This study highlights variants in several nicotinic receptor subunit genes, besides CHRNA5-CHRNA3-CHRNB4 on chromosome 15q25, that affect the risk of developing nicotine dependence in our diverse sample of African-Americans and European-Americans. These include SNPs in or near CHRNG, CHRNA7, CHRNA10, CHRNA4, CHRNB1, and in the putative promoter region of CHRNB3-CHRNA6. In CHRNG and CHRNA4, the associated SNPs show differing effects in African-Americans and European Americans, while the other genes harbor SNPs that show some evidence for consistent effects in the two populations. In both populations, these additional nicotinic receptor loci substantially increase the explained trait variation. In the new African-American sample, no SNPs surpass Bonferroni-corrected significance for the 144 SNPs tested. However, in the full sample, combining African-Americans and both new and previously-reported European-Americans, the CHRNG SNP rs1881492 is significant with a 2-df test p-value of 4.25 × 10−5 and opposite directions of effect in the two populations. Strengths of the current study include the careful phenotyping of stringently defined nicotine-dependent cases and non-dependent smoking controls, and the inclusion of both European-ancestry and African-ancestry subjects.
It is important to study the genetics of nicotine dependence in diverse populations. Differences in allele frequencies and genetic architecture between populations can help narrow association signals to biologically causal variants. Also, there can be important phenotypic differences between populations. Current smoking prevalence is similar in European-Americans and African-Americans (
Centers for Disease Control and Prevention, 2008). Nicotine dependence is common in both groups, with evidence of slightly lower levels of dependence in African-Americans by standard measures currently in use (
Breslau et al., 2001,
Substance Abuse and Mental Health Services Administration, 2007). Smoking cessation rates, however, are lower in African-Americans compared to European-Americans (
Breslau et al., 2001,
Covey et al., 2008). Furthermore there is evidence that African-Americans have a higher risk of dependence at lower cigarettes-per-day levels compared to European-Americans (
Luo et al., 2008). Also important are the disparities in health consequences from smoking: African-Americans have higher lung cancer incidence and mortality than European-Americans (
Haiman et al., 2006,
Ries et al., 2008). An understanding of the genetic loci involved, and their effects and allele frequencies in diverse populations, can provide important clues to the risk of developing nicotine dependence across all populations.
The most significant SNP in the African-American sample, rs1881492 in
CHRNG, is also modestly associated in European-Americans, but the odds ratios are in opposite directions (OR = 1.57 (1.17-2.11) in African-Americans; OR=0.77 (0.66-0.90) in European-Americans). For the other gene regions nominally associated in African-Americans –
CHRNA7 and
CHRNA10 – there is little evidence for association with nicotine dependence in European-Americans, even though the latter sample is larger. However, we note that in the
CHRNA10 region, rs2231532 (OR = 1.35 (1.07-1.70), p=0.0108 in AAs versus OR = 1.07 (0.94-1.22), p=0.285 in EAs) is also associated with “dizziness in response to tobacco” in the original European-American subset of this sample (
Ehringer et al., 2010).
In
CHRNA4, rs2236196 shows association in European-Americans (OR = 1.30 (1.12-1.50) p = 0.0004) and has previously been associated with smoking in independent European-descent samples (
Breitling et al., 2009,
Hutchison et al., 2007) and a sample of African-American women (
Li et al., 2005). However, neither rs2236196 nor other tested
CHRNA4 SNPs show consistent evidence in both European-Americans and African-Americans (OR=1.04 (0.83-1.30), p = 0.73 in African-Americans). The one SNP with a trend towards association in AAs, rs2229959, has odds ratios in opposite directions in the two groups (OR = 0.82 (0.66-1.02) in AAs; OR = 1.33 (1.09-1.62) in EAs).
In
CHRNB3-CHRNA6, evidence suggests that there may be at least two distinct loci associated with nicotine dependence. In this region, the SNP most strongly associated in the full sample is rs13277254, upstream of the gene cluster (2-df p = 0.0021), and this association is driven by the EAs. Some of the additional associated SNPs in this region constitute the same signal because they are very highly correlated with rs13277254. However, the synonymous coding SNP rs4952 in
CHRNB3 has the strongest odds ratio in this region (OR = 0.65 (0.47-0.91), p = 0.01 in EAs; OR = 0.42 (0.16-1.08), p = 0.07 in AAs). Rs4952 may tag a distinct involved locus in this gene cluster because it has only low correlation with rs13277254 (r
2 = 0.153 in EAs and 0.009 in AAs). The region upstream of the
CHRNB3-CHRNA6 cluster has been associated with nicotine dependence and smoking behavior in several European-ancestry samples (
Bierut et al., 2007,
Ehringer et al., In press,
Hoft et al., 2009,
Saccone et al., 2009a,
Saccone et al., 2007,
Zeiger et al., 2008), though the biological implications are still largely unclear. Interestingly, β3 knock-out mice show significantly reduced α6 expression in the brain resulting in deviated receptor targeting activity (
Gotti et al., 2005). The α6 subunit is also known to occur in nicotinic receptor subtypes that modulate the dopamine reward pathway in mice (
Klink et al., 2001).
In CHRNB1, rs7210231 is the most strongly associated in the full sample and shows modest evidence for consistent effects across populations (OR = 0.79(0.62-1.02) in AAs, OR = 0.77(0.66-0.9) in EAs). CHRNB1 is abundantly expressed in the neuromuscular junctions of muscles as well as showing a low level of mRNA expression in the brain.
We chose a 2-df test of SNP and SNP × population to analyze the full sample. This approach allowed us to detect SNPs having population-specific effects as well as SNPs with similar effects in the two populations, at the expense of an extra degree of freedom. This same 2-df test has been used in other association studies of diverse samples (
Sleiman et al., 2010).
Several explanations would be consistent with differing results between populations, such as seen at rs1881492 in
CHRNG and rs2229959 in
CHRNA4. First, there may be an untyped variant that is causal and has similar effects across populations, but differing correlations with typed SNPs in the two populations lead to inconsistent association evidence. Alternatively, the variant may indeed have different effects in the two populations, perhaps because of differing history and genetic background, or because of interactions with other alleles or environmental factors that occur at different rates in the populations. In that case, identifying the other background factors involved may reveal underlying common biological mechanisms. A third possibility is that the observed association may be a false positive. Potential reasons for “flip-flop” effects have been discussed by others (
Lin et al., 2007,
Zaykin & Shibata, 2008). Our interpretation of our “flipped” findings in
CHRNG and
CHRNA4 is that these regions are likely to be involved in genetic risk contributing to nicotine dependence, but further genotyping or resequencing is necessary to refine these associations. Although SNPs in this study were selected to tag the common variation in European-Americans, the reduced LD in African-Americans means that more coverage is needed across this diverse sample. After more complete assessment of the genetic variation is obtained, analysis of a diverse sample can leverage LD differences and refine the associations to a smaller group of SNPs that show more consistent effects across populations (
Saccone et al., 2008,
Zaitlen et al., 2010).
For some of the
CHRN genes highlighted here, other SNPs have been reported in independent studies of smoking or nicotine dependence. In
CHRNB1, different SNPs have been reported (
Lou et al., 2006,
Philibert et al., 2009). Lou et al. did not genotype rs7210231, but reported rs2302763 as associated with smoking quantity in EAs; we genotyped the r
2 proxy rs3855924 (r
2 = 1 with rs2302763 in HapMap CEU) and did not find association with nicotine dependence in our sample. Philibert et al. did not report on rs7210231 but in their predominantly European-descent sample found evidence for rs3855924 and rs4796418, which are not associated in our samples. Our findings appear to highlight a different region in this gene. In
CHRNA7, rs1909884 (
Greenbaum et al., 2006) and rs904952, rs10438287 and rs12915265 (
Philibert et al., 2009) have been reported; the latter two were tested in our sample but other SNPs are more strongly associated. For rs1909884 our closest proxy is rs904951 (r
2 = 0.51 in CEU but only 0.26 in YRI) which is highlighted in and nominally associated in AAs. Rs904952 is completely correlated with rs904951 in both CEU and YRI (r
2 = 1.0). Thus our evidence for rs904951 supports the report in (
Philibert et al., 2009) and extends the finding by showing association of rs904951 and other
CHRNA7 SNPs in a sizeable African-American sample.
The chromosome 15q25 region containing
CHRNA5-CHRNA3-CHRNB4 has been consistently associated with nicotine dependence and smoking in multiple studies (reviewed in (
Greenbaum & Lerer, 2009)) and is clearly important. Evidence indicates there are multiple associated loci in this region that have low correlation with each other and may have distinct biological effects on risk. In European populations these distinct loci are represented by rs16969968 (a non-synonymous SNP in
CHRNA5), rs578776 and rs588765. The association between rs16969968 and nicotine dependence has now been replicated in African-Americans. The results reported here now highlight additional nicotinic receptor genes as involved in nicotine dependence risk. However, none of these other
CHRN genes show as much consistency in association across populations as rs16969968 and some of its correlates in
CHRNA5-CHRNA3-CHRNB4. This suggests that these other
CHRN genes need more investigation, and yet may be in a second “tier” of effects compared to the effects of variants on chromosome 15q25.
Given these multiple findings in
CHRN genes, an important question is the proportion of phenotypic variance explained by these loci. Although large-scale association studies of complex diseases are reproducibly identifying common genetic “risk” variants, typically these variants have small effect sizes and account for only a small fraction of the heritability or phenotypic variance known to exist (
Goldstein, 2009,
Hirschhorn, 2009,
Kraft & Hunter, 2009,
Maher, 2008). In our sample, the variation explained by the chromosome 15q25 SNPs rs16969968, rs578776 and rs588765 is 1.9% in both EAs and AAs. With the addition of 6 SNPs representing the top associated
CHRN genes in the full sample, the variation explained in each sample increases dramatically to 4.9% in EAs and 7.3% in AAs (). As with many other complex diseases, these associated SNPs account for only a modest fraction of the trait variation. However, the important message is that we see a substantial additional contribution from variants in the other nicotinic receptor genes beyond
CHRNA5-CHRNA3-CHRNB4. This is striking given that
CHRNA5-CHRNA3-CHRNB4 loci such as rs16969968 are genome-wide significant in multiple studies of European-descent subjects, while of the SNPs reported here, none even approach genome-wide significance.
In summary, this work provides further evidence that multiple cholinergic nicotinic receptor genes besides CHRNA5-CHRNA3-CHRNB4 on chromosome 15q25 are involved in nicotine dependence risk not only in European-Americans but also in African-Americans. Future work to replicate these different findings in independent African-ancestry samples – and carry out meta-analysis – should improve our understanding and interpretation of these results. Larger sample sizes are needed to test the effect of these variants on smoking risk in other diverse human populations to help confirm and refine these findings.