The processing and degradation of RNAs is essential to cell survival. Multiple RNAs are transcribed as pre-RNAs that require processing to convert them to functional RNAs. In particular, each rRNA, snRNA and snoRNA must have 3′ end extensions removed to yield functional RNAs[
2]. In addition, aberrant RNAs and byproducts from RNA processing events must be removed from the cellular milieu. Two pathways exist for nuclear RNA processing and degradation, the 5′→3′ exonucleolytic pathway and the more prevalent 3′→5′ exonucleolytic pathway. 5′→3′ degradation is performed by Rat1p, the Rat1p-interacting protein Rai1p, and additional cofactors. Rat1p is a 5′→3′ RNA exonuclease, and Rai1p interacts with Rat1p to stabilize its exonuclease activity
in vitro[
50]. Specific cofactors are recruited by the 5′→3′ exonuclease machinery for degradation of each type of RNA. 3′→5′ degradation is performed by the nuclear exosome, Mtr4p, and a series of RNA species specific cofactors. The nuclear exosome is a collection of six RNase PH homologs[
3], three putative RNA binding proteins[
51] and two active 3′→5′ exonucleases. In this section the functions, characteristics, cofactors, and activities of each RNA processing and degradation pathway are discussed.
5′→3′ nuclear RNA processing and degradation by Rat1p
Transcription of RNAs involves initiation, elongation and termination of the RNA. The final step of termination is controlled by two different pathways: either the poly(A)-site-independent pathway, or the poly(A)-site-dependent pathway. Poly(A)-independent transcription termination requires the helicase Sen1p, and sequence-specific RNA binding proteins, Nab3p and Nrd1p[
52]. The poly(A) independent termination complex interacts with the exosome and undergoes 3′→5′ degradation, which is further discussed in the following section.
Poly(A)-site-dependent termination is less well characterized, and the components required are not all known. At present, three theories on how termination is achieved exist: the “torpedo model”[
53,
54]; the “allosteric model”[
55]; and the “hybrid model”[
56]. The torpedo model suggests that the 5′-end of the RNA, following the poly(A) cleavage site is used as a substrate for an exonuclease. When the exonuclease catches up with the polymerase it releases the DNA. In this model, the exonuclease acts as a torpedo jettisoning the polymerase from the DNA and thereby terminating transcription[
53,
54] (Figure ). The allosteric model proposes that the polymerase is altered by conformational changes that take place because of poly(A) site recognition, or loss of anti-termination factors by recognition of the poly(A) site. In this model processivity is lost and termination is gradual[
55] (Figure ). The current opinion is that these two methods work together cohesively in a hybrid model. The polymerase changes conformation upon poly(A) site recognition, and Rat1p and Pcf11p cause a pause in transcription. In this model, the Rat1p/Rai1p complex is used to remove RNA transcribed past the poly(A) site[
56] (Figure ). In each of the models, Rat1p acts as the primary exonuclease in the nucleus, whereas Xrn1p is the cytoplasmic nuclease, and also plays a minor role in nuclear degradation.
Both Rat1p and Xrn1p are 5′→3′ exoribonucleases which processively degrade RNA containing a 5′-monophosphate[
52]. Rat1p has also been implicated in termination of RNA Pol I[
57], Pol II[
58] and Pol III transcripts[
58,
59]. Rat1p requires a cofactor, Rai1p, to enhance its activity[
50]. The Rat1p/Rai1p complex is responsible for both binding and degrading the RNA transcript once the polymerase has progressed past the poly(A) site on the template strand. When the Rat1p/Rai1p complex catches up with the polymerase, transcription is terminated. It has been suggested that the Rat1p/Rai1p complex is able to jettison the polymerase, but evidence for this action has not been found[
57].
The Rat1p/Rai1p complex is involved in Pol I pre-rRNA transcription and co-transcriptional cleavage by Rnt1p, an endonuclease. Rnt1p generates a loading site for the Rat1p/Rai1p complex. In the absence of the Rat1p/Rai1p complex, pre-rRNA transcription terminates predominantly at the “fail safe” (T2) site of termination rather than the primary termination site (T1), located approximately 93 nucleotides downstream from the 3′ end of the 25S sequence[
60]. Rat1p is also responsible for 5′ maturation of 25S rRNA. Depletion causes an accumulation of 26S rRNA, implicating Rat1p in cleavage at the C
2 site in ITS2 (Figure )[
57]. Rat1p is required for proper maturation of 5.8S rRNA. The predominant form of 5.8S rRNA is in the short form or 5.8S
S. In the absence of Rat1p the predominant form is the 5.8S
L form, indicating that Rat1p is involved in exonucleolytic cleavage at the B1
s site (Figure ). Depletion of Rai1p exacerbates the accumulation of 5.8S
L[
57]. The physiological relevance of the 5.8S
S and 5.8S
L forms is unknown. Rat1p also interacts with Rrp17p, a second 5′→3′ exonuclease, during 5′ digestion of both 5.8S and 25S rRNA. Rrp17p binds to late pre-60S ribosomal subunits, accompanying them from the nucleolus to the nuclear periphery[
61].
The Rat1p/Rai1p complex has also been implicated in proper termination of Pol II pre-mRNA transcription. Rat1p interacts with the largest subunit of RNA Pol II (RBP1), and through this interaction is able to promote transcription termination upstream of the polyadenylation site. Additionally, Rat1p is responsible for 5′→3′ degradation of uncapped mRNA[
54]. When functioning in Pol II transcription, Rat1p requires additional cofactors for binding and termination. Rtt103 is bound to the CTD of Pol II when serine 2 is phosphorylated. Serine 2 phosphorylation takes place following early elongation and is a known binding site of termination factors. The Rat1p/Rai1p complex co-purifies with Rtt103p and this interaction is thought to be critical for recruitment of Rat1p to 3′ end cleavage sites in gene terminator regions[
58]. Rat1p and Rai1p also interact with Pcf11p, a 3′ end processing factor known for dismantling Pol II. This interaction may be critical to the termination function of Rat1p[
62].
Rat1p is the major component of the rapid tRNA decay (RTD) pathway that degrades mis-modified tRNA. In the RTD pathway Rat1p interacts with Met22p, a 3′(2′)5′-bisphosphate nucleotidase. The RTD pathway is responsible for degradation of tRNA
Val(AAC) lacking 7-methylguanine 46 (m
7G
46) and 5-methylcytosine 49 (m
5C
49) modifications, as well as tRNA
Ser(UGA)(CGA) and tRNA
Leu(GAG) which are mis-modified[
63]. In summary, the 5′→3′ nuclear RNA processing and degradation pathway is the not the predominant pathway for nuclear RNA degradation. However, the 5′→3′ pathway does play a critical role in RNA Pol I, II, and III transcription termination, transcript processing, and degradation of aberrant transcripts.
3′→5′ nuclear RNA processing and degradation by the exosome
The exosome is a complex comprising 10 components as well as a variety of cofactors. The central core of the exosome contains six RNase PH homologs that form a ring structure. These six proteins (Rrp41p, Rrp42p, Rrp43p, Rrp45p, Rrp46p, and Mtr3p) are catalytically inactive and act as a scaffold for exosome activity[
3]. The six central core proteins are structurally related to the exonucleases found in both bacteria (PNPase or degradosome), and Archaea (aExosome). The bacterial PNPase is a homotrimer. Each monomer is a single polypeptide whose sequence contains two tandem RNase PH domains linked by an α domain. These two domains are followed by a K-homology (KH) and an S1 RNA binding domain[
64]. The monomers come together to form a ring structure able to accommodate only single-stranded RNA (ssRNA) (Figure ). The archaeal exosome is a trimer of heterodimers made up of aRrp41p and aRrp42p, which both contain RNase PH domains. The trimer forms a ring structure. aRrp41p is the catalytically active subunit and aRrp42p contributes to RNA binding. RNA binding is facilitated by a “cap” ring composed of aRrp4p and aCsl4p. This ring is located on the face of the ring opposite the active sites of aRrp41p[
65] (Figure ). The heterotrimer of dimers creates a pore in the center which contains three phosphorolytic active sites. This pore is 8-10 Å in width, capable of accommodating only ssRNA[
66,
67]. The structure of the archaeal exosome indicates that the ring structure interacts with only the backbone of the RNA. Therefore, interactions of the RNA with the pore do not confer substrate specificity[
68]. In the yeast exosome Rrp41p, Rrp46p and Mtr3p are the aRrp41p-like subunits and Rrp42p, Rrp43p and Rrp46p are the aRrp42p-like subunits. The yeast exosome core is formed by intracomplex interactions between Rrp43p-Rrp46p[
69], Rrp43-Rrp45[
70], Rrp41p-Rr45p, and Rrp42p-Mtr3p[
71] (Figure ). Each of these subunits is required for viability in yeast[
72]. In the yeast exosome, none of these subunits are catalytically active. The primary function of the exosome core is to serve as scaffolding, allowing the exosome structure to be built upon its core. Like the archaeal exosome, the ring still forms a pore that can only accommodate ssRNA. However, a feature unique to the eukaryotic exosomes is that the exosome core acts to regulate the efficiency of the exonuclease Rrp44p.
The top side of the scaffold ring interacts with three putative RNA binding proteins: Rrp4p, Rrp40p, and Csl4p[
4]. These three proteins form a cap ring on the scaffold ring structure (Figure ). This cap structure also resembles the degradation machinery in bacteria and archaea. In the PNPase the monomers contain two RNA binding motifs[
64]. In archaea the exosome contains a cap structure heterotrimer of aRrp4p or aCsl4p, both of which are RNase II-like RNA binding proteins. aRrp4p contains a KH RNA binding motif and aCsl4p contains an S1 RNA-binding motif and is a zinc finger protein[
65]. The presence of RNA binding domains in the cap binding proteins is believed to facilitate substrate recognition and specificity[
73]. Specifically, poly(A)-deficient RNA is degraded most efficiently by an exosome capped with aCsl4p. An exosome capped with aRrp4p is able to degrade poly(A)-tailed substrates[
74]. The presence of aRrp4 significantly increases the affinity of the exosome for long RNA stretches[
74,
75]. The cap ring secures the RNA, while the three active sites in the archaeal core cleave the RNA. The archaeal exosome is highly processive, likely due to the RNA binding close to the active sites[
76]. In the yeast exosome, the cap is a heterotrimer. Rrp4p interacts with Rrp41p, Mtr3p, Rrp44p, and Rrp6p[
70], but does not bind RNA[
77]. The association of Csl4p to the exosome is salt dependent. Csl4p is shown to be in sub-stoichiometric ratios to the other components of the exosome as determined by electron microscopy (EM). This observation shows Csl4p to be dispensable for the structural integrity of the exosome, but does not preclude it as being necessary for cofactor recruitment[
78]. We have tested Csl4p for RNA binding activity and found that protein unable to bind RNA (Bernstein, unpublished data). Csl4p has been shown to interact with Mtr3p and is proposed to stabilize the heterodimers of the exosome core ring structure (Figure ).
On the bottom of the core ring structure is an active 3′→5′ exonuclease Dis3p (Rrp44p), which is responsible for some of the activity of the exosome[
3-
5]. Rrp44p is a member of the RNase RNR superfamily of 3′ exonucleases and is most closely related to RNase II and RNase R[
76]. The domain structure of Rrp44p includes an amino terminal PilusT N-terminal (PIN) domain followed by a loop region that connects to two cold shock domains (CSDs), RNA binding (RNB) domain, and a C-terminal S1 domain (Figure ). The PIN domain is exclusive to Rrp44p and homologs of this protein. This domain provides Mn
2+-dependent endonuclease activity to Rrp44p. The two CSDs and the S1 domain are each RNB domains. The RNB domain includes the catalytic site for exonuclease activity[
79]. Rrp44p anchors to the exosome core through interactions with Rrp45p, Rrp43p and Rrp41p. The CSDs interact primarily with Rrp45p and to a lesser extent with Rrp43p, creating a direct route for RNA to pass from the exosome to Rrp44p. The “head domain,” or amino-terminal domain (NTD) of Rrp44p interacts with Rrp41p[
78]. Each of the domains of Rrp44p is functionally separate[
80]. Inactivating both the endonuclease and exonuclease activity of Rrp44p is lethal[
79]. EM images of Rrp44p interacting with the core exosome show that RNA could enter the Rrp44p active sites in two ways: (1) through the exosome core, when at least 7 nt of ssRNA are present; or (2) directly into Rrp44p[
76,
78] (Figure ). The RNA recruitment channel of Rrp44p opens towards the exosome core, suggesting that RNA is “handed over” from the exosome to Rrp44p for processing or degradation[
78]. At least 9 nt of ssRNA need to be available to thread through the pore of the exosome to Rrp44p[
78]. Although the RNA only needs to be 9 nt in length to reach Rrp44p, 29-32 nt are required for activity[
81]. Hand over delivery utilizes this property of the exosome to help select substrates. In the direct method, Rrp44p receives RNA through the cleft between the PIN domain and the other domains of Rrp44p. The PIN domain is located approximately 20 Å from the recruitment channel and may block some RNA from entering the catalytic site. The cleft that is created between the PIN domain and the rest of Rrp44p could easily accommodate ssRNA, and could fit double stranded (dsRNA) RNA, but any RNA with tertiary structures would be excluded. The position of the PIN domain is thought to provide a mechanism of selecting targets for processing and/or degradation[
78]. Rrp44p is known to discriminate between substrates, showing specificity for hypomodified tRNA
imet. This recognition is dependent upon amino acids in the recruitment channel. Even though Rrp44p can recognize hypomodified tRNA
imet, full degradation of tRNA requires the exosome and Mtr4p[
80].
In addition to Rrp44p, a second active exonuclease named Rrp6p[
6,
7] interacts with the exosome to promote the processing and degradation of RNAs. Unlike Rrp44p, Rrp6p associates exclusively with the nuclear exosome. Rrp6p is a member of death effector domain containing protein (DEDD) family of 3′→5′ exonucleases[
82]. Catalysis by Rrp6p requires two divalent metal ions[
83,
84]. The domain structure of Rrp6p includes an NTD, an exonuclease domain, and a helicase and RNase D C-terminal (HRDC) domain[
76]. The NTD includes a polycystin 2 N-terminus (PC2NT) domain, which creates a binding site for Rrp47p, a cofactor of the exosome. Rrp47p promotes the catalytic activity of Rrp6p as well as allowing Rrp6p to bind RNA with secondary structures[
85]. The exonuclease domain, located in the NTD, is responsible for the catalytic activity of Rrp6p[
86]. The HRDC domain provides Rrp6p with a potential helicase domain, an RNase D domain, and is responsible for the RNA binding capabilities of Rrp6p[
76] (Figure ).
The CTD of Rrp6p interacts with the exosome[
7] and might contribute to substrate preference[
76]. Although Rrp6p is not required for yeast viability[
87], a loss in the protein causes slow growth, temperature sensitive lethality, and RNA synthesis defects[
85]. Rrp6p is implicated in processing of 3′-extended 5.8S rRNA. Processing intermediates including 23S, 21S pre-rRNAs and unadenylated rRNA fragments from the D-B
IL cleavage sites accumulate in the absence of Rrp6p. These intermediates are degraded by Rrp6p and Rat1p, independent of the exosome[
88]. In addition, Rrp6p is implicated in the 3′ maturation events of 5S rRNA[
76], maturation of U14 snRNA, Nop1 snoRNP[
89], and many other 3′-extended and polyadenylated snRNAs and box C/D snoRNAs[
85]. Maturation of RNase P RNA, and mRNA surveillance are also dependent upon Rrp6p[
76]. Rrp6p is involved in mRNA quality control by degradation of transcripts at the site of transcription, a surveillance activity that requires poly(A) polymerase and the mRNA cap-binding complex[
85,
87,
90,
91]. Rrp6p is also involved in the degradation of CUTs following polyadenylation[
42,
89].
In summary, the exosome is responsible for 3′→5′ processing and degradation of multiple RNAs. The ability of the exosome to process or degrade RNA is dependent on association of a substrate specific cofactor to enhance activity, and the helicase activity of Mtr4p to remove secondary structure in substrates. Together, each of these components comes together to create an efficient pathway for processing and degradation[
76,
80] (Figure ).