How the conformational changes induced in the proteinase binding region by the heparin pentasaccharide activate antithrombin reactivity with proteinases has been the subject of numerous studies. It was initially thought that RCL expulsion from sheet A made the RCL more accessible to target proteinases and that this increased accessibility accounted for the activating effect of heparin on antithrombin reactivity [
25]. However, such a mechanism failed to explain why heparin allosteric activation was selective in enhancing antithrombin reactivity with two target proteinases, factor Xa and factor IXa, and minimally enhanced antithrombin reactivity with thrombin. That the RCL did not contain the determinants responsible for heparin activation of antithrombin reactivity with proteinases was shown by experiments in which the RCL bait sequence was altered by mutagenesis to create an optimal thrombin recognition sequence [
19,
26]. This had the expected result of greatly increasing antithrombin reactivity with thrombin and decreasing reactivity with factors Xa and IXa, but unexpectedly, such changes affected basal antithrombin reactivity and had no effect on the selectivity or magnitude of heparin pentasaccharide enhancements of antithrombin reactivity with the three proteinases. Another series of experiments showed that changing the P1 Arg bait residue greatly reduced antithrombin reactivity with all target proteinases, but again had no effect on the differential heparin enhancements of antithrombin reactivity with the proteinases [
27]. Such studies revealed the importance of exosite determinants outside the RCL in mediating heparin activation of antithrombin [
28].
Identification of exosites that specifically interacted with factors Xa and IXa was accomplished by engineering chimeric antithrombins in which secondary structural regions that define the surface of the serpin from which the RCL protrudes were swapped with those of α
1-proteinase inhibitor, a serpin that is not activated by heparin [
29]. Of the six chimeras prepared, only one, in which strand 3 of sheet C was substituted, showed a marked loss in the ability of heparin pentasaccharide to enhance antithrombin reactivity with factors Xa and factor IXa without affecting its reactivity with thrombin. Intriguingly, site-specific mutations in this region showed complex effects implying the existence of both favorable and unfavorable exosites in this region whose expression depended on heparin activation [
30]. Notably, mutating two residues in strand 3C, Tyr253 and Glu255 that are highly conserved in vertebrate antithrombins but not in other serpins, closely duplicated the strand 3C chimera defect in factor Xa reactivity that was strictly dependent on heparin activation. However, mutating Tyr253 alone caused a comparable large loss in factor Xa reactivity but this loss was independent of heparin allosteric activation. These strand 3C mutations produced a similar pattern of losses in antithrombin reactivity with factor IXa that were dependent on heparin activation for the strand 3C chimera but did not depend on activation for single Tyr253 and Glu255 mutations. Such results have suggested a model of allosteric activation in which Tyr253 constitutes a key exosite residue that specifically interacts with factor Xa and factor IXa in both native and heparin-activated states () [
9]. However, other residues in strand 3C produce unfavorable interactions that attenuate the favorable Tyr253 interaction in native antithrombin. According to this model, heparin activates antithrombin reactivity by relieving the unfavorable interactions. That Tyr253 and Glu255 cooperate as positive factor Xa and IXa-specific interaction exosites in heparin-activated antithrombin is supported by the finding that changing the strand 3C homologues of these residues in a P1 Arg variant of α
1-proteinase inhibitor to their antithrombin counterparts specifically enhances α
1-proteinase inhibitor reactivity with factors Xa and IXa, but not with thrombin [
31].
Recent X-ray structures of Michaelis complexes of heparin-activated antithrombin with catalytic Ser-inactivated variants of factor Xa [
32], factor IXa [
33] and thrombin [
34,
35] support the importance of favorable exosite interactions identified by mutagenesis studies in mediating the enhanced reactivity of allosterically-activated antithrombin with factor Xa and factor IXa but not with thrombin (). These structures clearly show that factors Xa and IXa bound to the antithrombin RCL are able to engage the exosites on strand 3 of sheet C surrounding the RCL that were identified by mutagenesis studies. The complementary exosites on the proteinases involve a critical conserved Arg 150 residue in the autolysis loop that binds in a pocket formed by the antithrombin exosites on strand 3C [
36,
37]. Thrombin lacks the conserved Arg and therefore is not able to interact with the antithrombin exosites. Heparin allosteric activation thus minimally affects antithrombin reactivity with thrombin and the rate-enhancing effect of heparin is solely due to the ternary complex bridging mechanism.
Based on the X-ray structures of the Michaelis complexes showing the expected expulsion and extension of the RCL away from sheet A that is characteristic of heparin-activated antithrombin, it has been proposed that RCL expulsion is essential for bound factors Xa and IXa to engage the strand 3C exosites and that this is the key activating event required for allosteric activation [
32,
33]. One problem with this proposal is that it fails to account for the repulsive determinants in strand 3C that are inferred to repress antithrombin reactivity in the absence of heparin activation. The model of allosteric activation discussed above that accounts for this and much other data suggests instead that favorable exosite interactions are already engaged in native antithrombin but are diminished by unfavorable interactions. Activation in this case involves the mitigation of the unfavorable interactions, with RCL expulsion contributing to but not being required for such activation (). Much other data favor this latter activation model over the former. One key observation is that Cα-Cα distances between P1Arg and the Tyr253 exosite in free antithrombin are no greater than those in the heparin-antithrombin-factor Xa Michaelis complex, implying that factor Xa bound to the RCL is just as accessible to the strand 3C exosites in the RCL-inserted native state as it is in the RCL-expelled activated state of the serpin. Additionally, the X-ray structure of a fluorescein-derivatized RCL hinge variant of antithrombin that is activated without the need for heparin shows the RCL backbone inserted into sheet A as in native antithrombin, implying that RCL expulsion and extension away from sheet A is not a requirement for activation and that alteration of the surface electrostatics may be the dominant activation mechanism [
38]. Recent evidence provides additional support for the model by showing that mutation of a buried Tyr131 in the C-terminal loop of helix D to Leu results in a pentasaccharide-independent partial activation of antithrombin reactivity with factor Xa without inducing the spectroscopic signature of RCL expulsion from sheet A, presumably through rearrangements in the hydrophobic core [
39]. Moreover, a Lys133 to Pro mutation that blocks helix D extension shows a pentasaccharide-dependent partial allosteric activation of antithrombin without the spectroscopic changes that report RCL expulsion [
24]. Together, these findings support the model in which factor Xa and factor IXa interact with both the RCL and the strand 3C exosites in native antithrombin, but unfavorable interactions result in a repressed reactivity with these proteinases. Allosteric activation by heparin pentasaccharide enhances reactivity by changing the surface electrostatics so as to mitigate the unfavorable interactions and retain the favorable RCL and exosite interactions. Although recent reports show that blocking RCL expulsion from sheet A by an engineered disulfide abrogates heparin pentasaccharide activation of antithrombin [
40], the disulfide may have global effects that rigidify the allosteric core and block the activating changes observed in the Tyr131 and Lys133 mutants. Further reconciliation of these models of allosteric activation will require X-ray structures of unactivated antithrombin-factor Xa/IXa Michaelis complexes as well as mutagenesis studies that identify those antithrombin residues responsible for the proposed unfavorable interactions with factors Xa and IXa.