West Nile virus (WNV) is a flavivirus transmitted primarily by mosquitoes to a variety of vertebrate hosts. Flaviviruses are positive-stranded RNA viruses and include important human pathogens such as yellow fever virus, St Louis encephalitis virus, dengue virus, and Japanese encephalitis virus (JEV). WNV was initially isolated from a human residing in the West Nile district of Uganda in 1937 [
1]. The virus is present throughout Africa, Asia, the Middle East, and the Americas. WNV was first recognized in the United States in 1999 when it caused an epidemic in New York state. Since 1999, WNV has spread throughout the Americas [
2–
4]. The incidence in the United States peaked at 9862 cases in 2003. The infection is now considered endemic in the United States and in 2009 there were 720 reported cases [
5,
6].
The mature WNV virion is composed of 180 copies of the envelope protein (E) arranged with pseudo T = 3 icosahedral symmetry. The nucleocapsid core contains copies of RNA encoding for genome and capsid proteins, and the general arrangement of WNV is similar to that of dengue virus [
7]. The major surface protein (E) mediates interactions with the cell surface and facilitates fusion between the virus and cell membranes. Virions also incorporate the protein premembrane (prM), which is cleaved into a smaller virion-associated membrane (M) peptide during virion maturation. Surface envelope proteins are the primary target for the humoral response against flavivirus infection.
WNV is an enzootic infection and is maintained in a mosquito–bird transmission cycle; incidental hosts have been identified, including humans, horses, and alligators [
3,
8]. The principal form of transmission to humans is from the bite of a mosquito. Person-to-person transmission has been recognized, including blood transfusion, organ transplantation, breastfeeding, and transplacental or laboratory acquisition [
2,
9]. Human illness peaks in late summer or early autumn, reflecting peak viral amplification within the bird–mosquito–bird cycle [
1].
WNV infection of humans has been associated with a variety of symptoms from asymptomatic to severe encephalitis. Central nervous system involvement occurs in 1 in 150 patients [
10,
11]. Care is supportive but intravenous immunoglobulin, alpha interferon, and ribavirin have been investigated for severe cases [
12,
13]. One investigational therapy with potential for benefit is a humanized monoclonal antibody, Hu-E16, which binds to the envelope protein of WNV and has shown efficacy in preclinical testing and safety in clinical testing [
14–
16].
As vaccines are developed, consideration for those at greatest risk is a priority. For WNV, advanced age is a risk factor for severe disease [
17]; however, the mechanism for increased susceptibility in the elderly and immunocompromised remains unknown. Published data suggest a role for antibody in protection and clearance of flavivirus infections [
18,
19]. In vitro data also implicate dysregulation of toll-like receptor 3 (TLR3) in macrophages in the elderly, leading to higher cytokine (interleukin [IL]-6, interferon [IFN]-β, tumor necrosis factor [TNF]-α) levels, which are associated with higher viral burdens in macrophages and facilitation of WNV entry into the cerebrospinal fluid secondary to blood-brain barrier disruption. In contrast, in young adults, TLR3 expression declines during WNV infection, diminishing WNV entry and cytokine release [
20]. In general, vaccines induce decreased immunity in the elderly [
21–
23]. Taken together, these data describe immunosenescence, an age-related change in immunity, which may impact the predilection of the aged to become seriously affected by WNV and is a possible reason for the generalized decreased vaccine efficacy seen in older adults [
21,
23].
WNV infection is a veterinary health concern, and infection in horses carries a 30%–40% mortality rate [
24,
25]. Equine vaccine development provides an animal model for the development of a human WNV vaccine. The equine DNA vaccine, pCBWN (Fort Dodge Animal Healthwith the Centers for Disease Control and Prevention), encodes for the prM and E proteins from WNV in a similar configuration as the DNA vaccine described here. It elicits neutralizing antibody and protects mice and horses from WNV [
26]. That vaccine was licensed by the US Department of Agriculture for horses in 2005, and represents the first license issued for a veterinary DNA vaccine [
24].
Investigational WNV vaccines for humans have been evaluated in preclinical and clinical studies, and candidate platforms include gene-based vaccines and viral-like particles [
27]. A candidate DNA vaccine for WNV has previously been evaluated in a phase I clinical trial (VRC 302) and was shown to be safe and immunogenic. That study provided evidence that a DNA vaccine, based on the equine vaccine, elicited neutralizing antibody in humans [
28].
In the current study (VRC 303), a nearly identical recombinant DNA vaccine encoding WNV prM and E proteins was used. This newer-generation DNA plasmid construct differs from the previously tested vaccine construct in that a modified promoter, CMV/R, was utilized rather than the original CMV promoter. The CMV/R promoter includes the regulatory R region from the 5′ long terminal repeat of human T cell leukemia virus type (HTLV-1), which serves as a transcriptional and posttranscriptional enhancer. The CMV/R promoter has improved protein expression of transduced genes, which has been associated with greater immunogenicity following DNA immunization of animals [
29]. The CMV/R promoter has been utilized in vaccines in other phase I and II clinical trials [
30–
32], and although a direct comparison of these promoters in DNA vaccines encoding identical antigens has not been conducted in a randomized clinical trial, the CMV/R promoter has been shown to enhance the immunogenicity of DNA vaccines in both mice and nonhuman primates [
29]. The results of the clinical trial reported here allow for a direct comparison of the safety and immunogenicity of a DNA vaccine in 2 age groups (VRC 303) as well as an indirect comparison of this newer-generation WNV vaccine encoding the CMV/R promoter (VRC 303) to the previously published clinical study (VRC 302) [
28] results assessing an earlier-generation WNV DNA vaccine utilizing the CMV promoter.