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J Clin Hypertens (Greenwich). Author manuscript; available in PMC 2012 August 1.
Published in final edited form as:
PMCID: PMC3149840
NIHMSID: NIHMS298066

IMPACTING POPULATION CARDIOVASCULAR HEALTH THROUGH A COMMUNITY-BASED PRACTICE NETWORK: UPDATE ON AN ASH-SUPPORTED COLLABORATIVE

Abstract

The Hypertension Initiative began in 1999 to help transition South Carolina from a leader in cardiovascular disease (CVD) to a model of heart and vascular health. Goals were to reduce heart disease and stroke 50% by promoting healthy lifestyles and access to effective care and medications. Continuing medical education was used to train providers, encourage physicians to become American Society of Hypertension (ASH) certified Hypertension Specialists and recruit practices into the community-based practice network (CBPN). Practice data audit with provider specific feedback is a key quality improvement tool.

With ASH support, the CBPN has grown to 197 practices with ~1.6 million patients (~700,000 hypertensives). Clinical data are obtained from electronic health records and quarterly provider feedback reports generated. Hypertension, hypercholesterolemia and diabetes control rose and South Carolina improved from 51st to 35th in CVD mortality from 1995 to 2006.

The Hypertension Initiative expanded to the Outpatient Quality Improvement Network to encompass comparative effectiveness research and other chronic diseases. Lessons learned include: trust enables success, addressing practice priorities powers participation, infrastructure support must be multilateral, strategic planning identifies opportunities and pitfalls. A collaborative practice network is attainable that produces positive, sustainable, and growing impacts on cardiovascular and other chronic diseases.

Keywords: hypertension, hyperlipidemia, diabetes community-based practice network, evidence-based medicine

INTRODUCTION AND OVERVIEW

Unlike manufacturing and other businesses such as the airline industry that work to continuously improve the quality and safety of their products and services, the health care ‘industry’ has struggled to implement innovations that improve healthcare safety, outcomes and efficiency.1 Practice networks were developed in the 1970s to improve health care through ongoing quality improvement and/or practice-based research.2 Many successfully implemented new practice guidelines and tested new treatments in primary care settings where they are most often used.3,4 The National Institutes of Health (NIH) Clinical Translational Science Awards (CTSAs) embraced practice networks as a key mechanism to speed implementation of evidence-based practice to the community and as a critical resource for comparative effectiveness research.5

The Outpatient Quality Improvement Network (O’QUIN), located at Medical University of South Carolina (MUSC), began as a community practice network focused on CVD. Known as the Hypertension Initiative from 1999 to 2009, it exemplifies a practice network that has seen improvements in quality indicators. For example, this network documented an improvement in blood pressure control of <140/<90 mmHg in 208,547 hypertensive patients from 49% in 2000 to 66% in 2005. Among 82,442 diabetic, dyslipidemic hypertensives glycosylated hemoglobin <7% improved from 49% to 54%, LDL-cholesterol <100 mg/dL rose from 38% to 57%, and blood pressure <130/<80 advanced from 22% to 35%.6 The network database has grown to ~1.7 million patients seen in the past five years (Table 1). The database has supported needs assessment for and outcomes of CME, enabled peer-reviewed publications documenting various outcomes and ongoing need for improvement, and provided the foundation for comparative effectiveness research.719 The addition of a data analyst (YZ) provides opportunities for comparison of O’QUIN findings to national databases and to conduct more in-depth analyses.20

Table 1
Descriptive characteristics and blood pressure distribution among hypertensives and non-hypertensives seen at clinical practice in O’QUIN from 2005 – 2010.*

Despite the success, our network has experienced challenges described by others, including ongoing funding and coping with changes in new technology and in the practices themselves.21 Some of our approaches to implement quality improvements across the network have proven successful in addressing challenges and may have contributed to positive outcomes.

In 1995, South Carolina ranked 51st (ranking included Puerto Rico and Washingon, D.C.) in the U.S. for deaths from heart disease and stroke.22 South Carolina was a perennial leader in stroke mortality since 1930 and was known as the ‘buckle’ of the ‘stroke belt’.23 The Hypertension Initiative began with the mission of facilitating the transition of South Carolina from a leader in CVD to a model of heart and vascular health (Figure 1). The goals were to reduce heart disease and stroke by 50% and improve overall health.24,25

Figure 1
The O’QUIN logo was designed to capture the twin strategies; namely, healthy lifestyle, i.e., physical activity and good nutrition, and access to effective health care and essential medications. These two strategies were designed to address the ...

Two key challenges in building a community practice-based network are establishing trust and funding. The Network began and has grown without a consistent source of funding. In 1999, the pharmaceutical industry supported the Experts in Hypertension Seminar Series with a three-fold purpose (Figure 2). The Series was designed for the State’s roughly 2200 fulltime primary care physicians, since they were caring for most of the ~1,000,000 hypertensive patients in South Carolina. From 1999–2002, the Hypertension Seminar Series attracted ~600 primary care providers, or roughly 25% of the primary care workforce. Doctors Lackland and Basile continue to play a major role in the Seminar Series through the ASH Carolina-Georgia-Florida Chapter, which assumed the main responsibility for hypertension CME in the region after 2001.6

Figure 2
The initial set of tactics were designed to implement and grow the community-based practice network beginning with CME program that could enhance the practice of evidence-based medicine, prepare interested providers for the American Society of Hypertension ...

The relationships developed during the Seminar Series led identified physicians interested in CVD prevention through evidence-based risk factor management. Two focus groups, conducted with these physicians in different regions of South Carolina, secured their commitment to building a common database to facilitate quality improvement through practice data audit and feedback reporting. Since none of these physicians in 1999 had electronic health record systems (EHRS), they agreed to complete data cards at each hypertensive patient visit.

METHODS AND OPERATIONS

Data cards from the first practice were mailed to MUSC for manual input for patients with hypertension. Data included demographics, height/weight, smoking, history of cardiovascular or chronic kidney disease and values for blood pressure (BP), glycosylated hemoglobin (HbA1C), low-density lipoprotein cholesterol (LDL-C) and all medications used to treat hypertension, hyperlipidemia and diabetes. The structure and function of the network began to take shape in 2000 when Astra Zeneca funded the Hypertension Initiative. In 2000–2002, grants from the State of South Carolina and the Duke Endowment supported the growing audit and feedback report to reduce disparities in the control of hypertension and other cardiovascular risk factors. A project manager (KE) was hired to coordinate meetings, contacts with practices, and grants management. As more practices joined the network and began adopting EHRSs, two talented programmers enabled us to collect medical summary data from different EHRS (SW, JB).

In 2003, the American Society of Hypertension (ASH) funded the Hypertension Initiative to include practices in North Carolina and Georgia as a key activity of its Carolina-Georgia Chapter. In 2004, a grant from the U.S. DHHS funded the Stroke Belt Initiative, a four-county strategic plan, lifestyle intervention, and practice-based quality improvement effort to mitigate hypertension and stroke. Through an agreement with the Veterans Affairs Clinics in South Carolina, Georgia, and Alabama (VISN-7) participated in the Hypertension Initiative. By 2006, 197 practices had joined the network, approximately half of which were located in South Carolina with others in Georgia, Alabama, Tennessee, North Carolina, and Virginia. Participating clinical sites included single and small group physician practices, multi-site privately managed and hospital-managed clinic networks, federally qualified health centers, free clinics, academic university-based and community-based training programs, and VA clinics. The clinical sites were and continue to be virtually entirely primary care practices with the majority of providers family physicians, general internists, general practitioners and nurse clinicians.

In 2007, the Hypertension Initiative became a State line item in the MUSC budget, enabling us to expand our support staff. MUSC was a recipient of the CTSA in 2009, and while the Network did not receive direct funding, the Community Engagement Core Director (ML) participated in focus group discussions to learn more about how practices view the network and to assist in the development of new collaborative proposals. In 2010, ASH provided financial support to expand the clinical practice network beyond the Carolinas-Georgia-Florida Chapter. Several activities, such as practice recruitment and retention, the novel database that enables the audit and feedback report, promotion of ASH Clinical Hypertension Specialists, the ASH CME-accredited quarterly newsletter, and our Business Associate Agreement, are critical to a successful infrastructure.

Practice Recruitment & Retention

Practice recruitment began slowly initially as physicians attended CME programs and learned about the Hypertension Network. Trust became the currency that allowed the network to grow and function. Open and honest communication, initiatives based on needs of the practices, and confidential reporting were keys to maintaining trust among members. Hiring an outreach coordinator sped up the recruitment process (SM). In the eleven years of the network, fewer than 15 practices have left. Most were very small practices without EHRSs and found completing the data cards to be burdensome.

Patient Database

Once a clinic joins the network, an EHRS Specialist visits the clinic to identify the EHRS product and how it is used. Various EHRS products are used by participating clinics, including SSIMed, GE Logician/Centricity, Practice Partner, eClinicalworks, MySys, Allscripts, Medinformatix, and Vista. Most EHRS store all data in a standard SQL-based database. With access to the database, the EHRS specialist develops queries to extract all data of interest and a data import specialist cleans and normalizes data. For example, all height values are converted to meters, all prescriptions are rewritten to their generic equivalent with discrete dosage and frequency information. Values outside a valid range are omitted.

Some areas of data normalization are trivial while others require extensive oversight. For example, numeric values can be difficult when the unit or exact description is unknown. Currently, more attention is directed to identifying and resolving issues with the completeness and accuracy of data capture. Practice IT staff change, as do lead physicians and practice managers. Several practices changed EHRS. Many hours are spent meeting with the IT and other staff at participating practices, discussing what data are collected and how it is labeled, and, in building a relationship of trust between the clinics and the O’QUIN IT team.

Future growth is focused on increasing the number of practices, while increasing efficiency by reducing the time required to normalize data. Many new EHRS are easily included. However, some vendors offer no assistance in understanding their proprietary data structure, which magnifies the time required to systematically decode the required information.

Practice Data Audit & Provider-Specific Feedback Reporting

Strategies for improving provider performance include CME, academic detailing and coaching, audit and feedback, influential physicians (opinion leaders), and team change.26 Given resource limitations, it was critical to select initial strategies that were simple, inexpensive, and highly scalable. The strategies selected were CME (Experts in Hypertension Seminar Series), audit and feedback, and influential physicians. The decision to adopt audit and feedback was based on a report from the University of Pennsylvania practice network.

The Penn Network began with a documented baseline hypertension control of 19%. Each physician in the network was provided a copy of the then current hypertension guidelines. Quarterly practice data audit and feedback reporting to each physcian was also provided. One year later, hypertension control improved to 53%.27 While the literature suggests a moderate effect size for audit and feedback,28 this was an impressive result. The challenge we faced was adapting a strategy that was successfully utilized in a largely urban setting to a less densely populated state with practices distributed over more than 30,000 square miles.

Our physician focus groups indicated interest in an audit and feedback program with centralized data management and reporting. The database has proved useful for needs assessment in professional education and for identifying areas for improvement, e.g., frequency of care, laboratory monitoring, therapeutic inertia, and evidence-based prescribing. For example, projections from 2003 data suggested that therapeutic inertia accounted for 19% of the variance in BP control and that control in the patient group analyzed would improve from 45% to 66% if therapeutic inertia was overcome on 30% of visits with uncontrolled BP. In order to reach this goal, we include therapeutic inertia metrics for individual providers on their audit report and emphasize the importance of this topic in our various educational venues.

Hypertension Specialists (Influential Physicians)

From the outset, Hypertension Specialists were to serve three critical roles including patient care, education and research. Through the Experts in Hypertension Seminar Series and personal relationships, physicians with a passion for hypertension control in their patients and community were encouraged to take the ASH examination to become Clinical Hypertension Specialists. In addition to providing state-of-the-art control of cardiovascular risk factors to their own patients and referral patients, the Hypertension Specialists were encouraged and supported to become educators and to take a leadership role to improve hypertension control in their practice setting and community through their educational activities health services research.

Efforts to increase the number of ASH certified Hypertension Specialists expanded throughout the ASH Carolinas-Georgia-Florida Chapter. Figure 3 shows the number and distribution of ASH Hypertension Specialists in the four member states. South Carolina has achieved one of the highest ratios of Hypertension Specialists per capita in the U.S. (Table 2). The growth in Hypertension Specialists in South Carolina was facilitated by a $5000 incentive paid from BlueCross BlueShield of South Carolina to physicians that passed the certifying examination. Hypertension Specialists in South Carolina are distributed throughout the State and not only concentrated in urban settings as in many other states. The more equitable geographic distribution of Hypertension Specialists in South Carolina represents progress toward our original goal of having at least one Hypertension Specialist in every county of the state, although the goal of having a ratio of one Specialist to every 20 primary care providers remains unmet.7

Figure 3
Geographic location of American Society of Hypertension (ASH) certified Clinical Hypertension Specialists in the Carolinas-Georgia-Florida Chapter. The area of the red circles is proportional to the number of Hypertension Specialists in a city/town.
Table 2
ASH Hypertension Specialists in the Carolinas-Florida-Georgia Chapter.

Business Associate Agreement

The Health Insurance Portability and Accountability Act (HIPAA) was passed on August 21, 1996. Congress recognized that standardizing the collection and payment of medical claims could infringe upon patient confidentiality. Thus, HIPAA legislation included a provision to increase and standardize health data security. Access to patient information was limited to the minimum necessary for a defined medical purpose by authorized individuals. In April 2001, the Hypertension Initiative began exploring HIPAA implications for the network and the means for insuring compliance. We recognized a single HIPAA violation could jeopardize the entire operation and that clinics would be hesitant to join if there was a significant perceived risk of a HIPAA violation. Thus, the Initiative dedicated one individual to work with the Institutional Review Board and legal counsel for MUSC and individuals at the Commission on Medicare and Medicaid Services (CMMS) who were knowledgeable about HIPAA to develop a plan and documentation to ensure HIPAA compliance.

Between May 2001 and April 2003, a Business Associate Agreement (BAA) was developed that met the intent and letter of HIPAA, while allowing the quality improvement and research aspects of the Initiative to proceed. In brief, the BAA established the Hypertension Initiative as a Business Associate for quality improvement, which meets the definition of a Treatment, Payment, and Operations (TPO) relationship. The TPO relationship allows sharing of protected health information without patient consent—in this case, for healthcare quality. The BAA also includes a provision for using de-identified health information, with masked identifiers for serial tracking, for research and general reporting purposes.

Newsletter

Each provider quarterly feedback report is accompanied by a 4-page newsletter summarizing evidence-based advances in managing hypertension, hyperlipidemia and diabetes. The newsletter addresses topics including patient adherence and lifestyle changes as well as needs identified in the database, e.g., therapeutic inertia and treatment resistant hypertension. The newsletter was recently approved for CME credit by American Society of Hypertension. Physicians answer questions online (http://worst2first.musc.edu/htn/cem_sp2010.html). The percent correct responses and identifying information are automatically forwarded to ASH. A statement of education credit is sent electronically to physicians who pass the post-test. As our scope has expanded, the newsletter addresses other topics of interest, e.g., Health Information Exchange, Pay-for-Performance, and cost-efficient approaches to patient lifestyle counseling.

Strategic Analysis

As the value of the network and its successes became better known, new opportunities emerged allowing the Hypertension Initiative to expand its focus and approach. As a result, we renamed it O’QUIN (Outpatient Quality Improvement Network) to better fit current and future activities. These activities include or will include (a) expansion to other chronic diseases through collaboration with relevant clinical experts, (b) promotion of team change, (c) adoption of healthy lifestyles and improved adherence of patients, (d) implementation of a wide-range of comparative effectiveness research trials and (e) development of a biorepository to support genetic epidemiology and pharmacogenomics with input and participation from experts in multiple disciplines. In light of these new initiatives, we undertook a strategic planning initiative to assess the current environment of the O’QUIN team, the network itself, and the dynamic nature of the provision of primary care with a view toward the future.

Practice & Network Environment

Focus group discussions were held at five practices of various sizes and locations across South Carolina and O’QUIN team members were interviewed individually to glean an ethnographic picture of the program and support an updated strategic plan. Focus group discussions were approved by the MUSC Institutional Review Board.

Network Perspective

O’QUIN is guided by a medical director with a passion for improving treatment and control of hypertension and related chronic disease. Several physicians commented that their chief incentive for participating was to be part of a process that helped them provide the highest quality care in order to improve patient outcomes. All pointed to the medical director with his expertise and passion for controlling hypertension and their trust in him to protect their medical data as another key to participation. The practices participate in the design of the products of the network and how data will be collected and shared. Their input is sought for the content and design of the feedback reports, newsletter, new initiatives, and to evaluate how well the network is meeting their needs. Based on comments in the focus groups and telephone calls to MUSC inquiring about changes in various rates, providers in the practices are reading their audit and feedback reports. Most lead physicians interviewed share the practice audit and feedback report with staff, while others use their personal report, compared with the network as a whole, to spur changes in care delivery especially that related to therapeutic inertia. The current economy and ongoing changes in practice standards, new technology, and reimbursement are sources of stress for most practices. Stress is evident in early retirements of some lead physicians, cost-cutting and other staff changes. Despite this, practices are eager to improve their quality outcome indicators and want more educational opportunities.

O’QUIN Team

The dynamic nature of the network requires ongoing adjustments by the MUSC team. Weekly meetings update MUSC team members on activities, challenges, changes in funding and facilitate collective problem solving in working with practices improve quality. The team is small for a project of this size, but one key to their efficiency is that they all respect each other and share a common vision and mission

We asked team members to list the major Strengths, Weaknesses, Opportunities and Threats (SWOT analysis) to the ongoing success of O’QUIN. Results are seen in Table 3. A strategic plan was developed that takes advantage of the Strengths and Opportunities, while addressing Weaknesses and Threats. Ongoing funding has always been a need. Expanding network activities to address all health conditions and collaborating with faculty with expertise in conditions deemed important to the practices has brought new resources into O’QUIN. For example, two new NIH grants with colleagues from Nursing were recently funded. Practices are eager to participate in more research, as long as resources are shared, practices are compensated and a focus on quality improvement is maintained. Other resource opportunities included participating in a medical insurance-supported pay-for-performance demonstration project and linking with our regional Extension Center to support the adoption and implementation of EHRSs in rural practices and designing approaches to health information exchange (HIE) and meaningful use tailored to the resources of the broad array of individual practices in O’QUIN.

Table 3
SWOT Analysis on Future of O’QUIN

Rural practices are least likely to implement health information exchange HIE.29 Our practices are no exception. Many cannot afford the cost of purchasing and maintaining EHRSs and the loss of productivity that comes with implementing new systems. Stories of EHRSs that failed to provide promised services have circulated among our practice network and physicians are somewhat wary of new initiatives. Based on past work together, our network practices are asking us to position them to take advantage of new opportunities in EHRSs, HIE, and practice redesign that may ultimately lead to improved efficiency and better outcomes from evidence-based patient care. As a result, O’QUIN was restructured under Articles of Collaboration that defined an Executive Committee composed of MUSC and practice representatives charged with managing the future direction of the Network. This governing body has established criteria for conducting research within the Network and planned an annual conference.

DISCUSSION

The key lessons learned from the evolution of this practice network are (1) trust, developed over many years, is the currency that leads to any success, (2) direction of O’QUIN is based on the active participation of all the parties and focused on the needs and priorities of the practices, (3) support for the infrastructure must come from multiple sources and (4) ongoing strategic planning is essential to uncover new opportunities, while avoiding the many pitfalls.

Practice-based research networks are growing across the United States as they demonstrate success in improving quality of care and patient outcomes, two key incentives for primary care providers.2,21,30 Policies related to reimbursement based on performance and requirements for EHRS and health information exchange is speeding the transformation of primary care from relatively isolated, independent practices to networks of providers that implement best practice and exchange patient information to improve health outcomes at the community level.31,32 As the pressure increases to changes the way primary care is delivered, practices struggle to understand how they must adapt to the new world of internet technology, health information exchange and reimbursement.33

O’QUIN is fortunate to have a relatively long history as a Network with its origin anchored in quality improvement for CVD risk which was important to practices and their patients. Our approach differed from others who used dissemination theory and practice to guide research-based quality improvements on a variety of outcome indicators.34,35 Our focus on hypertension, created a natural alliance with The American Society of Hypertension, which became a key partner in training and certifying Hypertension Specialists to become experts in their communities, rather than relying on academic-based physicians. Research in the early years utilized the network database and did not impose additional burdens on practices. The O’QUIN staff was viewed as supportive of local practices in their efforts to deliver quality care, while adjusting to an increasingly complex healthcare environment. The audit and feedback report was designed by local physicians to meet their needs. This “bottom-up” approach has paid off as the Network has grown and as clinics seek assistance in meeting meaningful use and quality indicator reporting requirements. While funding is challenging, the network has grown with multiple sources of funding, developing multidisciplinary teams, and by progressive efficiency to lower cost. Strategic planning, such as conducting SWOT analyses with our team, has also guided us through uncharted areas where both opportunities and threats are apparent.

From 1995–2006, South Carolina improved from 51st to 35th in CVD mortality. From 1996 to 2006 coronary heart disease deaths declined 43% and stroke deaths 42%;36 and cardiovascular deaths declined more in South Carolina than any other ‘Stroke Belt’ State. O’QUIN cannot take responsibility for this dramatic improvement, but we believe our role was constructive. Future progress may be facilitated through a better organized practice network with a refined strategic plan, which includes comparative effectiveness research and which facilitates meaningful use of electronic health records and pay-for-performance incentives.

ACKNOWLEDGMENTS

This work was supported in part by grants from the United States Army (W81XWH-10-2-0057), the State of South Carolina, the American Society of Hypertension, the National Institutes of Health ([NIH] NS058728, DK067615, HL091841), and the NIH National Center for Research Resources (Clinical Translational Science Award UL1 RR029882).

During the past 12 months, Dr. Egan has received research support from Daiichi-Sankyo, Novartis, and Takeda pharmaceutical companies.

Footnotes

None of the other authors has any financial disclosures to report related to this report.

Contributor Information

Brent M. Egan, Department of Medicine, Medical University of South Carolina, Charleston, South Carolina.

Marilyn A. Laken, Department of Nursing, Medical University of South Carolina, Charleston, South Carolina.

C. Shaun Wagner, Department of Medicine, Medical University of South Carolina, Charleston, South Carolina.

Sheryl S. Mack, Department of Medicine, Medical University of South Carolina, Charleston, South Carolina.

Kim Seymour-Edwards, Department of Medicine, Medical University of South Carolina, Charleston, South Carolina.

John Dodson, Department of Medicine, Medical University of South Carolina, Charleston, South Carolina.

Yumin Zhao, Department of Medicine, Medical University of South Carolina, Charleston, South Carolina.

Daniel T. Lackland, Department of Medicine, Medical University of South Carolina, Charleston, South Carolina.

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