In this study, we have provided the first characterization of Spt6 in S. pombe, leading to the discovery that both Spt6 and its binding partner, Iws1, are required for heterochromatic silencing. While Spt6 is known to play a number of critical roles in regulation of transcription and chromatin in diverse organisms, this is the first time it has been shown to be important for the formation of heterochromatin. There is no evidence that Saccharomyces cerevisiae spt6 mutants are defective for silencing (C. Fung and F. Winston, unpublished data), although heterochromatin structure in Saccharomyces cerevisiae is markedly different from that in S. pombe. Our results suggest that the heterochromatic silencing defect in S. pombe spt6 mutants is not caused by changes in nucleosome occupancy or positioning (). We show, however, that the silencing defect at the pericentric dg and dh repeats is at least partly due to changes in histone modifications, specifically a decreased level of H3K9 trimethylation, without a decrease in dimethylation, and an increased level of H3K14 acetylation ( and ). We also observe a defect in spreading of H3K9 di- and trimethylation over the otr1R and imr1R reporters (). Additional results suggest that there are both transcriptional and posttranscriptional defects in spt6 mutants (). Taken together, our results have shown that a broadly required transcription factor, Spt6, is critical for heterochromatin formation in S. pombe.
Other
S. pombe mutants have been identified that alleviate silencing at the pericentric repeats without substantially affecting H3K9 dimethylation. One example is a deletion of
clr3+, which encodes the histone H3K14 deacetylase and a component of the SHREC complex. Several studies have shown that H3K14 deacetylation is required for transcriptional silencing but not for H3K9 dimethylation (
70,
81,
82,
92). While we have shown that H3K14 acetylation levels are increased over pericentric heterochromatin, this is unlikely to be the sole cause of the
spt6-
1 silencing defect, as loss of both Mst2 and Gcn5, the acetyltransferases primarily responsible for H3K14 acetylation (
75), only weakly suppresses the
spt6-
1 silencing defect. Furthermore,
spt6 mutants have some phenotypes that are inconsistent with the loss of the SHREC complex, such as loss of centromeric siRNA production and modest, if any, changes in nucleosome occupancy in heterochromatin. We cannot rule out that other changes in histone acetylation in
spt6-
1 mutants may contribute to the silencing defect.
There is precedence for Spt6 to control the degree of histone methylation in other contexts. Previous studies have shown that Spt6 controls histone H3K36 methylation in both HeLa cells (
95) and
Saccharomyces cerevisiae (
22,
28,
96). In both cases, some specificity has been seen for effects on H3K36 trimethylation. In HeLa cells, there is a specific defect in H3K36 trimethylation due to a failure to recruit Iws1, which subsequently recruits Set2D, the methyltransferase responsible for the trimethyl mark. In
Saccharomyces cerevisiae, certain mutant alleles of
SPT6, including
spt6-
1004, which is analogous to our
S. pombe spt6-
1 allele, have defects in both H3K36 di- and trimethylation (
22,
28,
96). However, only the H3K36 dimethylation defect can be rescued by overexpression of
SET2, which encodes the H3K36 methyltransferase, and recombinant Set2 was able to
in vitro dimethylate but not trimethylate chromatin isolated from the
spt6 mutant, suggesting that Spt6 regulates some property of chromatin that affects its ability to be trimethylated at H3K36 (
96). By extension, a similar mechanism may control H3K9 trimethylation in an
S. pombe spt6-
1 mutant, as binding of the CLRC complex persists at the
dg repeats (C), but trimethylation is nearly lost (A).
The
spt6-
1 mutation causes many changes in transcription; consequently, the silencing defect could be indirect, by altered transcription of a gene encoding a silencing factor. To address this possibility, we have mined our microarray data for altered mRNA levels of genes known to be involved in silencing (see Table S6, available at
http://genepath.med.harvard.edu/~winston/supplemental.htm). Using a 2-fold cutoff for regulation, we found that one or more of the genes encoding histone H3 had increased mRNA levels in an
spt6-
1 mutant, though cross-hybridization of the array probes did not allow us to determine which H3 locus had altered expression. However, protein levels of H3 were similar between
spt6-
1 and wild-type strains, based on Western analysis (see Fig. S8A, available at
http://genepath.med.harvard.edu/~winston/supplemental.htm). We also found three genes, encoding factors required for silencing, that have modestly reduced mRNA levels:
arb1+,
stc1+, and
raf1+. We were able to rule out two of them as causative based on phenotypic differences with
spt6-
1 mutants.
arb1Δ mutants have reduced H3K9 dimethylation (
19), and
stc1Δ mutants do not impair silencing of a mating type reporter (
14). For
raf1+, we found reduced transcript levels (see Fig. S8B at the URL mentioned above) but normal Raf1 protein levels (see Fig. S8C at the URL mentioned above) in the
spt6-
1 mutant. This result suggests posttranscriptional regulation of Raf1 but also indicates that it is unlikely to be the source of the silencing defect in
spt6-
1. Furthermore, like
arb1Δ,
raf1Δ leads to a loss of H3K9 dimethylation (
44,
57,
85). Taken together, these results indicate that the silencing defects in
spt6 mutants are not caused by altered transcription of another gene required for silencing.
Given previous studies linking Spt6 to the control of chromatin structure, we were surprised that an
spt6-
1 mutant does not alter nucleosome occupancy or position over heterochromatin. A recent study showed that mutations in genes encoding a number of silencing factors cause nucleosome-free regions to form at specific sites in heterochromatin (
39). The lack of such changes in an
spt6-
1 mutant indicates that changes in nucleosome position are not the cause of the silencing defect we observe, and it also suggests that Spt6 silences heterochromatin in a manner distinct from that of many other silencing factors. Similar to
spt6-
1, deletion of a nonessential component of the FACT histone chaperone complex,
pob3+, also causes a silencing defect (
56) but fails to display large changes in nucleosome positioning in heterochromatin (
39). The FACT complex contains Spt16, and given some of the phenotypic similarities between
spt6 and
spt16 mutants in
Saccharomyces cerevisiae (
24,
51,
56,
63,
64), it is possible that these two factors control silencing in a similar way in
S. pombe, perhaps by altering heterochromatin structure in a way not detectable by conventional assays. In contrast, a recent study demonstrated that the Asf1/HIRA histone chaperone complex is required for silencing of pericentric and mating type heterochromatin and is important for regulation of nucleosome positioning over these regions (
93). Asf1/HIRA mutants do not affect production of siRNAs or lead to substantial loss of K9 dimethylation at the
otr1R::ura4+ reporter (
93), suggesting that the mechanism by which it contributes to silencing is distinct from that of Spt6.
Spt6 is known to be involved in many processes, and our studies have revealed a combination of silencing defects in the
spt6-
1 mutant that is distinct from the phenotypes observed in other silencing mutants. Taken together, our data suggest that Spt6 contributes to silencing in multiple ways, at both the transcriptional and posttranscriptional levels. The modest increase in RNAPII occupancy in the
spt6-
1 mutant, compared to the stronger increases in the
chp2Δ and
clr4Δ mutants, shows that the mechanism is not solely transcriptional. On the other hand, the failure of the
mst2Δ to suppress the
spt6-
1 silencing defect indicates that it is not solely posttranscriptional either, as a recent study in
S. pombe reported that an
mst2Δ mutant could suppress the silencing defects of the RNAi machinery but not the chromatin modifiers (
77). Spt6 could play many roles at either stage of the process. It could regulate transcription initiation or elongation of pericentric transcripts. The proper balance between RNAPII transcription and occlusion is required for silencing, and it is possible that Spt6 is needed to promote transcription, much like the JmjC factor Epe1 (reviewed in reference
41). Spt6 could also affect splicing of pericentric transcripts, as a number of splicing factors have been shown to play a role in silencing pericentric transcripts (
13,
26). Like Spt6, the splicing mutants show only a modest decrease in H3K9 dimethylation. However, they differ from
spt6-
1 in other respects; for example, these mutants do not alleviate silencing at the mating type reporter
mat3M::ura4+ (
13). It is also possible that Spt6 interacts with other factors and complexes that affect silencing, such as Mlo3 (
98) or the TRAMP complex (
17,
89). Finally, it is possible that Spt6 contributes to silencing by a mechanism we have not yet considered. Further studies should focus on the activities of Spt6 that are required for heterochromatic silencing. Going forward, it will be interesting to understand how a generally required transcription factor plays specialized roles in specific parts of the genome.