ALI and its most severe form, acute RDS (ARDS), are devastating clinical syndromes affecting greater than 200,000 patients per year in the United States alone (
39). Despite recent advances in therapy, the mortality for ARDS remains in the 25–50% range (
40). On the other end of the spectrum, BPD, in which HALI is a critical contributing factor, is the commonest chronic lung disease in infants (
41). There are currently no specific or effective interventions that prevent or ameliorate established BPD, and no established biomarkers that predict its occurrence in premature infants (
41). In addition, although significant effort has been directed at the mechanisms that underlie this disorder(s), our understanding of the pathogenic mechanisms that are responsible for these adverse events is highly incomplete. To address this issue, we initiated studies that were designed to determine if the CLPs, BRP-39 and YKL-40, regulate the ALI induced by the prototypic oxidant, 100% O
2. These studies demonstrate that hyperoxia inhibits BRP-39 expression and production in the otherwise naive murine lung and in epithelial cells in cluture. They also demonstrate that mice that lack BRP-39 have exaggerated responses to 100% O
2, manifested by augmented alveolar–capillary permeability and protein leak, tissue oxidation, neutrophil- and macrophage-rich inflammation, chemokine elaboration, epithelial apoptosis, and premature death. Lastly, they demonstrate that transgenic YKL-40 ameliorates HALI, prolongs survival in 100% O
2, and rescues the exaggerated injury response in BRP-39
−/− animals. These studies highlight novel relationships between BRP-39/YKL-40 and oxidants in the lung, including the demonstration that oxidant injury decreases the expression and production of BRP-39, and that BRP-39 and YKL-40 are important inhibitors of oxidant-induced lung injury, permeability, and structural cell apoptosis.
BRP-39/YKL-40 is a product of the
CH3L1 gene on chromosome 1 in mice and humans that is found in significant quantities in the circulation and tissues of normal humans and other animal species. BRP-39 and YKL-40 are also highly inducible, with elevated levels being seen in the serum and or tissues from patients with a variety of diseases, and elevated levels being noted in epithelial cells and/or macrophages after stimulation with IL-13 (
31) and during late stages of macrophage activation (
42). Transcriptional mechanisms have been shown to contribute to some of these stimulatory events (
42). Surprisingly, our
in vitro and
in vivo studies are the first to highlight a circumstance in which the production and/or expression of BR-39/YKL-40 is decreased. They are also the first to define the relationship between this inhibition and oxidant injury, and to associate this decrease with a pathologic tissue response. When combined with our demonstration that BRP-39 inhibits HALI, one can envision a scenario in which the decrease in BRP-39 that is seen contributes to the initiation and/or perpetuation of this oxidant injury response. In light of our demonstration that transgenic YKL-40 inhibits HALI and reverses the exaggerated injury phenotype in BRP-39
−/− mice in 100% O
2, one can also hypothesize that the production of BRP-39/YKL-40 could increase during the later phase of HALI, where it could feed back to inhibit the tissue injury response. If future studies confirm these findings, one can also speculate that interventions that increase BRP-39/YKL-40 may be therapeutically useful in the treatment of these disorders.
The glycosyl hydrolase (GH) 18 family contains chitinases and CLPs, such as BRP-39 and YKL-40, which lack enzymatic activity (
43). They are widely expressed, being seen in archea, prokaryotes, and eurkaryotes (
44). Mammals do not contain or synthesize chitin, yet the human genome has eight GH-18 family members (
44). Although it is presumed that the physiologic roles of these chitinases and CLP have resulted in their conservation over these vastly different species, the roles of these molecules in biology are poorly defined (
43). Recent studies, however, have shed light on important roles that chitinases and CLPs play that may account for this conservation. Specifically, we demonstrated that BRP-39 and YKL-40 inhibit the apoptosis of and CD95 expression by inflammatory cells at sites of Th2- and IL-13–induced inflammation (
31). We also demonstrated that acidic mammalian chitinase, a true chitinase, can also inhibit epithelial cell apoptosis, and that this inhibition is independent of the chitinolytic effects of the enzyme (
45). The present studies add to our understanding of the relationship(s) between BRP-39/YKL-40 and apoptosis by demonstrating that these chilectins inhibit the oxidant-induced cell death of alveolar type II cells. Although the mechanism of this protection is not clear, it is tempting to speculate that the phosphatidylinositol 3 kinase–Akt pathway is involved, because studies from our laboratory have demonstrated that BRP-39/YKL-40 is a potent activator of Akt (
31), and Akt can confer cytoprotection in HALI (
46–
49). In combination, these studies allow for the speculation that BRP-39 and YKL-40 are critical regulators of cell death that inhibit oxidant injury and confer structural cell cytoprotection at physiologic concentrations, and prolong the survival of inflammatory cells, and contribute to antigen sensitization, chronic inflammation, and tissue remodeling when elevated.
IL-13 is a critical effector at sites of Th2-driven pathologies. As a result, anti–IL-13–based therapies are being developed to treat a variety of diseases and disorders. To fully understand the consequences of these interventions, studies have been undertaken to define the beneficial effects of IL-13 in the lung. These studies demonstrated that IL-13 is an important inhibitor of oxidant-induced lung injury (
50). The mechanism of this response, however, is poorly understood. Recent studies from our laboratory demonstrated that IL-13 is a potent stimulator of BRP-39 (
31). This raises the intriguing possibility that the protective effects of IL-13 in hyperoxia are mediated, at least in part, by BRP-39/YKL-40.
ALI and ARDS are complex, multigenic, and multifactoral disorders, with profound clinical heterogeneity (
40). Nevertheless, progress has been made in the identification of genetic variants that contribute to these responses and enhance our understanding of the pathways that are involved in the pathogenesis of these disorders. Using predominantly a candidate gene approach, investigators have highlighted the importance of polymorphisms in a wide variety of genes, including those that encode cytokines, blood pressure regulators, immune regulators, gene transcription, coagulation, and antioxidants (
40). Our studies demonstrate that BRP-39 is inhibited during HALI and, in turn, feeds back to inhibit HALI. Recent studies from our laboratory and others have demonstrated that polymorphisms in the
CH3L1 gene correlate with the levels of circulating YKL-40, the presence of asthma, and asthma severity (
17,
30,
51). The present studies raise the possibility that polymorphisms in YKL-40 also play an important role in the pathogenesis of ALI and/or ARDS. This is an intriguing possibility, because polymorphisms in the mannose-binding lectin, which, like YKL-40, is a circulating carbohydrate-binding protein, have recently been shown to correlate with ARDS (
52–
54). In addition, if
CH3L1 polymorphisms correlate with asthma and HALI, this would add to the mounting evidence supporting the “common variant/multiple disease hypothesis,” which suggests that certain disease genes may not be disease specific, and may contribute to related clinical phenotypes (
55).
In animal models of ALI, inflammation and lung injury are frequently juxtaposed. This led to studies investigating the mechanisms of hyperoxia-induced inflammation, and the relationship between injury and inflammation in this disorder (
11,
56,
57). Our studies have added to our understanding in this area by highlighting an interesting relationship between the cell death and inflammatory responses in this modeling system. Specifically, they demonstrate that null mutations of caspase-3 diminish the inflammatory response induced by hyperoxia. This suggests that cell death drives, at least in part, the inflammation in the lungs of mice breathing 100% O
2. Under classic conditions, apoptosis was proposed to be an inflammation-independent form of cell death (
58). However, it is now clear that cells die via complex mechanisms, and that apoptotic cells can undergo secondary necrosis if not rapidly cleared by phagocytes (
59). It is also clear that, during these responses, injured cells elaborate a number of danger signals, which can induce inflammation by activating Toll-like receptor 3 and C-type lectin receptors (
59). In accord with this scenario, the cell death response in this oxidant injury model has been extensively studied and shown to have features of both apoptosis and necrosis (
14,
60,
61).
RDS and respiratory failure are problematic consequences of premature birth. Patients with these conditions are commonly treated with mechanical ventilation, supplemental oxygen, and surfactant preparations (
62), and, in many cases, rapidly recover. However, in a subset of patients, oxidant injury contributes to the development of BPD with chronic respiratory failure, and death can ensue (
41). To determine if our murine findings are relevant to human disease, we compared the levels of tracheal aspirate YKL-40 in a cohort of premature babies with RDS that developed BPD or died, and premature infants with milder disease that did not experience these adverse consequences. In this cohort, the premature infants with the milder disease had higher levels of this CLP. These observations are in accord with our finding that YKL-40 inhibits HALI. If they are confirmed in subsequent, larger studies, they also raise the possibility that the elevated levels of YKL-40 are causally related to the milder disease in these individuals. Oxidant injury also plays a major role in the pathogenesis of interstitial lung diseases, asthma, and chronic obstructive pulmonary disease and can worsen the effects of pulmonary infections (
63–
67). When viewed in combination, these observations allow for the speculation that BRP-39/YKL-40 may be able to be manipulated to control oxidant-induced pulmonary responses, and that the levels of circulating and or organ YKL-40 might be useful biomarkers that can predict the severity and or course of these disorders. For example, in premature newborns, YKL-40 might be able to be used as a therapeutic in infants with RDS to prevent or ameliorate BPD, and the levels of tracheal aspirate YKL-40 might predict who will develop BPD and who will not. These studies also suggest that genetic polymorphisms, environmental exposures, or pharmacologic interventions that alter the levels and/or effects of BRP-39/YKL-40 can have major effects on an individual's ability to tolerate an oxidative load, and thus contribute to the severity and/or natural history of these disorders. Additional investigations of the regulation and roles of chitinases and CLP in oxidant-induced injury and subsequent repair, and the feasibility and utility of CLP-based therapeutic manipulations, are warranted.