Holoprosencephaly (HPE, OMIM 236100) occurs during the 3
rd to 4
th week after conception in humans and is the most common developmental disorder of the human forebrain [
1]. HPE occurs with an estimated prevalence of 1/250 conceptuses [
2] and 1/10,000 live births [
3]. The most severe form of HPE is alobar HPE, in which there is a complete lack of separation of the cerebral hemispheres. Less severe forms are characterized by various degrees of cerebral separation, and include, in order of decreasing severity, semilobar, lobar, and middle interhemispheric variant (MIHV) HPE. Microform HPE describes patients with subtle midline facial abnormalities but without cerebral structural abnormalities by conventional neuroimaging techniques [
4]. Craniofacial features range from cyclopia (one central eye) and a proboscis (nose-like appendage) to hypotelorism [
5]. Clinical complications include neurological (primarily profound neurocognitive impairment and seizures) and endocrinological (primarily diabetes insipidus), as well as other medical problems [
6].
Various genetic factors have been implicated in the underlying pathogenesis of HPE, including chromosomal abnormalities, such as trisomy 13 and triploidy [
7], and intragenic mutations in and deletions of known HPE genes, such as
Sonic Hedgehog (
SHH) [
5,
8-
11]. In addition to genetic disruptions, several environmental factors, such as gestational diabetes [
12], and multiple malformation genetic syndromes, such as Smith-Lemli-Opitz Syndrome [
13], are also associated with HPE. In the majority of patients without chromosomal abnormalities or syndromic forms of HPE (“non-chromosomal, non-syndromic HPE”), the etiology is not yet identifiable. Furthermore, the well-documented genotypic and phenotypic heterogeneity of HPE has supported the notion that the genetics of HPE are more complicated than previously thought [
14]. For example, a specific mutation can be associated with a broad spectrum of phenotypes, most clearly demonstrated in large families that segregate an HPE-associated mutation [
8,
15].
Despite the apparent overall complexity of neural development, recent studies reveal that even among distantly related vertebrate species, there is a repeated, and relatively consistent, involvement and utilization of an integrated set of extracellular ligands that direct the basic patterning of the neural axis, including forebrain and spinal cord. The key extracellular ligands/factors include Hedgehogs, Fibroblast growth factors (FGFs), Wnts, TGF-βs (including bone morphogenetic proteins, or BMPs, and Nodals), and retinoic acid (see reviews [
16-
20]). Classic HPE, in particular, has been shown to be most closely associated with the SHH signaling pathway of the forebrain (reviewed in [
21,
22]). Some investigators propose that additional sub-types of HPE stem from disorders of dorsal midline brain establishment whose development requires intact BMP signals [
23]. Given that substantial experimental evidence suggests cross-talk between multiple signaling centers as being key to understanding telencephalic development [
24,
25], our lab has recently undertaken a study of FGF8 signaling [
26], and in the present study, the potential role of BMP signaling, in human HPE. Given the extensive redundancy of BMP ligands, antagonists, and receptors, we found it logistically difficult to study all of these factors simultaneously. Rather, we chose to begin our study with
Twisted Gastrulation Homolog 1 (
TWSG1, 18p11.22) as a surrogate candidate gene based on our considerations of the cytogenetic studies of patients with deletions of 18p and animal models demonstrating its role as a key modulator of BMP signaling.
The SHH signaling pathway is the primary pathway implicated in typical HPE. Mice which are either lacking a prechordal plate or deficient in Shh signaling demonstrate inadequate forebrain development and facial midline defects, including a proboscis-like extension and single optic vesicle [
27]. Studies detailing the marker expression in mice deficient in Twsg1 have suggested that the forebrain defects are related to loss of signaling from forebrain organizing centers, including Fgf8 from the anterior neural ridge, and Shh from the prechordal plate [
28]. Thus, these particular
Twsg1 −/− murine models uncover mechanistic links with the same factors implicated in classical HPE dysmorphologies.
Several independent lines of evidence have suggested a role for
TWSG1 in human HPE, including cytogenetic evidence, animal models, and the relationship of TWSG1 and BMP signaling, as well as our knowledge of the co-interactions with other pathways known to be associated with HPE. Twsg1 (called Tsg in non-mammals) is a highly conserved secreted protein with 24 cysteine residues and a hydrophobic signal sequence that are shared by human, mouse, zebrafish, and
Xenopus Tsg homologs [
29]. Twsg1 modulates the BMP signaling pathway with context-dependent inhibition [
30,
31] and enhancement [
32,
33]. Tsg functions as a fundamental component of the large macromolecular inhibitory complex that includes chordin-Tsg-BMP, and it prevents ligand binding to its cognate Type I receptors, BMPR1a or BMPR1b. This inactive complex can also lead to the re-release of active BMPs following the regulated cleavage of the chordin component by Tolloid [
34-
36]. Thus, the extracellular activities of BMPs are tightly regulated during vertebrate development, and they serve multiple distinct roles at several critical developmental time-points; the Tsg homologs are essential components in this regulation.
Recurrent observations of patients with HPE and 18p deletions led to the identification of a locus for HPE on 18p, termed
HPE4 (OMIM #142946) [
37], with further refinement to 18p11.3 [
38]. Later,
Transforming Growth Factor-Beta-Induced Factor (
TGIF, OMIM 602630) was identified as a gene associated with HPE on 18p [
39].
Tgif is expressed in the developing forebrain and craniofacial structures [
39,
40]. However, several independent labs have shown that targeted disruption of
Tgif in mouse embryos results in normal brain patterning [
40]. Moreover, gastrulation defects only occur when
Tgif and a related gene,
Tgif2, are both disrupted in mice [
41]. In humans, no mutations in
TGIF2 (OMIM 607294, 20q11.2-q12) have thus far been associated with HPE [
42]. These apparent mouse vs. human differences have led to the research questions of the extent to which alterations in the
TWSG1 gene might play a role in HPE pathogenesis and of how
TWSG1 interacts with other genes on 18p.
Furthermore, successive studies of the prevalence of
TGIF alterations in patients with human HPE have revealed that
TGIF is altered in up to only ~1-2% of patients with non-chromosomal, non-syndromic HPE [
5,
9]. In addition, patients with both intragenic mutations in and deletions of
TGIF fall along the milder end of the HPE spectrum (Keaton et al., unpublished results [
43]). Finally, hemizygosity of
TGIF does not necessarily result in HPE given that only ~10-15% of patients with 18p deletions have overt HPE [
44]. Taken together, it has been suggested that an additional HPE gene is located on 18p, which may in turn modify the ultimate phenotypic expression of 18p deletions.
An additional important pathway in forebrain development involves BMPs, which are a subset of secreted cytokines within the TGF-β super-family of signaling molecules. BMPs must be attenuated during forebrain development given that they generally play negative roles in early stages of head formation wherein they favor epidermal fates at the expense of nervous tissue [
45]. Ohkubo et al. [
24] have demonstrated that a balance of Shh, Fgf8, and BMP signaling is likely required in order to generate patterning centers that can optimally coordinate the growth of the telencephalic and optic vesicles. Both increased BMP signaling, resulting in reduced Shh and Fgf8 expression, and decreased BMP signaling, with maintenance of Shh and Fgf8 expression, result in decreased proliferation and hypoplasia of the telencephalic and optic vesicles. Therefore, Tsg homologs that are context-dependent agonists or antagonists of BMP signaling emerge as attractive candidates for mutational analysis among patients with HPE.
Animal studies in mouse,
Xenopus tropicalis, zebrafish, and
Drosophila have further demonstrated an association between Twsg1 and forebrain development. First, mice deficient in Twsg1 (
Twsg1 −/−) show phenotypes that include HPE and cyclopia in a significant proportion of mice, most prominently against a C57BL/6 background [
28]. Select
Twsg1 −/− mice also have defects in eye development ranging from microphthalmia to lack of eye development [
28], limited mandibular arch development or agnathia (absent mandible) [
28,
46], impaired foregut development and a rudimentary oropharynx that maintains communication with the nasopharynx [
28], and salivary gland dysmorphogenesis [
47]. Targeted disruption of
Twsg1 in mice can also result in skeleto-lymphogenesis abnormalities [
48], delayed ossification of cervical and upper thoracic regions, and truncated or discontinuous neural arches [
28]. Next,
X. tropicalis with reduced tsg due to morpholino oligonucleotides lack a forebrain [
31]. Finally, Ross et al. [
30] have shown that in zebrafish, blocking tsg1 function with morpholino oligonucleotides results in ventralization similar to chordin mutants, and that ectopic
tsg1 mRNA has dorsalizing activity. They have further demonstrated in
Drosophila that Tsg can co-operate with chordin to inhibit BMP signaling, resulting in ventralization.
Furthermore, mice that are double null for two BMP antagonists, chordin and noggin (
Chrd−/−;
Nog−/−), occasionally show HPE with a proboscis, cyclopia, and agnathia [
49]. However, given that the double null mice have early lethality, Anderson et al. [
50] studied mice with the genotype
Chrd−/−;
Nog+/−. They observed that these mice typically have three classes of defects, including a midline class (single nostril, proboscis, cyclopia, cleft palate), a truncation class, and a jaw class (lacking elements derived from the first branchial arch and frontonasal mass) [
50, reviewed in
45].
Given the above evidence, we sought to test the role of
TWSG1 in human HPE with a three-pronged approach. First, we performed fine mapping using of a subset of patients with 18p deletions (with known
TGIF deletions) to better delineate whether
TWSG1 was present or absent and to furthermore characterize the breakpoints. Second, given that both deletions and mutations affecting the same gene can result in HPE [
22], we screened for sequence variations by performing high-throughput screening using High Resolution Melting (HRM) of nearly 350 patients with HPE, followed by direct DNA sequencing of HRM-detected variants. Third, we performed direct DNA sequencing on an additional cohort of patients with extra-cerebral phenotypic features that correlate with animal models. Here we present the first systematically documented study that examines a gene involved in BMP signaling in human HPE.