Aβ = β-amyloid; AD = Alzheimer disease; apoE = apolipoprotein E; APP = amyloid precursor protein; DAMPs = damage-associated molecular patterns; HMGB-1 = high mobility group box chromosomal protein 1; IL = interleukin; POCD = postoperative cognitive dysfunction; PRR = pattern recognition receptor; TLR = toll-like receptor
Cognitive decline, including memory dysfunction, is a leading cause of functional impairment worldwide. The risk of cognitive decline increases with age and is further enhanced after hospitalization for critical illness and surgery, resulting in significant long-term morbidity and an overall reduced quality of life.
1 The maintenance and/or restoration of functional independence, including cognition, in the elderly hospitalized patient constitutes a major challenge for the health care system. It is projected that patients older than 65 years will become the largest segment of the surgical population by 2020.
2 Recent advances in technology and anesthetic care have enabled increasingly older and sicker patients to be viable candidates for elective surgery; of particular concern are surgical patients with preexisting neurodegenerative conditions in whom a precipitous decline in cognitive function may occur postoperatively. The most prevalent neurodegenerative condition is Alzheimer disease (AD); it is estimated to affect 35 million people worldwide, of which 5.5 million reside in the United States.
3 Because of the steady growth of the proportion of elderly individuals in developed countries, a 4-fold increase in AD is projected to occur by 2050.
4,5Persistent memory and learning disabilities may occur postoperatively and may be related to neurodegenerative processes. The observation that after an operation some patients are more likely to experience cognitive deterioration and personality changes has long been described. In 1887, George Savage
6 described how surgery and anesthesia may possibly contribute to the development of “mental insanity.” Despite these early observations of perioperative cognitive decline as a hazard of surgery, no rigorous investigations were performed until the past decade, in which reports have focused on the role of anesthesia and surgery as possible causes of cognitive dysfunction.
7-9Postoperative cognitive decline (POCD) broadly follows 2 different patterns: acute cognitive dysfunction, also known as early postoperative delirium, and a later onset and more persistent POCD.
10 Delirium is often seen in older patients after hospitalization and surgery
11; the classic features are an acute change in mental status, inattention, disorganized thinking, and altered consciousness. Delirious patients exhibit a spectrum of behaviors that range from hyperactive to hypoactive, with the latter being more common in postoperative patients. Although often of short duration, delirium is associated with increased mortality,
12 greater care dependency, costs,
13 and prolonged hospitalization.
14 Persistent cognitive decline and functional impairments are also associated with hospitalization in survivors of acute illness and sepsis.
15 Because of the dynamic and complex processes that underlie this condition, many strategies are being contemplated for the prevention and treatment of delirium, especially in older patients who are at higher risk
16 ().
| TABLE 1.Risk Factors for Development of Postoperative Delirium |
As yet, no therapeutic interventions are available that prevent the onset of postoperative delirium. Marcantonio et al
32 and others
33 have developed and validated a scoring system to predict the possible onset of delirium before surgery. They report a 9% incidence of delirium in elective noncardiac, nonorthopedic patients within the first 5 postoperative days; after orthopedic procedures, the incidence increases to 41%. Emergency surgery in the elderly is also associated with a higher incidence of acute cognitive decline, ranging from 42.3% after surgery for lower limb ischemia to 73% after lung transplant.
34,35Postoperative cognitive dysfunction is a more subtle and prolonged change in cognition, with clinical manifestations similar to those seen in neurodegenerative disorders, and is diagnosed by neuropsychological testing. Although POCD is not listed in the
Diagnostic and Statistical Manual of Mental Disorders (Fourth Edition), it has been defined as a “more than expected” postoperative deterioration in cognitive domains, including short- and long-term memory (ie, reduced ability to learn or recall information), mood, consciousness, and circadian rhythm.
36 The precise threshold of deterioration and the number of domains that need to be affected are matters of debate.
37 This neurocognitive impairment has been correlated with a longer hospitalization time, greater comorbidities, and higher mortality risk in patients who develop this complication compared with those who do not.
38 Neurologic and cognitive complications were first described after cardiac surgery with cardiopulmonary bypass; however, POCD also affects patients after noncardiac procedures.
39 An international multicenter study on POCD (ISPOCD) reported memory impairments in 25.8% of patients 1 week after noncardiac surgery and in 9.9% after 3 months in patients older than 60 years.
8 Johnson et al
40 reported a similar incidence, with almost 20% of middle-aged surgical patients experiencing cognitive decline 1 week after surgery compared with 4.0% in the nonsurgical control group. More recently, similar distribution patterns in type and severity of cognitive deficits were reported in a study group of 308 patients undergoing major surgery.
41 At 3 months after surgery, 231 patients (75%) had normal levels of cognitive functions, 42 (13.6%) experienced memory decline but 26 (8.4%) showed only executive function impairment, and 9 (2.9%) experienced decline in both executive and memory domains. Some reports have described cognitive decline persisting up to 1 year after surgery; this may indicate a possible progression to dementia ().
43 Of note, there is no certainty that this rate of cognitive dysfunction does not occur in surgical patients randomized not to have surgery.
| TABLE 2.Incidence of and Factors Associated With Postoperative Cognitive Dysfunction |
Studies have sought to identify factors that may contribute to POCD, including exposure to general anesthesia,
50 hyperventilation, hypotension, hypoxia, psychoactive drugs, and patient-related factors, including aging, genetic polymorphisms (
APOE4),
46,48 and comorbidities such as cancer and underlying neurodegenerative and neurovascular diseases.
37 In a prospective study, patients who had previously experienced a stroke were more at risk for POCD even though they had no neurologic sequelae from the remote stroke event.
42 Although age and surgery are consistently reported as important risk factors in the development of cognitive dysfunction, the etiology of perioperative cognitive decline remains unclear, and even its very existence is being debated.
51 Studies exploring contributory factors have had methodological problems, including being underpowered and lacking in appropriate controls; furthermore, because of the difference in neurocognitive testing and thresholds for diagnosing cognitive dysfunction, comparison of studies and hence prioritization of risk factors have been difficult.
37Although perioperative cognitive decline and AD may share certain neuropathologic and biochemical mechanisms, there is no direct evidence linking the involvement of AD-type pathogenic mechanisms and POCD in humans and only weak epidemiological evidence associating surgery with onset of AD.
52 It remains controversial whether perioperative cognitive decline increases the risk of further cognitive decline resulting in dementia, although neuropsychologists in clinical practice continually hear remarks that “the family member/friend has never been the same since the operation.” Epidemiological studies have suggested that neurodegenerative disorders, including AD, may be accelerated by surgery
53 and that delirium exacerbates dementia in AD patients.
54 However, Avidan et al,
55 in a retrospective cohort study, reported no evidence of long-term cognitive decline after a surgical event and were unable to associate surgery or anesthesia with further dementia and AD. There are no data from studies to explore the possibility that surgery aggravates existing AD.
To examine the possible contribution of surgery and anesthesia to the development of cognitive changes and possible long-term consequence, the University of California, San Francisco, convened a state-of-the-science symposium on October 13, 2010, to discuss the putative relationship between neurodegeneration and perioperative cognitive changes in the aging population and to address the pathophysiology of these 2 conditions. Speakers in the symposium reviewed data from preclinical models and clinical studies and opined on translational approaches to understand the factors affecting postoperative cognitive decline. Additionally, to supplement this review with further up-to-date information, the authors undertook a literature search using PubMed with the following key words: Alzheimer's disease, anesthesia, delirium, dementia, postoperative cognitive dysfunction, and surgery.