Diagnostic markers in epithelial tumors
Given the characteristic cell type-, differentiation- and functional status-dependent keratin expression patterns in epithelial cells, the availability of specific keratin antibodies, and the fact that epithelial tumors largely maintain the features of specific keratin expression associated with the respective cell type of origin, keratins have long and extensively been used as immunohistochemical markers in diagnostic tumor pathology (; ) (
Moll et al., 2008).
| Table 1Keratins as diagnostic markers in tumor pathology |
Adenocarcinomas, that is, epithelial cancers arising in glandular tissues, comprise the largest group of human epithelial malignancies and may arise in different organs. The ability to differentiate adenocarcinomas according to their tissue of origin is essential for the selection of the most appropriate treatment regimens, and simple epithelial keratins are the markers predominantly used for this purpose. Most adenocarcinomas express the simple epithelial keratins K8, K18 and K19, whereas K7 and K20 expression is variable. Keratin typing is of particular diagnostic significance in the case of colorectal adenocarcinomas, which similarly to the normal gastrointestinal epithelium are almost always K20-positive, but K7-negative (or have lower K7 expression compared with K20) (
Moll et al., 2008). K20 and K7 co-expression has been reported as a characteristic of more advanced colorectal cancers (
Hernandez et al., 2005), whereas reduced K20 levels have been detected in association with high microsatellite instability (
McGregor et al., 2004). Pancreatic, biliary tract, esophageal and gastric adenocarcinomas uniformly express K7 and more variably, but up to 65%, K20 (
Chu et al., 2000), whereas a K7
+/K20
− phenotype is characteristic of ovarian, endometrial and lung adenocarcinomas (
Moll et al., 2008). Endometrial adenocarcinomas may co-express stratified epithelial keratins, such as K5, as an indication of squamous metaplasia (
Chu and Weiss, 2002a). Non-squamous, malignant salivary gland carcinomas are also K7
+/K20
−, with the exception of salivary duct carcinomas, which may be positive for both keratins (
Nikitakis et al., 2004). Furthermore, almost all thyroid tumors (follicular, papillary and medullary subtypes) and two-thirds of malignant mesothelioma cases are K7
+/K20
−. The latter tumors, in contrast to most adenocarcinomas, consistently express keratinocyte-type keratins, notably K5, and vimentin (
Yaziji et al., 2006). Appendiceal and lung carcinoids, adrenal cortical, prostatic and hepatocellular carcinomas are negative for both K7 and K20 (
Chu and Weiss, 2002b).
Most breast adenocarcinomas, including both ductal and lobular subtypes, constitutively express K7, K8, K18 and K19. However, K8 exhibits a predominantly peripheral staining pattern in ductal carcinoma as compared to a ring-like, perinuclear pattern in lobular carcinoma (
Lehr et al., 2000). In poorly differentiated adenocarcinomas corresponding to the basal-like subtype as defined by microarray-based expression profiling of breast tumors (
Sorlie et al., 2001), keratins characteristic of the basal cells of stratified epithelium, such as K5/6, K14 and K17, are also expressed. More recently, phospho(Ser73)-K8 was identified as a possible biomarker for lower beclin1 expression, and thus defective autophagy status, in breast tumors (
Kongara et al., 2010).
Keratin expression is a particularly useful guide in the correct classification of renal cell carcinomas (RCCs) (
Liu et al., 2007), as clear-cell RCCs mainly express K8 and K18 with minor K19 expression, papillary tumors strongly express K19 and K7 in addition to the basic K8/K18 pair and chromophobe RCCs typically express K7 and K8/K18, but little K19. Benign oncocytomas may histologically resemble chromophobe RCCs, but are K7 negative (
Liu et al., 2007). Transitional cell carcinomas generally conserve the urothelial keratin pattern showing combined expression of K8/K18, K7 and K19 together with K13 and K20 (
Moll et al., 1992).
Squamous cell carcinomas, independently of their site of origin, are characterized by the expression of the stratified epithelial keratins K5, K14 and K17 and the hyperproliferative keratinocyte-type keratins K6 and K16 (
Moll et al., 2008). K1/K10 may also be focally expressed, and K4 and K13 to a lesser extent. In poorly differentiated squamous cell carcinomas, co-expression of the simple epithelial keratins K8, K18 and K19 is often observed.
Use of keratins as diagnostic markers in tumor pathology is by far their most common application in the field of cancer. In cases remaining unclear on the basis of clinical presentation and conventional histopathology, including carcinomas that are poorly differentiated or spreading over several organs and metastases of unknown primary tumor site, keratin typing is especially valuable for correct tumor identification and subsequent selection of the most appropriate treatment plan.
Prognostic markers in epithelial tumors
Beyond their well-established role as diagnostic markers in cancer, keratins have also been recognized as prognostic indicators in a variety of epithelial malignancies (). For example, in colorectal cancer, reduced expression of K8 and K20 has been associated with epithelial-to-mesenchymal cancer cell transition, which is generally indicative of higher tumor aggressiveness, and decreased patient survival (
Knosel et al., 2006). Also, persistent or higher expression of a caspase-cleaved K18 fragment at Asp396 (produced by apoptotic epithelial cells and detected by an epitope-specific antibody M30) in the serum of colon cancer patients after primary tumor resection is indicative of systemic residual tumor load and significantly correlates with recurrence risk within 3 years (
Ausch et al., 2009). Higher serum-cleaved K18/M30 levels before treatment are also predictive of shorter survival in lung cancer patients (
Ulukaya et al., 2007). More recently, the ratio of caspase cleaved (M30) to total K18 (M65), conveniently determined in the serum or plasma using commercially available enzyme-linked immunosorbent assay kits, is being explored as a biomarker for therapy efficacy monitoring in carcinoma patients (
Linder et al., 2010). Similarly, in patients with intrahepatic cholangiocarcinoma, a high serum K19 fragment (CYFRA21-1) concentration is associated with decreased recurrence-free and overall survival (
Uenishi et al., 2008). Intratumoral K20 expression and K20 positivity in the bone marrow and/or blood correlate with worse prognosis in pancreatic adenocarcinomas (
Soeth et al., 2005;
Matros et al., 2006;
Schmitz-Winnenthal et al., 2006). Furthermore, in gastric cancer, real-time quantitative reverse transcription–polymerase chain reaction for K20 in peritoneal lavage fluid predicts peritoneal recurrence in patients undergoing resection with curative intent (
Katsuragi et al., 2007); K10 and K19 positivity in hepatocellular carcinomas are significant predictors of shorter overall and disease-free survival after surgical resection (
Yang et al., 2008); and absence of squamous differentation as evidenced by loss of K5/6 expression is associated with more aggressive endometrial carcinomas and reduced survival (
Stefansson et al., 2006). In clear-cell RCC, tumoral co-expression of K7 and K19 is associated with the lack of cytogenetic alterations, low nuclear grade and better clinical outcome (
Mertz et al., 2008), whereas detection of K8/18-positive circulating tumor cells correlates with positive lymph node status, presence of synchronous metastases at the time of primary tumor resection and poor overall survival in renal cell cancer (
Bluemke et al., 2009). Detection of disseminated keratin-positive tumor cells in the bone marrow of prostate cancer patients before surgery is an independent risk factor for metastasis within 48 months (
Weckermann et al., 2009). In skin cancer, keratin expression in malignant melanoma is of particular interest, as K18 mRNA is surprisingly identified in one-third of melanoma tissue samples and is an adverse prognostic factor (
Chen et al., 2009).
| Table 2Keratins as prognostic markers in tumor pathology |
In breast cancer, the molecularly defined basal-like subtype characterized by estrogen receptor (ER), progesterone receptor and human epidermal growth factor receptor-2 negativity, but epidermal growth factor receptor and K5/6 positivity, is associated with younger patient age, high tumor grade and poor prognosis, including shorter disease-free and overall survival (
Cheang et al., 2008;
Yamamoto et al., 2009). Expression of K17 in breast tumors is also prognostic of poor clinical outcome and this is independent of tumor size and grade in node-negative disease (
van de Rijn et al., 2002). Detection of K19 mRNA-positive circulating tumor cells before adjuvant chemotherapy predicts reduced disease-free and overall survival in patients with ER-negative, triple-negative and human epidermal growth factor receptor2-positive early breast tumors (
Ignatiadis et al., 2007), whereas the presence of K19 mRNA-positive circulating tumor cells in the blood after completion of adjuvant chemotherapy in women with early breast cancer of any subtype indicates the presence of chemotherapy-resistant residual disease and is again associated with higher risk of disease recurrence and decreased patient survival (
Xenidis et al., 2009). Gene expression profiling has indicated that K18 is frequently downregulated in metastatic breast cancer (
Hedenfalk et al., 2001;
Zajchowski et al., 2001), a finding associated with advanced tumor stage and grade, bone marrow micrometastasis, and shorter cancer-specific survival and overall survival (
Woelfle et al., 2003,
2004). Also, ubiquitin-immunoreactive degradation products of K8 and K18 are detected in breast carcinomas and may determine tumor aggressiveness (
Iwaya et al., 2003).
Functional role in tumorigenesis
Given their emerging regulatory role in normal cell physiology and their frequently altered expression in cancer, the question as to whether keratins play any functional role in epithelial tumorigenesis arises. Although most keratin KO and transgenic mice do not have any apparent tumor phenotype, K8 deficiency (in the FVB background) results in colorectal hyperplasia and inflammation (
Baribault et al., 1994;
Habtezion et al., 2005), and also affects (shortens) the latency, but not the incidence or the morphological features of polyoma middle T-induced mammary adenocarcinomas (
Baribault et al., 1997); human K8 overexpression results in early neoplastic-like alterations in the pancreas, including loss of acinar architecture, dysplasia and increased cell proliferation (
Casanova et al., 1999), and correlates with the extent of spontaneous pancreatic injury (
Toivola et al., 2008); and finally, ectopic expression of K8 in the skin causes epidermal hyperplasia in young mice, epidermal atypia and preneoplastic changes in aging mice, and malignant progression of benign skin tumors induced by chemical skin carcinogenesis assays (
Casanova et al., 2004).
Several studies have provided evidence supporting an active keratin role in cancer cell invasion and metastasis. Transfection of K8 and K18 in mouse L cells, which are fibroblasts and express vimentin, results in keratin filament formation and is associated with deformability and higher migratory and invasive abilities, indicating that keratins may influence cell shape and migration through interactions with the extracellular environment (
Chu et al., 1993). Similarly, experimental co-expression of vimentin and K8/K18 increases invasion and migration of human melanoma (
Chu et al., 1996) and breast cancer (
Hendrix et al., 1997) cells
in vitro.
Incubation of human pancreatic cancer cells with sphingosylphosphorylcholine, a bioactive lipid present in high-density lipoprotein particles and found at increased levels in the blood and malignant ascites from ovarian cancer patients, induces keratin reorganization to a perinuclear, ring-like structure, which is accompanied by K8 and K18 phosphorylation at Ser431 and Ser52, respectively (
Beil et al., 2003). This change in the keratin network architecture results in increased cellular elasticity and enhanced cell migration, indicating that sphingosylphosphorylcholine -induced keratin remodeling may directly contribute to the metastatic potential of epithelial cancer cells (
Suresh et al., 2005). Cell deformability is also increased in association with keratin network alterations owing to sphingosylphosphorylcholine, likely resulting in greater cancer cell ability to invade the surrounding tissue and permeate through the stroma, and thus facilitating its escape from the primary tumor (
Rolli et al., 2010). Furthermore, recent work has implicated alterations in keratin phosphorylation as a contributing factor to colorectal cancer progression, as K8 is a physiological substrate of phosphatase of regenerating liver-3, which is known to promote invasiveness and the metastatic potential of colorectal cancer cells, and high phosphatase of regenerating liver-3 levels are associated with reduction or loss of phosphorylated K8 at the invasive front of human colorectal cancer specimens and in liver metastases (
Mizuuchi et al., 2009).
Several studies have explored the role of keratins in cancer cell invasion by investigating K8-mediated plasminogen activation to the serine protease plasmin, which is involved in extracellular matrix remodeling and, as such, in tumor progression and metastasis. Plasminogen is activated on the cell surface by the urokinase-type plasminogen activator bound to urokinase-type plasminogen activator receptor and the C-terminal domain of K8 that penetrates the cellular membrane (K8 ectoplasmic domain), as shown in hepatocellular and breast carcinoma cells (
Hembrough et al., 1995). Although unlikely that keratin makes it to the cell surface through the regular secretory pathway (
Riopel et al., 1993), a monoclonal antibody to the K8 ectoplasmic domain prevents urokinase-type plasminogen activator binding and inhibits plasmin generation, which in turn results in altered cell morphology, greater cell adhesion to fibronectin and reduced breast cancer cell invasion potential (
Obermajer et al., 2009), indicating that K8 together with urokinase-type plasminogen activator, plasminogen and fibronectin form a signaling platform that can modulate cell adhesion and invasiveness of breast cancer cells.
K18 may play a regulatory role in hormonally responsive breast cancer, as it can effectively associate with and sequester the
ERα target gene and ERα coactivator LRP16 in the cytoplasm, thus attenuating ERα-mediated signaling and estrogen-stimulated cell cycle progression in breast tumor cells (
Meng et al., 2009). Furthermore, autophagy defects, which promote mammary tumorigenesis (
Karantza-Wadsworth et al., 2007), result in K8, K17 and K19 upregulation in mouse mammary tumor cells under metabolic stress
in vitro and in allograft mouse mammary tumors
in vivo (
Kongara et al., 2010), potentially implicating deregulation of keratin homeostasis in defective autophagy-associated breast cancer, a hypothesis worthy of further investigation. Defective autophagy has also been implicated in abnormal keratin accumulation in the liver, as Mallory–Denk body-like inclusion formation, which is a common finding in hepatocellular carcinomas, is directly affected by pharmacological autophagy modulation (
Harada et al., 2008).
Keratin 17, which is rapidly induced in wounded stratified epithelia, regulates cell size and growth by binding to the adaptor protein 14-3-3σ and stimulating the mTOR pathway, thus regulating protein synthesis (
Kim et al., 2006). Additional evidence that keratins may function upstream of mTOR is provided by studies in mice with ablation of all keratin genes, where embryonic lethality from severe growth retardation is associated with aberrant localization of the glucose transporters GLUT1 and GLUT3m resulting in adenosine monophosphate kinase activation and suppression of the mTORC1 downstream targets S6 kinase and 4E-BP1 (
Vijayaraj et al., 2009). In an apparently reciprocal relationship, AKT isoforms regulate intermediate filament expression in epithelial cancer cell lines, as overexpression of AKT1 increases K8/K18 levels and AKT2 upregulates K18 and vimentin (
Fortier et al., 2010). Thus, keratins, which are often aberrantly expressed in epithelial cancers, interact in multiple ways with the AKT/mTOR pathway, which itself is frequently abnormally activated in aggressive tumors, raising the possibility that the role of AKT in epithelial tumorigenesis is at least partially keratin mediated and/or dependent.
Keratins are also important for chaperone-mediated intracellular signaling, which may in turn play a role in epithelial tumorigenesis. Atypical PKC is an evolutionarily conserved key regulator of cellular asymmetry, which has also been identified as an oncogene causative of non-small-cell lung cancer and a predisposing factor for colon cancer, when overexpressed (
Fields and Regala, 2007). Recent work showed that both filamentous keratins and heat-shock protein 70 are required for the rescue rephosphorylation of mature atypical PKC, thus regulating its subcellular distribution and maintaining its steady-state levels and activity (
Mashukova et al., 2009). Furthermore, given an excess of soluble heat-shock protein 70, the keratin network was expected to be a rate-limiting step in the atypical PKC rescue mechanism, a hypothesis confirmed in two different K8-overexpression animal models (
Mashukova et al., 2009). In both cases, cellular regions with abnormal and excessive intermediate filament accumulation also exhibited grossly mislocalized active atypical PKC signal, indicating that chaperone-assisted oncogenic kinase activity, including Akt1, may also depend on keratins and expanding on already available knowledge on the role of keratins as chaperone scaffolds (
van den et al., 1999;
Toivola et al., 2010).
Although K8 mutations have been implicated in the progression of acute and chronic (
Ku et al., 2001) liver disease, they have not been directly linked to hepatocellular, pancreatic (
Treiber et al., 2006) or any other carcinoma. To date, the only keratin and tumor type for which a specific variant or single-nucleotide polymorphism has been associated with cancer predisposition is K5 in basal cell carcinoma (
Stacey et al., 2009), as a genome-wide single-nucleotide polymorphism association scan for common basal cell carcinoma risk variants identified the G138E substitution in K5 as conferring susceptibility to basal cell carcinoma, but not to squamous cell carcinoma, cutaneous melanoma or fair-pigmentation traits. Given the increasing number of genome-wide association studies for different cancers, it is possible that additional keratin variants influencing specific cancer risk may be discovered in the near future.
Role in drug responsiveness
Keratins protect epithelial cells from mechanical stress, but also provide resistance to other cellular stressors that can lead to cell death, including death receptor activation and chemotherapeutic drugs. For example, K8- and K18-null mice, which lack keratin intermediate filaments in their hepatocytes owing to keratin instability when the partner keratin is missing, and hepatocytes cultured ex vivo from K8-null mice are more sensitive to Fas-mediated apoptosis than their wild-type counterparts (
Gilbert et al., 2001). Similarly, a K18 mutation (Arg89Cys) disrupting the keratin filament network predisposes hepatocytes to Fas- but not tumor necrosis factor-mediated apoptotic injury (
Ku et al., 2003b). These findings clearly show that K8 and K18 mediate resistance to Fas-induced apoptosis in the liver; however, they may also be relevant to cancer therapy, as keratin levels are affected by anticancer drugs, such as mitoxantrone (MX) (
Cress et al., 1988) and doxorubicin (
Hammer et al., 2010), and proapoptotic receptor agonists may have selective antitumor activity, as activation of the extrinsic apoptotic cell death pathway by binding of the apoptosis ligand 2/tumor necrosis factor-related apoptosis-inducing ligand to cognate death receptors results in apoptosis of different cancer cell types without significant toxicity toward normal cells (
Ashkenazi, 2008;
Gonzalvez and Ashkenazi, 2010).
Aberrant keratin expression has already been shown to confer a multidrug resistance phenotype, as mouse L fibroblasts are rendered resistant to MX, doxorubicin, methotrexate, melphalan and vincristine, but not to ionizing radiation, upon K8 and K18 transfection (
Bauman et al., 1994). Similarly, NIH 3T3 fibroblasts with ectopic K8/K18 expression exhibit resistance to MX, doxorubicin, bleomycin, mitomycin C and melphalan, but not to cisplatin (
Anderson et al., 1996). Furthermore, monocyte chemoattractant protein-7/MX, an MX-selected human breast cancer cell line with a multidrug resistance phenotype owing to overexpression of the breast cancer resistant protein, also exhibits elevated K8 levels, which synergize with breast cancer resistant protein in increasing drug resistance, likely acting via different mechanisms, as anti-K8 short hairpin RNA reverses MX resistance without promoting intracellular drug accumulation as breast cancer resistant protein knockdown does (
Liu et al., 2008b). The multidrug resistance of monocyte chemoattractant protein-7/MX cells is at least partially owing to their increased adhesion to the extracellular matrix, which is in turn mediated by K8 expression on the cell surface, indicating that alterations in the expression level and cellular localization of K8 may actively decrease response to cancer treatment (
Liu et al., 2008a). Whether pharmacological keratin modulation can be used as an adjunct to chemotherapy for improving therapeutic outcomes remains to be explored.