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Clin Orthop Relat Res. 2011 March; 469(3): 682–687.
Published online 2010 October 30. doi:  10.1007/s11999-010-1646-4
PMCID: PMC3032848

Operated and Adjacent Segment Motions for Fusion versus Cervical Arthroplasty: A Pilot Study

Tomoya Terai, MD, PhD,1,2 Ahmad Faizan, PhD,1 Koichi Sairyo, MD, PhD,corresponding author2 and Vijay K. Goel, PhD1



Anterior cervical discectomy and fusion (ACDF) represent the standard treatment for cervical spondylolytic radiculopathy and myelopathy. To achieve solid fusion, appropriate compressive loading of the graft and stability are essential. Fusion may lead to adjacent segment degeneration. Artificial discs have been introduced as motion-preserving devices to reduce the risk of fusion-related complications.


We therefore asked: (1) Does the use of a plate reduce motion at the operated level and bone graft compression compared to fusion with bone graft alone; and (2) is adjacent-segment motion higher after fusion with a plate?


Motions and compressive loads in the graft were quantified for intact, C4–C5 ACDF without and with a plate, and total disc arthroplasty in human cadaver spines.


At the surgery level all motions decreased for ACDF with a plate. The motions were similar to intact motions after total disc arthroplasty. The motions across the adjacent segment increased after fusion in all loading modes except lateral bending and were closer to the intact for the total disc arthroplasty case. The plate maintained a compressive load on the graft with a maximum increase in extension.


Unlike fusion, the arthroplasty can restore motion to normal at the surgery and adjacent segments, compared to fusion cases. A cervical plate with a precompression of the graft provides enhanced stability and fusion due to improved compression.

Clinical Relevance

Our findings support the clinical observations that fusion may lead to the degeneration of the adjacent segments. Disc arthroplasty may be able to circumvent the adjacent segment degeneration.


Anterior cervical discectomy and fusion (ACDF) represents a widely accepted surgical procedure to manage cervical spondylolytic radiculopathy and myelopathy symptoms. Cloward [11] and Robinson and Smith [34] originally described noninstrumented cervical arthrodesis, but these approaches reportedly had nonunion rates ranging from 8.3% to 12% [22, 35, 36]. Bohler [3] in 1967 reported what was likely the first use of anterior cervical plate and screw fixation in a patient with cervical spinal trauma. In the early 1980s, Caspar et al. [8] popularized anterior cervical plating. The constructs of the procedure had limited fixation at the screw-plate interface, leading to early screw backouts. However, the concept facilitated graft compression, allowing for a better chance of bony fusion.

ACDF is a reliable procedure with a fusion rate of between 85% and 95% [2, 26]. Cervical plates are used to stabilize the segment(s), affording solid fusion of the grafted bone, probably due to enhanced compression of the graft [19]. However, some complications have been reported, such as nonunion graft migration and kyphotic malunion [1, 4, 9, 19]. Reported nonunion rates range from 4.0% to 9.7% after ACDF with different types of cervical plate systems [22, 35, 36]. The reduced physiologic motion of the spine after fusion may lead to a compensatory increase in motion at the adjacent level, leading to an increase in adjacent-segment degeneration [18, 21]. Adjacent-segment degeneration with new, symptomatic radiculopathy reportedly occurs after ACDF in 2% to 3% of patients per year on a cumulative basis [21]. Spine surgeons are now pursuing alternatives to fusion, such as total disc arthroplasty (TDA) to address fusion-related complications [7, 27, 33, 37]. The goal in using these devices is to alleviate pain by replacing the diseased disc while preserving and/or restoring motion at the surgery and adjacent levels.

We therefore asked the following questions: (1) Does the use of a plate reduce motion at the operated level and bone graft compression in all loading modes compared to fusion with bone graft alone?; (2) Is adjacent-segment motion higher after fusion with a plate?

Materials and Methods

We conducted a series of experiments to study the motion at the surgery and adjacent levels after fusion and TDA using six fresh-frozen ligamentous human cervical spines (Fig. 1). The loads across the bone graft after fusion using a load cell were also quantified. The rotations across various levels were compared among the different conditions.

Fig. 1A D
Photographs illustrate the four conditions included in the study. (A) Intact C3–T1 specimens were first tested on the kinematic profiler. (B) A load cell was placed at the C4–C5 level. (C) A plate was placed along with the load cell at ...

The specimens were prepared by fixing the T1 vertebra to the base of the test frame and fixing a frame to the C3 vertebra for the load applications. Three light-emitting diodes (LEDs) were affixed to L-shaped brackets rigidly attached to each vertebral body. The motions of the LEDs in response to the applied loads were tracked using the Optotrak® system (Northern Digital, Waterloo, Canada). The specimens were tested under 0 to 2 Nm of moment in flexion, extension, lateral bending, and axial rotation [5, 6]. These moment values produce physiologic ROM in vivo [18]. The load displacement curves of the cadaver spines and the load passing through the load cell were obtained. The load cell was connected to an amplifier and the amplifier’s signal was recorded using the Optotrak® data acquisition system.

The testing was conducted in the following sequence: (1) intact spine; (2) load cell placement at the C4–C5 level; (3) load cell and cervical plate at the C4–C5 level; and (4) TDA at the C4–C5 level. The load cell (Honeywell, Inc, Morristown, NJ) was custom made for the cervical spine with proper dimensions to fit the C4–C5 disc space (6-mm height, 10-mm diameter). To further ensure a tight fit of the load cell, bone chips were placed along with the load cell. The plate (DePuy Spine, Inc, Raynham, MA) was screwed to the adjacent vertebral bodies such that the bone graft was under compression before testing. For TDA at the C4–C5 level case, a standard anterior cervical discectomy, including removal of the anterior longitudinal ligament, was performed at the surgery level in all specimens. The posterior longitudinal ligament, lateral annulus, and uncinate processes were preserved. An appropriately sized artificial disc (Discover™, DePuy Spine) was implanted at C4–C5 in the specimens (6-mm prostheses in four cases; 8-mm prostheses in two cases). The device consists of two cobalt-chromium-molybdenum endplates with a metal-on-polyethylene bearing surface; the polyethylene insert is fixed to the inferior endplate.

The motion levels at the surgery and adjacent sites were quantified for all cases, intact, stabilized, and TDA. The load cell data were also recorded for the fusion cases. Statistical analysis was performed using one-way analysis of variance (ANOVA) followed by a post hoc Fisher test for multiple comparisons (p < 0.05). All data are shown as mean ± 1 SD.


With the load cell and plate implanted at the C4–C5 level, the mean flexion motion decreased (p = 0.005) by about 80% (Fig. 2). Plating at the C4–C5 level restricted (p = 0.0001) the motion during extension as well. The C4–C5 level motions were closer to intact values after TDA, except in extension. The mean extension motion at the C4–C5 level increased by 22% after TDA (Fig. 2). In ACDF with plate fixation, the compressive load increment during cervical motions showed variations, although it was always in compression (Table 1). The graft load decreased in axial rotation, compared to the precompression load. In lateral bending, the graft load was similar to the initial precompression value. On the other hand, graft load increased by approximately a factor of two during extension. In all loading modes, compression of the graft was higher in the presence of the plate, except in flexion. In flexion, graft load was higher in the graft-alone case, illustrating the protective role of the plate in this mode.

Fig. 2
A graph shows surgery-level (C4–C5) motions (mean and SD) at the final loading step (2 Nm). The motion decreased after fusion with a plate compared to the intact. TDA restored the motion to the intact value. The p value using one-way analysis ...
Table 1
Compressive loads on the graft (load cell) at the C4–C5 level under 2-Nm moments

The mean motion after fusion at the adjacent level increased all loading modes except lateral bending, while the motion was closer to intact for the TDA case (Fig. 3). The mean motion at the C5–C6 level with the load cell and plate at the C4–C5 level was similar in flexion (p = 0.4089) and in extension (p = 0.7867). The mean motion at the adjacent level with TDA at the C4–C5 level was near normal in flexion and extension.

Fig. 3
A graph shows adjacent-level (C5–C6) motions (mean and SD) at 2 Nm. The motion was similar for the bone graft with the plate case in flexion and in extension, compared to the intact case. The motion was close to the intact case for the TDA case. ...


ACDF is the standard to treat patients with cervical spondylolytic radiculopathy and myelopathy. To achieve solid fusion of the grafted bone, the graft should be under compression and undergo very little motion during the healing process. Fusion also leads to adjacent-segment degeneration, due to a compensatory increase in motion across this level as compared to intact values, as well as to other factors. More recently, artificial discs have been developed as motion-preserving devices to address these issues. Besides restoring motion at the surgery level, TDA should lessen the degeneration of the adjacent segment. Using a cadaver model, we asked the following two questions: (1) Does the use of a plate reduce motion at the operated level and bone graft compression in all loading modes compared to fusion with bone graft alone? (2) Is adjacent-segment motion higher after fusion with a plate?

We acknowledge limitations to our experiments, as with any other in vitro motion study reported in the literature. First, in our cadaver studies, simulation of the stabilizing effects of in vivo muscle forces was not feasible, although it is desirable to test the spine in the presence of an appropriate preload. The application of muscular forces tends to create a highly unstable spine, with cervical specimens tending to go into extension upon the application of a preload [12, 25]. Second, the literature recommends undertaking in vitro biomechanical studies without the preload so long as the applied moments produce a physiologic ROM [5, 6, 15, 17, 23]. Thus, the experimental studies described here were carried out using pure moments of up to 2.0 Nm since these produce physiologic ROM in a cadaver cervical specimen without a preload [17]. Third, while fresh freezing does not affect the material properties of ligaments, bone, and annulus and the motion of the spine [29], the question does arise of how representative the specimens are of the general population. Fourth, the cervical specimen donors used in this study had an average age of 66 years, which has implications for bone quality, ligament strength, and disc degeneration. All specimens were screened for abnormalities and only those that appeared “normal” were selected for biomechanical testing. Therefore, even though the average donor age was advanced, care was taken to include only specimens of good quality for the present investigation. However, being a cadaver model and despite these precautions and agreement with other cadaver studies in the literature [10, 1316, 23, 24, 31] (Table 2), it is crucial to show our findings are clinically relevant.

Table 2
A summary of published in vitro biomechanical studies on cervical arthroplasty

We found, after ACDF with bone graft and a cervical plate, motion at the surgery level decreased in all directions. The increase in flexion motion across the adjacent segment observed in our study is likely to contribute to adjacent-segment degeneration, in line with clinical observation. The implant-level and the adjacent-level motions were similar to intact after TDA at the C4–C5. The near-normal motions after TDA suggest the adjacent-segment degeneration should be the lesser value. In a meta-analysis of the literature through a MEDLINE search, Harrop et al. [20] reported adjacent-segment degeneration in 34% of the fusion patients as compared to 9% in the TDA patients. Ordway et al. [28], using a stereoradiographic technique, found motions at the TDA level were similar to those of the control group. Likewise, based on plain radiographic analyses, several investigators have reported preservation of motion at the surgery level after TDA at various time intervals postoperatively [30, 32, 33, 37]. Our data support these findings. The near-normal motion in our TDA group is in agreement with the in vivo data. The increase in adjacent-level motion observed in our study after fusion is high compared to the TDA case. This should lead to higher incidences of adjacent-segment degeneration in the fusion group compared to TDA patients, in line with the meta-analysis of Harrop et al. [20].

For the load cell-graft-alone case, the graft experienced lesser compression during extension, since the C4 vertebral body lost contact with the load cell with increasing extension moment. In the other loading modes, the load cell provided as much stability as the intact spine, suggesting additional stabilization is needed. The plate enhanced stability in extension and ensured compressive load on the graft in all loading modes including extension. The data also suggest, to enhance bone graft healing, the plate should be placed with precompression on the graft. These observations are in agreement with the clinical findings that the fusion rates are higher in patients who receive a cervical plate to augment the bone graft fusion [22, 35, 36].

In summary, use of a cervical plate may increase the rate of fusion but is likely to lead to adjacent-segment degeneration. Under the limited conditions of our experiment, the Discover™ artificial disc replacement system at the surgery level was able to produce motion similar to that of the intact spine. The artificial disc may be able to circumvent adjacent-level disease since it mimics the motion of the native spine at the adjacent level. The long-term clinical implications of these findings remain to be seen, although short-term clinical followups do show a decrease in adjacent-segment degeneration after TDA, compared to fusion cases.


We thank Christopher Bono (Department of Orthopaedic Surgery, Boston Medical Center, Boston, MA), Steven Garfin (University of California, San Diego, San Diego, CA), Ashok Biyani and Hossein Elgafy (University of Toledo, Toledo, OH), and Hassan Serhan (DePuy Spine, Inc, Raynham, MA) for their guidance in this study.


One or more of the authors (VKG) has received funding from DePuy Spine, Inc, Raynham, MA.

Each author certifies that his or her institution approved the human protocol for this investigation and that all investigations were conducted in conformity with ethical principles of research, and that informed consent for participation in the study was obtained.

This work was performed at The University of Toledo.


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