NTDs remain among the commonest human birth defects and understanding their genetic basis presents a considerable challenge owing to their multigenic inheritance and the potential influence of environmental factors, either predisposing or ameliorating. Several lines of evidence indicate a requirement for FOCM in neural tube closure and, therefore, GCS-encoding genes provide excellent candidates for possible involvement in NTD susceptibility. We identified putative mutations in AMT and GLDC which include a splice acceptor mutation and a number of non-synonymous variants that were absent from a large group of population-matched controls, as well as from public SNP databases. In the case of GLDC, enzymatic assay confirmed that several mutations resulted in significant loss of enzyme activity. Finally, in vivo functional evidence of a requirement for GCS function in neural tube closure was provided by the occurrence of NTDs in Amt−/− mice lacking GCS activity. Together these findings indicate that mutations in GLDC and AMT predispose to NTDs in both mice and humans.
Where parental samples were available (6 of the 11 NTD cases that involved putative mutations in
GLDC), we demonstrated parent-to-child transmission (
Supplementary Material, Table S2). Six were instances of maternal transmission and one involved paternal transmission. We hypothesize that absence of an overt NTD phenotype in parents who carry a deficient
GLDC allele may result from incomplete penetrance, or lack of additional genetic or environmental factors which are predicted to be necessary for NTDs owing to their multifactorial aetiology. We also note that partial penetrance is a feature of numerous mouse models of NTDs (
5,
8).
Inherited GCS deficiency, owing to mutation of
AMT and/or
GLDC, has been shown to cause NKH in humans (
17). NKH is a rare, autosomal recessive, inborn error of metabolism, characterized by accumulation of glycine and encephalopathy-like neurological signs, including coma and convulsive seizures in neonates. GCS activity is greatly diminished in NKH patients and they would, therefore, be predicted to be at increased risk of NTDs. It is possible that NTDs may occur in combination with NKH but as anencephaly is a lethal condition, co-existing NKH would go undetected. Lack of NTDs in NKH patients may also reflect the multigenic nature of NTDs, which require the presence of additional risk alleles in non-GCS genes. NKH is a relatively rare condition, with a prevalence of 1/63 000 births in British Columbia (
24) and 1/250 000 in the USA (
25). It is therefore possible that an increased risk of NTDs among carriers of GCS mutations in NKH families may not have been noted and this possibility is worthy of investigation. Based on estimated carrier frequency and the incidence of mutations among NTD patients, we predict that NTDs might be expected among 1/150 of the siblings of NKH patients (see
Supplementary Material, Table S3 for estimate calculation). One case report of an NKH patient with a
GLDC mutation describes the additional presence of spinal cord hydromyelia (
19). This condition is often associated with low spinal defects (involving secondary neurulation), but it is also possible that the expanded spinal canal was also present at a higher level and might indicate a limited defect in primary neurulation.
The mutations described in the current study were all present in heterozygous form and, therefore, are hypothesized to be insufficient to cause NKH while predisposing to NTDs. For example, in the current study we found four NTD patients and one control individual to be heterozygous for the A569T mutation, which is shown to result in reduced enzyme activity. This mutation was previously identified in a Caucasian patient with typical NKH, in combination with a second mutation, P765S (
26), confirming that it is deleterious
in vivo. Hence, we predict that, depending on the co-existing genetic milieu, the A569T variant may cause NKH, predispose to NTDs or be compatible with normal development.
The high incidence of NTDs in
AMT mutant mice is particularly notable as NTDs have not previously been found to be a common feature of mouse models deficient for folate-metabolizing enzymes. This includes null mutants that have been reported for eight other genes that encode enzymes in FOCM (Fig. A) (
27). Four have normal morphology at birth (
Cbs,
Mthfd1,
Mthfr and
Shmt1) (
28–
31),
Mthfd2 null embryos die by E15.5 but neural tube closure is complete (
32) and null mutants for
Mtr,
Mtrr and
Mthfs die before E9.5, prior to neural tube closure (
33–
35). Although analysis of mouse mutants has not supported a role for single-gene mutations in FOCM as major causes of NTDs, a requirement for cellular uptake of folate for neural tube closure has been demonstrated in
Folr1 null embryos, in which NTDs occur when rescued from early lethality by folic acid supplementation (
36). There is also considerable evidence for possible involvement of gene–environment and/or gene–gene interactions in NTDs. For example, in
Pax3 mutant (
splotch) embryos, which exhibit a defect of thymidylate biosynthesis, dietary folate-deficiency increases the frequency of cranial NTDs (
23,
37). Similarly, a diet deficient in folate and choline causes NTDs in
Shmt1 mutant embryos, whereas
Shmt1 and
Pax3 mutations exhibit genetic interaction (
38).
Regarding the mechanisms by which GCS mutations affect neural tube closure, a key question is whether NTDs are caused by impairment of FOCM or by another cause such as glycine accumulation. Modelling of hepatic FOCM, based on biochemical properties of folate-metabolizing enzymes (
39), predicts that loss of the mitochondrial GCS reaction would reduce the efflux rate of formate to the cytosol by ~50%. This results in reduced synthesis of purines and thymidylate, which are essential for the rapid cell division in the closing neural folds. Interestingly, a UK patient with anencephaly who was found to carry the
GLDC loss-of-function mutation P509A in the current study (Table ) was previously found to have impaired thymidylate biosynthesis, assayed in cultured fibroblasts (
14). These findings support the hypothetical link between diminished GLDC function, reduced thymidylate biosynthesis and development of NTDs. Reduced thymidylate biosynthesis and diminished cellular proliferation are proposed to underlie folate-related cranial NTDs in
splotch (
Pax3) mouse mutants (
37,
38).
As well as impairment of nucleotide biosynthesis, the predicted effect of diminished GCS activity in reducing production of methionine (
39) may also be of relevance as methionine is the precursor for the methyl donor
S-adenosylmethionine. Indeed, metabolic tracing experiments suggest that ~80% of 1C units in the methylation cycle are generated within mitochondrial FOCM (
40). Impairment of the methylation cycle and/or DNA methylation is known to cause NTDs in mice (
41) and is proposed as a possible cause of human NTDs (
7,
42). It was therefore notable that we found a preventive effect of methionine supplementation in
Amt−/− mice. Together, these findings suggest that FOCM, required for both thymidylate biosynthesis and methylation reactions that are essential for neural tube closure, may be functionally deficient in individuals who have mutations in
GLDC or
AMT.