Conventional prime-boost vaccine regimens with non-persistent vectors lead to lymphoid tissue-based memory T cell responses (“central memory” or T
CM), which deliver peak effector responses only after T
CM have undergone antigen-stimulated expansion, differentiation and trafficking
6 -- too late to effectively control pathogens with the rapid replication and spread kinetics and highly developed immune evasion capabilities of the AIDS-causing lentiviruses
2,4,5. As T cell effector responses are likely to be much more effective against the smaller, localized and less diverse viral populations present in the first hours and days of mucosally acquired HIV/SIV infection
2,4,7,8, we hypothesized that a vaccine able to “pre-position” differentiated effector cells (T
EM) at such early replication sites would demonstrate improved efficacy. Such T
EM responses are the hallmark of persistent agents
9,10, prompting our development of SIV vectors based on the persistent β-herpesvirus RhCMV. As recently reported
5 and illustrated in
Suppl. Fig. 1, RhCMV/SIV vectors can establish and indefinitely maintain high frequency SIV-specific, T
EM-biased, CD4+ and CD8+ T cell responses in diverse tissue sites of RhCMV+ RM, and in a small efficacy study were associated with early control of intra-rectally administered SIVmac239. To evaluate potential differential effects of persistent vector/T
EM-biased vs. non-persistent vector/T
CM-biased, SIV-specific T cell responses on the outcome of mucosal SIVmac239 infection, we compared naturally RhCMV+ male RM vaccinated with: 1) RhCMV/SIV vectors alone (Group A); 2) RhCMV/SIV vectors followed by replication-defective Ad5 vectors (Group B); and 3) a standard DNA prime/Ad5 vector boost benchmark vaccine (Group C)
11-13 vs. unvaccinated control RM (Group D;
). RhCMV/SIV vectors efficiently super-infected all Group A and B RM and elicited robust CD4+ and CD8+ T cell responses to all vector-encoded SIV proteins (
; Suppl. Figs. 2-4). The Ad5 vector boost of Group B RM, and the DNA/Ad5 regimen given to Group C RM were also strongly immunogenic (
; Suppl. Figs. 3-4). Although the pattern of development of the SIV-specific T cell responses differed between these vectors (
Suppl. Fig. 3a), the magnitude of the total SIV-specific, CD4+ and CD8+ T cell responses at the end of the vaccine phase in Groups A, B, and C were similar (
, Suppl. Fig 4). Consistent with previous results
5, RhCMV/SIV vector-elicited, SIV-specific CD8+ T cell responses exhibited different epitope targeting than the DNA- and/or Ad5 vector-elicited responses (
Suppl. Fig. 3b), as well as maintained a markedly T
EM-biased phenotype over the entire vaccine phase, in contrast to the development of a more T
CM-biased response in the DNA/Ad5-vaccinated RM (
Suppl. Fig. 5).
At week 59 post-initial vaccination, all RM were challenged via the intra-rectal route with highly pathogenic SIVmac239 using a repeated, limiting dose protocol
5. The number of challenges required to achieve measureable infection – plasma viral load (
pvl) > threshold (30 copies/ml) – was not significantly different between Groups A-D (
Suppl. Fig. 6), but the subsequent course of infection in these groups was strikingly different (
). Of 28 unvaccinated controls (both concurrent and historical), 27 exhibited typical progressive SIVmac239 infection, and one exhibited an initially non-progressive infection (transient viremia) that spontaneously progressed 105 days later. Similarly, all DNA/Ad5-vaccinated RM (9 of 9) manifested progressive infection, albeit with reduced mean pvl compared to controls (see below). In contrast, 13 of the 24 RM that received RhCMV/SIV vectors (6/12 in Group A; 7/12 in Group B) presented with an initial burst of plasma SIV, ranging in magnitude from as few as 60 to as many as 4 × 10
7 SIV RNA copies/ml, which was followed by rapid control to undetectable levels (
). From 3-18 weeks post-infection (pi), all but one of these protected RM demonstrated one or more repeat episodes of transient viremia that were always controlled back down to below detection limits (
). These periodic viral blips were similar in magnitude in Group A and B controllers, and recurred on average about once every 7 weeks during the first 30 weeks pi (
). Notably, the frequency of these viral blips declined significantly after week 30 pi such that, by 52 weeks pi, viral blips were rarely observed (
). No SIV-mediated pathogenesis (loss of effector site CD4+ T cells) was noted in Group A and B controllers (
Suppl. Fig. 7), and the vast majority of blood and lymph node mononuclear cell specimens from these RM were negative for cell-associated SIV RNA and DNA (
Suppl. Fig. 8). Six of 12 Group A and 5 of 12 Group B RM were not protected in this novel manner, but rather, demonstrated a typical pattern of progressive infection with associated pathogenesis (
, Suppl. Fig. 7). The mean peak and plateau phase pvls of the Group A RM with progressive infection were not statistically different from Group D controls (
), indicating that once systemic, progressive infection was established, RhCMV/SIV vector-elicited responses were unable to control virus replication. The addition of Ad5/SIV vectors in the Group B vaccination regimen was associated with a significantly reduced peak viremia in Group B RM with progressive infection compared to Group D controls, but this difference was lost in plateau phase. Consistent with previous reports
11-13, the benchmark DNA/Ad5-vaccinated RM (Group C) showed significantly reduced log mean peak and early plateau (6-14 weeks pi) pvls, but for most of these RM, this partial virologic control was short-lived, as log mean pvls in later plateau phase were also not different from Group D controls (
). Importantly, the stringent control of SIV infection in protected Group A and B RM was not associated with CD8+ T cell responses restricted by protective MHC alleles (
Suppl. Fig. 3b) or with TRIM 5 polymorphisms associated with target cell susceptibility to SIV infection (
Suppl. Fig. 9).
Taken together, these data suggest that RhCMV/SIV vector-elicited immune responses mediate a novel pattern of protection in which mucosally administered SIVmac239 is stringently controlled before the onset of progressive, systemic infection. As shown in
and Suppl. Fig. 10, the peak frequencies of SIV-specific CD8+ (but not CD4+) T cells during the vaccine phase (which occurred shortly after the boost), but not the frequencies immediately pre-challenge, significantly correlated with protection in both Groups A and B. These peak responses reflect the level of overall production of SIV-specific CD8+ T cells by the vaccine, and for a T
EM-biased response would likely parallel the extent of T
EM seeding at effector sites. SIVenv-specific antibody (Ab) responses are not generated by our RhCMV/SIV vectors
5, and did not develop after SIV infection in Group A controllers (
). Although Ad5/SIVenv vector-vaccinated RM in Group B developed low titre SIVenv-specific (tissue culture-adapted SIVmac251-neutralizing) Ab responses prior to challenge, these titres did not predict control, and were not boosted by controlled infection. In contrast, with the exception of rapid progressors, SIVenv-specific Ab responses developed or were boosted in all RM with systemic, progressive SIV infection. These findings suggest that Ab responses are unlikely to significantly contribute to the protection observed in Group A and B RM, and further confirm the stringency of protection in RhCMV/SIV vector-vaccinated controllers, as SIV replication in these RM produced insufficient antigen to drive humoral immune responses.
We next investigated the effect of SIV infection on the magnitude of the vaccine-elicited T cell responses. Strikingly, Group A RM showed an almost complete lack of an anamnestic SIVgag-specific CD4+ or CD8+ T cell response to either progressive or controlled SIV infection (
; Suppl. Fig. 11). Group B RM demonstrated a modest anamnestic response in the setting of control, whereas in the setting of progressive infection these RM manifested a robust anamnestic response, similar to or only slightly less than that observed in Group C RM. Thus, despite the facts that Group B RM manifested circulating SIV-specific CD8+ T cells responses with the characteristic marked T
EM-bias of RhCMV/SIV vector-elicited responses (
Suppl. Fig. 5), and the early, abrupt RhCMV/SIV vector-associated pattern of protection (
), these RM appeared to maintain a distinct, Ad5 vector-elicited, SIV-specific T
CM population capable of anamnestic expansion upon either controlled or progressive SIV infection. Importantly, Group A and B controllers robustly responded to infection with a
de novo (Group A) or boosted (Group B) CD4+ and CD8+ T cell responses to SIVvif, an antigen not included in the RhCMV/SIV vectors used in this study (
Suppl. Fig. 12), confirming both the presence of SIV infection in these RM, and the normal ability of their naïve T cell (Group A) and T
CM (Group B) compartments to respond to the infection. These results indicate that not only does RhCMV/SIV vector-associated viral control occur in the absence of an overt anamnestic response, but that the SIV-specific T
EM populations generated by RhCMV/SIV vectors alone appear unable to significantly expand after infection, regardless of whether antigen levels are limiting (controlled infection) or abundant (progressive infection). This lack of anamnestic expansion may account for the inability of Group A RM (in contrast to Group B RM) to manifest any suppression of viral replication once a systemic, progressive infection was established.
The decline in the frequency of SIV RNA blips in the plasma of RhCMV/SIV vector-vaccinated controllers over time suggests progressive loss of SIV-infected cells, either by immune clearance, virolysis or other attritive mechanisms. To explore the extent of residual infection in long-term RhCMV/SIV-vaccinated controllers, we used mAbs to deplete CD4+ or CD8+ lymphocytes from 2 Group A and 2 Group B controllers, in comparison to a Group C (DNA/Ad5) and a Group D (unvaccinated) RM with partial virologic control, for each treatment. Administration of the anti-CD4 huOKT4A mAb did not release viral replication in either Group C and D partial controllers or Group A and B complete controllers (
Suppl. Fig. 13). In keeping with previous studies
14,15, CD8+ lymphocyte depletion with mAb cM-T807 did result in a pronounced increase in pvl in a Group C and D RM with partial control, associated with a robust expansion of SIVvif-specific CD4+ T cells in effector sites (
). In contrast, CD8+ lymphocyte depletion failed to increase plasma viremia in RhCMV/SIV vector-vaccinated controllers, and the SIVvif-specific CD4+ T cell responses in these RM were unchanged following depletion, suggesting the absence of even a transient increase in viral replication not detectable by pvl measurements. These studies extend our previous data on the insensitivity of RhCMV/SIV vector-associated control to CD8+ lymphocyte depletion
5 to RM that manifested a higher initial viremia as well as a period of subsequent, intermittent pvl blips.
As CD8+ T cell depletion with mAb cM-T807 is typically not complete in tissues (
Suppl. Fig. 14), lack of viral rebound following such treatment of RhCMV/SIV vector-vaccinated controllers may simply reflect the potent anti-viral function of such residual SIV-specific CD8+ T
EM cells, or possibly, the compensatory activity of anti-viral CD4+ T
EM. On the other hand, these observations also raise the possibility that the frequency of SIV-infected and potentially infectious cells in long-term RhCMV/SIV vector-vaccinated controllers might have been reduced over time to levels that made detectable viral rebound unlikely. In this regard, we found that in Group A controllers, both CD8+ and CD4+ T cell responses to SIVvif, an Ag that was not included in the RhCMV/SIV vectors and therefore only available from SIV-infected cells, progressively waned over time to an average of <10% of their peak response immediately after (controlled) infection (
, Suppl. Fig. 15), suggesting that the numbers of productively infected cells present in these long-term controller RM are very few, below the threshold necessary to support the initially high frequency vif-specific responses. To further examine the extent of residual infection in long-term RhCMV/SIV-vaccinated controllers, we rigorously quantified SIV RNA and DNA at necropsy in 4 such RM (≥ week 52 post infection; lacking pvl blips for ≥10 weeks prior to necropsy) in comparison to an uninfected RM, two RM with SIV infections that were well-controlled by standard criteria, and an additional RM with poorly controlled, progressive SIV infection. As shown in
, extensive analysis of lymphoid tissues and immune effector sites of RhCMV/SIV vector-vaccinated controllers with ultra-sensitive nested, quantitative PCR/RT-PCR assays (10 reactions per tissue specimen) demonstrated that cell-associated SIV RNA and DNA were undetectable (0/10 reactions +) in 72% and 80%, respectively, of specimens, and in those tissues where viral sequences were detected, the levels were extremely low (~ single copy per 10
7-10
8 cell equivalents). Notably, the majority of specimens with detectable SIV DNA or RNA (77% and 73%, respectively) were from outside the rectal mucosa. Cell-associated SIV RNA and DNA were not detected in any tissues from an SIV-negative RM, but were readily detected in all tissues of RM with conventionally controlled SIV infection. Overall, tissue levels in these conventional controllers averaged >3 logs higher than the measureable values of RhCMV/SIV vector-vaccinated controllers (p <.0001 by the Wilcoxon rank sum test). Levels of cell-associated SIV were higher still in an RM with poorly controlled infection. We also assayed lymphoid tissue cells from these RM for the presence of inducible, replication competent SIV by co-culture (
Suppl. Table 1). All co-cultures (up to 20 replicates per specimen) from RhCMV/SIV vector-vaccinated controllers were negative for recoverable SIV, whereas replication-competent SIV was readily detected in co-cultures of tissue cells from the conventional controllers. The paucity of SIV nucleic acid and the lack of recoverable SIV in RhCMV/SIV vector-vaccinated controller RM are in sharp contrast to the levels of HIV or SIV found in either humans or RM receiving highly active anti-retroviral therapy or in elite controllers
16-21, and suggest an unprecedented level of SIV control and even the possibility of progressive clearance of the SIV infection over time. Importantly, despite little or no SIV replication in the RhCMV/SIV vector-vaccinated controllers, peripheral blood T cells specific for SIV proteins included in the RhCMV/SIV vectors (e.g., gag and pol) were stably maintained at high frequency through 700 days pi (CD8+ response with 94 ± 0.5% T
EM phenotype), in contrast to the SIV infection-elicited vif-specific responses;
, Suppl. Fig. 15). Thus, persistent RhCMV/SIV vectors provide for long-term maintenance of high frequency SIV-specific T
EM responses, which would otherwise wane with stringent virologic control, thereby ensuring continuous, high-level surveillance for SIV-infected cells, even when only rare infected cells are present.
In summary, the 16 long-term RhCMV/SIV vector-vaccinated controllers described in this and our previous study
5 unequivocally demonstrate a previously undescribed form of immune-mediated control of highly pathogenic SIV in which mucosally acquired infection is arrested prior to irreversible establishment of disseminated, progressive infection. Although stringently controlled, residual SIV infection is still present for weeks to months in most of these controllers, but wanes over time until eventually it is barely detectable by the most sensitive molecular virologic and immunologic criteria. The available data strongly suggest that this unique control is related to the high frequency CD8+, and possibly CD4+, T
EM-biased, SIV-specific T cell responses that are elicited and indefinitely maintained by the persistent RhCMV/SIV vectors, are situated in both mucosal portals of entry and potential sites of distant viral spread, and can protect without anamnestic expansion (see
Supplemental Discussion). The ability of RhCMV/SIV vectors to indefinitely maintain SIV-specific T
EM responses in these sites, independent of the level of SIV replication, provides for continuous surveillance for SIV-infected cells, preventing relapse and, perhaps, ultimately clearing residual infection. Thus, CMV vectors provide a powerful new approach for HIV/AIDS vaccine development that could be used alone or in combination with complementary vaccine strategies that exploit different HIV immune vulnerabilities.