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Central and Eastern Taiwan have alarmingly high oral cancer (OC) mortality rates, however, the effect of lifestyle factors such as betel chewing cannot fully explain the observed high-risk. Elevated concentrations of heavy metals in the soil reflect somewhat the levels of exposure to the human body, which may promote cancer development in local residents. This study assesses the space-time distribution of OC mortality in Taiwan, and its association with prime factors leading to soil heavy metal content. The current research obtained OC mortality data from the Atlas of Cancer Mortality in Taiwan, 1972–2001, and derived soil heavy metals content data from a nationwide survey carried out by ROCEPA in 1985. The exploratory data analyses showed that OC mortality rates in both genders had high spatial autocorrelation (Moran’s I = 0.6716 and 0.6318 for males and females). Factor analyses revealed three common factors (CFs) representing the major pattern of soil pollution in Taiwan. The results for Spatial Lag Models (SLM) showed that CF1 (Cr, Cu, Ni, and Zn) was most spatially related to male OC mortality which implicates that some metals in CF1 might play as promoters in OC etiology.
Heavy metals are extremely persistent in the environment and can cause adverse effects on human health. Research has classified many heavy metals, including arsenic (As), chromium (Cr[VI]) and nickel (Ni[II]), as human carcinogens [1,2]. Conceptually, soil and the human body intake environmental heavy metals absorbed in various ways. Heavy metal content in soil is an index of possible environmental exposure to heavy metal, and reflects somewhat the level of exposure of the human body. Some studies indicate that long-term exposure to heavy metals may promote cancer development in local residents [3–5]. Consulting the Taiwan Cancer Registry Database (TCRD) shows that oral cancer (OC) is more frequent in males, ranking as the fourth leading cause of cancer-related deaths in Taiwan since 2003. Several areas in the central and eastern parts of Taiwan, e.g., particularly Changhua County and Taitung County, display persistently high incidence rates of OC [6,7]. Betel quid chewing (BQC) and cigarette smoking (CS) are the established risks for OC in Taiwan [8,9].
Although the percentage of BQC prevalence in Taiwan has declined from 1996 to 2002, especially the maximum decrease from 18.9% to 9.3% in the middle area of Taiwan and the second-highest decrease from 44.0% to 36.6% in the eastern part of Taiwan , OC morbidity and mortality rates have been rising continually for several decades .
Industrialization and urbanization in Taiwan over the past two decades have chronically polluted a huge amount of farm soil due to the discharge of industrial wastewaters into the irrigation systems. In Taiwan, Changhua County has the highest Cr and Ni levels in farm soil [12,13]. Taitung County is located in Eastern Taiwan with low industrial pollution. The longitudinal Valley of Eastern Taiwan lies in the convergence zone between the Eurasia Plate and the Philippine Sea Plate. Volcanic activity accompanies an arc-continent collision that causes wide distribution of serpentine minerals in the coastal range of Eastern Taiwan . Since serpentine soils generally contain very high Cr and Ni levels, some areas of Eastern Taiwan have relatively high levels of Cr and Ni .
Epidemiological studies have widely used spatial analyses in recent years to identify possible factors related to the occurrence of various diseases, including cancers and other health concerns . Spatial clustering methods such as Moran-based statistics can identify the “hot spot” of a disease, which can be used to analyze the space-time structure of disease phenomenon clustered across space and time [17,18]. Additionally, spatial regression analysis quantifies the spatial pattern through creating a specific-contiguity weight and examining the relationship between the attributes of interest and latent explanatory variables that can interpret the observed spatial pattern .
Alcohol, particularly when associated with tobacco use, has been recognized as a critical risk factor for OC for nearly 50 years ; therefore, the most important etiological factors for OC are BQC, CS, and alcohol consumption activities [21–24]. Few studies have explored the potential effects of environmental factors as risks for OC. This study applied geographic information system (GIS) technology to map and visualize geographical clusters with significantly high factor scores and high OC mortality in Taiwan. This work focused on cartographic and geo-statistical methods in representing the geographical correlations among prime factors of soil pollution and OC mortality. Dimension reduction procedures are essential in any type of regression especially when the number of variables is relatively large. Among them, the principal component as well as factor analysis is considered to be efficient and very frequently used dimension reduction method, which had been incorporated in various spatial studies . In this work, we integrated factor analysis results into the spatial lag model (SLM) regression to depict the temporal-spatial relationship between soil heavy metals and human mortality in OC and determined which heavy metal was the most critical environmental factor in OC etiology.
The current study obtained OC mortality from the Atlas of Cancer Mortality in Taiwan constructed in 2003, which contains OC age-standardized mortality rates (ASMR) in both genders of each township for each decade from 1972 to 2001.
Soil data were derived from a nationwide survey that determined the content in agricultural topsoil (0–15 cm) of arsenic (As), cadmium (Cd), chromium (Cr), copper (Cu), mercury (Hg), nickel (Ni), lead (Pb) and zinc (Zn) content, obtained from the Environmental Protection Administration (EPA) in Taiwan from 1983 to 1986 . The total concentration of extractable As and Hg in the soil was determined by the aqua regia method, as well as the other six heavy metals by the 0.1 N HCl extraction method. A grid cell size of 1,600 ha was used as a sampling unit and 936 soil samples were collected across Taiwan. The area-weighted mean value represented the soil heavy metal content in each township . A total of 231 townships have information on OC mortality rates in males and soil heavy metal content was used in the spatial regression analysis.
Factor analysis is a widely used multivariate statistical method for dimension reduction. The analysis recombines original variables into fewer underlying factors called common factors (CFs) that retain as much information from the original variables as possible. For large data sets, the CFs can effectively reduce information retrieval complexity. The eigenvalue quantifies the contribution of each CF to total variance. The factor loadings are in the range of −1 to 1, and the greater absolute value of the factor loading indicates a stronger relationship between the independent CFs and variables. Factor loadings are classified as strong, moderate, and weak corresponding to absolute loading values in the range of >0.75, 0.75–0.50 and 0.50–0.30, proposed by Liu et al. ; therefore, in this study, factor loadings greater than 0.75 (strong) in absolute value were used to make decisions regarding significant loading. The factor scores were computed for each case, i.e. township by regression method to express the contribution of each CF to each case. This study performed factor analysis to determine the major factors influencing the soil pollution pattern in Taiwan.
Spatial autocorrelation exists when a value observed in one location depends on the values at neighboring locations. The Moran Index (Moran’s I) is a global spatial autocorrelation statistic used to quantify the degree of spatial similarity among neighboring observations over the study area. The space-time Moran’s I (STI) is an extension of Moran’s I, originally proposed by Wartenberg . The STI computes the relationship between the spatial lag at time t and the original variable at time t-k (k is the order of the time lag). Therefore, STI quantifies the effect that a change in a spatial variable, operated in the past (t-k) in an individual location i exerts over its neighborhood at present. The local Moran Index (Moran’s Ii), which decomposes the global Moran’s I statistic into contributions for each location, is termed local indicators of spatial association (LISA) . Specifically, the global Moran’s I is a weighted average of local Moran’s Ii. The null hypothesis of the spatial autocorrelation test is that the OC mortality is not associated with neighboring township levels, i.e., there is no spatial autocorrelation. The alternate hypothesis is that spatial clustering exists, i.e., neighboring townships have a similar OC mortality.
Studies commonly use multivariate linear regression analyses to determine the relationships between environmental factors and diseases, including cancers [30,31]. However, for the spatial data, the fundamental assumptions of the classical linear model (seen in matrix form, y = Xβ + , where y is an n × 1 vector of observation on the dependent variable, X is an n × 1 vector of observation on the explanatory variable, β is an regression coefficient for the explanatory variable, and is an n × 1 vector of random error term) are violated, due to the spatial autocorrelation among regression residuals. The SLM is a spatial regression method, which can incorporate spatial dependency into the classical regression model. The SLM adds an additional predictor in the form of a spatially lagged exogenous variable, with a formula expressed as y = ρWy + Xβ + , where ρ is a spatial autoregressive coefficient of the spatial lag term, W is an n × n binary matrix of spatial weights, Wy is the spatially lagged dependent variable, and the other notation is as before. The maximum likelihood method estimates the SLM parameters.
This study constructs a contiguity-based spatial weight for each township by queen contiguity relationships, which defines spatial neighbors as areas with a shared border and vertexes . In order to alleviate the effect due to unequal number of neighbors, a conventional row-standardization of the original spatial weight matrix W was used with neighborhoods based on polygon contiguity. Let W with elements ij be a spatial neighbor matrix, and each element ij was divided by the sum of the elements in the row. Note the (i, j)th element of a spatial weight matrix W, denoted ij, quantifies the spatial dependent between locations i and j. A row-standardized weight means that each row of the weight matrix must sum to one, which is defined by = ij/∑jij. The hypothesis regarding exploratory spatial analyses of OC mortality in Taiwan was tested using a free software program called the GeoDa version 0.9.5-I, developed by Luc Anselin . For a statistical inference, 999 Monte Carlo permutations were performed with the significance level set as 0.05.
Table 1 shows the positive and statistically significant spatial autocorrelations for male and female OC mortality rates in the three 10-year periods. All of the STI values exhibit significant high time-lagged values, showing increasing trends in OC mortality rates. The influence of past OC mortality rates in a certain location over its neighborhood in the present increases with time. However, note that a limitation of the contiguity-based method of defining spatial weights cannot reflect real “neighborhood” due to ignorance of the topographical effects.
The factor analysis generated three CFs with eigenvalues greater than one, which retain 73.78% of the total variance. Table 2 gives the resulting factor loadings, eigenvalues, and cumulative percentage of variance of each of the three CFs after rotation.
This study considers a variable (metal) with factor loadings greater than 0.75 to be important in the CF. Using this criterion, the first common factor (CF1) explained 42.02% of total variance with strong positive loadings on heavy metals Cr, Cu, Ni, and Zn. The association of Cr, Cu, Ni, and Zn in CF1 reflects the maximum influence of electroplating and other metal treatment plants on soil pollution in Taiwan, according to the results of previous research . The second common factor (CF2) included heavy metals Cd and Pb, which explained 17.55% of the total variance. The association of Cd and Pb in CF2 reflects the influence of pigments and plastic factories on soil pollution. The third common factor (CF3) included As, which explained 14.21% of the total variance. However, the As content in soil closely relates to parent materials.
Figure 1 displays a map showing the geographic distribution of high OC mortality rates for both genders in the three 10-year periods from 1972 to 2001. A few aggregation areas of high OC mortality were observed and mainly scattered in the central and southernmost part of Taiwan during 1972–1981. Over the period 1982 to 1991, a single high- mortality cluster of male OC, located in the central region of Taiwan, centered on Changhua and Yunlin Counties; however, the previous cluster in southernmost Taiwan disappeared. From 1992 to 2001, the map identified two apparently large-scale clusters of high male OC mortality. In addition to the previous cluster in Central Taiwan, the other exhibited in Taitung County of Eastern Taiwan. The location of high-mortality clusters of male OC in Central Taiwan gradually expended to include the entire Changhua County during the period from 1972 to 2001. The main aggregation areas of high OC mortality for females emerged in Taitung and Hualien Counties of Eastern Taiwan over the past thirty years.
Figure 2 shows the spatial clusters of high CF1 scores mainly in the adjacent area of Taichung and Changhua Counties in Central Taiwan. Yilan and Pingtung Counties show two distant and small-area cluster distributions of high CF2 scores. Yunlin and Chiayi Counties show a major cluster of high CF3 scores.
In the early 1970’s, Central and Southern Taiwan showed a scattered distribution of high-mortality spots for male OC. The spots not only expanded with time, but also clustered. During 1992–2001, the high-mortality region of male OC covered the entire Changhua County. Meanwhile, the other significant high-mortality cluster of male OC exhibited in Taitung County. Since the 1970s, Changhua County has become an aggregation of electroplating and hardware manufacturing factories due to the government policy to promote “homes into small factories.” Changhua County is a well-known Taiwanese “rice warehouse,” and more than 60% of the county’s total area has become arable land since 2001 . Wastewater discharged from factories into the cultivated farmland during the past few decades has caused heavy metal pollution of farm soil in Changhua . A positive (STL > 0) time-trend exists in spatial dependence of OC mortality. These results show that the temporal changes in spatial clusters of OC mortality may relate to environmental pollution. However, high-mortality clusters of female OC located in Eastern Taiwan at any time period are mainly because BQC has become a unique part of the culture of Taiwanese aborigines for some time, regardless of their gender. The CF1 obtained from factor analysis mainly represented four metals: Ni, Cr, Zn, and Cu. The spatial clusters of high CF1 scores were located mainly in the central part of Taiwan, especially in Changhua County. The spatial locations of clusters with the high CF3 scores closely relate to the spatial distribution pattern of As content in soil parent materials . As a result, the geographical distribution of high soil as content in areas of Southwestern Taiwan coincides with high CF3 scores.
This study further explored whether there is any relationship between the abnormally high-mortality rates of male OC and environmental risk factors, i.e., CF1, CF2, and CF3. The Moran’s I statistic showed the spatial autocorrelation in residuals for ordinary least squares (OLS) regression, as well as both Lagrange multipliers (LM), and Robust LM for spatial lag were statistically significant in favor of conducting SLM regression. The current research used three CFs as explanatory variables to perform SLM regression. Table 3 shows the estimation results of SLM regressions for male OC mortality rates in the three 10-year periods from 1972 to 2001. The CF1 significantly and positively associated with male OC mortality rates in the three SLM regressions for the three 10-year periods. The significant regression coefficients (β) for CF1 were 0.296, 0.402, and 0.497 and the percentages of variance explained (R2) were 0.304, 0.362, and 0.533; therefore, the above results implied a positive spatial correlation between CF1 and male OC mortality, that is, the magnitude of male OC mortality in Taiwan may be associated with the contents of heavy metals Cr, Cu, Ni, and Zn, the major components of CF1. In 1992–2001, CF3 also associated with male OC mortality (β = 0.605). Additionally, the estimation of all three models generated significantly positive values (ρ > 0) for spatial effect.
The spatial regression results showed that only CF1 positively associated with male OC mortality in all three-time periods, indicating that higher CF1 scores in areas had higher male OC mortality rates. Chromium and Ni are widely used industrial chemicals, and sufficient evidence exists that Cr and Ni compounds pose a carcinogenic risk to humans. Previous investigations revealed that the whole blood (B-Cr) and urinary Ni (U-Ni) levels of Cr of local residents living in the factory-dense areas of Changhua County were higher than those in other areas [39,40].
High levels of Cr and Ni in soil result from Cr- and Ni-emitting industrial sources in Changhua County, Central Taiwan . However, weathered serpentine parent materials cause very high levels of Cr and Ni in the soil of Eastern Taiwan, ranging from 400 mg kg−1 to 3,300 mg kg−1 of Cr and 400 mg kg−1 to 5,800 mg kg−1 of Ni [15,41]. A recent study revealed that maximum concentrations of Cr and Ni in the grains of brown rice grown on serpentine soils in Eastern Taiwan were 4.48 mg kg−1 dry wt. and 6.71 mg kg−1 dry wt. , apparently higher than the normal Cr and Ni average values in Taiwan’s brown rice of 0.14 kg−1dry wt. and 0.47 mg kg−1dry wt. . Nevertheless, the bioavailability and mobility of Ni in soils were much higher than those of Cr . This result shows that agricultural crops grown in soils with high Ni content may accumulate considerable amounts of Ni in their tissues. However, cancers are chronic diseases, whose developments often require long-term human exposure to environmental risk factors; therefore, it is necessary to address the fact that limitations of human migration and movement may make the locations of human exposure to heavy metals and OC occurrence likely to be not exactly the same. Further investigation is needed on the link between this food chain and potential health hazards for humans.
This study assessed the association between soil heavy metal content and OC mortality. Certain heavy metals are well-known to be human carcinogens. Various experimental and epidemiological studies in human populations exposed to these carcinogenic heavy metals via the environment provide evidence of a causal link to specific human cancers. Chromium and Ni are ubiquitous environmental and industrial contaminants. Chromium was found to be a potent inducer of oral-cavity tumor growth in experimental animals, and neoplastically transformed cells in culture [44,45]. Nickel can cause cell transformation and induce tumors in animal models . This study concludes that areas having high Ni or Cr content in the soil, from sources involving either anthropogenic or non-anthropogenic pollution, spatially correlates with regions of high male OC mortality in Taiwan, and provides direction for further investigations to verify the role of heavy metal Ni or Cr in the development and progression of OC.
The authors would like to thank the Department of Health, Executive Yuan, R.O.C (Taiwan) for providing the cancer registry database for the analyses. The authors would also like to express their special thanks to anonymous reviewers for their valuable comments.