In this study we demonstrate a novel requirement of RA generated by
Raldh3 for GABAergic differentiation in the basal ganglia. In contrast, RA activity is not detected in the cortex at any stages examined despite detection of RA activity in the adjacent meninges, which requires
Raldh2. Even if the cortex does receive a small amount of RA from the meninges that we cannot detect, our findings with
Raldh2−/− embryos lacking RA activity in the meninges demonstrate that this source of RA is unnecessary for cortical expansion as suggested by a recent study
[22]. Thus, unlike the cortex, the LGE represents an unambiguous site of RA action during forebrain development, and loss of RA in the LGE results in a loss of GABAergic differentiation.
Our studies revealed that at E12.5, when
Raldh3 expression is barely detectable in the LGE and RA activity is not yet detected,
Raldh3−/− embryos maintain expression of the regulatory gene
Dlx2 and early aspects of GABAergic differentiation in the progenitor domains of the basal ganglia. However, by E14.5, when
Raldh3 expression has intensified in the LGE and RA activity is easily detectable, RA generated by Raldh3 is required to stimulate GABAergic differentiation in the LGE by inducing Gad67 needed for GABA synthesis. At E18.5, Raldh3 is required to maintain GABAergic differentiation in the LGE, whereas a Raldh3-independent mechanism controls GABA synthesis in the MGE and septum. This observation suggests that the LGE is the main site of RA action along the SVZ. We observed that
Raldh3 expression in newly generated neurons at the border of the proliferative and postmitotic zones in the LGE coincides with a region that generates both GABAergic striatal projection neurons and GABAergic interneurons
[5],
[31]–
[34],
[40]. Our studies in
Raldh3−/− embryos revealed that RA signaling stimulates a GABAergic phenotype in LGE-derived interneurons migrating to the olfactory bulb and cortex and that RA is required for Foxp1-positive striatal projection neurons to further differentiate to a GABAergic fate. As Dlx2 and VGAT were still expressed normally in the absence of RA, the role of RA in GABAergic differentiation may be limited to stimulation of Gad67 activity in the LGE to promote GABA synthesis.
As the appearance of GABAergic interneurons in the olfactory bulb and cortex is reduced rather than eliminated, our findings suggest that interneurons can still migrate to these locations in the absence of RA but that less interneurons have matured to a GABAergic phenotype. Other studies have shown that
Gsx2 (
Gsh2), a homeobox gene specifying ventral character in the forebrain, is required for
Raldh3 expression in the LGE
[54] and that
Gsx2 is required for specification of GABAergic interneurons that migrate from the LGE to the olfactory bulb
[13]. In addition, differentiation of DARPP-32 striatal projection neurons is greatly reduced in
Gsx2 null embryos but not in conditional
Gsx2 mutants when
Gsx2 is progressively inactivated from E10.5–E18.5
[13] and also not in
Raldh3−/− mutants
[20]. Thus, early expression of
Gsx2 is required for correct DARPP-32 striatal projection neuron development, a time when there is no
Raldh3 expression in the forebrain. Taking into consideration the above, one can conclude that RA signaling exerts a specific role in specifying the GABAergic phenotype both for production of GABAergic interneurons and for further differentiation of striatal projection neurons to a GABAergic fate. Examination of the
Gad67 promoter proximal region revealed no evidence of a canonical RA response element (unpublished data), suggesting that
Gad67 may be an indirect target or may be controlled post-transcriptionally by RA signaling in the basal ganglia during GABAergic differentiation. As it is clear that RARα and RARβ are both expressed in the basal ganglia, null mutants or antagonists for these RA receptors may be useful to further examine the mechanism through which RA functions during stimulation of GABAergic differentiation. Further, as we show that endogenous RA signaling is preserved in primary LGE neurosphere cultures and is required to generate GABAergic neurons in vitro, such cells may prove useful in studying the mechanism of RA action during GABAergic differentiation.
A previous study suggested that
Foxc1 mutants fail to form a complete forebrain meninges and exhibit increased lateral expansion of the cortical ventricular zone and reduced neurogenic radial expansion due to the loss of RA produced by
Rdh10 and
Raldh2 in the meninges
[22]. The major conclusions of that study were drawn by comparison of the cortical phenotype of the
Foxc1 mutants with that of an
Rdh10 ENU mutant
[22],
[55]. However, our studies on
Raldh2−/− embryos lacking RA activity in the meninges demonstrate that RA is not required for radial expansion of the embryonic cortex. Additionally, RA receptors were not detected in the ventricular zone of the developing cortex, where RA was proposed to be required to induce neurogenic division of cortical progenitors. Together, these findings suggest that the dorsal forebrain phenotype in
Foxc1 mutants is RA-independent. The
Rdh10 ENU mutant employed for those forebrain studies
[22] exhibits a very similar phenotype to another published
Rdh10 ENU mutant, which has severe neural crest-derived craniofacial defects that are responsible for distortion of the cranium as well as forebrain
[51]. Thus, reduced radial expansion of the cortex and increased lateral expansion of the ventricular progenitor zone reported for
Rdh10 mutants
[22] may not be due to a specific effect of RA on corticogenesis but rather a defect in cranial neural crest migration and differentiation that leads to the altered cortical morphology. Indeed,
Rdh10 mutants lack all RA activity in the head during the time when cranial neural crest is migrating due to loss of all retinaldehyde synthesis
[51], whereas
Raldh2−/− embryos still retain most cranial RA synthesis during this time due to expression of
Raldh1 and
Raldh3 in ocular and olfactory tissues
[56]. Thus, head development in
Raldh2−/− embryos is not grossly altered, allowing us to conclude that a lack of cranial RA activity specifically in the meninges does not lead to a defect in radial expansion of the cortex. Furthermore,
Raldh2 is not expressed in the dorsal meninges until E12.5
[22] or E13.5
[25], while the lengthening of the dorsal forebrain in
Foxc1 mutants is already evident at E12.5
[22]. Based on the above, it seems unlikely that RA produced and secreted in the dorsal meninges could be the neurogenic factor inducing the switch from symmetric to asymmetric division in the ventricular zone to affect embryonic cortical expansion. Alternatively, RA generated in the meninges by
Rdh10 and
Raldh2 might have another function. RA could diffuse in the opposite direction and control development of the skull, which is populated by cranial neural crest cells. Interestingly, a recent study showed that ablation of all three RA receptors (RAR alpha, beta, and gamma) in cranial neural crest cells results in agenesis or malformations of most of the craniofacial skeletal elements including the frontal and parietal bones, which are adjacent to the dorsal meninges
[57]. Additionally,
Foxc1 hypomorphic mutants also exhibit malformation of the frontal bone
[58], providing further evidence that RA generated in the meninges downstream of
Foxc1 may function in cranial neural crest differentiation.
RA treatment is known to facilitate terminal differentiation of neural progenitors derived from ES cells
[48],
[59]–
[63]. Here we demonstrated that exposure of human ES-derived embryoid bodies to high concentrations of RA promotes differentiation of neuronal precursors to a high percentage of immature GABAergic neurons. Interestingly, although a low endogenous concentration of RA is sufficient to stimulate GABAergic differentiation of cells in the LGE at E14.5, a high concentration of RA is needed for GABAergic differentiation in embryoid bodies derived from ES cells. This may be due to the much more primitive nature of cells in an embryoid body (similar to cells in an early gastrula) compared to neuroepithelial cells of the late embryonic forebrain. As RA binds directly to DNA-bound nuclear receptors that interact with co-repressors and co-activators, we suggest that high concentrations of RA may exert tremendous epigenetic effects on embryoid body cells, driving them to both a neuronal and GABAergic fate. In addition, our RA treatment protocol generated GABAergic neurons exhibiting expression of interneuron transcription factors of either anterior (forebrain) or posterior (spinal cord) identity, but not striatal projection neuron identity. A previous study proposed that mouse ES cells differentiating in medium without RA acquired a GABAergic identity of ventral forebrain co-expressing Gad67 and Isl1 (most likely striatal projection neurons), while exposure to RA resulted in acquisition of a spinal cord interneuron identity
[48]; those studies differed from ours in that RA treatment occurred at a later window during embryoid body formation and a lower concentration of RA was used. Thus, differences in the effects of RA on GABAergic interneuron identity in various culture systems may be dependent upon the timing and concentration of RA used.
Production of the inhibitory neurotransmitter GABA in the central nervous system depends on local neurons, and disturbed GABAergic neuron function has been associated with numerous neurological disorders including Huntington's disease, autism, schizophrenia, bipolar depression, and epilepsy
[9]–
[12]. GABAergic interneurons are a particularly attractive cell population for cell-based therapies of these disorders due to their ability to migrate, differentiate, and function following transplantation
[64]–
[66]. GABAergic interneuron precursors derived from mouse ES cells were shown to migrate, survive for several months, and exhibit neurochemical and electrophysiological characteristics of mature interneurons when transplanted into postnatal cortex
[67]. Additionally, transplantation of GABAergic interneuron precursors reduced the number of seizures in epileptic mice
[68]. Thus, generation of GABAergic interneurons from RA-treated human ES cells as we report here coupled with isolation of cells with forebrain character may provide useful candidate cells in cell replacement therapies for one or more of these neurological conditions.