Assembly of the eukaryotic genome into nucleosomes and higher-order chromatin structures greatly reduces the accessibility of DNA and restricts various nuclear events, including DNA repair, recombination, replication, and transcription. Eukaryotic cells have developed several ways to disrupt or modulate chromatin structures to facilitate the binding of
trans-acting factors to DNA, allowing such processes to occur. For example, the chromatin structure is directly or indirectly altered by posttranslational modifications such as phosphorylation, acetylation, methylation, and ubiquitylation, which primarily occur on the core histone tail domains. Although the precise functions of each of these highly conserved modifications have yet to be resolved, it is believed that the combination of distinct covalent modifications can be recognized by downstream protein factors which in turn regulate chromatin structure and DNA accessibility (
37,
48,
56). A second critical process involves multiple-subunit enzymes that use energy derived from ATP hydrolysis to remodel chromatin structure and disrupt DNA-histone interactions, thereby stimulating DNA-dependent processes (
5,
23,
47).
ATP-dependent remodeling complexes have been extensively studied and shown to have the ability to alter and rearrange nucleosomes in a manner that increases the accessibility of nucleosomal DNA (
9,
16,
35). These complexes share a homologous ATPase domain that belongs to the SF2 superfamily of DNA-stimulated helicases and are generally divided into four different families: SWI/SNF, ISWI, INO80, and CHD (
9,
13,
16). Typically, the isolated ATPase subunit can catalyze nucleosome remodeling independent of other remaining subunits, with ATPase activity stimulated by double-stranded DNA and/or nucleosomes (
16,
34). These chromatin-remodeling enzymes can often recognize histone posttranslational modifications through auxiliary subunits, and they can regulate chromatin structures by assembly, disassembly, and translocation of nucleosomes in an ATP-dependent manner (
9,
16).
The
Saccharomyces cerevisiae SWI/SNF complex was the first remodeling enzyme to be identified, and it is required for expression of many inducible genes, such as
HO,
SUC2, and
INO1 (
10,
36,
53). Although SWI/SNF is not essential for yeast growth, a genome-wide analysis demonstrated that ~5% of yeast genes are regulated by SWI/SNF, with functions that contribute to both gene activation and repression (
19). Moreover, this complex plays a critical role in gene expression in late mitosis (
24). The yeast RSC (remodels the structure of chromatin) complex is related to SWI/SNF but is more abundant and essential for cell growth (
7). RSC has functions in stress response, gene activation in transcription, and chromosome segregation (
11,
22). Both SWI/SNF and RSC have also been shown to function during recombinational repair of DNA double-strand breaks (
8).
SWI/SNF and RSC have been the targets of extensive biochemical characterization. SWI/SNF was shown to destabilize approximately 40 bp of histone-DNA interactions at either edge of a nucleosome, based on electron energy loss microscopy and atomic force microscopy studies (
4,
41). Furthermore, a photochemical mapping study demonstrates that SWI/SNF can mobilize a mononucleosome by as much as 50 bp off the ends of DNA fragments (
21). ATP-dependent nucleosome sliding along DNA substrates occurs in
cis and leads to the exposure of cognate DNA for
trans-acting factors (
17,
18,
51). However, crucial aspects of the mechanism of nucleosome remodeling remain undefined.
One proposed mechanism for how the nucleosome might be translocated along the DNA, referred to as twist diffusion, involves the ATP-dependent twisting of the DNA helix on the histone surface like a corkscrew, with as little as ±1 bp of DNA traveling through the core region (
25,
50). This model is supported by crystal structures of a nucleosome core particle in which the DNA on one side is observed to contain a single-base-pair “twist defect” compared to the DNA at the other side of the core (
12,
33) and has the energetic advantage that the gain or loss of a base pair internally within the nucleosome can occur without disruption of histone-DNA interactions. However, studies using DNA substrates that inhibit DNA rotation on the nucleosome surface indicate that nucleosome sliding catalyzed by human SWI/SNF (hSWI/SNF) likely does not occur solely via a twist-diffusion mechanism (
1,
3,
49).
Recent studies have led to a proposal that remodeling enzymes use a DNA translocase mechanism to induce nucleosome sliding along DNA by creating transient DNA bulges or loops on the histone octamer surface (
40,
57,
58). This bulge propagation model suggests that linker DNA can be drawn into the core to form an internal DNA loop. Indeed, several studies indicate that remodeling enzymes harbor DNA translocation activity (
20,
39,
52), suggesting that a unifying feature of remodelers is catalyzing DNA movement relative to the remodeling complex. Alternatively, a related third model proposes that a loop may be formed within the nucleosome by a dissociation and recapture mechanism, involving linker DNA. In either of the last two models, the internal DNA loop is envisioned to propagate through the nucleosome core like a wave, resulting in the movement of the histone octamer along the DNA segment (
26). This model is strengthened by recent single-molecule and biochemical studies demonstrating that both SWI/SNF and RSC are able to translocate on DNA and nucleosomal templates to produce loops in an ATP-dependent fashion and that nucleosome remodeling by RSC seems to produce a remodeled intermediate that contains internal DNA loops and more than 147 bp of DNA (
29,
43,
57).
In this work we have tested whether SWI/SNF- and RSC-dependent nucleosome remodeling involves DNA bulge propagation by employing nucleosome substrates in which either the two N-terminal or C-terminal tails of H2A are cross-linked together in an intranucleosomal fashion. Cross-linking generates constraining loops around the superhelical gyres that should inhibit the propagation of DNA bulges or loops on the histone surface. Our results indicate that loops formed during SWI/SNF and RSC nucleosome remodeling likely are not freely propagated around the exterior of the nucleosome; rather, we propose such loops are translocated around the histone octamer via a threading mechanism.