IP associates with mutations in primarily three genes. Mutations in the cationic trypsinogen (
PRSS1) gene occur primarily in hereditary pancreatitis [
22] and less commonly in IP [
23]. More common gene mutations associated with IP involve the
CFTR [
24,
25] and/or
SPINK1 gene [
26], the latter commonly occurring in tropical calcific CP [
27]. Up to 50% of patients with early-onset idiopathic CP have mutations of the
CFTR and/or
SPINK1 genes [
28–
30]. Also, patients with IRAP commonly have
CFTR mutations (up to 38%) [
30,
31] or
SPINK1 mutations (about 11%) [
32]. As previously discussed (see “Terminology for Pancreatitis”), these patients likely have idiopathic CP [
33], a premise supported by findings that
CFTR and
SPINK1 gene mutations are not associated with single episodes of human acute pancreatitis [
32,
34].
CFTR mutations may confer increased susceptibility to IP by at least two mechanisms: pancreatic ductal plugging and obstruction by viscous, proteinaceous ductal secretions [
35] and by sensitizing the pancreas to an exuberant inflammatory response to injury [
36,
37].
SPINK1 mutations may predispose to IP by disrupting the capacity of pancreatic acinar cells to limit trypsin activity when premature activation occurs intracellularly. It is tantalizing to consider that other patients with IP have a less common gene mutation (eg, chymotrypsinogen C gene [
38] or calcium-sensing receptor gene [
39,
40]), a yet to be discovered gene mutation, or a nongenetic alteration in protein function, a premise based on findings that patients may have a variant CF phenotype without
CFTR gene mutations [
41,
42], including those with CP from known causes [
43].
Patients with IP, with or without PD, have a similar prevalence of
CFTR and/or
SPINK1 gene mutations. Investigators from the University of Indiana [
31], who used a limited screening test, reported that in a Caucasian population, the frequency of
CFTR mutations was higher in patients with PD and IP compared to PD without IP (22% vs 0%). The true prevalence of CFTR mutations in IP and PD is likely higher because the frequency of CFTR mutations in IP is greater when investigators use an exhaustive genetic screening test [
24,
25,
30]. Furthermore, even when genetic testing identifies no
CFTR mutations,
CFTR functional impairments are common in patients with IP and PD. Gelrud et al. [
44] studied 12 patients with IP and PD and found that nasal potential difference, an indicator of CFTR ion channel function, was intermediate between those observed for healthy controls and classic CF patients. In addition, Gelrud’s study implies that IP with PD is uncommon (only 12 patients found at three institutions) and that in this uncontrolled study, patients who have
CFTR ion channel dysfunction generally do not respond to endoscopic therapy; only two of 12 patients who underwent endoscopic or surgical interventions had resolution of symptoms, even though all had multiple ERCPs (range 2–5), 10 had either pancreatic stent and/or sphincterotomy, and eight had cholecystectomy.
Recently, investigators from New Delhi, India, found the frequency of
SPINK1 mutations was increased but similar in three pancreatitis groups: 41.6% of IP with PD (5 of 12), 43.3% of CP (13 of 30), and 35.7% of RAP without PD (5 of 14) compared to 2% of healthy controls (1 of 50) [
45]. No patients had
CFTR mutations but frequencies of
CFTR polymorphisms were increased and similar in the two pancreatitis groups: 25% of IP and PD (3 of 12) and 33.3% of CP (10 of 30) compared to 0% of healthy controls (0 of 50). The authors claim that relative obstruction at the minor papilla owing to PD plays a definite role in the pathogenesis of pancreatitis because endoscopic therapy in eight of 12 patients with PD had a 50% reduction per year in the frequency of attacks of pancreatitis, including three of five with
SPINK1 mutations. This response contrasts with the negative endoscopic outcomes reported by Gelrud et al. [
44], but may be explained by the short duration of follow-up, lack of treatment controls, and possibly the involvement of different gene mutations.
Findings that
CFTR and/or
SPINK1 gene mutations have a similar prevalence in IP with and without PD indicates that the gene mutation is the common underlying factor for causing pancreatic inflammation and that PD is likely an incidental finding in the setting of IP.
CFTR and
SPINK1 mutations likely have synergistic effects on the susceptibility to IP in patients with PD, similar to that observed in IP [
28], possibly because different molecular mechanisms are affected. Data are insufficient, however, to completely exclude the possibility that in some patients PD participates with
CFTR and/or
SPINK1 mutations as a “two-hit” phenomenon that increases the susceptibility to IP.