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The community-based incidence of cancer treatment-related long-term consequences is uncertain. We sought to establish the burden of health outcomes that have been associated with treatment among British long-term cancer survivors.
We identified 26213 adults from the General Practice Research Database who have survived 5 years or more following breast, colorectal or prostate cancer. Four age-, sex- and general practice-matched non-cancer controls were selected for each survivor. We considered the incidence of treatment-associated health outcomes using Cox proportional hazards models.
Breast cancer survivors had an elevated incidence of heart failure (hazards ratio (HR) 1.95, 95% confidence interval (CI) 1.27–3.01), coronary artery disease (HR 1.27, 95% CI 1.11–1.44), hypothyroidism (HR 1.26, 95% CI 1.02–1.56) and osteoporosis (HR 1.26, 95% CI 1.13–1.40). Among colorectal cancer survivors, there was increased incidence of dementia (HR 1.68, 95% CI 1.20–2.35), diabetes (HR 1.39, 95% CI 1.12–1.72) and osteoporosis (HR 1.41, 95% CI 1.15–1.73). Prostate cancer survivors had the highest risk of osteoporosis (HR 2.49, 95% CI 1.93–3.22).
The study confirms the occurrence of increased incidence of chronic illnesses in long-term cancer survivors attributable to underlying lifestyle and/or cancer treatments. Although the absolute risk of the majority of late effects in the cancer survivors cohort is low, identifying prior risk of osteoporosis by bone mineral density scanning for prostate survivors should be considered. There is an urgent need to improve primary care recording of cancer treatment.
More than 50% of adults with cancer in the UK will survive for at least 5 years following their initial diagnosis (Cancer Research UK, 2006). Recent improvements in cancer survival are largely due to earlier diagnosis and advancements in treatment. Despite having favourable effects on cancer survival, radiotherapy, hormone treatment and combination chemotherapy regimens can cause long-term organ damage and functional disabilities. These long-term toxicities, or late effects, defined as ‘unrecognised toxicities that are absent or subclinical at the end of therapy' can manifest as new diagnoses months to years after the completion of primary cancer treatment (Hewitt et al, 2006). Late effects related to treatment are widely variable and are linked to characteristics of the cancer, the modality and intensity of treatment and the underlying health status of the individual experiencing cancer.
Some late effects are predictable, for example, the effect of radiotherapy treatment on adjacent organs. This may result in the increased incidence of hypothyroidism and heart failure in breast cancer patients (Clarke et al, 2005; Darby et al, 2005; Smith et al, 2008). The effects of hormonal treatments are also predictable; changes in bone physiology and increases in osteoporosis are increasingly found in patients treated with hormone therapy (Chen et al, 2005; Lopez et al, 2005; Shahinian et al, 2005; Saad et al, 2008; Brown et al, 2010). The late effects of chemotherapy are less easy to predict and are often drug specific. For example, cognitive impairment is a well-recognised late effect of chemotherapy (Hewitt et al, 2006). A conceptual framework of its aetiology proposes interactions between treatment effects on clotting in small blood vessels and endogenous hormones, in addition to chemotherapy mediating depression and fatigue through cytokine involvement leading to cognitive impairment (Heflin et al, 2005). Finally, some associations are difficult to explain with current knowledge. There is a reported association between diabetes mellitus and colorectal cancer: both diseases share common risk factors, but diabetes has also been shown to be a potential independent risk factor of several common cancers including colorectal cancer (Larsson et al, 2005). In addition to the effects of treatment, cancer patients are also at increased risk of developing subsequent disease because of the risk factors that led to the original cancer. Some of these risk factors are modifiable, for example, smoking and alcohol, and a cancer diagnosis may provide motivation for lifestyle change. Other factors, such as genetic mutations and polymorphisms, are currently immutable. A summary of common long-term and late effects of treatments for breast, colorectal and prostate cancer is shown in Table 1.
The prevalence of these late effects in a general population of adult cancer survivors is still uncertain; however, it is likely that with sophisticated and intense treatments long-term effects will become more common (Carver et al, 2007). The complicated interaction of cancer, cancer treatment and risk factors means that community-based prevalence is difficult to predict. It is important to determine the burden of late effects in cancer survivors in order to provide guidance on long-term monitoring, case finding for disease, health promotion and planning service provision.
The main aim of the research reported here was to assess the size of this problem by documenting the incidence of late effects related to cancer treatment in a population-based cohort of cancer survivors in the UK. Our data, which were derived from comprehensive primary care records, also allowed us to explore the relative incidence of all health problems in cancer survivors compared with a control population.
This paper reports a matched cohort analysis of longitudinal primary care records of cancer survivors and controls from the UK General Practice Research Database (GPRD) (Walley and Mantgani, 1997). The GPRD includes data on individual-level clinical diagnoses, test results, prescriptions, referrals and significant morbidity events in the patients' medical history (MHRA, 2004). All survivors of breast, colorectal and prostate cancer with more than 5 years follow-up post diagnosis were identified from the GPRD and matched to four control patients on the basis of age (within 1 year), gender and primary care practice. These matched groups were followed from the start of a 3-year analysis period beginning on 1 September 2003 and ending on 31 August 2006.
The main outcomes prespecified in the protocol were the late treatment effects suggested by previous studies, specifically radiotherapy and chemotherapy effects in breast cancer (hypothyroidism, heart failure, coronary artery disease, lymphoedema; Paskett and Stark, 2000; Bradbury et al, 2005; Darby et al, 2005; Carver et al, 2007; Smith et al, 2008) and in prostate and colorectal cancers (erectile dysfunction, incontinence), chemotherapy effects in colorectal cancer (dementia; Heflin et al, 2005) and hormonal effects in breast (osteoporosis) and prostate (osteoporosis and coronary artery disease; Chen et al, 2005; Shahinian et al, 2005; Saad et al, 2008; Taylor et al, 2009). We also prespecified diabetes mellitus as an outcome because of its reported association with colorectal cancer (Larsson et al, 2005; Keating et al, 2006). We also considered long-term effects of treatment specific to each cancer, including lymphoedema (breast cancer), early menopause (breast cancer), non-infectious diarrhoea or constipation (colorectal cancer), erectile dysfunction (male colorectal and prostate cancer) and urinary incontinence (colorectal and prostate cancer). We focussed on outcomes that we could investigate within the GPRD by identifying incident events through Read or OXMIS codes for the clinical diagnosis, with the exception of osteoporosis – for which patients prescribed a bisphosphonate were included even if they did not have a clinical code for osteoporosis or osteoporotic fracture – and erectile dysfunction – for which we included new prescriptions for sildenafil (Viagra, Pfizer, NY, United States), apomorphone hydrochloride, vardenafil (Levitra, Bayer Healthcare Pharmaceuticals, New Haven, USA), alprostadil (an injectable treatment) and tadalafil (Cialis, Lilly, USA). Early menopause was defined as a clinical code for menopause or early menopause in the patient's electronic medical record before the age of 48 years. Clinical code lists are available on request. Only new diagnoses were included (i.e., diagnoses that were not present in the medical record before the cancer diagnosis) in any analyses of disease incidence.
We calculated the incidence rate for each outcome based on the number of events and cumulative person-years for each group of cancer survivors and controls within the analysis period. We used multivariate Cox proportional hazard models, stratifying for the matched groups, to compute hazard ratios (HRs) and 95% confidence intervals (95% CIs). This method allowed us to compare the incidence rates for matched groups of cancer survivors and controls. We only considered incidence of new diagnoses, and therefore excluded any patients with a previous diagnosis of the condition of interest before the start of the analysis period. To formally test the proportional hazards model assumption that the HR is proportional over time, we conducted post-estimation tests of the correlations between Schoenfeld residuals from each multivariate model and time (Cleves et al, 2006). In addition to incidence within the analysis period, we also report total prevalence from date of cancer diagnosis in the survivors and from date of matched survivor in the control population. All analyses were carried out using the Stata MP statistical software, version 10.1 (StataCorp LP, College Station, TX, USA).
To reduce confounding, we adjusted for smoking status and BMI in case–control comparisons of the incidence of heart failure, dementia, coronary artery disease, osteoporosis, diabetes and erectile dysfunction (Kanis et al, 2005). Recording of smoking status is high in the GPRD; however, data on former smoking status are lower than expected (Lewis et al, 2004). Smokers may be alternatively coded as ex, former or current smokers. Therefore, we classified individuals as ever smokers or never smokers. In addition, each patient was assigned a summary comorbidity score based on the Charlson index. This weighted and additive comorbidity score consists of 17 diagnostic categories and accounts for both the number and severity of comorbidity to provide a summary of disease burden for individual patients (Charlson et al, 1987). It has been adapted for use within the GPRD (Khan et al, 2010b).
Data on patient characteristics such as BMI and smoking status were not complete within the GPRD; however, coverage was high (Table 2). We compared three different approaches to dealing with the missing data in multivariate Cox proportional hazard models: multiple imputation, complete case analysis and use of a ‘missing' category. As results for all three approaches were similar, we report the results from the complete case analysis.
Table 2 reports the age, gender, time since diagnosis and comorbidity score of 26213 long-term survivors of breast, colorectal and prostate cancer and a matched control population of 104486. The cohort was fairly elderly, and a high proportion of the population had at least one comorbid disease. It also shows that two of the most important confounding factors (smoking and BMI) were in fact very similar in prevalence among all survivors and controls, despite previous research showing a positive association between obesity and risk of cancer (Bianchini and Vainio, 2002).
Incidence rates and risk of new diagnoses related to late effects of treatment among breast cancer survivors and controls are shown in Table 3. Long-term survivors of breast cancer had an incident rate for heart failure of 5.73 per 1000 person-years compared with 4.40 in controls. This excess persisted in matched, multivariate models (adjusted HR 1.95, 95% CI 1.27–3.01). In addition, breast cancer survivors had a significantly elevated incidence of osteoporosis compared with controls (adjusted HR 1.26, 95% CI 1.13–1.40). We included use of bisphosphonates as indicative of a diagnosis of osteoporosis; however, some breast cancer survivors may be receiving prophylactic bisphosphonate treatment to prevent osteoporosis. To assess whether our case definition was affecting these results, we conducted a sensitivity analysis after excluding women receiving bisphosphonates from the analysis. The risk of developing a new diagnosis of osteoporosis was broadly similar (adjusted HR 1.38, 95% CI 1.19–1.60). A total of 260 breast cancer survivors were clinically coded with lymphoedema, which corresponded to an incidence rate of 6.73 per 1000 person-years (95% CI 5.95–7.59) and a substantially elevated rate of disease compared with controls (HR 18.12, 95% CI 13.6–24.1). There was evidence for a slight increase in the risk of early menopause among breast cancer survivors (adjusted HR 1.25, 95% CI 1.06–1.48).
Coronary artery disease and hypothyroidism crude incidence rates were similar in breast cancer survivors and controls. After accounting for matched groups and additional covariates, there was evidence for an increased rate of coronary artery disease (adjusted HR 1.27, 95% CI 1.11–1.44) and a marginal increase in the risk of hypothyroidism (adjusted HR 1.26, 95% CI 1.02–1.56) in breast cancer survivors. Coronary artery disease can affect heart muscle function, and ultimately is a leading cause of heart failure; however, because we have treated each outcome separately in the analysis, this causal effect is unlikely to affect the estimates for heart failure. Nevertheless, we compared the risk of heart failure among breast cancer survivors who only had a clinical code for heart failure (137 new diagnoses, HR 3.44, 95% CI 2.86–4.02) and among breast cancer survivors with a clinical code for CAD and heart failure (91 new diagnoses, HR 2.29, 95% CI 1.82–2.76).
Incidence rates of new diagnoses associated with surviving colorectal cancer are shown in Table 4. There was evidence for an increase in the incidence of dementia in colorectal cancer survivors compared with controls (adjusted HR 1.68, 95% CI 1.20–2.35) after adjusting for BMI and Charlson score. In addition, there was an increase of new diagnoses of diabetes among colorectal cancer survivors, and this risk remained after adjusting for BMI and smoking (adjusted HR 1.39, 95% 1.12–1.72). Colorectal cancer survivors also had a significantly higher incidence of osteoporosis (adjusted HR 1.41, 95% CI 1.15–1.73). Incidence, prevalence and risk of long-term effects including erectile dysfunction (adjusted HR 1.39, 95% CI 1.08–1.77), urinary incontinence (HR 1.79, 95% CI 1.40–2.30) and bowel dysfunction (HR 1.43, 95% CI 1.26–1.63) were significantly elevated in colorectal cancer survivors post diagnosis.
Table 5 shows the incidence and risk of new diagnoses among prostate cancer survivors and controls. Prostate cancer survivors had a large increase in the rate of osteoporosis compared with matched controls (adjusted HR 2.49, 95% CI 1.93–3.22). Similar to the breast cancer analysis, we excluded men receiving bisphosphonates from the case definition for osteoporosis. The results were broadly similar (adjusted HR is 1.92, 95% CI 1.35–2.72). There were no differences in the incidence rate of heart failure or coronary artery disease between prostate cancer survivors and controls. Although the multivariate analysis showed no difference in the risk of developing erectile dysfunction among prostate cancer survivors, the incidence rate of erectile dysfunction was significantly higher among the prostate cancer group (23.5 new diagnoses per 1000 person-years, 95% CI 20.2–27.2). Prostate cancer survivors were significantly more likely to experience urinary incontinence, with a significantly higher total prevalence (Table 6) and long-term risk of new events (HR 3.20, 95% CI 2.45–4.16).
In addition to new diagnoses during the analysis period, we also considered total prevalence of the long-term effects, including urinary incontinence, erectile dysfunction and bowel dysfunction (Table 6). The number of cancer survivors with a clinical record for these long-term effects significantly increased compared with the control population, and for the most part corresponded to the relative risks reported in the proportional hazards models with the exception of erectile dysfunction, which was recorded in almost twice as many prostate cancer survivors as controls.
This large population-based matched cohort study has described the incidence and risk of new diagnoses related to late effects of treatment in long-term survivors of breast, colorectal and prostate cancer. We have confirmed previously reported associations between breast cancer and heart failure, coronary artery disease and hypothyroidism, and the increased risk of osteoporosis in all three cancers. We did not confirm the increase of coronary artery disease in prostate cancer; however, this analysis did show an association between colorectal cancer and diabetes mellitus, with an increased incidence of almost four new cases of diabetes per 1000 person-years. The incidence rate for osteoporosis was comparable between all cancer groups. Despite these associations, the absolute rise in incidence is very modest in this general population, with the exception of osteoporosis and urinary incontinence among prostate cancer survivors.
This is the first UK-based study to report the incidence and risk of new diagnoses related to late effects of treatment in an unselected population of cancer survivors. The study confirms most of the reported associations between treatment and outcomes drawn from cross-sectional studies and specialist databases. The risk of heart failure, hypothyroidism and osteoporosis among breast cancer survivors in this cohort was similar to previously reported research (Mincey et al, 2006; Pinder et al, 2007; Smith et al, 2008). However, rates of osteoporosis among prostate cancer survivors in this cohort were substantially higher compared with the results from a meta-analysis assessing the risk of androgen deprivation therapy-related osteoporosis (Taylor et al, 2009). We did not identify any non-reported outcomes from this study. Low-level incontinence can develop in some patients many years after radical prostatectomy. Previous research on the incidence of pelvic late effects has documented a substantial increase in the risk of bowel and urinary incontinence, which was mirrored in this cohort where the incidence of long-term effects such as urinary incontinence, erectile dysfunction and bowel dysfunction was substantially higher among the cancer survivors in this population (Farnell et al, 2010; Henson et al, 2011). These may affect cancer survivors closer to diagnosis; however, we did not have longitudinal follow-up data on this cohort before 2 years post diagnosis (Chen et al, 2009).
This analysis uses data from a large, representative database, and quantified new diagnoses in a community-based group of cancer survivors with a robust comparison population. Although large data repositories such as the GPRD offer the opportunity to access information on a large number of patients, there are several limitations inherent to conducting research in a data set that has not been collected primarily for research purposes. The main drawback of this observational research is that it is not possible to explore the relationships between specific treatments and new diagnoses. A lack of detailed treatment information from the GPRD prevented analysis of treatment effects among the entire cohort. We attempted to gain additional treatment data by linking this GPRD data set with National Cancer Intelligence Network (NCIN); however, historical treatment data have not been consistently recorded across the different national cancer registries. A summary of treatment data that was available for this study is shown in Appendix. There is a strong need for improvements in capturing cancer treatment at cancer registries, and more importantly cancer treatment data need to be incorporated into patient electronic medical records in primary care. Read coding of radiotherapy, chemotherapy and surgery is weak in primary care, which needs to improve before general practitioners (GPs) can identify individual cancer treatment histories and assess risk for late effects among long-term cancer survivors. In addition, because individual-level data are limited, we have only taken a small proportion of potentially confounding baseline patient characteristics into account.
The results need to be interpreted with caution, as the mechanisms underlying these new diagnoses have not been fully elucidated, disease definitions are not standardised in the GPRD and incident diseases may result from shared risk factors with the initial cancer (Wefel and Meyers, 2005). Although conducting a comparison between cancer survivors and a control population minimises bias due to misclassification or failure to record clinical data, it is possible that the raised risks of disease are partly due to increased follow-up and clinical contact among the cancer survivors group. In addition, we have conducted numerous statistical tests, but have not adjusted for multiple comparisons.
Case definition is an important issue to consider when using administrative databases for research purposes (Khan et al, 2010a). Previous validation studies of the GPRD have suggested that prescribing data can be used to capture additional cases when the prescribed drug is specific to the diagnosis of interest (Hansell et al, 1999). Accordingly, we included bisphosphonates in the case definition for osteoporosis among the cancer survivors and control population, which was supported by sensitivity analyses. Use of prophylactic bisphosphonates for prevention of osteoporosis is not currently recommended among cancer survivors receiving aromatase inhibitors; however, it is possible that this may occur in practice. It is also possible that prostate cancer survivors receiving bisphosphonates as treatment for skeletal metastases were wrongly attributed as osteoporotic. It is a potential limitation of these analyses that it has not been possible to specifically identify those patients with secondary disease; however, only 14 of the 120 prostate cancer survivors who were identified as osteoporotic solely on the basis of a new prescription of a bisphosphonate had a PSA level suggestive of secondary disease (defined as at least one PSA reading over 50ngml−1), which suggests that misclassification bias is minimal in this instance. Furthermore, results of a sensitivity analysis excluding those patients receiving bisphosphonates show broadly similar relative results for risk of osteoporosis among cancer survivors compared with matched controls.
Although this study has shown that long-term cancer survivors are a population at risk, the absolute increase in disease burden is small apart from the risk of osteoporosis. Most cancer survivors readjust to their disease and do not have long-term physical or psychological sequelae. These findings support the approach of the UK National Cancer Survivors Initiative to develop risk stratification tools to manage cancer survivors post treatment (National Cancer Survivorship (NSCI) Research Workstream, 2010). Most of these patients will be cared for in primary care, and GPs will need an awareness of the increased risks in individual patients. Our findings certainly suggest a substantially increased risk of osteoporosis among prostate cancer survivors, and adequate surveillance systems are required to manage this risk. Guidelines developed by the National Institute for Health and Clinical Excellence recommend baseline dual energy X-ray absorptiometry scans to women with breast cancer; however, no current guidelines exist for the management of bone loss among prostate cancer survivors (National Collaborating Centre for Cancer, 2009). General practitioners will also need to pay special attention to the presence of risk factors in this population that may have led to the original cancer diagnosis, as well as managing long-term treatment effects.
Although large, prospective cohort studies have described late effects among childhood cancer survivors (Oeffinger et al, 2006; Reulen et al, 2007), there is a strong need for similar work among survivors of adult cancer. In order to better elucidate the relationships between treatment and late effects, future research needs to involve detailed and individual-level treatment data; this will allow an assessment of risk stratified by treatment. This may involve further research using existing databases, as recording of treatment improves within cancer registries and primary care, or long-term follow-up of participants of treatment clinical trials where detailed information on treatment and individual-level patient characteristics will have been collected at baseline.
This research has confirmed the increased incidence of previously reported late effects of treatment in long-term survivors of cancer in an unselected population. Although the absolute increase of most late effects is small, clinicians will need an awareness of these risks.
This article is sponsored by Macmillan Cancer Support through its Research Capacity Development Programme and by Cancer Research UK grant number C23140/A8854. We thank Jane Maher for her helpful comments on the manuscript.
PWR, NFK and DM were responsible for the study design. NFK, DM, LC and PWR planned the data analysis, and NFK conducted all statistical analyses, prepared tables and drafted the manuscript. DF assisted with NCIN data provision and interpretation of treatment data. PWR is the principal investigator of the study. All authors revised and commented on the manuscript and approved the final draft.
The GPRD Group has obtained ethical approval for all observational research using GPRD data. This study has been approved by the Independent Scientific Advisory Committee (ISAC) of the GPRD (ISAC protocol No. 06_051R).