state to be an optically inactive (“dark”) state with the optically active (“bright”) state lying higher in energy. Similarly, for the large (
N ≥ 12) nanorings in this work, the second and third singlet excitations are bright states with strongly allowed transitions (Table SI-1 in the
Supporting Information). These trends in oscillator strengths for the nanorings can also be explained qualitatively in terms of a simple exciton model where one transition dipole moment is assigned to each benzene ring (Figure ). For the lowest S
1 ← S
0 excitation, the transition moments in both the linear and the cyclic paraphenylenes are aligned in a head-to-tail arrangement. However, because of their circular geometries, the S
1 ← S
0 transition moments in the cyclic paraphenylenes effectively cancel, while the total transition moment increases as a function of length in the linear systems (for the larger, more flexible nanorings, some of the transition dipole moments have a small component perpendicular to the ring, and the vectorial sum is slightly nonzero). In contrast, for the other higher-lying singlet excitations, the transition dipoles are aligned in one direction for half of the nanoring and in the opposite direction for the other half of the ring, producing a net transition dipole and a nonzero oscillator strength. As a result, the structural difference between cyclic and linear geometries imposes additional symmetry constraints that determine the oscillator strengths in these conjugated systems.
3.2. Transition Density Matrix Analysis
To provide further insight into these optoelectronic trends, I carried out a two-dimensional real-space analysis of density matrices for both the cyclic and the linear systems. Figure displays the absolute values of the coordinate density matrix elements, |(
Q1)
mn|, for the lowest excitation energy (S
1 ← S
0) in the
N = 5, 9, 14, and 18 paraphenylenes. The coordinate and momentum, |(
P1)
mn|, density matrices for all of the other paraphenylenes can be found in the
Supporting Information. In Figure , the
x and
y axes represent the benzene repeat units in the molecule, and the individual matrix elements are depicted by the various colors.
Although the cyclic and linear paraphenylenes are composed of similar benzene repeat units, the density-matrix delocalization patterns in each system are considerably different. For the linear systems, the electron−hole pair created upon optical excitation becomes primarily localized in the middle of the molecule and away from the edges. In contrast, the density matrices for the cyclic systems have significant off-diagonal elements that persist even for the largest N = 18 nanoring. The magnitude of the off-diagonal elements represents electronic coherence between different atoms, and Figure shows that the electron−hole states are delocalized over the entire circumference in the cyclic systems.
The coherence size, which characterizes the distance between an electron and a hole, is given by the width of the momentum density matrix along the coordinate axes in Figure SI-2 (
Supporting Information). In this work, I arbitrarily define the coherence width as the distance where the momentum decreases to 10% of its maximum value. These figures show that, for a given number of benzene rings, the coherence size in the linear paraphenylenes is slightly larger than their cyclic counterparts. For the smaller paraphenylenes (
N < 9), the coherence size in the linear systems is larger by approximately one repeat unit in comparison with the cyclic systems. As the number of benzene units increases to 18, the coherence size for both the cyclic and the linear systems approach the same value of 9 repeat units. Both |(
Q1)
mn| and |(
P1)
mn| also show that the linear systems only have strong optical coherences induced at their center, whereas the optical coherences in the cyclic geometries are nearly equally distributed throughout the entire molecule. These different density-matrix delocalization patterns and coherence sizes result in distinct excitonic properties in the cyclic and linear systems, an effect which I quantify in the next section.
3.3. Excitonic Effects
To understand electron−hole interactions on a more quantitative level, I calculated exciton binding energies for the cyclic and linear paraphenylenes as a function of size. As illustrated in Figure , the exciton binding energy,
Eexc, is given by the difference between the quasiparticle energy gap [ionization potential (IP) − electron affinity (EA)] and the optical absorption gap (
Eopt). Both the IP and the EA were obtained from PBE0/6-31+G(d,p) electronic energy calculations on the
N − 1,
N, and
N + 1 electron systems at the neutral PBE0/6-31G(d,p) optimized geometry. In this work, the vertical IP is defined by
and the magnitude of the vertical EA is given by
With these definitions, the magnitude of the exciton binding energy is then
Table gives ionization potentials, electron affinities, and exciton binding energies for the cyclic and linear paraphenylenes, and Figure shows the quasiparticle energy gap (IP − EA) as a function of size.
| Table 2Ionization Potentials (IP), Electron Affinities (EA), Exciton Binding Energies (Eexc), and Average Nucleus-Independent Chemical Shifts (<NICS(1)>) for the Cyclic and Linear Paraphenylenes. The NICS(1) Values Were Calculated at the PBE0/6-31G(d,p) (more ...) |
As Figure shows, with the exception of some small fluctuations, the quasiparticle energy gap in both systems decreases with size, as expected from quantum-confinement effects. Furthermore, the quasiparticle energy gap for the linear paraphenylenes decreases much more rapidly than the energy gap for the corresponding cyclic systems. The question therefore arises: Why does the quasiparticle energy gap behave so differently in the linear and cyclic systems? To address this question, we must take a closer look at the variations in aromatic character within the linear and cyclic geometries. First, in each of these organic systems (regardless of molecular geometry), an electronic competition exists between maintaining the aromaticity of the individual benzene rings versus delocalization along the backbone chain. In the unstrained linear paraphenylenes, there is relatively little conjugation along the backbone of the system because the π electrons are localized in each individual phenyl unit to maintain aromaticity. In contrast, the cyclic paraphenylenes have highly strained geometries that distort the electronic structure of the individual phenyl units. The strong deformation within the phenyl ring diminishes the overlap of π orbitals, resulting in quinoidal character (antibonding interactions within the phenyl ring and double-bond character connecting adjacent phenyl rings). As a result, the electronic states in the cyclic paraphenylenes are more delocalized in comparison with their acyclic counterparts, in agreement with the transition density matrix analysis discussed in section
. More importantly, the quinoid form is energetically less stable than the aromatic form: the quinoid structure has a smaller quasiparticle gap because it involves destruction of aromaticity and a loss in stabilization energy. In other words, by increasing the quinoid character of the system, the highest-occupied orbital in the cyclic paraphenylenes becomes destabilized (i.e., raised in energy), and the quasiparticle energy gap is significantly reduced.
To give a quantitative measure of aromaticity in these systems, I calculated the nucleus-independent chemical shift (NICS(1)) at the PBE0/6-31G(d,p) level of theory for each of the phenyl rings in the cyclic and linear geometries. In the NICS(1) procedure suggested by Schleyer et al.,
33 the absolute magnetic shielding is computed at 1 Å above and 1 Å below the phenyl ring center. The resulting average NICS(1) values give a measure of π-orbital aromaticity, with more negative NICS(1) values denoting aromaticity and more positive values corresponding to quinoidal character. As a reference point in this work, the NICS(1) value for benzene at the PBE0/6-31G(d,p) level of theory is −11.5 ppm. Table gives average NICS(1) values of phenyl rings in the cyclic and linear paraphenylenes, and Figure shows the NICS(1) values as a function of size. As anticipated from our qualitative discussion on aromaticity, the NICS(1) values for the cyclic paraphenylenes are always less negative (i.e., less aromatic) than their acyclic counterparts. In particular, for the smaller nanorings (
N < 8), Figure shows that these structures have significant quinoidal character, resulting in unusually small quasiparticle energy gaps (cf. Figure ). However, as the size of the cyclic paraphenylene increases, the strain energy becomes smaller, and both the cyclic and the linear NICS(1) values approach the same limit. It is also interesting to note that the fluctuations in nanoring NICS(1) values shown in Figure are correlated with the deviations seen in Figures and . Specifically, the discontinuous change in NICS(1) values at
N = 8, 10, 13, and 17 can also be found as discontinuities in optical excitation energies (Figure ) and abrupt changes in quasiparticle energy gaps in Figure . Even more intriguing is the direct correlation between NICS(1) values of individual phenyl rings and the intensity of the transition density matrix elements discussed in section
. Returning to Figure , the excitonic density along the diagonal for
N = 18 is not uniform; in other words, there are four areas along the diagonal with maximal density at repeat units of 3, 8, 12, and 17. Figure SI-3a,b (
Supporting Information) displays the NICS(1) values of individual phenyl rings and the dihedral angle between adjacent phenyl rings for the
N = 18 cyclic geometry. Figure SI-3a (
Supporting Information) shows four distinct maxima (i.e., four phenyl units that have quinoidal, or delocalized, character) at the same positions corresponding to maxima in the
N = 18 transition density matrix. In contrast, Figure SI-3b (
Supporting Information) shows that the dihedral angles are nearly identical (all within 0.3°) throughout the
N = 18 nanoring. Taken together, these figures show that the distribution of excitonic density in Figure is purely an electronic effect and not a result of conformational variations.
Finally, Figure displays the exciton binding energies of both systems calculated from eq
5. In contrast to Figures and , the exciton binding energies in both systems show a smooth monotonic variation as a function of size. As expected, for a given number of benzene rings, the exciton binding energies in the cyclic paraphenylenes are always larger (and decrease at a faster rate) than their acyclic counterparts. This trend is in agreement with the coherence sizes of the momentum density matrices discussed in section
. Compared with the linear paraphenylenes, the average electron−hole distance in the cyclic systems is smaller, leading to an increase in the binding energy. However, as the number of benzene units increases, the coherence sizes in both systems become nearly equal, and the binding energies asymptotically approach the same value. These results, in combination with the quasiparticle energy gaps and electron−hole delocalization patterns, explain the anomalous absorption energy trends in the cyclic paraphenylenes. In the linear systems, the quasiparticle energy gap (IP − EA) decreases much more rapidly than the exciton binding energy,
Eexc. As a result, the behavior of the IP − EA term dominates the right-hand side of eq
5, and the optical absorption gap (
Eopt = IP − EA −
Eexc) in the linear paraphenylenes decreases as a function of size. In contrast, IP − EA in the cyclic systems decreases at a significantly slower rate than
Eexc (cf. Figures and ). Consequently,
Eopt in the cyclic paraphenylenes will be largely determined by the behavior of
Eexc. Because
Eexc decreases faster than IP − EA in the carbon nanorings, the resulting optical absorption gap in the expression
Eopt = IP − EA −
Eexcincreases as a function of size, in agreement with the TDDFT calculations.