Search tips
Search criteria 


Logo of corrspringer.comThis journalToc AlertsSubmit OnlineOpen Choice
Clin Orthop Relat Res. 2012 April; 470(4): 1106–1123.
Published online 2011 November 1. doi:  10.1007/s11999-011-2141-2
PMCID: PMC3293951

Value-based Care in the Management of Spinal Disorders: A Systematic Review of Cost-utility Analysis



Spinal disorders are a major cause of disability and compromise in health-related quality of life. The direct and indirect costs of treating spinal disorders are estimated at more than $100 billion per year. With limited resources, the cost-utility of interventions is important for allocating resources.


We therefore performed a systematic review of the literature on cost-utility for nonoperative and operative interventions for treating spinal disorders.


We searched four databases for cost-utility analysis studies on low back pain management and identified 1004 items. The titles and abstracts of 752 were screened before selecting 27 studies for inclusion; full texts of these 27 studies were individually evaluated by five individuals.


Studies of nonoperative treatments demonstrated greater value for graded activity over physical therapy and pain management; spinal manipulation over exercise; behavioral therapy and physiotherapy over advice; and acupuncture and exercise over usual general practitioner care. Circumferential fusion and femoral ring allograft had greater value than posterolateral fusion and titanium cage, respectively. The relative cost-utility of operative versus nonoperative interventions was variable with the most consistent evidence indicating superior value of operative care for treating spinal disorders involving nerve compression and instability.


The literature on cost-utility for treating spinal disorders is limited. Studies addressing cost-utility of nonoperative and operative management of low back pain encompass a broad spectrum of diagnoses and direct comparison of treatments based on cost-utility thresholds for comparative effectiveness is limited by diversity among disorders and methods to assess cost-utility. Future research will benefit from uniform methods and comparison of treatments in cohorts with well-defined pathology.


Spinal disorders are a common and important cause of pain, disability, and compromise of health-related quality of life. The 2008 National Health Interview Survey reported the age-adjusted prevalence of low back pain (LBP) in the US adult population to be 27.2% (SE = 0.41%) [40]. Back pain is the second most expensive musculoskeletal condition at an estimated $193.9 billion (in 2002–2004) [39] and is the leading physical complaint prompting physician visits. The incidence of LBP is highest among the workforce demographic: 39% and 35% in individuals between the ages of 45–64 years and 18–44 years, respectively [39]. Consequently, LBP leads to major economic losses and healthcare expenditure, estimated to exceed $100 billion per year [15]. Given the high prevalence of LBP as well as its substantial socioeconomic impact, evidence regarding the cost-utility of treatment options is important.

Spinal disorders encompass a broad spectrum of pathologies and diagnoses, many of which share the common symptom of LBP. The clinically heterogeneous symptomatic LBP patient demographic encompasses a broad range of underlying pathologies, including spinal structural instability or deformity, neural compression, musculoligamentous injury, and extraspinal disease. Specific pathologies differ importantly in the demographic that is affected, natural history, clinical presentation, and responsiveness to treatment. The most accurate assessment of the utility of interventions for the management of spinal disorders would be based on a cohort with a specific spinal pathology. However, much of the literature of cost-utility in spinal disorders encompasses nonspecific pathology and LBP without a diagnosis.

The management of spinal disorders is characterized by substantial variability [26]. Patients as well as their healthcare providers are frequently faced with the challenging task of deciding between interventions from a broad spectrum of available options. In a healthcare economy with limited resources, providers and consumers of healthcare services need to be accountable for the effectiveness of care and the cost of care. Accountability for the cost-effectiveness of care includes consideration of the direct cost of care and the incremental utility of care compared with alternatives.

In a value-based healthcare economy, the cost-utility of interventions for spinal disorders may be used to determine an appropriate distribution of resources toward interventions with greater value. The value proposition in health care is an analysis of the utility and benefits of care relative to the direct cost and risk of providing the care [28]. Measuring benefits and costs is challenging, and a consensus on the measures that encompass the relevant components of the value component for spinal disorders has not been reached. Traditional outcome measures in orthopaedics, including survival, radiographic outcomes, and disease-specific outcome tools, do not adequately reflect the patient’s healthcare experience or the impact of an intervention on health-related quality of life. Similarly, measuring the cost of care is complex and may encompass both direct costs of treatment as well as indirect costs including time away from work or family role, loss of productivity, and cost of caretakers [21]. Estimating costs is challenging because there is poor correlation between charges or reimbursement for care, which are easily measurable, and actual costs, which are not readily estimated. Transparency of costs is important in accurate cost-utility calculations, and the lack of transparency may lead to variability in the accuracy of cost-utility estimates.

Cost-utility analysis is an important determinant of the value of interventions in a value-based healthcare economy. The purpose of this article is to systematically review the literature on cost-utility analysis for the management of symptomatic LBP. The article specifically addresses the issues of: (1) Which nonoperative treatment(s) for LBP have the most favorable incremental cost-utility ratio and the greatest potential to provide the most value? (2) What is the relative cost-utility and value of surgical care over nonsurgical care for patients with LBP? (3) Which surgical procedure(s) used to manage LBP are associated with the most value?

Search Strategies and Criteria

We performed a comprehensive literature search of the MEDLINE, EMBASE, Cochrane Library, and CINAHL databases using their respective medical subject headings. A three-step search strategy was used to identify all potential articles of interest. First, all articles related to LBP or lumbar degenerative diseases were retrieved. Next, the subset of articles that were indexed under the subject headings of cost and cost analysis was identified. Finally, these articles were further filtered to only retain those studies that included quality-of-care data in addition to cost analysis. The search strategy included articles with medical subject headings of articles that included lumbar vertebra and low back pain and/or spinal disease with consideration of costs and utility including keywords of cost and cost analysis, quality of healthcare, quality of life, and quality-adjusted life years (Table 1). Potentially relevant articles lacking online access were ordered from the National Library of Medicine.

Table 1
MEDLINE, EMBASE, Cochrane Library, and CINAHL database search strategy details and results (including duplicates)

A total of 1004 articles (including duplicates) were retrieved on June 24, 2010, with the EMBASE database contributing 55%, MEDLINE contributing 26%, and Cochrane Library contributing 19% of the retrieved articles (Table 1). All three articles retrieved from CINAHL were duplicates. The MEDLINE, Cochrane Library, and CINAHL medical subject headings used for identifying the studies were identical. The EMTREE medical subject headings corresponding to cost and quality search criteria were broader in scope compared with other databases, possibly contributing to the retrieval of the highest number of search results through this database.

The titles and the abstracts of 752 unique articles were initially screened by one of the authors (SI) to identify the subset of studies to be evaluated more closely. The criteria used for this preliminary screening included relevance of the article’s subject matter to the current review on the value of various LBP interventions as well as the availability of cost and utility data in the study.

Full-length texts of this initial subset of studies were evaluated by one of the authors (SI) based on the following inclusion and exclusion criteria to further identify studies eligible for inclusion in this review. Inclusion criteria were (1) English language; (2) adults, 18 years of age and older; (3) at least 15 patients per intervention group at the start of the study; (4) minimum 1-year followup (considered as long-term followup for nonoperative interventions by the Cochrane Back Review Group [6]); (5) cost of intervention data reported; and (6) utility values (SF-6D or EQ-5D) or incremental quality-adjusted life-years (QALYs) gained or incremental cost-utility ratio (ICUR) reported. Exclusion criteria were (1) case reports; (2) meta-analyses or review articles; (3) PhD theses or conference abstracts; (4) modeling studies based on cost-effectiveness analyses; and (5) database search results with unavailable abstracts.

References of all previously published systematic reviews on cost-utility analysis (CUA) of LBP interventions as well as the studies selected for inclusion in this study were also reviewed to identify any additional studies not retrieved earlier or missed in the initial screening. Review of references led to identification of no additional articles for review or inclusion in the study.

Screening the title and abstract based on the relevance of the study in question to the topic of this review yielded 32 studies of interest. Four of the 32 articles [19, 27, 32, 47] were excluded as a result of a followup shorter than 1 year. The study by Ijzelenberg et al. [12] was excluded because it investigated the cost-utility of a LBP prevention program, not an intervention to manage LBP. As a result, a total of 27 studies were selected for inclusion in the systematic review. The earliest study included was published in 1995 [18] and the two latest studies were published in 2010 [8, 17]. The references of articles selected for this review and the previously published systematic review by Dagenais et al. [5] did not yield identification of additional studies. Of the 27 studies, 16 studies included here present the comparative cost-utility of two or more nonoperative interventions in managing symptomatic LBP, four studies evaluate the cost-utility of two operative interventions against each other in managing LBP, and seven studies compare the cost-utility of a nonoperative intervention with an operative intervention. All 27 studies identified for inclusion in this review were examined independently by all the reviewers (SSI, SHB [treating surgeon], MHW, SKT, SSH) on three different aspects to ascertain their study quality: (1) source of risk of bias: each study was assigned a low or high risk of bias based on the 12 question criteria proposed in Cochrane Back Review Group’s (CBRG) 2009 guidelines [7]; (2) strength of recommendation was determined as strong or weak based on the American Thoracic Surgeons (ATS) Guidelines and Recommendations [31]; and (3) quality of evidence was rated as high, moderate, or low based on the ATS Guidelines and Recommendations [31].

The composite quality score was the score for each dimension of quality (risk of bias, strength of recommendation, and quality of evidence). The composite quality score for each study was calculated based on the score it received from the majority of the reviewers on each dimension of quality mentioned. For example, a study receiving a high risk of bias from two reviewers but a low risk of bias from the remaining three was assigned an overall low risk of bias for the purposes of this systematic review. The same study receiving a scoring of strong recommendations from three reviewers and weak recommendations from two reviewers was determined to have made strong recommendations overall for the purposes of this review. A majority opinion on each dimension of the quality score (risk of bias, strength of recommendations, quality of evidence) emerged for each examined study, eliminating the need to reevaluate or resolve any inconclusive overall scores through consensus. There was moderate variability in interobserver grading of articles. Bias (graded as high or low) consisted of five of five authors agreeing 26% of the time (seven of 27 studies), four of five authors agreeing 44% of the time (12 of 27 studies), and three of five authors agreeing 30% of the time (eight of 27 studies). Strength of recommendations (graded as strong or weak) consisted of five of five authors agreeing 30% of the time (eight of 27 studies), four of five authors agreeing 37% of the time (10 of 27 studies), and three of five authors agreeing 33% of the time.

Quality of evidence (graded as high, moderate, low) consisted of five of five authors agreeing 15% of the time, four of five agreeing 33% of the time (nine of 27 studies), and three of five authors agreeing 52% of the time (14 of 27 studies).

Nine studies (six in Table 2, three in Table 3, and zero in Table 4) were determined to have a high risk of bias [7]. The majority of the studies were scored to have weak recommendations (17 of 27) and moderate evidence quality (18 of 27).

Table 2
Design details of studies reporting the comparative CUA of two or more nonoperative interventions
Table 3
Details of studies reporting the comparative CUA of a nonoperative intervention relative to an operative intervention
Table 4
Details of studies reporting the comparative CUA of two operative interventions

The following data were extracted from each selected article: (1) study design; (2) source for utility cost data; (3) study length; (4) compared interventions; (5) number of patients recruited; (6) patients’ mean age; (7) percentage lost to followup; (8) baseline patient characteristics; (9) diagnosis or indication; (10) utility values; (11) QALYs gained; (12) total cost: direct charges or reimbursement and estimated indirect costs; and (13) CUA findings.

Many studies estimated an indirect cost, or a societal cost, based on considerations of time from work and lost productivity. All cost data were converted to US dollars (if necessary) using end-of-year currency exchange rates (available at The inflation-adjusted 2010 US dollar cost of an intervention was calculated using the consumer price index inflation calculator (available at For cost data collected over several years, the final year was used as the index year for currency conversion and inflation adjustment. If the year of cost data collection was not specified, the year of publication was used as the index year.


Cost-utility of Nonoperative Care

Sixteen studies included in the review compared the cost and utility of nonoperative interventions for LBP (Table 2). Nonoperative studies had substantial deficiencies in defining the pathology treated and the consistency of nonoperative protocols. The baseline characteristics of the various intervention groups were similar in 11 of the 16 studies. The remaining five studies demonstrated considerable bias in baseline cohort selection: the study by van der Roer et al. [42] did not provide any information on the baseline characteristics, the study by Rivero-Arias et al. [30] reported a greater proportion of men and smokers in the control group versus the experimental group, and the difference between the intervention groups in the other three studies [16, 22, 35] related to higher morbidity and disability scores in the experimental intervention group compared with the control group. The length of followup in the nonoperative studies was 1 year or less in the majority of studies.

Five studies [1, 9, 11, 22, 24] reported the cost and utility of specific care but did not perform CUA. Nonsignificant differences in costs and utilities were detected in two of the studies [11, 22] because CUA was not performed. Hoeijenbos et al. [11] postulated that active implementation of the physiotherapy guidelines might lead to worse cost-utility as a result of increased expenditure without generation of additional utility in patients with nonspecific LBP. Bastiaenen et al. [1] did not mention the intention of performing CUA as part of their study, although cost and utility data were collected. At 95% confidence level, the unpaired t-test statistic yields nonsignificant differences in utility (T = 1.267, df = 103, two-tailed confidence level = 79.2%) but differences in cost (T = 2.115, df = 103, two-tailed confidence level = 96.31%). Thus, a trend toward better cost-utility of the experimental intervention, consisting of self-management and fear avoidance, relative to usual care can be inferred based on the data reported by Bastiaenen et al. [1] in patients with postpartum lower back and pelvic girdle pain with onset during or immediately after pregnancy. With nonsignificant differences in utilities but significant differences in costs, a trend toward better cost-utility of USUAL (with lowest cost) over OPDIM (with moderate cost) and OPCON (with highest cost) may exist [9] in patients with more than 6 months of nonspecific LBP with discrepancy between objective clinical findings and the patients’ pain complaints. Combination therapy of exercise and manipulation was more expensive than physician consultation without generating additional utility improvements, indicating better cost-utility of consultation over combination therapy [24] in patients with an Oswestry disability index (ODI) of at least 16% and chronic LBP with or without sciatica.

Graded activity with problem-solving demonstrated better cost-utility over active physical therapy and combination therapy [33] (Table 5) in patients with more than 3 months of nonspecific LBP severe enough to lead to disability. Physical therapy had an ICUR of $4594/QALY relative to brief pain management with a greater than 83% probability of being cost-effective at a willingness-to-pay threshold of £10,000 ($15,930)/QALY [46] in patients with less than 12 weeks of nonspecific LBP. A back skills training program generated a 90% probability of being more cost-effective than advice alone [17] in patients with more than 6 weeks of LBP. Although a minimal intervention strategy with 20-minute consultations emerged more cost-effective compared with usual care in the sensitivity analysis, the results of the primary analysis reporting inconclusive comparative cost-utility was endorsed by the authors of the study [13] in patients with less than 12 weeks nonspecific LBP or symptom exacerbation. The addition of a community-based active exercise component to education had an ICUR of $8650/QALY over education alone [14] in managing persistent LBP lasting > 3 months. Pain management was more cost-effective compared with individual physiotherapy and spinal stabilization physiotherapy [4] in a population with > 12 weeks of LBP. Individual physiotherapy had a favorable ICUR of $2216/QALY over spinal stabilization physiotherapy [4]. Physiotherapy was more cost-effective than advice alone at an ICUR of $6379/QALY [30] for patients with > 6 weeks of LBP. Acupuncture had an ICUR of $4241/QALY over usual care [35] in a population with persistent LBP lasting anywhere from 4 to 52 weeks. Spinal manipulation appeared the most cost-effective intervention followed by manipulation and community exercise, community exercise, and best care (in that order) [38] for patients with > 4 weeks of LBP. Referral to neuroreflexotherapy in addition to standard care with a cost utility of $88/QALY was more cost-effective than standard care alone at $538/QALY [16] in managing > 14 days of nonspecific LBP.

Table 5
Cost and Utility data of studies reporting comparative CUA of two or more non-operative interventions

Overall, cost-utility studies comparing two nonoperative interventions against each other evaluated a heterogeneous group of interventions applied toward the management of nonspecific LBP of varying durations and with variable, uniquely defined protocols. As a result, direct comparison of CUA data across different studies is not feasible, and other than potential trends toward greater value, no definitive conclusions can be drawn regarding the superiority of one nonoperative intervention over another. Notable trends include greater cost-effectiveness of graded activity over physical therapy and pain management in patients with LBP lasting > 3 months; cognitive behavioral therapy (BeST program) and physiotherapy over advice for LBP lasting > 6 weeks; acupuncture, exercise, and neuroreflexotherapy over usual care; individual physiotherapy over spinal stabilization physiotherapy in patients with > 12 weeks of LBP; and spinal manipulation over exercise for > 4 weeks of LBP. However, these findings are only supported by strong single-study evidence and need further substantiation before application to patient care or healthcare policy.

Cost-utility of Nonoperative and Operative Care

Seven studies compared the cost and utility of nonoperative and operative care (Table 3). Five of the seven studies compared the cost-utility of operative intervention for lumbar discectomy compared with nonoperative care. Among the studies comparing the relative cost-utility of operative versus nonoperative studies for lumbar disc herniation, operative care demonstrated a significant incremental benefit and outcome advantage over nonoperative care in all four studies and clear cost-effectiveness compared with nonoperative care in three of four studies. ICUR (in inflation-adjusted 2010 US dollars) of surgery relative to nonoperative care was estimated at $80,160/QALY [37], $4891/QALY [10], and $44,089/QALY [18]. One study evaluated cost savings to society, demonstrating a cost saving of > $4000 for early operative care compared with nonoperative care [41]. Nonoperative care for the management of nonspecific lumbar degenerative disorders (such as failed back surgery syndrome and nonspecific chronic LBP lasting > 12 months) is favored over nonspecific operative strategies. The incremental cost-utility ratio for operative care was $77,930/QALY [29] (with < 20% probability of being cost-effective at £30,000 ($47,835)/QALY). At a willingness-to-pay threshold of $45,000/QALY [23] established by the National Institute for Health and Clinical Excellence (NICE), two of the studies [29, 37] indicate favorable cost-utility of surgery over nonoperative care, whereas the other two studies [10, 18] support nonoperative care over operative interventions. Maintenance of an incremental benefit of operative care over a longer period of followup would result in conclusive evidence of cost-effectiveness of operative care at the NICE threshold for the management of symptomatic intervertebral disc herniation.

Operative versus nonoperative care studies were limited by high rates of patient crossover and poorly defined nonoperative protocols. Salient differences in the baseline characteristics between the surgical and nonoperative care groups were mentioned in two of the five studies. In the study by Tosteson et al. [37], the patients in the surgical care group were younger, more likely to have L5/S1 herniation, worse utility and pain scores as well as either applied for or were receiving compensation. Rivero-Arias et al. [29] noted a greater proportion of women in the nonoperative care group and a greater proportion of men in the operative care group in addition to certain differences in the occupational characteristics between the groups as well. In general, the number of patients enrolled in these studies was greater than the number enrolled in the studies comparing two operative interventions against each other. Furthermore, only two of the five studies in this set reported a < 10% loss to followup, including the studies by Tosteson et al. [37] and North et al. [25].

Two studies included consideration of implants including pedicle screws for spondylolisthesis and spinal cord stimulation [25, 36]. Adding fusion to the decompression reduces the cost-effectiveness of decompressive surgery, because patients with spinal stenosis treated with laminectomy had a cost of $77,600/QALY compared with patients with degenerative spondylolisthesis treated with laminectomy and fusion who had a cost of $115,600/QALY [36]. The use of spinal cord stimulation compared with reoperation in the management of LBP refractory to primary surgery concluded that spinal cord stimulation was cost-effective with a probability of 59% and produced greater cost-utility with a probability of 72% at a willingness-to-pay threshold of $40,000/QALY [25] (Table 3). However, this study was limited by its crossover randomized controlled trial study design as well as the small number of 40 patients enrolled. A more rigorous study design with a greater number of patients is thus required to confirm and validate the preliminary results obtained by North et al. [25].

Cost-utility of Operative Care

Four studies addressed comparative CUA of alternative operative interventions (Table 4). All four studies included evaluated the cost-utility of lumbar fusion. Circumferential fusion was cost saving compared with posterolateral fusion with an ICUR of $49,306/QALY by costing less and providing greater utility > 85% of the time in patients with isthmic spondylolisthesis or primary/secondary disc herniation [34]. Femoral ring allograft was more cost-effective than a titanium cage in circumferential fusion with a close to 100% probability for patients with degenerative disc disease between L3 and S1 leading to functional deficits. The cost-effectiveness acceptability curve indicated only a 0.2% probability for titanium cage to be cost-effective at a high willingness-to-pay (WTP) threshold of £1,000,000 ($1,594,500). Indirect costs were accounted for while computing total costs in both these studies. The remaining two studies [3, 8] in this subset of studies on operative interventions evaluated the comparative cost-utility of bone morphogenetic protein (BMP) to iliac crest bone graft (ICBG) in posterolateral fusion. The BMP and ICBG cost and utility data were pooled and a combined ICUR (in inflation-adjusted 2010 US dollars) of $53,914/QALY was reported by Glassman et al. [8] on observing nonsignificant differences between the BMP and ICBG intervention groups composed of multiple pathologies including mechanical LBP, stenosis requiring facet resurrection, spondylolisthesis, and postdiscectomy instability (Table 4). Recombinant human BMP-2/matrix was proposed to have a better cost-utility than ICBG3 based on a cost-computing Markov model that took into account the higher incidence of complications and revision surgeries associated with ICBG.

Overall, among the operative interventions, strong single-study evidence [14] points to the greater cost-utility of circumferential fusion over posterolateral fusion in a population with back pain secondary to primary or secondary disc degeneration and isthmic spondylolisthesis. For circumferential fusion, Freeman et al. [6] indicate greater value in the use of a femoral ring allograft over a titanium cage in patients with > 6 months of functional deficits resulting from degenerative disease between the L3 and S1 levels. The comparative cost-utility of BMP over ICBG is dependent on cost calculations of ICBG in comparison to recombinant protein with a minimal difference in utility between the interventions. These studies only evaluated the cost-utility of lumbar fusion and provide no information on the cost-utility of fusion compared with other surgical procedures.


In a value-based healthcare economy, the preferred goal for healthcare delivery is superior patient value [26]. Using interventions providing the most value to the patients is essential to achieve this high standard of patient care. The cost-utility of an intervention may be used to identify interventions that provide the most benefit to patients (as measured by patient-centered outcome measures) while incurring the least expenses. The primary goal of this article was to review the cost-utility literature on LBP interventions for the level of evidence supporting the greater value of one intervention over another. Literature on the CUA of interventions for LBP is important in understanding the cost-utility of treatment strategies for spinal disorders relative to other healthcare interventions.

There are a number of limitations to this study, some in the literature regarding CUA as well as others specific to our review. First, patient value is measured at the level of specific medical conditions. Therefore, CUA of spinal disorders should focus on specific diagnoses. The lack of specificity regarding the diagnosis that underlies the symptom of LBP is a fundamental limitation of the cost-utility literature on LBP. The articles included in this review had nonspecific LBP as a primary focus rather than a specific lumbar pathology. Therefore, the ability to translate cost-utility conclusions from this review across different spinal conditions and treatments is limited. Because LBP is a symptom associated with a heterogeneous collection of clinical diagnoses and conditions, there is a need for future CUA research identifying the most effective intervention for a specific medical diagnosis instead of generalized symptomatic LBP. A given intervention might vary in its effectiveness when used for different underlying medical conditions causing symptomatic LBP. Consequently, evaluating the cost-utility of an intervention in the treatment of a variety of underlying medical conditions causing LBP may provide erroneous estimates of the intervention’s value as a result of inherent weaknesses in study design. Study bias including a heterogeneous cohort and lack of uniform treatment and followup may increase confounding variables and limit the ability of a study to detect differences between alternative treatments. Thus, future translational CUA research may benefit from and provide more definitive data by enrolling a more homogeneous patient population diagnosed with a single underlying medical condition causing the symptom of LBP. Second,interstudy reliability in cost-utility articles on LBP is poor with no studies evaluating identical interventions or confirming each other’s findings. The lack of interstudy reliability limits the translational ability of these studies. Regardless of how strong the data from an individual study might be, multiple independent studies confirming each other’s conclusions are required to initiate modifications to standard clinical protocols. Currently, no guidelines exist that specify the minimum threshold of evidence that would justify modifying the clinical management of LBP. Reaching such a consensus will be critical to provide an overall framework for interpreting newly generated results as well as ensuring streamlining of future research efforts. Third, meta-analysis could not be performed in this systematic review because of the heterogeneity of diagnoses and treatments within the included studies. In addition to interintervention diversity, a considerable degree of intraintervention variability in the implementation of nonoperative interventions also exists. As a result, direct comparisons of nonoperative CUA data, even between studies examining the same set of interventions, is challenging and requires careful consideration of the implementation methodology. Fourth, studies exploring the cost-utility of combination therapies or experimental interventions are difficult to interpret, especially if the cost-utility of the individual component interventions pooled together is not understood. Fifth, care must be taken while interpreting the ICUR values within the context of the cost perspective used to compute it. Although the societal perspective is preferred from the standpoint of healthcare policy, the physician and the patient perspective might be the most valuable from an individual point of view. This factor must not be overlooked when comparing cost-utility values across studies. Sixth, there is some disagreement on how to handle nonsignificant differences in costs and effects. Three distinct approaches became evident during the course of this systematic review. Some studies [11, 22] decided to forego the intended CUA once nonsignificant differences were realized, reasoning that CUA will be inconclusive. The second approach pooled the different cost and utility data across interventions to obtain a composite cost-utility value [8]. The final approach adopted by Johnson et al. [14] proposes that CUA (with confidence intervals and cost-effectiveness acceptability curves) must be performed to identify the intervention most likely to be cost-effective regardless of whether statistically significant differences exist, because inconclusiveness is not a solution to a situation in which practicality demands that one intervention be chosen over another. However, such an approach would require careful consideration of the sensitivity of cost-effectiveness curves to minute changes in the input cost and utility estimates, affecting the credibility and reliability of drawn recommendations. It is also essential to recognize that statistical significance of costs or utility might not always translate into clinically or economically important differences. Small sample size in computing the variables of cost or utility might lead to a Type II or beta error, in which a difference between the two interventions being compared is detected when none exists (that is, the null hypothesis is erroneously rejected). Thus, care must be taken to extrapolate whether statistical significance translates into clinical or economic importance while interpreting the CUA data of all the studies included in this literature. Seventh, because LBP is a symptom associated with a heterogeneous collection of clinical diagnoses and conditions, future CUA research must be organized around identifying the most valuable intervention for a specific medical diagnosis instead of generalized symptomatic LBP. A given intervention might vary in its effectiveness when used for different underlying medical conditions causing symptomatic LBP. Consequently, evaluating the cost-utility of an intervention in the treatment of a variety of underlying medical conditions causing LBP may provide erroneous estimates of the intervention’s value as a result of inherent weaknesses in study design. Thus, future translational CUA research may benefit from and provide more definitive results by enrolling a more homogeneous patient population diagnosed with a single underlying medical condition causing the symptom of LBP.

The cost-utility studies for nonoperative care of LBP demonstrate cost-effectiveness of graded activity over physical therapy and pain management; cognitive behavioral therapy (BeST program) and physiotherapy over advice; acupuncture, exercise, and neuroreflexotherapy over usual care; individual over spinal stabilization physiotherapy; and spinal manipulation over exercise. All these findings are supported by strong single-study evidence only. As a result, the implications of these studies require interstudy confirmation before translation into clinical practice and healthcare policy.

The comparative cost-effectiveness of surgical management relative to nonoperative care is dependent on the specific diagnosis and treatment. Operative care for spinal disorders involving nerve compression and instability demonstrates moderate to strong evidence for cost-effectiveness compared with nonoperative, especially in studies involving longer followup. The role of operative and nonoperative care in degenerative lumbar disorders without well-defined pathology and treatments is difficult to interpret and points to the importance of studies with well-defined diagnoses and treatments. Comparison of operative and nonoperative strategies for spinal disorders is challenging as a result of patient willingness to randomize to care and confounding effects of crossover [2]. Further studies with discrete diagnoses and treatment protocols will be required to address this important comparison, and observational studies based on prospective registries may be useful with appropriate stratification of cases by matching cohorts and propensity scores.

In studies comparing alternative operative strategies, current evidence indicates that circumferential fusion and femoral ring allograft are more cost-effective and thus provide greater value than posterolateral fusion and a titanium cage, respectively, among the operative interventions. Given the gradual increase in the rates of lumbar fusion with this procedure accounting for 47% of the costs associated with back surgery [43], delineating and understanding the cost-utility and the value of this procedure is important. The interaction of BMP with allograft may, however, favor the use of a nonresorbable interbody spacer for anterior spine surgery [20].

We found inconclusive information regarding the relative value of three pairs of interventions: recombinant human BMP versus ICBG, surgical versus nonsurgical care, and physiotherapy versus pain management. Although the studies by Carreon et al. [3] and Glassman et al. [8] both reported nonsignificant differences in utilities, the cost-effectiveness of care is dependent on a definition of the cost of ICBG and this cost has been reported variably. The four studies comparing surgical care with nonoperative management produced mixed findings, and a conclusive assessment of cost-effectiveness in comparing operative and nonoperative care is clearly dependent on the length of followup and a definition of a WTP threshold. Because the decision between opting for nonoperative care versus surgery is an important decision with major consequences for the various stakeholders, further elucidation of these preliminary results is necessary. The cost-utility of physiotherapy relative to pain management is unclear with the study by Whitehurst et al. [46] supporting physiotherapy, whereas the study by Critchley et al. [4] reported dominance of pain management. Additionally, because the study by North et al. [25] was a crossover randomized controlled trial with a small sample size of 40 patients, the comparative value of spinal cord stimulation relative to reoperation for patients with failed back surgery syndrome may benefit from a study with a bigger sample size. Identification of the underlying cause of failure of back surgery is also important, because outcomes of revision surgery are dependent on the pathology addressed by the revision.

CUA is an important study design for the assessment of management strategies for spinal disorders in a value-based healthcare economy. The CUA of alternative interventions may have important implications for healthcare policy and resource allocation. The literature identified in this systematic review is limited by large variability in the pathologies encompassed within and between studies. Future CUA in spinal disorders will benefit from direct comparison of well-defined spinal pathologies and consistent interventions.


Each author certifies that he or she, or a member of their immediate family, has no commercial associations (eg, consultancies, stock ownership, equity interest, patent/licensing arrangements, etc) that might pose a conflict of interest in connection with the submitted article.

All ICMJE Conflict of Interest Forms for authors and Clinical Orthopaedics and Related Research editors and board members are on file with the publication and can be viewed on request.


1. Bastiaenen CH, Bie RA, Vlaeyen JW, Goossens ME, Leffers P, Wolters PM, Bastiaanssen JM, Brandt PA, Essed GG. Long-term effectiveness and costs of a brief self-management intervention in women with pregnancy-related low back pain after delivery. BMC Pregnancy Childbirth. 2008;30:19. doi: 10.1186/1471-2393-8-19. [PMC free article] [PubMed] [Cross Ref]
2. Birkmeyer NJ, Weinstein JN, Tosteson AN, Tosteson TD, Skinner JS, Lurie JD, Deyo R, Wennberg JE. Design of the Spine Patient Outcomes Research Trial (SPORT) Spine. 2002;27:1361–1372. doi: 10.1097/00007632-200206150-00020. [PMC free article] [PubMed] [Cross Ref]
3. Carreon LY, Glassman SD, Djurasovic M, Campbell MJ, Puno RM, Johnson JR, Dimar JR., 2nd RhBMP-2 versus iliac crest bone graft for lumbar spine fusion in patients over 60 years of age: a cost-utility study. Spine. 2009;34:238–243. doi: 10.1097/BRS.0b013e31818ffabe. [PubMed] [Cross Ref]
4. Critchley DJ, Ratcliffe J, Noonan S, Jones RH, Hurley MV. Effectiveness and cost-effectiveness of three types of physiotherapy used to reduce chronic low back pain disability: a pragmatic randomized trial with economic evaluation. Spine. 2007;32:1474–1481. doi: 10.1097/BRS.0b013e318067dc26. [PubMed] [Cross Ref]
5. Dagenais S, Roffey DM, Wai EK, Haldeman S, Caro J. Can cost utility evaluations inform decision making about interventions for low back pain? Spine J. 2009;9:944–957. doi: 10.1016/j.spinee.2009.07.007. [PubMed] [Cross Ref]
6. Freeman BJ, Steele NA, Sach TH, Hegarty J, Soegaard R. ISSLS prize winner: cost-effectiveness of two forms of circumferential lumbar fusion: a prospective randomized controlled trial. Spine. 2007;32:2891–2897. doi: 10.1097/BRS.0b013e31815b75e2. [PubMed] [Cross Ref]
7. Furlan AD, Pennick V, Bombardier C, Tulder M. Editorial Board, Cochrane Back Review Group. 2009 updated method guidelines for systematic reviews in the Cochrane Back Review Group. Spine. 2009;34:1929–1951. doi: 10.1097/BRS.0b013e3181b1c99f. [PubMed] [Cross Ref]
8. Glassman SD, Polly DW, Dimar JR, Carreon LY. The cost effectiveness of single-level instrumented posterolateral lumbar fusion at five years after surgery. Spine. 2010 May 19 [Epub ahead of print]. [PubMed]
9. Goossens ME, Rutten-Van Mölken MP, Kole-Snijders AM, Vlaeyen JW, Breukelen G, Leidl R. Health economic assessment of behavioral rehabilitation in chronic low back pain: a randomised clinical trial. Health Econ. 1998;7:39–51. doi: 10.1002/(SICI)1099-1050(199802)7:1<39::AID-HEC323>3.0.CO;2-S. [PubMed] [Cross Ref]
10. Hansson E, Hansson T. The cost-utility of lumbar disc herniation surgery. Eur Spine J. 2007;16:329–337. doi: 10.1007/s00586-006-0131-y. [PMC free article] [PubMed] [Cross Ref]
11. Hoeijenbos M, Bekkering T, Lamers L, Hendriks E, Tulder M, Koopmanschap M. Cost-effectiveness of an active implementation strategy for the Dutch physiotherapy guideline for low back pain. Health Policy. 2005;75:85–98. doi: 10.1016/j.healthpol.2005.02.008. [PubMed] [Cross Ref]
12. Ijzelenberg H, Meerding WJ, Burdorf A. Effectiveness of a back pain prevention program: a cluster randomized controlled trial in an occupational setting. Spine. 2007;32:711–719. doi: 10.1097/01.brs.0000259072.14859.d9. [PubMed] [Cross Ref]
13. Jellema P, Roer N, Windt DA, Tulder MW, Horst HE, Stalman WA, Bouter LM. Low back pain in general practice: cost-effectiveness of a minimal psychosocial intervention versus usual care. Eur Spine J. 2007;16:1812–1821. doi: 10.1007/s00586-007-0439-2. [PMC free article] [PubMed] [Cross Ref]
14. Johnson RE, Jones GT, Wiles NJ, Chaddock C, Potter RG, Roberts C, Symmons DP, Watson PJ, Torgerson DJ, Macfarlane GJ. Active exercise, education, and cognitive behavioral therapy for persistent disabling low back pain: a randomized controlled trial. Spine. 2007;32:1578–1585. doi: 10.1097/BRS.0b013e318074f890. [PubMed] [Cross Ref]
15. Katz J. Lumbar disc disorders and low back pain: socioeconomic factors and consequences. J Bone Joint Surg Am. 2006;88:21–24. doi: 10.2106/JBJS.E.01273. [PubMed] [Cross Ref]
16. Kovacs FM, Llobera J, Abraira V, Lázaro P, Pozo F, Kleinbaum D, KAP Group Effectiveness and cost-effectiveness analysis of neuroreflexotherapy for subacute and chronic low back pain in routine general practice: a cluster randomized, controlled trial. Spine. 2002;27:1149–1159. doi: 10.1097/00007632-200206010-00004. [PubMed] [Cross Ref]
17. Lamb SE, Hansen Z, Lall R, Castelnuovo E, Withers EJ, Nichols V, Potter R, Underwood MR, Back Skills Training Trial investigators Group cognitive behavioural treatment for low-back pain in primary care: a randomised controlled trial and cost-effectiveness analysis. Lancet. 2010;375:916–923. doi: 10.1016/S0140-6736(09)62164-4. [PubMed] [Cross Ref]
18. Malter AD, Larson EB, Urban N, Deyo RA. Cost-effectiveness of lumbar discectomy for the treatment of herniated intervertebral disc. Spine. 1996;21:1048–1054. doi: 10.1097/00007632-199605010-00011. [PubMed] [Cross Ref]
19. Manca A, Kumar K, Taylor RS, Jacques L, Eldabe S, Meglio M, Molet J, Thomson S, O’Callaghan J, Eisenberg E, Milbouw G, Buchser E, Fortini G, Richardson J, Taylor RJ, Goeree R, Sculpher MJ. Quality of life, resource consumption and costs of spinal cord stimulation versus conventional medical management in neuropathic pain patients with failed back surgery syndrome (PROCESS trial) Eur J Pain. 2008;12:1047–1058. doi: 10.1016/j.ejpain.2008.01.014. [PubMed] [Cross Ref]
20. McClellan JW, Mulconrey DS, Forbes RJ, Fullmer N. Vertebral bone resorption after transforaminal lumbar interbody fusion with bone morphogenetic protein (rhBMP-2) J Spinal Disord Tech. 2006;19:483–486. doi: 10.1097/01.bsd.0000211231.83716.4b. [PubMed] [Cross Ref]
21. Meltzer MI. Introduction to health economics for physicians. Lancet. 2001;358:993–998. doi: 10.1016/S0140-6736(01)06107-4. [PubMed] [Cross Ref]
22. Moffett JK, Torgerson D, Bell-Syer S, Jackson D, Llewlyn-Phillips H, Farrin A, Barber J. Randomised controlled trial of exercise for low back pain: clinical outcomes, costs, and preferences. BMJ. 1999;319:279–283. doi: 10.1136/bmj.319.7205.279. [PMC free article] [PubMed] [Cross Ref]
23. National Institute for Health and Clinical Excellence. Guide to the Methods of Technology Appraisal. London, UK: NICE; 2008.
24. Niemistö L, Rissanen P, Sarna S, Lahtinen-Suopanki T, Lindgren KA, Hurri H. Cost-effectiveness of combined manipulation, stabilizing exercises, and physician consultation compared to physician consultation alone for chronic low back pain: a prospective randomized trial with 2-year follow-up. Spine. 2005;15:1109–1115. doi: 10.1097/01.brs.0000162569.00685.7b. [PubMed] [Cross Ref]
25. North RB, Kidd D, Shipley J, Taylor RS. Spinal cord stimulation versus reoperation for failed back surgery syndrome: a cost effectiveness and cost utility analysis based on a randomized, controlled trial. Neurosurgery. 2007;61:361–368. doi: 10.1227/01.NEU.0000255522.42579.EA. [PubMed] [Cross Ref]
26. Porter ME, Teisberg EO. Redefining Health Care. Creating Value-based Competition on Results. Boston, MA, USA: Harvard Business School Press; 2006.
27. Räsänen P, Ohman J, Sintonen H, Ryynänen OP, Koivisto AM, Blom M, Roine RP. Cost-utility analysis of routine neurosurgical spinal surgery. J Neurosurg Spine. 2006;5:204–209. doi: 10.3171/spi.2006.5.3.204. [PubMed] [Cross Ref]
28. Rihn JA, Berven S, Allen T, Phillips FM, Currier BL, Glassman SD, Nash DB, Mick C, Crockard A, Albert TJ. Defining value in spine care. Am J Med Qual. 2009;24(Suppl):4S–14S. doi: 10.1177/1062860609349214. [PubMed] [Cross Ref]
29. Rivero-Arias O, Campbell H, Gray A, Fairbank J, Frost H, Wilson-MacDonald J. Surgical stabilization of the spine compared with a programme of intensive rehabilitation for the management of patients with chronic low back pain: cost utility analysis based on a randomised controlled trial. BMJ. 2005;330:1239. doi: 10.1136/bmj.38441.429618.8F. [PMC free article] [PubMed] [Cross Ref]
30. Rivero-Arias O, Gray A, Frost H, Lamb SE, Stewart-Brown S. Cost-utility analysis of physiotherapy treatment compared with physiotherapy advice in low back pain. Spine. 2006;31:1381–1387. doi: 10.1097/01.brs.0000218486.13659.d5. [PubMed] [Cross Ref]
31. Schünemann HJ, Jaeschke R, Cook DJ, Bria WF, El-Solh AA, Ernst A, Fahy BF, Gould MK, Horan KL, Krishnan JA, Manthous CA, Maurer JR, McNicholas WT, Oxman AD, Rubenfeld G, Turino GM, Guyatt G, ATS Documents Development and Implementation Committee An official ATS statement: grading the quality of evidence and strength of recommendations in ATS Guidelines and Recommendations. Am J Respir Crit Care Med. 2006;174:605–614. doi: 10.1164/rccm.200602-197ST. [PubMed] [Cross Ref]
32. Schweikert B, Jacobi E, Seitz R, Cziske R, Ehlert A, Knab J, Leidl R. Effectiveness and cost-effectiveness of adding a cognitive behavioral treatment to the rehabilitation of chronic low back pain. J Rheumatol. 2006;33:2519–2526. [PubMed]
33. Smeets RJ, Severens JL, Beelen S, Vlaeyen JW, Knottnerus JA. More is not always better: cost-effectiveness analysis of combined, single behavioral and single physical rehabilitation programs for chronic low back pain. Eur J Pain. 2009;13:71–81. doi: 10.1016/j.ejpain.2008.02.008. [PubMed] [Cross Ref]
34. Soegaard R, Bünger CE, Christiansen T, Høy K, Eiskjaer SP, Christensen FB. Circumferential fusion is dominant over posterolateral fusion in a long-term perspective: cost-utility evaluation of a randomized controlled trial in severe, chronic low back pain. Spine. 2007;32:2405–2414. doi: 10.1097/BRS.0b013e3181573b2d. [PubMed] [Cross Ref]
35. Thomas KJ, MacPherson H, Ratcliffe J, Thorpe L, Brazier J, Campbell M, Fitter M, Roman M, Walters S, Nicholl JP. Longer term clinical and economic benefits of offering acupuncture care to patients with chronic low back pain. Health Technology Assessment. 2005;9:32. [PubMed]
36. Tosteson AN, Lurie JD, Tosteson TD, Skinner JS, Herkowitz H, Albert T, Boden SD, Bridwell K, Longley M, Andersson GB, Blood EA, Grove MR, Weinstein JN. SPORT Investigators: Surgical treatment of spinal stenosis with and without degenerative spondylolisthesis: cost-effectiveness after 2 years. Ann Intern Med. 2008;149:845–853. [PMC free article] [PubMed]
37. Tosteson AN, Skinner JS, Tosteson TD, Lurie JD, Andersson GB, Berven S, Grove MR, Hanscom B, Blood EA, Weinstein JN. The cost effectiveness of surgical versus nonoperative treatment for lumbar disc herniation over two years: evidence from the Spine Patient Outcomes Research Trial (SPORT) Spine. 2008;33:2108–2115. doi: 10.1097/BRS.0b013e318182e390. [PMC free article] [PubMed] [Cross Ref]
38. UK BEAM trial group UK Back pain Exercise and Manipulation (UK BEAM) trial—national randomised trial of physical treatments for back pain in primary care: objectives, design and interventions. BMC Health Serv Res. 2003;3:1–13. doi: 10.1186/1472-6963-3-1. [PMC free article] [PubMed] [Cross Ref]
39. US Bone and Joint Decade: The Burden of Musculoskeletal Diseases in the United States. Rosemont, IL, USA: American Academy of Orthopaedic Surgeons; 2008.
40. US Department of Health and Human Services. Summary Health Statistics for US Adults: National Health Interview Survey, 2008. Vital and Health Statistics Series 10, No. 242. Available at: Accessed July 12, 2010.
41. Hout WB, Peul WC, Koes BW, Brand R, Kievit J, Thomeer RT. Leiden-The Hague Spine Intervention Prognostic Study Group: Prolonged conservative care versus early surgery in patients with sciatica from lumbar disc herniation: cost utility analysis alongside a randomised controlled trial. BMJ. 2008;336:1351–1354. doi: 10.1136/bmj.39583.709074.BE. [PMC free article] [PubMed] [Cross Ref]
42. Roer N, Tulder M, Mechelen W, Vet H. Economic evaluation of an intensive group training protocol compared with usual care physiotherapy in patients with chronic low back pain. Spine. 2008;33:445–451. doi: 10.1097/BRS.0b013e318163fa59. [PubMed] [Cross Ref]
43. Weinstein JN, Lurie JD, Olson PR, Bronner KK, Fisher ES. United States’ trends and regional variations in lumbar spine surgery: 1992–2003. Spine (Phila Pa 1976) 2006;31:2707–2714. [PMC free article] [PubMed]
44. Weinstein JN, Lurie JD, Tosteson TD, Skinner JS, Hanscom B, Tosteson AN, Herkowitz H, Fischgrund J, Cammisa FP, Albert T, Deyo RA. Surgical vs non-operative treatment for lumbar disc herniation: the Spine Patient Outcomes Research Trial (SPORT) Observational Cohort. JAMA. 2006;296:2451–2459. doi: 10.1001/jama.296.20.2451. [PMC free article] [PubMed] [Cross Ref]
45. Weinstein JN, Tosteson TD, Lurie JD, Tosteson AN, Hanscom B, Skinner JS, Abdu WA, Hilibrand AS, Boden SD, Deyo RA. Surgical vs non-operative treatment for lumbar disc herniation: the Spine Patient Outcomes Research Trial (SPORT): a randomized trial. JAMA. 2006;296:2441–2450. doi: 10.1001/jama.296.20.2441. [PMC free article] [PubMed] [Cross Ref]
46. Whitehurst DG, Lewis M, Yao GL, Bryan S, Raftery JP, Mullis R, Hay EM. A brief pain management program compared with physical therapy for low back pain: results from an economic analysis alongside a randomized clinical trial. Arthritis Rheum. 2007;57:466–473. doi: 10.1002/art.22606. [PubMed] [Cross Ref]
47. Witt CM, Jena S, Selim D, Brinkhaus B, Reinhold T, Wruck K, Liecker B, Linde K, Wegscheider K, Willich SN. Pragmatic randomized trial evaluating the clinical and economic effectiveness of acupuncture for chronic low back pain. Am J Epidemiol. 2006;164:487–496. doi: 10.1093/aje/kwj224. [PubMed] [Cross Ref]

Articles from Clinical Orthopaedics and Related Research are provided here courtesy of The Association of Bone and Joint Surgeons