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Logo of nihpaAbout Author manuscriptsSubmit a manuscriptHHS Public Access; Author Manuscript; Accepted for publication in peer reviewed journal;
J Cell Physiol. Author manuscript; available in PMC 2013 March 1.
Published in final edited form as:
PMCID: PMC3177961

Tau Splicing and the Intricacies of Dementia


Tau is a microtubule associated protein that fulfills several functions critical for neuronal formation and health. Tau discharges its functions by producing multiple isoforms via regulated alternative splicing. These isoforms modulate tau function in normal brain by altering the domains of the protein, thereby influencing its localization, conformation and post-translational modifications and hence its availability and affinity for microtubules and other ligands.

Disturbances in tau expression result in disruption of the neuronal cytoskeleton and formation of tau structures (neurofibrillary tangles) found in brains of dementia sufferers. More specifically, aberrations in tau splicing regulation directly cause several neurodegenerative diseases which lead to dementia. In this review, I present our cumulative knowledge of tau splicing regulation in connection with neurodegeneration and also briefly go over the still-extensive list of questions that are connected to tau (dys)function.

Keywords: MAP tau, Splicing regulation, Dementia

Tau is a microtubule-associated protein (MAP) enriched in axons of growing and mature neurons that is critical for neuronal function. Among its many roles, tau promotes neurite outgrowth, organizes axonal microtubules (MTs) and is involved in kinesin-dependent axonal transport (Wang and Liu, 2007; Morfini et al., 2009). Hyperphosphorylated, MT-dissociated tau is the component of neurofibrillary tangles (NFTs), hallmark structures of many neurodegenerative diseases (Gasparini et al., 2007; Gendron and Petrucelli, 2009).

Despite the ubiquity of NFTs in brains of people with dementia, tau was delegated to the back seat of neurodegeneration research for many years because no mutations had been found in it. This changed after close examination of frontotemporal dementia (FTDP) pedigrees. In many FTDP pedigrees, misregulation of tau exon 10 splicing results in wild-type protein but disturbs the normal isoform ratio and causes neurodegeneration regardless of which isoform becomes prevalent (Gasparini et al., 2007). These findings established not only that tau can cause neurodegeneration by itself in the absence of amyloid plaques, but also that it can do so in the absence of mutations in the protein -- a subtle form of a dosage disease.

Although we have made significant advances in dissecting the mechanisms of tau splicing, many aspects of tau (dys)function are still unclear, including how changes in the ratio of exon 10 cause neurodegeneration.

Alternative splicing, the complex choreographer of complexity

Bioinformatics analysis of the human genome indicates that almost all human genes are alternatively spliced (Pan et al., 2008). Alternative splicing is the primary contributor to proteomic complexity and plays a critical role in controlling differentiation and development (Stamm et al., 2005). Misregulation of alternative splicing is the cause of many life-threatening human diseases (Tazi et al., 2009). Despite the high fidelity of exon recognition in vivo, it is currently impossible to accurately predict alternative exons; it appears that combinatorial control and “weighing” of splice element strength are used to enable precise recognition of the short and degenerate splice sites (Hertel, 2008).

Exonic and intronic enhancers and silencers are involved in splicing regulation (Wang and Burge, 2008). These cis elements are regulated by trans-acting factors that mostly belong to two superfamilies, the SR/SR-like and hnRNP proteins (Long and Cáceres, 2009; Martinez-Contreras et al., 2007). Both families have additional functions beyond their involvement in splicing regulation: the former are also components of the spliceosome, whereas the latter are also involved in pre-mRNA transport, mRNA stability and translational regulation.

Splicing factors bind to the pre-mRNA they regulate or to other splicing factors; whether they act directly or indirectly and as activators or inhibitors of a particular splicing event depends on the specific transcript. This flexibility has complicated the investigations of splicing regulation since it is hard to make a priori assignments.

Several mammalian splicing factors are enhanced in or restricted to neurons. Nevertheless, it appears that the exquisite calibration of mammalian alternative splicing is primarily achieved by spatial and temporal variation in the expression and activity levels of quasi-ubiquitous splicing regulators (Hertel, 2008). This pleiotropy frustrates the prospects of any potential therapy based on modulation of splicing factors or their kinases.

Structure, regulation and functions of tau

The single-copy human tau gene is located on 17q21. The tau transcript undergoes extensive alternative splicing that is regulated spatially and temporally and can give rise to 30 isoforms (Andreadis, 2005). Fig. 1 shows the exon structure and splicing patterns of the tau gene (Fig. 1A), the effects of splicing decisions on the molecule’s function (Fig. 1B) and the tau isoforms that are prevalent in brain (Fig. 1C).

Fig. 1
Tau mRNA species and the functions of the ensuing domains. (A) Schematic representation of exons and splicing pathways in the tau gene. Black = constitutive; white = regulated (A = adult-specific, PNS = specific to the peripheral nervous system, C = complex, ...

Exons 2, 3 and 10 are adult-specific, but their ratios differ in various central nervous system compartments. All six possible product combinations of the 2/3/10 splicing events have been observed, indicating that separate factors govern their splicing – a conclusion confirmed by extensive studies of splicing factor effects on these exons (Andreadis, 2006).

The tau protein contains three domains. The acidic N-terminal region (“projection domain”), modulated by exons 2 and 3, interacts with the plasma membrane, dynactin and tyrosine kinase fyn (Lee, 2005; Lebouvier et al., 2009; Pooler and Hanger, 2010). The proline-rich middle region (“hinge”) influences MT spacing (by inclusion of exon 4A, specific to the peripheral nervous system) whereas alternative splicing of hinge-region exon 6 gives rise to tau variants that lack the MT binding domain and inhibit kinesin-dependent axonal transport (Andreadis, 2005; La Pointe et al., 2009). The basic C-terminal region, modulated by exon 10, contains either three or four MT binding motifs (changing tau affinity for MTs) and interacts with tyrosine kinase c-Abl (Lebouvier et al., 2009).

Although tau is primarily axonal, it is also found in dendrites (where it may act as a post-synaptic scaffolding protein) and in the nucleus, where it interacts with the nucleolus. It is also present in oligodendrocytes and astrocytes. As already mentioned, tau undergoes phosphorylation on as many as forty serines/threonines and four tyrosines (Dolan and Johnson, 2010; Gendron and Petrucelli, 2009). Like tau splicing, phosphorylation is developmentally regulated and decreases the affinity of tau for MTs. Hyperphosphorylated, MT-dissociated tau is the major component of NFTs (Gasparini et al., 2007).

Paths from tau splicing to neurodegeneration

NFTs are insoluble tau aggregates found within the neurons and glia of people with sporadic and familial Alzheimer’s disease (AD), sporadic and familial tangle-only dementias (“tauopathies”, exemplified by frontotemporal dementia with Parkinsonism -- FTDP-17), Down syndrome (DS; trisomy 21) and myotonic dystrophy type 1 (DM1). NFT numbers correlate with dementia severity. Additionally, tau null mice and human pedigrees that contain microdeletions and microduplications in the tau locus show developmental defects and learning disabilities (Pennisi, 2008).

The genetic and clinical connections between tau and dementia were long known and tantalizing, yet a direct cause-and-effect link had proved elusive. Finally, in 1998, the characterization of several FTDP-17 pedigrees firmly placed tau and, specifically, its splicing directly upstream of the process that causes dementia (Andreadis, 2006; Liu and Gong, 2008). Tangle-only tauopathies primarily affect the frontal and temporal cortex and their associated executive and cognitive functions (empathy, affect, social behavior, language use and comprehension). Collectively, they are the second most common type of sporadic dementia after AD and the familial cases show a far earlier age of onset than AD.

Although these tauopathies show such clinical variability that they have often been misdiagnosed, their molecular causes are remarkably uniform: the afflicted pedigrees predominantly show mutations in tau exon 10, although several carry missense mutations in tau exons 1, 9, 11, 12 and 13 which influence MT binding or tau conformation (Liu and Gong, 2008). Some of the exon 10 mutations are missense which influence MT binding. However, the majority are silent at the protein level but alter the ratio of exon 10 isoforms.

A few years after the FTDP discoveries, a second connection was discovered between tau and an odd kind of neurodegeneration. Myotonic dystrophy 1 (DM1) is the most common disease of its kind in adults, a multisystemic dominantly inherited disorder whose outcome includes dementia classified as an atypical tauopathy. DM1 brains show tau hyperphosphorylation, formation of intraneuronal aggregates, and significant reduction of tau isoforms containing exon 2 and 10 (Jiang et al., 2004, Sergeant et al. 2001).

The disease arises from titration of splicing regulators (the CELF and MBNL proteins) which explains its pleiotropic phenotype (Llamusí and Artero, 2008). Among their other targets, these regulators modulate splicing of the two affected tau exons (Andreadis, 2006). Additionally, analysis of AD cases has shown that exon 2 decreases and exon 10 increases in AD (Glatz et al., 2005; Conrad et al., 2007).

There is no direct connection (yet) between exon 2 and brain pathology, unlike the clear-cut link between exon 10 and FTDP. As a result, in a repetition of the earlier pattern for tau research in general, very little has been done on either the splicing regulation or the specific function of exon 2 in the last six years. Given the dearth of new data on that portion of tau, I will focus the rest of this review on exon 10 with a brief detour into a new and mysterious arrival, saitohin.

The type and behavior of the tau mutations makes it a unique system for two reasons. Tau belongs to a tiny category of genes in which disturbances of alternative splicing cause disease despite production of wild-type protein. Additionally, tau is the only system documented so far in which changes in isoform ratios arising from splicing misregulation can cause neurodegeneration both by cis and trans mechanisms: respectively, mutations in tau exon 10 (FTDP) and variations in levels of trans factors that regulate tau exons 2 and 10 (DM1 and perhaps AD and DS).

Notorious exon 10 and its confirmed link to FTDP

Tau exon 10 is adult-specific, encodes the second of four imperfect repeats that bind MTs and shows a species-specific difference crucial to neurodegeneration: in adult rodents, exon 10 becomes constitutive. In contrast, in adult humans exon 10 remains regulated in the central nervous system where the 10+ (4-repeat, 4R) and 10 (3-repeat, 3R) isoforms are present in a 1:1 ratio (Andreadis, 2005; Gasparini et al., 2007).

Splicing of tau exon 10 splicing is affected by exonic and intronic enhancers and silencers as well as by several trans factors (Andreadis, 2006; Liu and Gong, 2008). Investigations of FTDP pedigrees established that the proximal downstream intron of exon 10 is a hotspot for tauopathy mutations. This is particularly interesting in view of the fact that this region diverges between humans and rodents past intron position +8, whereas exon 10 and its proximal upstream intron are essentially 100% conserved.

The exon 10 mutations found in tauopathy pedigrees are shown in Fig. 2A. The mutations clustering around the 5′ splice site of exon 10 engendered two hypotheses. One is that its splicing is partly modulated by a putative hairpin loop which hinders interaction with the U1 snRNP (the first step of spliceosome formation); the other is that this region has two splicing elements: an intronic silencer followed by an intronic enhancer (Andreadis, 2006; Wolfe, 2009).

Fig. 2
Cis elements and trans factors involved in the splicing regulation of tau exon 10. (A) Mutations of exon 10 found in pedigrees of neurodegenerative diseases (the exception is Delta11, designated by an asterisk, which was defined by the behavior of deletion ...

The two hypotheses are not mutually exclusive, but thermodynamic considerations and specific results from the tau system make the linear theory likelier. All mutations that weaken the putative stem also increase complementarity to the 5′ end of U1, so the regulation can be explained by a suboptimal 5′ splice site without invoking a hairpin loop. Additionally, compensatory mutations that restore stem strength do not restore wild-type splicing regulation. The proposed stem/loop structures differ by research group and are unstable by the Tinoco rules. Furthermore, it is known that such structures do not form in vivo (Andreadis, 2006; Caffrey and Wade-Martins, 2007).

Indeed, all the work that supports formation of the stem-loop structure has been done in vitro. The sole exception to this is a recent result that shows helicase p68 is involved in the splicing of tau exon 10 at this region (Kar et al., 2011). However, p68 is part of the spliceosome and helicases are integral to the obligatory unwinding of the pre-mRNA prior to splicing.

Besides regulation by p68, work from my laboratory (Gao et al., 2007; confirmed by Ding et al., 2011) demonstrated that SR protein 9G8, the most potent inhibitor of exon 10 splicing, interacts directly with the intronic silencer at position +14 (defined by an FTDP mutation). Further work in our laboratory established that the intronic enhancer downstream of the silencer is regulated by a complex consisting of hnRNPE3, hnRNPE2 and SRA4 (Wang et al., 2010).

The action of several factors that regulate exon 10 is modulated by nuclear and shuttling kinases, including DYRK1A (Ding et al., 2011; Shi et al., 2008). The involvement of hnRNPE3, SRA4 and DYRK1A is intriguing because their genes are located on chromosome 21. This ties tau splicing regulation and isoform ratio balance into the early-onset of cognitive impairment in DS.

Besides the involvement of the 5′ splice site, exon 10 splicing is affected by additional exonic silencers and enhancers identified by FTDP mutations and/or systematic deletions (Andreadis, 2006). The most extensively studied of these elements is a purine-rich enhancer that overlaps mutants N279K and Delta280K (Fig. 2A). This element binds SR-like protein htra2beta1, which moderately activates splicing of exon 10. Its action is antagonized by hnRNPG, which sequesters htra2beta1 by binding to it, and by SR proteins SRp54 and SRp55/SRp30c that sterically interfere with htra2beta1 by binding to a silencer upstream of the purine-rich enhancer (Fig. 2B).

Work from several laboratories has matched additional cis elements with trans factors, but others are still orphans waiting for their partners. Fig. 2B shows a cumulative picture of the various splicing interactions discovered for exon 10. As I mentioned earlier, neurodegeneration occurs regardless of whether the ratio shifts towards 10 (mutations Delta280K, +19, +29) or 10+ (all the others) and regardless of how much the ratio changes. Interestingly, the tangles that form differ in terms of exactly how the tau in them aggregates, depending on which isoform (10 or 10+) is overexpressed (Gasparini et al., 2007).

Enigmatic saitohin and the unique human susceptibility to dementia

A decade ago, another potential player entered the already crowded neurodegeneration stage. Saitohin (STH) is an intronless gene located in the intron between exons 9 and 10 of the human tau gene that encodes an open reading frame of 128 amino acids (Conrad et al., 2002). STH expression is highly congruent with that of tau in human tissues. The DNA sequences homologous to the human STH gene reveal an intact, highly conserved open reading frame in the primates most closely related to humans (chimpanzee, bonobo and gorilla) but not in other primates or rodents (Holzer et al., 2004).

A single nucleotide polymorphism of human STH has been identified that changes glutamine residue 7 to arginine (Q7R). This polymorphism is associated with the two non-recombining tau gene haplotypes: the Q allele with H1, the R allele with H2 (Conrad et al., 2004). Although our primate cousins show a mix of the H1 and H2 haplotypes, they are all homozygous for the R allele (Holzer et al., 2004). So the Q allele is a human-specific marker that came into existence after the hominin lineages separated from the ancestor we shared with bonobos and chimpanzees. This wrinkle is interesting beyond evolutionary relationships: the STH Q allele is over-represented in several tangle-only tauopathies, as well as Parkinson’s disease (Tobin et al., 2008).

STH does not have obvious motifs and domains, which has hampered studies of its function. My laboratory found that it interacts in allele-specific fashion with peroxiredoxin 6, the sole member of that family with a unique phospholipase function whose levels also increase in Pick’s disease, a tangle-only tauopathy (Gao et al., 2005). This is an intriguing observation in view of the fact that mitochondrial dysfunction appears to be a component of neurodegeneration (Eckert et al., 2010). We are continuing to search for additional STH ligands, because we suspect that the protein’s Q allele may be connected to the uniquely human susceptibility to neurodegeneration.

The never-shortening list of unanswered questions

Despite progress along several fronts, many crucial questions around tau remain unanswered. Some may appear literally of academic interest, but their elucidation will inform diagnostic and therapeutic approaches to tauopathies. From molecule to organism, here is a partial list that does not include equally important questions connected to tau post-translational modifications (de/phosphorylation, nitration, glycosylation, truncation) or degradation pathways:

Which model of the splicing regulation at the 5′ splice site of exon 10 is correct? The two theories (stem-loop versus linear) are not mutually exclusive but resolution is important as an aid to designs of future RNA-based interventions, even after we have solved the thorny issues of how to deliver and calibrate the expression of such constructs.

How does the imbalance of tau isoforms cause neurodegeneration? Since neurodegeneration occurs regardless of which way the ratio of exon 10 tilts, the inevitable conclusion is that balance between 3R and 4R isoforms must remain within a narrow window to ensure normal neuronal function. This correlates with the finding that mice which overexpress tau develop severe neuropathies or gliopathies regardless of transgene details (Brandt et al., 2005; LaFerla, 2010).

Perhaps the 1:1 3R:4R ratio is critical for correct MT dynamics in specific contexts within the various cell types of the human brain, a balancing act between fluidity and stability. Alternatively or additionally, ratio imbalances of the domains encoded by alternatively spliced exons can influence tau subcellular localization and interactions with other cytoskeletal or membrane components, including regulatory kinases and phosphatases (Gendron and Petrucelli, 2009).

Which is the neurotoxic tau species? Results from animal, cellular and in vitro models give inconsistent results: some support the long-held view that tau aggregated in NFTs is the culprit, while others indicate that NFTs are inert, safe “warehouses” of otherwise toxic soluble tau species (Götz et al., 2008; Sahara et al., 2008; Jellinger, 2009). The latter theory gains support from both invertebrate and vertebrate animal models that overexpress tau, in which neurodegeneration and cognitive impairment occur without tangle formation.

This paradigm shift, according to which neurons are fated to degenerate once toxic tau oligomers accumulate, highlights the fact that prevention of neuronal death may require intervention at a stage earlier than NFT formation -- and that a reagent which dissolves NFTs may be in fact be terribly harmful if it leads to re-formation of toxic oligomers.

Which function of tau is crucial to neuronal health and/or compromised in neurodegeneration? Although tau was originally defined as an organizer of axonal MTs, its functions continue to expand. Tau is now known to be involved in kinesin-dependent axonal transport (Morfini et al., 2009) and in signal transduction in dendritic spines, in connection with the interaction of kinase fyn (which phosphorylates tau on Tyr18) with NMDA receptors (Ittner and Götz, 2011). Synapse loss and disruption of axonal transport are both early events in neurodegeneration that occur in advance or in the absence of NFT formation. Association of tau with the membrane appears to be equally crucial during neuronal development, as tau is then found in the growth cones of extending neurites which exclude MTs via a complex actin-based “shield” (Gordon-Weeks, 1993).

The prevailing paradigm of tau conformation has also changed, from the traditional view of it as a coil-coil protein to increasing evidence that it normally exists in a paperclip configuration that unravels during neurodegeneration (Jeganathan et al., 2006). This places tau in the lengthening list of proteins that may cause neuronal damage by accumulation of misfolded aggregates, from amyloid to prions.

Is tau inherently toxic in late life? Between the mild phenotype of tau null mice (although they would clearly fare poorly in the wild) and the decrease of amyloid-mediated toxicity upon tau removal (Denk and Wade-Martins, 2009; LaFerla, 2010), some researchers are starting to argue that we might be better off without tau in late life. However, the deficits in human pedigrees with tau microdeletions and the human-specific aspects of tau (discussed in the next section) should give us pause before we contemplate large-scale alterations to our brain/mind.

Of mice and (wo)men

Mouse AD and FTDP models have been very helpful in shedding light on specific aspects of the neurodegenerative cascade (Denk and Wade-Martins, 2009; Ashe and Zahs, 2010). However, they do not fully recapitulate either disease and often show disparate or even contradictory outcomes, in part due to differences in epigenetic or environmental details. In particular, no mouse model so far reproduces the regulatory profile of tau exon 10. This is not surprising, since the FTDP hotspot region is not conserved between rodents and humans (Andreadis, 2006) and different sets of genes are affected by age in the two species, often in completely opposite ways (Bishop et al., 2010).

Furthermore, the intrinsic nature of these types of dementia makes it certain that their species specificity needs to be taken into account to address them effectively. FTDP primarily affects the frontal cortex, a brain compartment uniquely enlarged in humans, and tau disturbances in either early or late life affect higher executive functions (social affect, empathy, decision-taking, judgment, language skills) that are also unique to humans.

This is mirrored at the molecular level: human tau differs from its rodent counterpart in several small but crucial ways. In addition to the human-specific splicing of exon 10 and the human-specific Q allele of saitohin, human exon 1 has a small insertion that may affect fyn binding and tau folding, and human exon 4A is longer than its mouse counterpart. In biology, some aspects are conserved across species (molecular functions foremost among them) but the devil is in the details.

It is a sad irony that we humans have become susceptible to neurodegeneration due to our greatly increased lifespan, made possible by clean water, antibiotics and vaccines. In this connection, tau may be a case of Medawar and Williams’ antagonistic pleiotropy: beneficent in development, detrimental in advancing age. It is possible that tau dysfunction contributes to neurodegeneration by many mechanisms and at different stages of the process.

At the cellular level, toxicity is defined by the final outcome of neuronal death. If enough neurons die in a brain compartment, the decreasingly plastic adult brain can no longer rewire and reroute local functions, eventually resulting in the clinical presentations of dementia. Short-lived mammals such as rodents appear largely immune to such diseases, which require chronic imbalance, progressive loss of normal function and/or accumulation of toxic species.

Parting words

Despite the harnessing of enormous intellectual and physical resources, the frustrating fact remains that since I began working on tau in 1989, we have not come a single step closer toward preventing or curing dementia.

When I entered the tau field and became familiar enough with the intricacies of the molecule to hazard educated guesses, I made two predictions: mis-splicing of tau would be found to directly cause neurodegeneration; and the tau splicing variants I discovered that lack the microtubule-binding domain would moderate a tau function in the manner of graphite rods in a nuclear reactor. Both predictions have been confirmed, although I was wrong about the target of the latter: my prime suspect was neurite extension, but it appears to be axonal transport.

I will now make a few more predictions, based on what we have started to glimpse from recent investigations into tau and dementia that veered off heavily trodden paths: signal transduction will turn out to be a major tau function; the human-unique STH Q allele will affect a tau function relevant to neurodegeneration; and the means of preventing and/or curing tauopathies (conceptually, if not technologically) will come from an unexpected finding, far from the street lamp of the obvious.

Discovery of the specific functions of the tau isoforms arising from alternative splicing has given and will continue to give significant insights into the cooperative networks that establish and maintain neuronal function. Additionally, work on species-specific regulation will keep us alert to the need for subtlety, a crucial attribute for devising effective therapies targeted to chronic diseases that do not fit into the heroic medicine model. Results from such work may reveal the processes common to dementia in which NFTs are the sole or major pathological manifestation and in the long term give us a handle for ameliorating, preventing or even reversing dementia – a specter that looms ever darker as the human lifespan lengthens.


I apologize to colleagues whose work I could not cite due to space constraints. I want to thank NSF and NIH for making my contributions to tau research possible.

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